SOCIAL ORGANIZATION
BOOKS BY CHARLES HORTON COOLEY
PUBLISHED BY CHARLES SCRIBNER’S SONS
| Social Organization; a Study of the Larger Mind | net, $1.50 |
| Human Nature and the Social Order | net, $1.50 |
SOCIAL ORGANIZATION
A STUDY OF THE LARGER MIND
BY
CHARLES HORTON COOLEY
PROFESSOR OF SOCIOLOGY IN THE UNIVERSITY OF MICHIGAN
AUTHOR OF “HUMAN NATURE AND THE SOCIAL ORDER”
NEW YORK
CHARLES SCRIBNER’S SONS
1911
Copyright, 1909, by
CHARLES SCRIBNER’S SONS
Published April, 1909
THIS BOOK IS DEDICATED
To E. J. C.
WHOSE INFLUENCE IS A CHIEF
SOURCE OF ANY LITERARY
MERIT IT MAY HAVE
PREFACE
Our life is all one human whole, and if we are to have any real knowledge of it we must see it as such. If we cut it up it dies in the process: and so I conceive that the various branches of research that deal with this whole are properly distinguished by change in the point of sight rather than by any division in the thing that is seen. Accordingly, in a former book (Human Nature and Social Order), I tried to see society as it exists in the social nature of man and to display that in its main outlines. In this one the eye is focussed on the enlargement and diversification of intercourse which I have called Social Organization, the individual, though visible, remaining slightly in the background.
It will be seen from my title and all my treatment that I apprehend the subject on the mental rather than the material side. I by no means, however, overlook or wish to depreciate the latter, to which I am willing to ascribe all the importance that any one can require for it. Our task as students of society is a large one, and each of us, I suppose, may undertake any part of it to which he feels at all competent.
Ann Arbor, Mich., February, 1909.
CONTENTS
| PART I—PRIMARY ASPECTS OF ORGANIZATION | |
| CHAPTER I | |
| SOCIAL AND INDIVIDUAL ASPECTS OF MIND | |
| PAGE | |
| Mind an Organic Whole—Conscious and Unconscious Relations—DoesSelf-Consciousness Come First? Cogito, Ergo Sum—TheLarger Introspection—Self-Consciousness in Children—PublicConsciousness | [3] |
| CHAPTER II | |
| SOCIAL AND INDIVIDUAL ASPECTS OF MIND—(CONTINUED) | |
| Moral Aspect of the Organic View—It Implies that ReformShould Be Based on Sympathy—Uses of Praise and Blame—ResponsibilityBroadened but Not Lost—Moral Value ofa Larger View—Organic Morality Calls for Knowledge—Natureof Social Organization | [13] |
| CHAPTER III | |
| PRIMARY GROUPS | |
| Meaning of Primary Groups—Family, Playground, and Neighborhood—HowFar Influenced by Larger Society—Meaningand Permanence of “Human Nature”—Primary Groups theNursery of Human Nature | [23] |
| CHAPTER IV | |
| PRIMARY IDEALS | |
| Nature of Primary Idealism—The Ideal of a “We” or MoralUnity—It Does Not Exclude Self-Assertion—Ideals Springingfrom Hostility—Loyalty, Truth, Service—Kindness—Lawfulness—Freedom—TheDoctrine of Natural Right—Bearingof Primary Idealism upon Education and Philanthropy | [32] |
| CHAPTER V | |
| THE EXTENSION OF PRIMARY IDEALS | |
| Primary Ideals Underlie Democracy and Christianity—WhyThey Are Not Achieved on a Larger Scale—What They Requirefrom Personality—From Social Mechanism—ThePrinciple of Compensation | [51] |
| PART II—COMMUNICATION | |
| CHAPTER VI | |
| THE SIGNIFICANCE OF COMMUNICATION | |
| Meaning of Communication—Its Relation to Human Nature—ToSociety at Large | [61] |
| CHAPTER VII | |
| THE GROWTH OF COMMUNICATION | |
| Pre-Verbal Communication—The Rise of Speech—Its Mentaland Social Function—The Function of Writing—Printingand the Modern World—The Non-Verbal Arts | [66] |
| CHAPTER VIII | |
| MODERN COMMUNICATION: ENLARGEMENT AND ANIMATION | |
| Character of Recent Changes—Their General Effect—TheChange in the United States—Organized Gossip—PublicOpinion, Democracy, Internationalism—The Value ofDiffusion—Enlargement of Feeling—Conclusion | [80] |
| CHAPTER IX | |
| MODERN COMMUNICATION: INDIVIDUALITY | |
| The Question—Why Communication Should Foster Individuality—TheContrary or Dead-Level Theory—Reconciliationof These Views—The Outlook as Regards Individuality | [91] |
| CHAPTER X | |
| MODERN COMMUNICATION: SUPERFICIALITY AND STRAIN | |
| Stimulating Effect of Modern Life—Superficiality—Strain—PathologicalEffects | [98] |
| PART III—THE DEMOCRATIC MIND | |
| CHAPTER XI | |
| THE ENLARGEMENT OF CONSCIOUSNESS | |
| Narrowness of Consciousness in Tribal Society—Importance ofFace-to-Face Assembly—Individuality—Subconscious Characterof Wider Relations—Enlargement of Consciousness—Irregularityin Growth—Breadth of Modern Consciousness—Democracy | [107] |
| CHAPTER XII | |
| THE THEORY OF PUBLIC OPINION | |
| Public Opinion as Organization—Agreement Not Essential—PublicOpinion versus Popular Impression—Public ThoughtNot an Average—A Group Is Capable of Expression throughIts Most Competent Members—General and Special PublicOpinion—The Sphere of the Former—Of the Latter—TheTwo Are United in Personality—How Public Opinion Rules—EffectiveRule Based on Moral Unity | [121] |
| CHAPTER XIII | |
| WHAT THE MASSES CONTRIBUTE | |
| The Masses the Initiators of Sentiment—They Live in the CentralCurrent of Experience—Distinction or Privilege Apt toCause Isolation—Institutional Character of Upper Classes—TheMasses Shrewd Judges of Persons—This the MainGround for Expecting that the People Will Be Right in theLong Run—Democracy Always Representative—Conclusion | [135] |
| CHAPTER XIV | |
| DEMOCRACY AND CROWD EXCITEMENT | |
| The Crowd-Theory of Modern Life—The Psychology of Crowds—ModernConditions Favor Psychological Contagion—Democracya Training in Self-Control—The Crowd Not Alwaysin the Wrong—Conclusion; the Case of France | [149] |
| CHAPTER XV | |
| DEMOCRACY AND DISTINCTION | |
| The Problem—Democracy Should Be Distinguished fromTransition—The Dead-Level Theory of Democracy—Confusionand Its Effects—“Individualism” May Not Be Favorableto Distinguished Individuality—Contemporary Uniformity—RelativeAdvantages of America and Europe—Haste,Superficiality, Strain—Spiritual Economy of a SettledOrder—Commercialism—Zeal for Diffusion—Conclusion | [157] |
| CHAPTER XVI | |
| THE TREND OF SENTIMENT | |
| Meaning and General Trend of Sentiment—Attenuation—Refinement—Senseof Justice—Truth as Justice—As RealismAs Expediency—As Economy of Attention—Hopefulness | [177] |
| CHAPTER XVII | |
| THE TREND OF SENTIMENT—(CONTINUED) | |
| Nature of the Sentiment of Brotherhood—Favored by Communicationand Settled Principles—How Far ContemporaryLife Fosters It—How Far Uncongenial to It—General Outcomein this Regard—The Spirit of Service—The Trend ofManners—Brotherhood in Relation to Conflict—Blame—Democracyand Christianity | [189] |
| PART IV—SOCIAL CLASSES | |
| CHAPTER XVIII | |
| THE HEREDITARY OR CASTE PRINCIPLE | |
| Nature and Use of Classes—Inheritance and Competition theTwo Principles upon which Classes Are Based—Conditionsin Human Nature Making for Hereditary Classes—CasteSpirit | [209] |
| CHAPTER XIX | |
| CONDITIONS FAVORING OR OPPOSING THE GROWTH OF CASTE | |
| Three Conditions Affecting the Increase or Diminution of Caste—Race-Caste—Immigrationand Conquest—Gradual Differentiationof Functions; Mediæval Caste; India—Influenceof Settled Conditions—Influence of the State ofCommunication and Enlightenment—Conclusion | [217] |
| CHAPTER XX | |
| THE OUTLOOK REGARDING CASTE | |
| The Question—How Far the Inheritance Principle ActuallyPrevails—Influences Favoring Its Growth—Those AntagonizingIt—The Principles of Inheritance and Equal Opportunityas Affecting Social Efficiency—Conclusion | [229] |
| CHAPTER XXI | |
| OPEN CLASSES | |
| The Nature of Open Classes—Whether Class-Consciousness IsDesirable—Fellowship and Coöperation Deficient in OurSociety—Class Organization in Relation to Freedom | [239] |
| CHAPTER XXII | |
| HOW FAR WEALTH IS THE BASIS OF OPEN CLASSES | |
| Impersonal Character of Open Classes—Various Classifications—Classes,as Commonly Understood, Based on Obvious Distinctions—Wealthas Generalized Power—Economic Bettermentas an Ideal of the Ill-Paid Classes—Conclusion | [248] |
| CHAPTER XXIII | |
| ON THE ASCENDENCY OF A CAPITALIST CLASS | |
| The Capitalist Class—Its Lack of Caste Sentiment—In WhatSense “the Fittest”—Moral Traits—How Far Based on Service—Autocraticand Democratic Principles in the Controlof Industry—Reasons for Expecting an Increase of theDemocratic Principle—Social Power in General—OrganizingCapacity—Nature and Sources of Capitalist Power—Powerover the Press and over Public Sentiment—Upper ClassAtmosphere | [256] |
| CHAPTER XXIV | |
| ON THE ASCENDENCY OF A CAPITALIST CLASS—(CONTINUED) | |
| The Influence of Ambitious Young Men—Security of the DominantClass in an Open System—Is There Danger of Anarchyand Spoliation?—Whether the Sway of Riches Is GreaterNow than Formerly—Whether Greater in America than inEngland | [273] |
| CHAPTER XXV | |
| THE ORGANIZATION OF THE ILL-PAID CLASSES | |
| The Need of Class Organization—Uses and Dangers of Unions—GeneralDisposition of the Hand-Working Classes | [284] |
| CHAPTER XXVI | |
| POVERTY | |
| The Meaning of Poverty—Personal and General Causes—Povertyin a Prosperous Society Due Chiefly to Maladjustment—Arethe Poor the “Unfit”?—Who Is to Blame for Poverty?—Attitudeof Society toward the Poor—FundamentalRemedies | [290] |
| CHAPTER XXVII | |
| HOSTILE FEELING BETWEEN CLASSES | |
| Conditions Producing Class Animosity—The Spirit of ServiceAllays Bitterness—Possible Decrease of the Prestige ofWealth—Probability of a More Communal Spirit in theUse of Wealth—Influence of Settled Rules for Social Opposition—Importanceof Face-to-Face Discussion | [301] |
| PART V—INSTITUTIONS | |
| CHAPTER XXVIII | |
| INSTITUTIONS AND THE INDIVIDUAL | |
| The Nature of Institutions—Hereditary and Social Factors—TheChild and the World—Society and Personality—Personalityversus the Institution—The Institution as a Basis ofPersonality—The Moral Aspect—Choice versus Mechanism—Personalitythe Life of Institutions—Institutions BecomingFreer in Structure | [313] |
| CHAPTER XXIX | |
| INSTITUTIONS AND THE INDIVIDUAL—(CONTINUED) | |
| Innovation as a Personal Tendency—Innovation and Conservatismas Public Habit—Solidarity—French and Anglo-SaxonSolidarity—Tradition and Convention—Not so Opposite asThey Appear—Real Difference, in this Regard, betweenModern and Mediæval Society—Traditionalism and Conventionalismin Modern Life | [327] |
| CHAPTER XXX | |
| FORMALISM AND DISORGANIZATION | |
| The Nature of Formalism—Its Effect upon Personality—Formalismin Modern Life—Disorganization, “Individualism”—Howit Affects the Individual—Relation to Formalism—“Individualism”Implies Defective Sympathy—Contemporary“Individualism”—Restlessness under Discomfort—TheBetter Aspect of Disorganization | [342] |
| CHAPTER XXXI | |
| DISORGANIZATION: THE FAMILY | |
| Old and New Régimes in the Family—The Declining Birth-Rate—“Spoiled”Children—The Opening of New Careers toWomen—European and American Points of View—PersonalFactors in Divorce—Institutional Factors—Conclusion | [356] |
| CHAPTER XXXII | |
| DISORGANIZATION: THE CHURCH | |
| The Psychological View of Religion—The Need of SocialStructure—Creeds—Why Symbols Tend to Become Formal—Traitsof a Good System of Symbols—ContemporaryNeed of Religion—Newer Tendencies in the Church | [372] |
| CHAPTER XXXIII | |
| DISORGANIZATION: OTHER TRADITIONS | |
| Disorder in the Economic System—In Education—In HigherCulture—In the Fine Arts | [383] |
| PART VI—PUBLIC WILL | |
| CHAPTER XXXIV | |
| THE FUNCTION OF PUBLIC WILLPublic and Private Will—The Lack of Public Will—SocialWrongs Commonly Not Willed at All | [395] |
| CHAPTER XXXV | |
| GOVERNMENT AS PUBLIC WILL | |
| Government Not the Only Agent of Public Will—The RelativePoint of View; Advantages of Government as an Agent—MechanicalTendency of Government—Characteristics Favorableto Government Activity—Municipal Socialism—Self-Expressionthe Fundamental Demand of the People—ActualExtension of State Functions | [402] |
| CHAPTER XXXVI | |
| SOME PHASES OF THE LARGER WILL | |
| Growing Efficiency of the Intellectual Processes—OrganicIdealism—The Larger Morality—Indirect Service—IncreasingSimplicity and Flexibility in Social Structure—PublicWill Saves Part of the Cost of Change—Human Nature theGuiding Force behind Public Will | [411] |
| Index | [421] |
PART I
PRIMARY ASPECTS OF ORGANIZATION
SOCIAL ORGANIZATION
CHAPTER I
SOCIAL AND INDIVIDUAL ASPECTS OF MIND
Mind an Organic Whole—Conscious and Unconscious Relations—Does Self-Consciousness Come First? Cogito, Ergo Sum—The Larger Introspection—Self-Consciousness in Children—Public Consciousness.
Mind is an organic whole made up of coöperating individualities, in somewhat the same way that the music of an orchestra is made up of divergent but related sounds. No one would think it necessary or reasonable to divide the music into two kinds, that made by the whole and that of particular instruments, and no more are there two kinds of mind, the social mind and the individual mind. When we study the social mind we merely fix our attention on larger aspects and relations rather than on the narrower ones of ordinary psychology.
The view that all mind acts together in a vital whole from which the individual is never really separate flows naturally from our growing knowledge of heredity and suggestion, which makes it increasingly clear that every thought we have is linked with the thought of our ancestors and associates, and through them with that of society at large. It is also the only view consistent with the general standpoint of modern science, which admits nothing isolate in nature.
The unity of the social mind consists not in agreement but in organization, in the fact of reciprocal influence or causation among its parts, by virtue of which everything that takes place in it is connected with everything else, and so is an outcome of the whole. Whether, like the orchestra, it gives forth harmony may be a matter of dispute, but that its sound, pleasing or otherwise, is the expression of a vital coöperation, cannot well be denied. Certainly everything that I say or think is influenced by what others have said or thought, and, in one way or another, sends out an influence of its own in turn.
This differentiated unity of mental or social life, present in the simplest intercourse but capable of infinite growth and adaptation, is what I mean in this work by social organization. It would be useless, I think, to attempt a more elaborate definition. We have only to open our eyes to see organization; and if we cannot do that no definition will help us.
In the social mind we may distinguish—very roughly of course—conscious and unconscious relations, the unconscious being those of which we are not aware, which for some reason escape our notice. A great part of the influences at work upon us are of this character: our language, our mechanical arts, our government and other institutions, we derive chiefly from people to whom we are but indirectly and unconsciously related. The larger movements of society—the progress and decadence of nations, institutions and races—have seldom been a matter of consciousness until they were past. And although the growth of social consciousness is perhaps the greatest fact of history, it has still but a narrow and fallible grasp of human life.
Social consciousness, or awareness of society, is inseparable from self-consciousness, because we can hardly think of ourselves excepting with reference to a social group of some sort, or of the group except with reference to ourselves. The two things go together, and what we are really aware of is a more or less complex personal or social whole, of which now the particular, now the general, aspect is emphasized.
In general, then, most of our reflective consciousness, of our wide-awake state of mind, is social consciousness, because a sense of our relation to other persons, or of other persons to one another, can hardly fail to be a part of it. Self and society are twin-born, we know one as immediately as we know the other, and the notion of a separate and independent ego is an illusion.
This view, which seems to me quite simple and in accord with common-sense, is not the one most commonly held, for psychologists and even sociologists are still much infected with the idea that self-consciousness is in some way primary, and antecedent to social consciousness, which must be derived by some recondite process of combination or elimination. I venture, therefore, to give some further exposition of it, based in part on first-hand observation of the growth of social ideas in children.
Descartes is, I suppose, the best-known exponent of the traditional view regarding the primacy of self-consciousness. Seeking an unquestionable basis for philosophy, he thought that he found it in the proposition “I think, therefore I am” (cogito, ergo sum). This seemed to him inevitable, though all else might be illusion. “I observed,” he says, “that, whilst I thus wished to think that all was false, it was absolutely necessary that I, who thus thought, should be somewhat; and as I observed that this truth, I think, hence I am, was so certain and of such evidence that no ground of doubt, however extravagant, could be alleged by the sceptics capable of shaking it, I concluded that I might, without scruple, accept it as the first principle of the philosophy of which I was in search.”[1]
From our point of view this reasoning is unsatisfactory in two essential respects. In the first place it seems to imply that “I”-consciousness is a part of all consciousness, when, in fact, it belongs only to a rather advanced stage of development. In the second it is one-sided or “individualistic” in asserting the personal or “I” aspect to the exclusion of the social or “we” aspect, which is equally original with it.
Introspection is essential to psychological or social insight, but the introspection of Descartes was, in this instance, a limited, almost abnormal, sort of introspection—that of a self-absorbed philosopher doing his best to isolate himself from other people and from all simple and natural conditions of life. The mind into which he looked was in a highly technical state, not likely to give him a just view of human consciousness in general.
Introspection is of a larger sort in our day. There is a world of things in the mind worth looking at, and the modern psychologist, instead of fixing his attention wholly on an extreme form of speculative self-consciousness, puts his mind through an infinite variety of experiences, intellectual and emotional, simple and complex, normal and abnormal, sociable and private, recording in each case what he sees in it. He does this by subjecting it to suggestions or incitements of various kinds, which awaken the activities he desires to study.
In particular he does it largely by what may be called sympathetic introspection, putting himself into intimate contact with various sorts of persons and allowing them to awake in himself a life similar to their own, which he afterwards, to the best of his ability, recalls and describes. In this way he is more or less able to understand—always by introspection—children, idiots, criminals, rich and poor, conservative and radical—any phase of human nature not wholly alien to his own.
This I conceive to be the principal method of the social psychologist.
One thing which this broader introspection reveals is that the “I”-consciousness does not explicitly appear until the child is, say, about two years old, and that when it does appear it comes in inseparable conjunction with the consciousness of other persons and of those relations which make up a social group. It is in fact simply one phase of a body of personal thought which is self-consciousness in one aspect and social consciousness in another.
The mental experience of a new-born child is probably a mere stream of impressions, which may be regarded as being individual, in being differentiated from any other stream, or as social, in being an undoubted product of inheritance and suggestion from human life at large; but is not aware either of itself or of society.
Very soon, however, the mind begins to discriminate personal impressions and to become both naïvely self-conscious and naïvely conscious of society; that is, the child is aware, in an unreflective way, of a group and of his own special relation to it. He does not say “I” nor does he name his mother, his sister or his nurse, but he has images and feelings out of which these ideas will grow. Later comes the more reflective consciousness which names both himself and other people, and brings a fuller perception of the relations which constitute the unity of this small world.[2]
And so on to the most elaborate phases of self-consciousness and social consciousness, to the metaphysician pondering the Ego, or the sociologist meditating on the Social Organism. Self and society go together, as phases of a common whole. I am aware of the social groups in which I live as immediately and authentically as I am aware of myself; and Descartes might have said “We think,” cogitamus, on as good grounds as he said cogito.
But, it may be said, this very consciousness that you are considering is after all located in a particular person, and so are all similar consciousnesses, so that what we see, if we take an objective view of the matter, is merely an aggregate of individuals, however social those individuals may be. Common-sense, most people think, assures us that the separate person is the primary fact of life.
If so, is it not because common-sense has been trained by custom to look at one aspect of things and not another? Common-sense, moderately informed, assures us that the individual has his being only as part of a whole. What does not come by heredity comes by communication and intercourse; and the more closely we look the more apparent it is that separateness is an illusion of the eye and community the inner truth. “Social organism,” using the term in no abstruse sense but merely to mean a vital unity in human life, is a fact as obvious to enlightened common-sense as individuality.
I do not question that the individual is a differentiated centre of psychical life, having a world of his own into which no other individual can fully enter; living in a stream of thought in which there is nothing quite like that in any other stream, neither his “I,” nor his “you,” nor his “we,” nor even any material object; all, probably, as they exist for him, have something unique about them. But this uniqueness is no more apparent and verifiable than the fact—not at all inconsistent with it—that he is in the fullest sense member of a whole, appearing such not only to scientific observation but also to his own untrained consciousness.
There is then no mystery about social consciousness. The view that there is something recondite about it and that it must be dug for with metaphysics and drawn forth from the depths of speculation, springs from a failure to grasp adequately the social nature of all higher consciousness. What we need in this connection is only a better seeing and understanding of rather ordinary and familiar facts.
We may view social consciousness either in a particular mind or as a coöperative activity of many minds. The social ideas that I have are closely connected with those that other people have, and act and react upon them to form a whole. This gives us public consciousness, or to use a more familiar term, public opinion, in the broad sense of a group state of mind which is more or less distinctly aware of itself. By this last phrase I mean such a mutual understanding of one another’s points of view on the part of the individuals or groups concerned as naturally results from discussion. There are all degrees of this awareness in the various individuals. Generally speaking, it never embraces the whole in all its complexity, but almost always some of the relations that enter into the whole. The more intimate the communication of a group the more complete, the more thoroughly knit together into a living whole, is its public consciousness.
In a congenial family life, for example, there may be a public consciousness which brings all the important thoughts and feelings of the members into such a living and coöperative whole. In the mind of each member, also, this same thing exists as a social consciousness embracing a vivid sense of the personal traits and modes of thought and feeling of the other members. And, finally, quite inseparable from all this, is each one’s consciousness of himself, which is largely a direct reflection of the ideas about himself he attributes to the others, and is directly or indirectly altogether a product of social life. Thus all consciousness hangs together, and the distinctions are chiefly based on point of view.
The unity of public opinion, like all vital unity, is one not of agreement but of organization, of interaction and mutual influence. It is true that a certain underlying likeness of nature is necessary in order that minds may influence one another and so coöperate in forming a vital whole, but identity, even in the simplest process, is unnecessary and probably impossible. The consciousness of the American House of Representatives, for example, is by no means limited to the common views, if there are any, shared by its members, but embraces the whole consciousness of every member so far as this deals with the activity of the House. It would be a poor conception of the whole which left out the opposition, or even one dissentient individual. That all minds are different is a condition, not an obstacle, to the unity that consists in a differentiated and coöperative life.
Here is another illustration of what is meant by individual and collective aspects of social consciousness. Some of us possess a good many books relating to social questions of the day. Each of these books, considered by itself, is the expression of a particular social consciousness; the author has cleared up his ideas as well as he can and printed them. But a library of such books expresses social consciousness in a larger sense; it speaks for the epoch. And certainly no one who reads the books will doubt that they form a whole, whatever their differences. The radical and the reactionist are clearly part of the same general situation.
There are, then, at least three aspects of consciousness which we may usefully distinguish: self-consciousness, or what I think of myself; social consciousness (in its individual aspect), or what I think of other people; and public consciousness, or a collective view of the foregoing as organized in a communicating group. And all three are phases of a single whole.
FOOTNOTES:
[1] Discourse on Method, part iv.
[2] There is much interest and significance in the matter of children’s first learning the use of “I” and other self-words—just how they learn them and what they mean by them. Some discussion of the matter, based on observation of two children, will be found in Human Nature and the Social Order; and more recently I have published a paper in the Psychological Review (November, 1908) called A Study of the Early Use of Self-Words by a Child. “I” seems to mean primarily the assertion of will in a social medium of which the child is conscious and of which his “I” is an inseparable part. It is thus a social idea and, as stated in the text, arises by differentiation of a vague body of personal thought which is self-consciousness in one phase and social consciousness in another. It has no necessary reference to the body.
CHAPTER II
SOCIAL AND INDIVIDUAL ASPECTS OF MIND—Continued.
Moral Aspect of the Organic View—It Implies that Reform Should Be Based on Sympathy—Uses of Praise and Blame—Responsibility Broadened but not Lost—Moral Value of a Larger View—Organic Morality Calls for Knowledge—Nature of Social Organization.
So far as the moral aspect is concerned, it should be the result of this organic view of mind to make the whole teaching and practice of righteousness more rational and effectual by bringing it closer to fact. A moral view which does not see the individual in living unity with social wholes is unreal and apt to lead to impractical results.
Have not the moral philosophies of the past missed their mark, in great part, by setting before the individual absolute standards of behavior, without affording him an explanation for his backwardness or a programme for his gradual advance? And did not this spring from not discerning clearly that the moral life was a social organism, in which every individual or group of individuals had its own special possibilities and limitations? In general such systems, pagan and Christian, have said, “All of us ought to be so and so, but since very few of us are, this is evidently a bad world.” And they have had no large, well-organized, slow-but-sure plan for making it better. Impracticable standards have the same ill effect as unenforcible law; they accustom us to separate theory from practice and make a chasm between the individual and the moral ideal.
The present way of thinking tends to close up this chasm and bring both persons and ideals into more intelligible relations to real life. The sins or virtues of the individual, it seems, are never fortuitous or disconnected; they have always a history and collateral support, and are in fact more or less pleasing phases of a struggling, aspiring whole. The ideals are also parts of the whole; states of being, achieved momentarily by those in front and treasured for the animation and solace of all. And the method of righteousness is to understand as well as may be the working of this whole and of all its parts, and to form and pursue practicable ideals based on this understanding. It is always to be taken for granted that there is no real break with history and environment. Each individual may be required to put forth a steadfast endeavor to make himself and his surroundings better, but not to achieve a standard unconnected with his actual state. And the same principle applies to special groups of all sorts, including nations, races, and religions; their progress must be along a natural line of improvement suggested by what they are. We are thus coming under the sway of that relative spirit, of which, says Walter Pater, “the ethical result is a delicate and tender justice in the criticism of human life.”[3]
According to this, real reform must be sympathetic; that is, it must begin, not with denunciation—though that may have its uses—but with an intimate appreciation of things as they are, and should proceed in a spirit opposite to that in which we have commonly attacked such questions as the suppression of intemperance and the conversion of the heathen.
Human nature, it appears, is very much the same in those we reckon sinners as in ourselves. Good and evil are always intimately bound up together; no sort of men are chiefly given over to conscious badness; and to abuse men or groups in the large is unjust and generally futile. As a rule the practical method is to study closely and kindly the actual situation, with the people involved in it; then gradually and carefully to work out the evil from the mixture by substituting good for it. No matter how mean or hideous a man’s life is, the first thing is to understand him; to make out just how it is that our common human nature has come to work out in this way. This method calls for patience, insight, firmness, and confidence in men, leaving little room for the denunciatory egotism of a certain kind of reformers. It is more and more coming to be used in dealing with intemperance, crime, greed, and in fact all those matters in which we try to make ourselves and our neighbors better. I notice that the most effectual leaders of philanthropy have almost ceased from denunciation. Tacitly assuming that there are excuses for everything, they “shun the negative side” and spend their energy in building up the affirmative.
This sort of morality does not, however, dispense with praise and blame, which are based on the necessity of upholding higher ideals by example, and discrediting lower ones. All such distinctions get their meaning from their relation to an upward-striving general life, wherein conspicuous men serve as symbols through which the higher structure may be either supported or undermined. We must have heroes, and perhaps villains (though it is better not to think much about the latter), even though their performances, when closely viewed, appear to be an equally natural product of history and environment. In short it makes a difference whether we judge a man with reference to his special history and “lights,” or to the larger life of the world; and it is right to assign exemplary praise or blame on the latter ground which would be unwarranted on the former. There is certainly a special right for every man; but the right of most men is partial, important chiefly to themselves and their immediate sphere; while there are some whose right is representative, like that of Jesus, fit to guide the moral thought of mankind; and we cherish and revere these latter because they corroborate the ideals we wish to hold before us.
It matters little for these larger purposes whether the sins or virtues of conspicuous persons are conscious or not; our concern is with what they stand for in the general mind. In fact conscious wickedness is comparatively unimportant, because it implies that the individual is divided in his own mind, and therefore weak. The most effective ill-doers believe in themselves and have a quiet conscience. And, in the same way, goodness is most effectual when it takes itself as a matter of course and feels no self-complacency.
Blame and punishment, then, are essentially symbolic, their function being to define and enforce the public will, and in no way imply that the offenders are of a different nature from the rest of us. We feel it to be true that with a little different training and surroundings we might have committed almost any crime for which men are sent to prison, and can readily understand that criminals should not commonly feel that they are worse than others. The same principle applies to those malefactors, more dangerous perhaps, who keep within the law, and yet are terribly punished from time to time by public opinion.
Perhaps it would be well if both those who suffer punishment and those who inflict it were more distinctly aware of its symbolic character and function. The former might find their sense of justice appeased by perceiving that though what they did was natural and perhaps not consciously wrong, it may still need to be discredited and atoned for. The culprit is not separated from society by his punishment, but restored to it. It is his way of service; and if he takes it in the right spirit he is better off than those who do wrong but are not punished.
The rest of us, on the other hand, might realize that those in the pillory are our representatives, who suffer, in a real sense, for us. This would disincline us to spend in a cheap abuse of conspicuous offenders that moral ardor whose proper function is the correction of our own life. The spectacle of punishment is not for us to gloat over, but to remind us of our sins, which, as springing from the same nature and society, are sure to be much the same as that of the one punished. It is precisely because he is like us that he is punished. If he were radically different he would belong in an insane asylum, and punishment would be mere cruelty.
Under the larger view of mind responsibility is broadened, because we recognize a broader reach of causation, but by no means lost in an abstract “society.” It goes with power and increases rapidly in proportion as the evil comes nearer the sphere of the individual’s voluntary action, so that each of us is peculiarly responsible for the moral state of his own trade, family, or social connection. Contrary to a prevalent impression, it is in these familiar relations that the individual is least of all justified in being no better than his environment.
Every act of the will, especially where the will is most at home, should be affirmative and constructive; it being the function and meaning of individuality that each one should be, in the direction of his chief activities, something other and better than his surroundings. Once admit the plea “I may do what other people do,” and the basis of righteousness is gone; perhaps there is no moral fallacy so widespread and so pernicious as this. It is these no-worse-than-other-people decisions that paralyze the moral life in the one and in the whole, involving a sort of moral panmixia, as the biologists say, which, lacking any progressive impulse, must result in deterioration. In the end it will justify anything, since there are always bad examples to fall back upon.
It is commonly futile, however, to require any sharp break with the past; we must be content with an upward endeavor and tendency. It is quite true that we are all involved in a net of questionable practices from which we can only escape a little at a time and in coöperation with our associates.
It is an error to imagine that the doctrine of individual responsibility is always the expedient and edifying one in matters of conduct. There is a sort of people who grow indignant whenever general causes are insisted upon, apparently convinced that whether these are real or not it is immoral to believe in them. But it is not invariably a good thing to urge the will, since this, if over-stimulated, becomes fagged, stale, and discouraged. Often it is better that one should let himself go, and trust himself to the involuntary forces, to the nature of things, to God. The nervous or strained person only harasses and weakens his will by fixing attention upon it: it will work on more effectually if he looks away from it, calming himself by a view of the larger whole; and not without reason Spinoza counts among the advantages of determinism “the attainment of happiness by man through realizing his intimate union with the whole nature of things; the distinction between things in our power and things not in our power; the avoidance of all disturbing passions, and the performance of social duties from rational desire for the common good.”[4]
An obvious moral defect of the unbalanced doctrine of responsibility is that it permits the successful to despise the unfortunate, in the belief that the latter “have only themselves to blame,” a belief not countenanced by the larger view of fact. We may pardon this doctrine when it makes one too hard on himself or on successful wrong-doers, but as a rod with which to beat those already down it is despicable.
The annals of religion show that the moral life has always these two aspects, the particular and the general, as in the doctrines of freedom and predestination, or in the wrestlings with sin followed by self-abandonment that we find in the literature of conversion.[5] Perhaps we may say that the deterministic attitude is morally good in at least two classes of cases: First, for nervous, conscientious individuals, like Spinoza, whose wills need rather calming than stimulating, also for any one who may be even temporarily in a state of mental strain; second, in dealing on a large scale with social or moral questions whose causes must be treated dispassionately and in a mass.
These questions of free-will versus law, and the like, are but little, if at all, questions of fact—when we get down to definite facts bearing upon the matter we find little or no disagreement—but of point of view and emphasis. If you fix attention on the individual phase of things and see life as a theatre of personal action, then the corresponding ideas of private will, responsibility, praise, and blame rise before you; if you regard its total aspect you see tendency, evolution, law and impersonal grandeur. Each of these is a half truth needing to be completed by the other; the larger truth, including both, being that life is an organic whole, presenting itself with equal reality in individual and general aspects. Argument upon such questions is without limit—since there is really nothing at issue—and in that sense the problem of freedom versus law is insoluble.
Above all, the organic view of mind calls for social knowledge as the basis of morality. We live in a system, and to achieve right ends, or any rational ends whatever, we must learn to understand that system. The public mind must emerge somewhat from its subconscious condition and know and guide its own processes.
Both consciously and unconsciously the larger mind is continually building itself up into wholes—fashions, traditions, institutions, tendencies, and the like—which spread and diversify like the branches of a tree, and so generate an ever higher and more various structure of differentiated thought and symbols. The immediate motor and guide of this growth is interest, and wherever that points social structure comes into being, as a picture grows where the artist moves his pencil. Visible society is, indeed, literally, a work of art, slow and mostly subconscious in its production—as great art often is—full of grotesque and wayward traits, but yet of inexhaustible beauty and fascination. It is this we find in the history of old civilizations, getting from it the completed work of the artist without that strain and confusion of production which defaces the present. We get it, especially, not from the history of the theorist or the statistician, but from the actual, naïve, human record to be found in memoirs, in popular literature, in architecture, painting, sculpture, and music, in the industrial arts, in every unforced product of the mind.
Social organization is nothing less than this variegation of life, taken in the widest sense possible. It should not be conceived as the product merely of definite and utilitarian purpose, but as the total expression of conscious and subconscious tendency, the slow crystallization in many forms and colors of the life of the human spirit.
Any fairly distinct and durable detail of this structure may be called a social type; this being a convenient term to use when we wish to break up the whole into parts, for analysis or description. Thus there are types of personality, of political structure, of religion, of classes, of the family, of art, of language; also of processes, like communication, coöperation, and competition; and so on. The whole is so various that from every new point of view new forms are revealed. Social types are analogous to the genera, species, and varieties of the animal world, in being parts of one living whole and yet having a relative continuity and distinctness which is susceptible of detailed study. Like biological types, also, they exist in related systems and orders, are subject to variation, compete with one another, flourish and decay, may be flexible or rigid, and may or may not form prolific crosses with one another.
Without forgetting to see life as individuals, we must learn to see it also as types, processes, organization, the latter being just as real as the former. And especially, in order to see the matter truly, should we be able to interpret individuals by wholes, and vice versa.
FOOTNOTES:
[3] See his essay on Coleridge.
[4] Pollock’s Spinoza, 2d ed., 195.
[5] Amply expounded, with due stress on the moral value of letting-go, by William James, in his Varieties of Religious Experience: “This abandonment of self-responsibility seems to be the fundamental act in specifically religious, as distinguished from moral practice. It antedates theologies and is independent of philosophies ... it is capable of entering into closest marriage with every speculative creed.” Page 289.
CHAPTER III
PRIMARY GROUPS
Meaning of Primary Groups—Family, Playground, and Neighborhood—How Far Influenced by Larger Society—Meaning and Permanence of “Human Nature”—Primary Groups the Nursery of Human Nature.
By primary groups I mean those characterized by intimate face-to-face association and coöperation. They are primary in several senses, but chiefly in that they are fundamental in forming the social nature and ideals of the individual. The result of intimate association, psychologically, is a certain fusion of individualities in a common whole, so that one’s very self, for many purposes at least, is the common life and purpose of the group. Perhaps the simplest way of describing this wholeness is by saying that it is a “we”; it involves the sort of sympathy and mutual identification for which “we” is the natural expression. One lives in the feeling of the whole and finds the chief aims of his will in that feeling.
It is not to be supposed that the unity of the primary group is one of mere harmony and love. It is always a differentiated and usually a competitive unity, admitting of self-assertion and various appropriative passions; but these passions are socialized by sympathy, and come, or tend to come, under the discipline of a common spirit. The individual will be ambitious, but the chief object of his ambition will be some desired place in the thought of the others, and he will feel allegiance to common standards of service and fair play. So the boy will dispute with his fellows a place on the team, but above such disputes will place the common glory of his class and school.
The most important spheres of this intimate association and coöperation—though by no means the only ones—are the family, the play-group of children, and the neighborhood or community group of elders. These are practically universal, belonging to all times and all stages of development; and are accordingly a chief basis of what is universal in human nature and human ideals. The best comparative studies of the family, such as those of Westermarck[6] or Howard,[7] show it to us as not only a universal institution, but as more alike the world over than the exaggeration of exceptional customs by an earlier school had led us to suppose. Nor can any one doubt the general prevalence of play-groups among children or of informal assemblies of various kinds among their elders. Such association is clearly the nursery of human nature in the world about us, and there is no apparent reason to suppose that the case has anywhere or at any time been essentially different.
As regards play, I might, were it not a matter of common observation, multiply illustrations of the universality and spontaneity of the group discussion and coöperation to which it gives rise. The general fact is that children, especially boys after about their twelfth year, live in fellowships in which their sympathy, ambition and honor are engaged even more, often, than they are in the family. Most of us can recall examples of the endurance by boys of injustice and even cruelty, rather than appeal from their fellows to parents or teachers—as, for instance, in the hazing so prevalent at schools, and so difficult, for this very reason, to repress. And how elaborate the discussion, how cogent the public opinion, how hot the ambitions in these fellowships.
Nor is this facility of juvenile association, as is sometimes supposed, a trait peculiar to English and American boys; since experience among our immigrant population seems to show that the offspring of the more restrictive civilizations of the continent of Europe form self-governing play-groups with almost equal readiness. Thus Miss Jane Addams, after pointing out that the “gang” is almost universal, speaks of the interminable discussion which every detail of the gang’s activity receives, remarking that “in these social folk-motes, so to speak, the young citizen learns to act upon his own determination.”[8]
Of the neighborhood group it may be said, in general, that from the time men formed permanent settlements upon the land, down, at least, to the rise of modern industrial cities, it has played a main part in the primary, heart-to-heart life of the people. Among our Teutonic forefathers the village community was apparently the chief sphere of sympathy and mutual aid for the commons all through the “dark” and middle ages, and for many purposes it remains so in rural districts at the present day. In some countries we still find it with all its ancient vitality, notably in Russia, where the mir, or self-governing village group, is the main theatre of life, along with the family, for perhaps fifty millions of peasants.
In our own life the intimacy of the neighborhood has been broken up by the growth of an intricate mesh of wider contacts which leaves us strangers to people who live in the same house. And even in the country the same principle is at work, though less obviously, diminishing our economic and spiritual community with our neighbors. How far this change is a healthy development, and how far a disease, is perhaps still uncertain.
Besides these almost universal kinds of primary association, there are many others whose form depends upon the particular state of civilization; the only essential thing, as I have said, being a certain intimacy and fusion of personalities. In our own society, being little bound by place, people easily form clubs, fraternal societies and the like, based on congeniality, which may give rise to real intimacy. Many such relations are formed at school and college, and among men and women brought together in the first instance by their occupations—as workmen in the same trade, or the like. Where there is a little common interest and activity, kindness grows like weeds by the roadside.
But the fact that the family and neighborhood groups are ascendant in the open and plastic time of childhood makes them even now incomparably more influential than all the rest.
Primary groups are primary in the sense that they give the individual his earliest and completest experience of social unity, and also in the sense that they do not change in the same degree as more elaborate relations, but form a comparatively permanent source out of which the latter are ever springing. Of course they are not independent of the larger society, but to some extent reflect its spirit; as the German family and the German school bear somewhat distinctly the print of German militarism. But this, after all, is like the tide setting back into creeks, and does not commonly go very far. Among the German, and still more among the Russian, peasantry are found habits of free coöperation and discussion almost uninfluenced by the character of the state; and it is a familiar and well-supported view that the village commune, self-governing as regards local affairs and habituated to discussion, is a very widespread institution in settled communities, and the continuator of a similar autonomy previously existing in the clan. “It is man who makes monarchies and establishes republics, but the commune seems to come directly from the hand of God.”[9]
In our own cities the crowded tenements and the general economic and social confusion have sorely wounded the family and the neighborhood, but it is remarkable, in view of these conditions, what vitality they show; and there is nothing upon which the conscience of the time is more determined than upon restoring them to health.
These groups, then, are springs of life, not only for the individual but for social institutions. They are only in part moulded by special traditions, and, in larger degree, express a universal nature. The religion or government of other civilizations may seem alien to us, but the children or the family group wear the common life, and with them we can always make ourselves at home.
By human nature, I suppose, we may understand those sentiments and impulses that are human in being superior to those of lower animals, and also in the sense that they belong to mankind at large, and not to any particular race or time. It means, particularly, sympathy and the innumerable sentiments into which sympathy enters, such as love, resentment, ambition, vanity, hero-worship, and the feeling of social right and wrong.[10]
Human nature in this sense is justly regarded as a comparatively permanent element in society. Always and everywhere men seek honor and dread ridicule, defer to public opinion, cherish their goods and their children, and admire courage, generosity, and success. It is always safe to assume that people are and have been human.
It is true, no doubt, that there are differences of race capacity, so great that a large part of mankind are possibly incapable of any high kind of social organization. But these differences, like those among individuals of the same race, are subtle, depending upon some obscure intellectual deficiency, some want of vigor, or slackness of moral fibre, and do not involve unlikeness in the generic impulses of human nature. In these all races are very much alike. The more insight one gets into the life of savages, even those that are reckoned the lowest, the more human, the more like ourselves, they appear. Take for instance the natives of Central Australia, as described by Spencer and Gillen,[11] tribes having no definite government or worship and scarcely able to count to five. They are generous to one another, emulous of virtue as they understand it, kind to their children and to the aged, and by no means harsh to women. Their faces as shown in the photographs are wholly human and many of them attractive.
And when we come to a comparison between different stages in the development of the same race, between ourselves, for instance, and the Teutonic tribes of the time of Cæsar, the difference is neither in human nature nor in capacity, but in organization, in the range and complexity of relations, in the diverse expression of powers and passions essentially much the same.
There is no better proof of this generic likeness of human nature than in the ease and joy with which the modern man makes himself at home in literature depicting the most remote and varied phases of life—in Homer, in the Nibelung tales, in the Hebrew Scriptures, in the legends of the American Indians, in stories of frontier life, of soldiers and sailors, of criminals and tramps, and so on. The more penetratingly any phase of human life is studied the more an essential likeness to ourselves is revealed.
To return to primary groups: the view here maintained is that human nature is not something existing separately in the individual, but a group-nature or primary phase of society, a relatively simple and general condition of the social mind. It is something more, on the one hand, than the mere instinct that is born in us—though that enters into it—and something less, on the other, than the more elaborate development of ideas and sentiments that makes up institutions. It is the nature which is developed and expressed in those simple, face-to-face groups that are somewhat alike in all societies; groups of the family, the playground, and the neighborhood. In the essential similarity of these is to be found the basis, in experience, for similar ideas and sentiments in the human mind. In these, everywhere, human nature comes into existence. Man does not have it at birth; he cannot acquire it except through fellowship, and it decays in isolation.
If this view does not recommend itself to common-sense I do not know that elaboration will be of much avail. It simply means the application at this point of the idea that society and individuals are inseparable phases of a common whole, so that wherever we find an individual fact we may look for a social fact to go with it. If there is a universal nature in persons there must be something universal in association to correspond to it.
What else can human nature be than a trait of primary groups? Surely not an attribute of the separate individual—supposing there were any such thing—since its typical characteristics, such as affection, ambition, vanity, and resentment, are inconceivable apart from society. If it belongs, then, to man in association, what kind or degree of association is required to develop it? Evidently nothing elaborate, because elaborate phases of society are transient and diverse, while human nature is comparatively stable and universal. In short the family and neighborhood life is essential to its genesis and nothing more is.
Here as everywhere in the study of society we must learn to see mankind in psychical wholes, rather than in artificial separation. We must see and feel the communal life of family and local groups as immediate facts, not as combinations of something else. And perhaps we shall do this best by recalling our own experience and extending it through sympathetic observation. What, in our life, is the family and the fellowship; what do we know of the we-feeling? Thought of this kind may help us to get a concrete perception of that primary group-nature of which everything social is the outgrowth.
FOOTNOTES:
[6] The History of Human Marriage.
[7] A History of Matrimonial Institutions.
[8] Newer Ideals of Peace, 177.
[9] De Tocqueville, Democracy in America, vol. i, chap. 5.
[10] These matters are expounded at some length in the writer’s Human Nature and the Social Order.
[11] The Native Tribes of Central Australia. Compare also Darwin’s views and examples given in chap. 7 of his Descent of Man.
CHAPTER IV
PRIMARY IDEALS
Nature of Primary Idealism—The Ideal of a “We” or Moral Unity—It Does not Exclude Self-Assertion—Ideals Springing from Hostility—Loyalty, Truth, Service—Kindness—Lawfulness—Freedom—The Doctrine of Natural Right—Bearing of Primary Idealism upon Education and Philanthropy.
Life in the primary groups gives rise to social ideals which, as they spring from similar experiences, have much in common throughout the human race. And these naturally become the motive and test of social progress. Under all systems men strive, however blindly, to realize objects suggested by the familiar experience of primary association.
Where do we get our notions of love, freedom, justice, and the like which we are ever applying to social institutions? Not from abstract philosophy, surely, but from the actual life of simple and widespread forms of society, like the family or the play-group. In these relations mankind realizes itself, gratifies its primary needs, in a fairly satisfactory manner, and from the experience forms standards of what it is to expect from more elaborate association. Since groups of this sort are never obliterated from human experience, but flourish more or less under all kinds of institutions, they remain an enduring criterion by which the latter are ultimately judged.
Of course these simpler relations are not uniform for all societies, but vary considerably with race, with the general state of civilization, and with the particular sort of institutions that may prevail. The primary groups themselves are subject to improvement and decay, and need to be watched and cherished with a very special care.
Neither is it claimed that, at the best, they realize ideal conditions; only that they approach them more nearly than anything else in general experience, and so form the practical basis on which higher imaginations are built. They are not always pleasant or righteous, but they almost always contain elements from which ideals of pleasantness and righteousness may be formed.
The ideal that grows up in familiar association may be said to be a part of human nature itself. In its most general form it is that of a moral whole or community wherein individual minds are merged and the higher capacities of the members find total and adequate expression. And it grows up because familiar association fills our minds with imaginations of the thought and feeling of other members of the group, and of the group as a whole, so that, for many purposes, we really make them a part of ourselves and identify our self-feeling with them.
Children and savages do not formulate any such ideal, but they have it nevertheless; they see it; they see themselves and their fellows as an indivisible, though various, “we,” and they desire this “we” to be harmonious, happy, and successful. How heartily one may merge himself in the family and in the fellowships of youth is perhaps within the experience of all of us; and we come to feel that the same spirit should extend to our country, our race, our world. “All the abuses which are the objects of reform ... are unconsciously amended in the intercourse of friends.”[12]
A congenial family life is the immemorial type of moral unity, and source of many of the terms—such as brotherhood, kindness, and the like—which describe it. The members become merged by intimate association into a whole wherein each age and sex participates in its own way. Each lives in imaginative contact with the minds of the others, and finds in them the dwelling-place of his social self, of his affections, ambitions, resentments, and standards of right and wrong. Without uniformity, there is yet unity, a free, pleasant, wholesome, fruitful, common life.
As to the playground, Mr. Joseph Lee, in an excellent paper on Play as a School of the Citizen, gives the following account of the merging of the one in the whole that may be learned from sport. The boy, he says,
“is deeply participating in a common purpose. The team and the plays that it executes are present in a very vivid manner to his consciousness. His conscious individuality is more thoroughly lost in the sense of membership than perhaps it ever becomes in any other way. So that the sheer experience of citizenship in its simplest and essential form—of the sharing in a public consciousness, of having the social organization present as a controlling ideal in your heart—is very intense....
Along with the sense of the team as a mechanical instrument, and unseparated from it in the boy’s mind, is the consciousness of it as the embodiment of a common purpose. There is in team play a very intimate experience of the ways in which such a purpose is built up and made effective. You feel, though without analysis, the subtle ways in which a single strong character breaks out the road ahead and gives confidence to the rest to follow; how the creative power of one ardent imagination, bravely sustained, makes possible the putting through of the play as he conceives it. You feel to the marrow of your bones how each loyal member contributes to the salvation of all the others by holding the conception of the whole play so firmly in his mind as to enable them to hold it, and to participate in his single-minded determination to see it carried out. You have intimate experience of the ways in which individual members contribute to the team and of how the team, in turn, builds up their spiritual nature....
And the team is not only an extension of the player’s consciousness; it is a part of his personality. His participation has deepened from coöperation to membership. Not only is he now a part of the team, but the team is a part of him.”[13]
Moral unity, as this illustration implies, admits and rewards strenuous ambition; but this ambition must either be for the success of the group, or at least not inconsistent with that. The fullest self-realization will belong to the one who embraces in a passionate self-feeling the aims of the fellowship, and spends his life in fighting for their attainment.
The ideal of moral unity I take to be the mother, as it were, of all social ideals.
It is, then, not my aim to depreciate the self-assertive passions. I believe that they are fierce, inextinguishable, indispensable. Competition and the survival of the fittest are as righteous as kindness and coöperation, and not necessarily opposed to them: an adequate view will embrace and harmonize these diverse aspects. The point I wish particularly to bring out in this chapter is that the normal self is moulded in primary groups to be a social self whose ambitions are formed by the common thought of the group.
In their crudest form such passions as lust, greed, revenge, the pride of power and the like are not, distinctively, human nature at all, but animal nature, and so far as we rise into the spirit of family or neighborhood association we control and subordinate them. They are rendered human only so far as they are brought under the discipline of sympathy, and refined into sentiments, such as love, resentment, and ambition. And in so far as they are thus humanized they become capable of useful function.
Take the greed of gain, for example, the ancient sin of avarice, the old wolf, as Dante says, that gets more prey than all the other beasts.[14] The desire of possession is in itself a good thing, a phase of self-realization and a cause of social improvement. It is immoral or greedy only when it is without adequate control from sympathy, when the self realized is a narrow self. In that case it is a vice of isolation or weak social consciousness, and indicates a state of mind intermediate between the brutal and the fully human or moral, when desire is directed toward social objects—wealth or power—but is not social in its attitude toward others who desire the same objects. Intimate association has the power to allay greed. One will hardly be greedy as against his family or close friends, though very decent people will be so as against almost any one else. Every one must have noticed that after frank association, even of a transient character, with another person, one usually has a sense of kindred with him which makes one ashamed to act greedily at his expense.
Those who dwell preponderantly upon the selfish aspect of human nature and flout as sentimentalism the “altruistic” conception of it, make their chief error in failing to see that our self itself is altruistic, that the object of our higher greed is some desired place in the minds of other men, and that through this it is possible to enlist ordinary human nature in the service of ideal aims. The improvement of society does not call for any essential change in human nature, but, chiefly, for a larger and higher application of its familiar impulses.
I know, also, that the most truculent behavior may be exalted into an ideal, like the ferocity of Samuel, when he hewed Agag to pieces before the Lord,[15] or of the orthodox Christian of a former age in the destruction of heretics. In general there is always a morality of opposition, springing from the need of the sympathetic group to assert itself in the struggle for existence. Even at the present day this more or less idealizes destructiveness and deceit in the conflicts of war, if not of commerce.
But such precepts are secondary, not ideals in the same primary and enduring sense that loyalty and kindness are. They shine by reflected light, and get their force mainly from the belief that they express the requirements of the “we” group in combating its enemies. Flourishing at certain stages of development because they are requisite under the prevailing conditions of destructive conflict, they are slowly abandoned or transformed when these conditions change. Mankind at large has no love of them for their own sake, though individuals, classes, or even nations may acquire them as a habit. With the advance of civilization conflict itself is brought more and more under the control of those principles that prevail in primary groups, and, so far as this is the case, conduct which violates such principles ceases to have any ideal value.
To break up the ideal of a moral whole into particular ideals is an artificial process which every thinker would probably carry out in his own way. Perhaps, however, the most salient principles are loyalty, lawfulness, and freedom.
In so far as one identifies himself with a whole, loyalty to that whole is loyalty to himself; it is self-realization, something in which one cannot fail without losing self-respect. Moreover this is a larger self, leading out into a wider and richer life, and appealing, therefore, to enthusiasm and the need of quickening ideals. One is never more human, and as a rule never happier, than when he is sacrificing his narrow and merely private interest to the higher call of the congenial group. And without doubt the natural genesis of this sentiment is in the intimacy of face-to-face coöperation. It is rather the rule than the exception in the family, and grows up among children and youth so fast as they learn to think and act to common ends. The team feeling described above illustrates it as well as anything.
Among the ideals inseparable from loyalty are those of truth, service, and kindness, always conceived as due to the intimate group rather than to the world at large.
Truth or good faith toward other members of a fellowship is, so far as I know, a universal human ideal. It does not involve any abstract love of veracity, and is quite consistent with deception toward the outside world, being essentially “truth of intercourse” or fair dealing among intimates. There are few, even among those reckoned lawless, who will not keep faith with one who has the gift of getting near to them in spirit and making them feel that he is one of themselves. Thus Judge Lindsey of Denver has worked a revolution among the neglected boys of his city, by no other method than that of entering into the same moral whole, becoming part of a “we” with them. He awakens their sense of honor, trusts it, and is almost never disappointed. When he wishes to send a boy to the reform school the latter promises to repair to the institution at a given time and invariably does so. Among tramps a similar sentiment prevails. “It will be found,” said a young man who had spent the summer among vagrants, “that if they are treated square they will do the same.”
The ideal of service likewise goes with the sense of unity. If there is a vital whole the right aim of individual activity can be no other than to serve that whole. And this is not so much a theory as a feeling that will exist wherever the whole is felt. It is a poor sort of an individual that does not feel the need to devote himself to the larger purposes of the group. In our society many feel this need in youth and express it on the playground who never succeed in realizing it among the less intimate relations of business or professional life.
All mankind acknowledges kindness as the law of right intercourse within a social group. By communion minds are fused into a sympathetic whole, each part of which tends to share the life of all the rest, so that kindness is a common joy, and harshness a common pain. It is the simplest, most attractive, and most diffused of human ideals. The golden rule springs directly from human nature.
Accordingly this ideal has been bound up with association in all past times and among all peoples: it was a matter of course that when men acted together in war, industry, devotion, sport, or what not, they formed a brotherhood or friendship. It is perhaps only in modern days, along with the great and sudden differentiation of activities, that feeling has failed to keep up, and the idea of coöperation without friendship has become familiar.
Mr. Westermarck, than whom there is no better authority on a question of this sort, has filled several chapters of his work on the Origin and Development of Moral Ideas with evidence of the universality of kindness and the kindly ideal. After showing at length that uncivilized people recognize the duty of kindness and support from mother to child, father to child, child to parent, and among brethren and kinsmen, he goes on to say:[16] “But the duty of helping the needy and protecting those in danger goes beyond the limits of the family and the gens. Uncivilized peoples are, as a rule, described as kind toward members of their own community or tribe. Between themselves charity is enjoined as a duty and generosity is praised as a virtue. Indeed their customs regarding mutual aid are often much more stringent than our own. And this applies even to the lowest savages.”
Beginning with the Australians, he quotes the statement of Spencer and Gillen that their treatment of one another “is marked on the whole by considerable kindness, that is, of course, in the case of members of friendly groups, with every now and then the perpetration of acts of cruelty.” Concerning the North American Indians he cites many writers. Catlin says “to their friends there are no people on earth that are more kind.” Adair that “they are very kind and liberal to every one of their own tribe, even to the last morsel of food they enjoy”; also that Nature’s school “teaches them the plain, easy rule, Do to others as you would be done by.” Morgan reports that “among the Iroquois kindness to the orphan, hospitality to all, and a common brotherhood were among the doctrines held up for acceptance by their religious instructors.” An Iroquois “would surrender his dinner to feed the hungry, vacate his bed to refresh the weary, and give up his apparel to clothe the naked.”
And so Westermarck goes on, in the exhaustive way familiar to readers of his works, to show that like sentiments prevail the world over. Kropotkin has collected similar evidence in his Mutual Aid a Factor in Civilization. The popular notion of savages as lacking in the gentler feelings is an error springing from the external, usually hostile, nature of our contact with them. Indeed, a state of things, such as is found in our own cities, where want and plenty exist side by side without the latter feeling any compulsion to relieve the former, is shocking and incomprehensible to many savages.
Ordinarily the ideal of kindness, in savage and civilized societies alike, applies only to those within the sympathetic group; the main difference between civilization and savagery, in this regard, being that under the former the group tends to enlarge. One reason for the restriction is that kindness is aroused by sympathy, and can have little life except as our imaginations are opened to the lives of others and they are made part of ourselves. Even the Christian church, as history shows, has for the most part inculcated kindness only to those within its own pale, or within a particular sect; and the modern ideal of a kindness embracing all humanity (modern at least so far as western nations are concerned) is connected with a growing understanding of the unity of the race.
Every intimate group, like every individual, experiences conflicting impulses within itself, and as the individual feels the need of definite principles to shape his conduct and give him peace, so the group needs law or rule for the same purpose. It is not merely that the over-strong or the insubordinate must be restrained, but that all alike may have some definite criterion of what the good member ought to do. It is a mere fact of psychology that where a social whole exists it may be as painful to do wrong as to suffer it—because one’s own spirit is divided—and the common need is for harmony through a law, framed in the total interest, which every one can and must obey.
This need of rules to align differentiated impulse with the good of the whole is nowhere more apparent than on the playground. Miss Buck, the author of an instructive work on Boys’ Self-Governing Clubs, suggests that the elementary form of equity is “taking turns,” as at swings and the like; and any one who has shared in a boys’ camp will recall the constant demand, by the boys themselves, for rules of this nature. There must be a fair distribution of privileges as to boats, games, and so on, and an equal distribution of food. And we learn from Robert Woods that gangs of boys on the streets of cities generally have a “judge” to whom all disputes are referred if no agreement is otherwise reached.[17]
No doubt every one remembers how the idea of justice is developed in children’s games. There is always something to be done, in which various parts are to be taken, success depending upon their efficient distribution. All see this and draw from experience the idea that there is a higher principle that ought to control the undisciplined ambition of individuals. “Rough games,” says Miss Buck, “in many respects present in miniature the conditions of a society where an ideal state of justice, freedom and equality prevails.”[18] Mr. Joseph Lee, in the paper quoted above, expounds the matter at more length and with much insight.
You may be very intent to beat the other man in the race, but after experience of many contests the fair promise of whose morning has been clouded over by the long and many-worded dispute terminating in a general row, with indecisive and unsatisfying result, you begin dimly to perceive that you and the other fellows and the rest of the crowd, for the very reason that you are contestants and prospective contestants, have interests in common—interests in the establishment and maintenance of those necessary rules and regulations without which satisfactory contests cannot be carried on.... The child’s need of conflict is from a desire not to exterminate his competitor, but to overcome him and to have his own superiority acknowledged. The boy desires to be somebody; but being somebody is to him a social achievement. And though there is temptation to pervert justice, to try to get the decision when you have not really furnished the proof, there is also a motive against such procedure. The person whom you really and finally want to convince is yourself. Your deepest desire is to beat the other boy, not merely to seem to beat him. By playing unfairly and forcing decisions in your own favor, you may possibly cheat the others, but you cannot cheat yourself.
But the decisions in most of the disputes have behind them the further, more obviously social, motive of carrying on a successful game. The sense of common interest has been stretched so as to take the competitive impulse itself into camp, domesticate it, and make it a part of the social system. The acutely realized fact that a society of chronic kickers can never play a game or anything else, comes to be seen against the background of a possible orderly arrangement of which one has had occasional experience, and with which one has come at last to sympathize; there comes to be to some extent an identification of one’s own interests and purposes with the interests and purposes of the whole. Certainly the decisions of the group as to whether Jimmy was out at first, as to who came out last, and whether Mary Ann was really caught, are felt as community and not as individual decisions.[19]
No doubt American boys have more of the spirit and practice of this sort of organization than those of any other country, except possibly England: they have the constant spectacle of self-government among their elders, and also, perhaps, some advantage in natural aptitude to help them on. But it is doubtful if there is any great difference among the white peoples in the latter regard. American children of German and Irish descent are not inferior to the Anglo-Saxons, and among the newer immigrants the Jewish children, at least, show a marked aptitude for organization. The question might profitably be investigated in our great cities.
Of course the ideals derived from juvenile experience are carried over into the wider life, and men always find it easy to conceive righteousness in terms of fair play. “The Social Question,” says a penetrative writer, “is forever an attack upon what, in some form, is thought to be unfair privilege.”[20]
The law or rule that human nature demands has a democratic principle latent in it, because it must be one congenial to general sentiment. Explicit democracy, however—deciding by popular vote and the like—is not primary and general like the need of law, but is rather a mechanism for deciding what the rule is to be, and no more natural than the appeal to authority. Indeed, there seems to be, among children as among primitive peoples, a certain reluctance to ascribe laws to the mere human choice of themselves and their fellows. They wish to assign them to a higher source and to think of them as having an unquestionable sanction. So far as my own observation goes, even American boys prefer to receive rules from tradition or from their elders, when they can. Nothing is easier than for a parent, or mentor of any kind, to be a lawgiver to children, if only he has their confidence, and if the laws themselves prove workable. But the test of law is social and popular; it must suit the general mind. If, for instance, a man takes a group of boys camping, and has their confidence, they will gladly receive rules from him, expecting, of course, that they will be good rules. But if they prove to be unreasonable and troublesome, they will soon cease to work.
Freedom is that phase of the social ideal which emphasizes individuality. The whole to which we belong is made up of diverse energies which enkindle one another by friction; and its vigor requires that these have play. Thus the fierce impulses of ambition and pride may be as organic as anything else—provided they are sufficiently humanized as to their objects—and are to be interfered with only when they become destructive or oppressive. Moreover, we must not be required to prove to others the beneficence of our peculiarity, but should be allowed, if we wish, to “write whim on the lintels of the door-post.” Our desires and purposes, though social in their ultimate nature, are apt to be unacceptable on first appearance, and the more so in proportion to their value. Thus we feel a need to be let alone, and sympathize with a similar need in others.
This is so familiar a principle, especially among English and Americans, to whose temperament and traditions it is peculiarly congenial, that I need not discuss it at length. It is a phase of idealism that comes most vividly to consciousness when formal and antiquated systems of control need to be broken up, as in the eighteenth century. It then represented the appeal to human nature as against outworn mechanism. Our whole social and political philosophy still echoes that conflict.
The bearing of this view of human nature may perhaps be made clearer by considering its relation to the familiar but now somewhat discredited doctrine of Natural Right. This is traced from the speculations of Greek philosophers down through Roman jurisprudence to Hobbes, Locke, Rousseau, and others, who gave it its modern forms and through whose works it became a factor in modern history. It was familiar to our forefathers and is set forth in the Declaration of Independence. According to it society is made up, primarily, of free individuals, who must be held to create government and other institutions by a sort of implied contract, yielding up a part of their natural right in order to enjoy the benefits of organization. But if the organization does not confer these benefits, then, as most writers held, it is wrong and void, and the individuals may properly reclaim their natural freedom.
Now in form this doctrine is wholly at variance with evolutionary thought. To the latter, society is an organic growth; there is no individual apart from society, no freedom apart from organization, no social contract of the sort taught by these philosophers. In its practical applications, however, the teaching of natural right is not so absurd and obsolete as is sometimes imagined. If it is true that human nature is developed in primary groups which are everywhere much the same, and that there also springs from these a common idealism which institutions strive to express, we have a ground for somewhat the same conclusions as come from the theory of a natural freedom modified by contract. Natural freedom would correspond roughly to the ideals generated and partly realized in primary association, the social contract to the limitations these ideals encounter in seeking a larger expression.
Indeed, is it not true that the natural rights of this philosophy—the right to personal freedom, the right to labor, the right to property, the right to open competition—are ideals which in reality sprang then as they do now largely from what the philosophers knew of the activities of men in small, face-to-face groups?
The reluctance to give up ideals like those of the Declaration of Independence, without something equally simple and human to take their place, is healthy and need not look far for theoretical justification.
The idea of the germinal character of primary association is one that is fast making its way in education and philanthropy. As we learn that man is altogether social and never seen truly except in connection with his fellows, we fix our attention more and more on group conditions as the source, for better or worse, of personal character, and come to feel that we must work on the individual through the web of relations in which he actually lives.
The school, for instance, must form a whole with the rest of life, using the ideas generated by the latter as the starting-point of its training. The public opinion and traditions of the scholars must be respected and made an ally of discipline. Children’s associations should be fostered and good objects suggested for their activity.
In philanthropy it is essential that the unity of the family be regarded and its natural bonds not weakened for the sake of transient benefit to the individual. Children, especially, must be protected from the destructive kindness which inculcates irresponsibility in the parent. In general the heart of reform is in control of the conditions which act upon the family and neighborhood. When the housing, for example, is of such a character as to make a healthy home life impossible, the boys and girls are driven to the streets, the men into saloons, and thus society is diseased at its source.
Without healthy play, especially group play, human nature cannot rightly develop, and to preserve this, in the midst of the crowding and aggressive commercialism of our cities, is coming to be seen as a special need of the time. Democracy, it is now held, must recognize as one of its essential functions the provision of ample spaces and apparatus for this purpose, with enough judicious supervision to ensure the ascendency of good play traditions. And with this must go the suppression of child labor and other inhumane conditions.
Fruitful attention is being given to boys’ fellowships or “gangs.” It appears—as any one who recalls his own boyhood might have anticipated—that nearly all the juvenile population belong to such fellowships, and put an ardent, though often misdirected, idealism into them. “Almost every boy in the tenement-house quarters of the district,” says Robert A. Woods, speaking of Boston, “is a member of a gang. The boy who does not belong is not only the exception but the very rare exception.”[21] In crowded neighborhoods, where there are no playgrounds and street sports are unlawful, the human nature of these gangs must take a semi-criminal direction; but with better opportunities and guidance it turns quite as naturally to wholesome sport and social service. Accordingly social settlements and similar agencies are converting gangs into clubs, with the best results; and there is also coming to be a regular organization of voluntary clubs in affiliation with the public schools.
It is much the same in the country. In every village and township in the land, I suppose, there are one or more groups of predatory boys and hoydenish girls whose mischief is only the result of ill-directed energy. If each of these could receive a little sympathetic attention from kindred but wiser spirits, at least half of the crime and vice of the next generation would almost certainly be done away with.
FOOTNOTES:
[12] Thoreau, A Week on the Concord and Merrimack Rivers, 283.
[13] Charities and the Commons, Aug. 3, 1907.
Antica lupa,
Che più che tutte l’altre bestie hai preda.
Purgatorio, XX, 10.
[15] 1 Samuel, 15:33.
[16] Vol. i, 540 ff.
[17] The City Wilderness, 116.
[18] Boys’ Self-Governing Clubs, 4, 5.
[19] Charities and the Commons, Aug. 3. 1907, abridged.
[20] John Graham Brooks, The Social Unrest, 135.
[21] The City Wilderness, 113.
CHAPTER V
THE EXTENSION OF PRIMARY IDEALS
Primary Ideals Underlie Democracy and Christianity—Why They are not Achieved on a Larger Scale—What They Require from Personality—From Social Mechanism—The Principle of Compensation.
It will be found that those systems of larger idealism which are most human and so of most enduring value, are based upon the ideals of primary groups. Take, for instance, the two systems that have most vitality at the present time—democracy and Christianity.
The aspirations of ideal democracy—including, of course, socialism, and whatever else may go by a special name—are those naturally springing from the playground or the local community; embracing equal opportunity, fair play, the loyal service of all in the common good, free discussion, and kindness to the weak. These are renewed every day in the hearts of the people because they spring from and are corroborated by familiar and homely experience. Moreover, modern democracy as a historical current is apparently traceable back to the village community life of the Teutonic tribes of northern Europe, from which it descends through English constitutional liberty and the American and French revolutions to its broad and deep channels of the nineteenth and twentieth centuries.
And Christianity, as a social system, is based upon the family, its ideals being traceable to the domestic circle of a Judaean carpenter. God is a kind father; men and women are brothers and sisters; we are all members one of another, doing as we would be done by and referring all things to the rule of love. In so far as the church has departed from these principles it has proved transient; these endure because they are human.
But why is it that human nature is not more successful in achieving these primary aims? They appear to be simple and reasonable, and one asks why they are so little realized, why we are not, in fact, a moral whole, a happy family.
It is not because we do not wish it. There can be no doubt, I should say, that, leaving aside a comparatively few abnormal individuals, whose influence is small, men in general have a natural allegiance to the community ideal, and would gladly see it carried out on a large as well as a small scale. And nearly all imaginative and aspiring persons view it with enthusiasm, and would devote themselves to it with some ardor and sacrifice if they saw clearly how they could do so with effect. It is easy to imagine types of pure malignity in people of whom we have little knowledge, but who ever came to know any one intimately without finding that he had somewhere in him the impulses of a man and a brother?
The failure to realize these impulses in practice is, of course, due in part to moral weakness of a personal character, to the fact that our higher nature has but an imperfect and transient mastery of our lower, so that we never live up to our ideals. But going beyond this and looking at the matter from the standpoint of the larger mind, the cause of failure is seen to be the difficulty of organization. Even if our intentions were always good, we should not succeed, because, to make good intentions effective, they must be extended into a system. In attempting to do this our constructive power is used up and our ideals confused and discouraged. We are even led to create a kind of institutions which, though good in certain aspects, may brutalize or ossify the individual, so that primary idealism in him is almost obliterated. The creation of a moral order on an ever-growing scale is the great historical task of mankind, and the magnitude of it explains all shortcomings.
From personality the building of a moral order requires not only good impulses but character and capacity. The ideal must be worked out with steadfastness, self-control, and intelligence. Even families and fellowships, though usually on a higher level than more elaborate structures, often break down, and commonly from lack of character in their members. But if it is insufficient here, how much less will it suffice for a righteous state. Our new order of life, with its great extension of structure and its principle of freedom, is an ever severer test of the political and moral fibre of mankind, of its power to hold itself together in vast, efficient, plastic wholes. Whatever races or social systems fail to produce this fibre must yield ascendency to those which succeed.
This stronger personality depends also upon training; and whatever peoples succeed in being righteous on a great scale will do so only by adding to natural capacity an education suited to the growing demands of the situation—one at the same time broad and special, technical and humane. There can be no moral order that does not live in the mind of the individual.
Besides personality—or rather correlative with it—there must be an adequate mechanism of communication and organization. In small groups the requirements of structure are so simple as to make little trouble, but in proportion as the web of relations extends and diversifies, they become more and more difficult to meet without sacrificing human nature; so that, other things equal, the freedom and real unity of the system are likely to vary inversely with its extent. It is only because other things have not remained equal, because the mechanism has been improved, that it has become possible, in a measure, to reconcile freedom with extent.
Communication must be full and quick in order to give that promptness in the give-and-take of suggestions upon which moral unity depends. Gesture and speech ensure this in the face-to-face group; but only the recent marvellous improvement of communicative machinery makes a free mind on a great scale even conceivable. If there is no means of working thought and sentiment into a whole by reciprocation, the unity of the group cannot be other than inert and unhuman. This cause alone would account for the lack of extended freedom previous to the nineteenth century.
There must also be forms and customs of rational organization, through which human nature may express itself in an orderly and effective manner. Even children learn the need of regular discussion and decision, while all bodies of adults meeting for deliberation find that they can think organically only by observance of the rules which have been worked out for such occasions. And if we are to have great and stable nations, it is easy to see that these rules of order must become a body of law and custom including most, if not all, of the familiar institutions of society. These are a product of progressive invention, trial, and survival as much as the railroad or the factory, and they have in the long run the same purpose, that of the fuller expression of human nature in a social system.
As might be expected from these conditions, there is a principle of compensation at work in the growth of the larger mind. The more betterment there is, the more of vital force, of human reason, feeling, and choice, goes into it; and, as these are limited, improvement in one respect is apt to be offset, at least in part or temporarily, by delay or retrogression in others.
Thus a rapid improvement in the means of communication, as we see in our own time, supplies the basis for a larger and freer society, and yet it may, by disordering settled relations, and by fixing attention too much upon mechanical phases of progress, bring in conditions of confusion and injustice that are the opposite of free.
A very general fact of early political history is deterioration by growth. The small state cannot escape its destiny as part of a larger world, but must expand or perish. It grows in size, power, and diversity by the necessities of its struggle for existence—as did Rome, Athens, and a hundred other states—but in so doing sacrifices human nature to military expediency and develops a mechanical or despotic structure. This, in the long run, produces weakness, decay, and conquest, or perhaps revolt and revolution. The requirements of human nature—both direct, as expressed in social idealism, and indirect, as felt in the ultimate weakness and failure of systems which disregard them—are irrepressible. Gradually, therefore, through improvement and through the survival of higher types in conflict, a type of larger structure is developed which less sacrifices these requirements.
Much of what is unfree and unhuman in our modern life comes from mere inadequacy of mental and moral energy to meet the accumulating demands upon it. In many quarters attention and effort must be lacking, and where this is the case social relations fall to a low plane—just as a teacher who has too much to do necessarily adopts a mechanical style of instruction. So what we call “red tape” prevails in great clerical offices because much business is done by persons of small ability, who can work only under rule. And great bureaucratic systems, like the Russian Empire, are of much the same nature.
In general the wrongs of the social system come much more from inadequacy than from ill intention. It is indeed not to be expected that all relations should be fully rational and sympathetic; we have to be content with infusing reason and sympathy into what is most vital.
Society, then, as a moral organism, is a progressive creation, tentatively wrought out through experiment, struggle, and survival. Not only individuals but ideas, institutions, nations, and races do their work upon it and perish. Its ideals, though simple in spirit, are achieved through endless elaboration of means.
It will be my further endeavor to throw some light upon this striving whole by considering certain phases of its organization, such as Communication, Public Opinion, Sentiment, Classes, and Institutions; always trying to see the whole in the part, the part in the whole, and human nature in both.
PART II
COMMUNICATION
CHAPTER VI
THE SIGNIFICANCE OF COMMUNICATION
Meaning of Communication—Its Relation to Human Nature—To Society at Large.
By Communication is here meant the mechanism through which human relations exist and develop—all the symbols of the mind, together with the means of conveying them through space and preserving them in time. It includes the expression of the face, attitude and gesture, the tones of the voice, words, writing, printing, railways, telegraphs, telephones, and whatever else may be the latest achievement in the conquest of space and time. All these taken together, in the intricacy of their actual combination, make up an organic whole corresponding to the organic whole of human thought; and everything in the way of mental growth has an external existence therein. The more closely we consider this mechanism the more intimate will appear its relation to the inner life of mankind, and nothing will more help us to understand the latter than such consideration.
There is no sharp line between the means of communication and the rest of the external world. In a sense all objects and actions are symbols of the mind, and nearly anything may be used as a sign—as I may signify the moon or a squirrel to a child by merely pointing at it, or by imitating with the voice the chatter of the one or drawing an outline of the other. But there is also, almost from the first, a conventional development of communication, springing out of spontaneous signs but soon losing evident connection with them, a system of standard symbols existing for the mere purpose of conveying thought; and it is this we have chiefly to consider.
Without communication the mind does not develop a true human nature, but remains in an abnormal and nondescript state neither human nor properly brutal. This is movingly illustrated by the case of Helen Keller, who, as all the world knows, was cut off at eighteen months from the cheerful ways of men by the loss of sight and hearing; and did not renew the connection until she was nearly seven years old. Although her mind was not wholly isolated during this period, since she retained the use of a considerable number of signs learned during infancy, yet her impulses were crude and uncontrolled, and her thought so unconnected that she afterward remembered almost nothing that occurred before the awakening which took place toward the close of her seventh year.
The story of that awakening, as told by her teacher, gives as vivid a picture as we need have of the significance to the individual mind of the general fact and idea of communication. For weeks Miss Sullivan had been spelling words into her hand which Helen had repeated and associated with objects; but she had not yet grasped the idea of language in general, the fact that everything had a name, and that through names she could share her own experiences with others, and learn theirs—the idea that there is fellowship in thought. This came quite suddenly.
“This morning,” writes her teacher, “while she was washing, she wanted to know the name for water.... I spelled w-a-t-e-r and thought no more about it until after breakfast. Then it occurred to me that with the help of this new word I might succeed in straightening out the mug-milk difficulty The following day Miss Sullivan writes, “Helen got up this morning like a radiant fairy. She has flitted from object to object, asking the name of everything and kissing me for very gladness.” And four days later, “Everything must have a name now.... She drops the signs and pantomime she used before, so soon as she has words to supply their place, and the acquirement of a new word affords her the liveliest pleasure. And we notice that her face grows more expressive each day.”[22] This experience is a type of what happens more gradually to all of us: it is through communication that we get our higher development. The faces and conversation of our associates; books, letters, travel, arts, and the like, by awakening thought and feeling and guiding them in certain channels, supply the stimulus and framework for all our growth. In the same way, if we take a larger view and consider the life of a social group, we see that communication, including its organization into literature, art, and institutions, is truly the outside or visible structure of thought, as much cause as effect of the inside or conscious life of men. All is one growth: the symbols, the traditions, the institutions are projected from the mind, to be sure, but in the very instant of their projection, and thereafter, they react upon it, and in a sense control it, stimulating, developing, and fixing certain thoughts at the expense of others to which no awakening suggestion comes. By the aid of this structure the individual is a member not only of a family, a class, and a state, but of a larger whole reaching back to prehistoric men whose thought has gone to build it up. In this whole he lives as in an element, drawing from it the materials of his growth and adding to it whatever constructive thought he may express. Thus the system of communication is a tool, a progressive invention, whose improvements react upon mankind and alter the life of every individual and institution. A study of these improvements is one of the best ways by which to approach an understanding of the mental and social changes that are bound up with them; because it gives a tangible framework for our ideas—just as one who wished to grasp the organic character of industry and commerce might well begin with a study of the railway system and of the amount and kind of commodities it carries, proceeding thence to the more abstract transactions of finance. And when we come to the modern era, especially, we can understand nothing rightly unless we perceive the manner in which the revolution in communication has made a new world for us. So in the pages that follow I shall aim to show what the growth of intercourse implies in the way of social development, inquiring particularly into the effect of recent changes. [22] The Story of My Life, 316, 317. Pre-Verbal Communication—The Rise of Speech—Its Mental and Social Function—The Function of Writing—Printing and the Modern World—The Non-Verbal Arts. The chief means of what we may call pre-verbal communication are the expression of the face—especially of the mobile portions about the eyes and mouth—the pitch, inflection, and emotional tone of the voice; and the gestures of the head and limbs. All of these begin in involuntary movements but are capable of becoming voluntary, and all are eagerly practised and interpreted by children long before they learn to speak. They are immediately joined to action and emotion: the inflections of the voice, for instance, play upon the child’s feelings as directly as music, and are interpreted partly by an instinctive sensibility. I have heard a child seventeen months old using her voice so expressively, though inarticulately, that it sounded, a little way off, as if she were carrying on an animated conversation. And gesture, such as reaching out the hand, bending forward, turning away the head, and the like, springs directly from the ideas and feelings it represents. The human face, “the shape and color of a mind and life,” is a kind of epitome of society, and if one could only read all that is written in the countenances of men as they pass he might find a great deal of sociology in them. Hereditary bias, family nurture, the print of the school, current opinion, contemporary institutions, all are there, drawn with a very fine pencil. If one wishes to get a real human insight into the times of Henry the Eighth, for example, he can hardly do better than to study the portrait drawings of Holbein; and so of other periods, including our own, whose traits would appear conspicuously in a collection of portraits. Many people can discriminate particular classes, as, for instance, clergymen, by their expression, and not a few will tell with much accuracy what church the latter belong to and whether they are of the lower rank or in authority. Again there is a difference, indescribable, perhaps, yet apparent, between the look of American and of English youths—still more of girls—which reflects the differing social systems. This sort of communication is, of course, involuntary. An artificial mechanism of communication originates when man begins purposely to reproduce his own instinctive motions and cries, or the sounds, forms, and movements of the world about him, in order to recall the ideas associated with them. All kinds of conventional communication are believed to be rooted in these primitive imitations, which, by a process not hard to imagine, extend and differentiate into gesture, speech, writing, and the special symbols of the arts and sciences; so that the whole exterior organization of thought refers back to these beginnings. We can only conjecture the life of man, or of his humanizing progenitor, before speech was achieved; but we may suppose that facial expression, inarticulate cries and songs,[23] and a variety of imitative sounds and actions aroused sympathy, permitted the simpler kinds of general ideas to be formed, and were the medium through which tradition and convention had their earliest development. It is probable that artificial gesture language was well organized before speech had made much headway. Even without words life may have been an active and continuous mental whole, not dependent for its unity upon mere heredity, but bound together by some conscious community in the simpler sorts of thought and feeling, and by the transmission and accumulation of these through tradition. There was presumably coöperation and instruction of a crude sort in which was the germ of future institutions. No one who has observed children will have any difficulty in conjecturing the beginnings of speech, since nearly every child starts in to invent a language for himself, and only desists when he finds that there is one all ready-made for him. There are as many natural words (if we may call them so) as there are familiar sounds with definite associations, whether coming from human beings, from animals, or from inanimate nature. These the child instinctively loves to reproduce and communicate, at first in mere sport and sociability, then, as occasion arises, with more definite meaning. This meaning is easily extended by various sorts of association of ideas; the sounds themselves are altered and combined in usage; and thus speech is well begun. Many humble inventors contribute to its growth, every man, possibly, altering the heritage in proportion as he puts his individuality into his speech. Variations of idea are preserved in words or other symbols, and so stored up in a continuing whole, constantly growing in bulk and diversity, which is, as we have seen, nothing less than the outside or sensible embodiment of human thought, in which every particular mind lives and grows, drawing from it the material of its own life, and contributing to it whatever higher product it may make out of that material. A word is a vehicle, a boat floating down from the past, laden with the thought of men we never saw; and in coming to understand it we enter not only into the minds of our contemporaries, but into the general mind of humanity continuous through time. The popular notion of learning to speak is that the child first has the idea and then gets from others a sound to use in communicating it; but a closer study shows that this is hardly true even of the simplest ideas, and is nearly the reverse of truth as regards developed thought. In that the word usually goes before, leading and kindling the idea—we should not have the latter if we did not have the word first. “This way,” says the word, “is an interesting thought; come and find it.” And so we are led on to rediscover old knowledge. Such words, for instance, as good, right, truth, love, home, justice, beauty, freedom; are powerful makers of what they stand for. A mind without words would make only such feeble and uncertain progress as a traveller set down in the midst of a wilderness where there were no paths or conveyances and without even a compass. A mind with them is like the same traveller in the midst of civilization, with beaten roads and rapid vehicles ready to take him in any direction where men have been before. As the traveller must pass over the ground in either case, so the mind must pass through experience, but if it has language it finds its experience foreseen, mapped out and interpreted by all the wisdom of the past, so that it has not only its own experience but that of the race—just as the modern traveller sees not only the original country but the cities and plantations of men. The principle that applies to words applies also to all structures that are built of words, to literature and the manifold traditions that it conveys. As the lines of Dante are “foot-paths for the thought of Italy,” so the successful efforts of the mind in every field are preserved in their symbols and become foot-paths by which other minds reach the same point. And this includes feeling as well as definite idea. It is almost the most wonderful thing about language that by something intangible in its order and movement and in the selection and collocation of words, it can transmit the very soul of a man, making his page live when his definite ideas have ceased to have value. In this way one gets from Sir Thomas Browne, let us say, not his conceits and credulities, but his high and religious spirit, hovering, as it were, over the page. The achievement of speech is commonly and properly regarded as the distinctive trait of man, as the gate by which he emerged from his pre-human state. It means that, like Helen Keller, he has learned that everything has, or may have, a name, and so has entered upon a life of conscious fellowship in thought. It not only permitted the rise of a more rational and human kind of thinking and feeling, but was also the basis of the earliest definite institutions. A wider and fuller unity of thought took place in every group where it appeared. Ideas regarding the chief interests of primitive life—hunting, warfare, marriage, feasting and the like—were defined, communicated and extended. Public opinion no doubt began to arise within the tribe, and crystallized into current sayings which served as rules of thought and conduct; the festal chants, if they existed before, became articulate and historical. And when any thought of special value was achieved in the group, it did not perish, but was handed on by tradition and made the basis of new gains. In this way primitive wisdom and rule were perpetuated, enlarged and improved until, in connection with ceremonial and other symbols, they became such institutions, of government, marriage, religion and property as are found in every savage tribe. Nor must we forget that this state of things reacted upon the natural capacities of man, perhaps by the direct inheritance of acquired social habits and aptitudes, certainly by the survival of those who, having these, were more fitted than others to thrive in a social life. In this way man, if he was human when speech began to be used, rapidly became more so, and went on accumulating a social heritage. So the study of speech reveals a truth which we may also reach in many other ways, namely, that the growth of the individual mind is not a separate growth, but rather a differentiation within the general mind. Our personal life, so far as we can make out, has its sources partly in congenital tendency, and partly in the stream of communication, both of which flow from the corporate life of the race. The individual has no better ground for thinking of himself as separate from humanity than he has for thinking of the self he is to-day as separate from the self he was yesterday; the continuity being no more certain in the one case than in the other. If it be said that he is separate because he feels separate, it may be answered that to the infant each moment is separate, and that we know our personal life to be a whole only through the growth of thought and memory. In the same way the sense of a larger or social wholeness is perhaps merely a question of our growing into more vivid and intelligent consciousness of a unity which is already clear enough to reflective observation. It is the social function of writing, by giving ideas a lasting record, to make possible a more certain, continuous and diversified growth of the human mind. It does for the race very much what it does for the individual. When the student has a good thought he writes it down, so that it may be recalled at will and made the starting-point for a better thought in the same direction; and so mankind at large records and cherishes its insights. Until writing is achieved the accumulation of ideas depends upon oral tradition, the capacity of which is measured by the interest and memory of the people who transmit it. It must, therefore, confine itself chiefly to ideas and sentiments for which there is a somewhat general and constant demand, such as popular stories—like the Homeric legends—chants, proverbs, maxims and the like. It is true that tradition becomes more or less specialized in families and castes—as we see, for instance, in the widespread existence of a hereditary priesthood—but this specialization cannot be very elaborate or very secure in its continuance. There can hardly be, without writing, any science or any diversified literature. These require a means by which important ideas can be passed on unimpaired to men distant in time and space from their authors. We may safely pronounce, with Gibbon, that “without some species of writing no people has ever preserved the faithful annals of their history, ever made any considerable progress in the abstract sciences, or ever possessed, in any tolerable degree of perfection, the useful and agreeable arts of life.”[24] Nor can stable and extended government be organized without it, for such government requires a constitution of some sort, a definite and permanent body of law and custom, embracing the wisdom of the past regarding the maintenance of social order. It is quite the same with religious systems. The historical religions are based upon Scriptures, the essential part of which is the recorded teaching of the founder and his immediate disciples, and without such a record Christianity, Buddhism or Mohammedanism could never have been more than a small and transient sect. There may well have been men of religious genius among our illiterate forefathers, but it was impossible that they should found enduring systems. The whole structure and progress of modern life evidently rests upon the preservation, in writing, of the achievements of the antique mind, upon the records, especially, of Judea, Greece and Rome. To inquire what we should have been without these would be like asking what we should have been if our parents had not existed. Writing made history possible, and the man of history with his complex institutions. It enabled a rapid and secure enlargement of that human nature which had previously been confined within small and unstable groups. If writing, by giving thought permanence, brought in the earlier civilization, printing, by giving it diffusion opened the doors of the modern world. Before its advent access to the records of the race was limited to a learned class, who thus held a kind of monopoly of the traditions upon which the social system rested. Throughout the earlier Middle Ages, for example, the clergy, or that small portion of the clergy who were educated, occupied this position in Europe, and their system was the one animate and wide-reaching mental organization of the period. For many centuries it was rare for a layman, of whatever rank, to know how to sign his name. Through the Latin language, written and spoken, which would apparently have perished had it not been for the Church, the larger continuity and coöperation of the human mind was maintained. Those who could read it had a common literature and a vague sense of unity and brotherhood. Roman ideas were preserved, however imperfectly, and an ideal Rome lived in the Papacy and the Empire. Education, naturally, was controlled by the clergy, who were also intrusted with political correspondence and the framing of laws. As is well known they somewhat recast the traditions in their own interest, and were aided by their control of the communicating medium in becoming the dominant power in Europe. Printing means democracy, because it brings knowledge within the reach of the common people; and knowledge, in the long run, is sure to make good its claim to power. It brings to the individual whatever part in the heritage of ideas he is fit to receive. The world of thought, and eventually the world of action, comes gradually under the rule of a true aristocracy of intelligence and character, in place of an artificial one created by exclusive opportunity. Everywhere the spread of printing was followed by a general awakening due to the unsettling suggestions which it scattered abroad. Political and religious agitation, by no means unknown before, was immensely stimulated, and has continued unabated to the present time. “The whole of this movement,” says Mr. H. C. Lea, speaking of the liberal agitations of the early sixteenth century, “had been rendered possible by the invention of printing, which facilitated so enormously the diffusion of intelligence, which enabled public opinion to form and express itself, and which, by bringing into communication minds of similar ways of thinking, afforded opportunity for combined action.” “When, therefore, on October 31, 1517, Luther’s fateful theses were hung on the church door at Wittenberg, they were, as he tells us, known in a fortnight throughout Germany; and in a month they had reached Rome and were being read in every school and convent in Europe—a result manifestly impossible without the aid of the printing press.”[25] The printed page is also the door by which the individual, in our own time, enters the larger rooms of life. A good book, “the precious life blood of a master spirit stored upon purpose to a life beyond life,”[26] is almost always the channel through which uncommon minds get incitement and aid to lift themselves into the higher thought that other uncommon minds have created. “In study we hold converse with the wise, in action usually with the foolish.”[27] While the mass of mankind about us is ever commonplace, there is always, in our day, a more select society not far away for one who craves it, and a man like Abraham Lincoln, whose birth would have meant hopeless serfdom a few centuries ago, may get from half a dozen books aspirations which lead him out to authority and beneficence. While spoken language, along with the writing and printing by which it is preserved and disseminated, is the main current of communication, there are from the start many side channels. Thus among savage or barbarous peoples we everywhere find, beside gesture language, the use of a multitude of other symbols, such as the red arrow for war, the pipe of peace, signal fires, notched sticks, knotted cords, totems, and, among nations more advanced in culture, coats-of-arms, flags and an infinite diversity of symbolic ritual. There is, indeed, a world of signs outside of language, most of which, however, we may pass by, since its general nature is obvious enough. The arts of painting, sculpture, music, and architecture, considered as communication, have two somewhat different functions: First, as mere picture or image writing, conveying ideas that could also be conveyed (though with a difference) in words; and, second, as the vehicle of peculiar phases of sentiment incommunicable in any other way. These two were often, indeed usually, combined in the art of the past. In modern times the former, because of the diffusion of literacy, has become of secondary importance. Of the picture-writing function the mosaics, in colors on a gold ground, that cover the inner walls of St. Mark’s at Venice are a familiar instance. They set forth in somewhat rude figures, helped out by symbols, the whole system of Christian theology as it was then understood. They were thus an illuminated book of sacred learning through which the people entered into the religious tradition. The same tradition is illustrated in the sculpture of the cathedrals of Chartres and Rheims, together with much other matter—secular history, typified by figures of the kings of France; moral philosophy, with virtues and vices, rewards and punishments; and emblems of husbandry and handicraft. Along with these sculptures went the pictured windows, the sacred relics—which, as Gibbon says, “fixed and inflamed the devotion of the faithful”[28]—the music, and the elaborate pageants and ritual; all working together as one rich sign, in which was incarnated the ideal life of the times. A subtler function of the non-verbal arts is to communicate matter that could not go by any other road, especially certain sorts of sentiment which are thus perpetuated and diffused. One of the simplest and most fruitful examples of this is the depiction of human forms and faces which embody, as if by living presence, the nobler feelings and aspirations of the time. Such works, in painting or sculpture, remain as symbols by the aid of which like sentiments grow up in the minds of whomsoever become familiar with them. Sentiment is cumulative in human history in the same manner as thought, though less definitely and surely, and Christian feeling, as it grew and flourished in the Middle Ages, was fostered by painting as much, perhaps, as by the Scriptures. And so Greek sculpture, from the time of the humanists down through Winckelmann and Goethe to the present day, has been a channel by which Greek sentiment has flowed into modern life. This record of human feeling in expressive forms and faces, as in the madonnas and saints of Raphael, is called by some critics “illustration”; and they distinguish it from “decoration,” which includes all those elements in a work of art which exist not to transmit something else but for their own more immediate value, such as beauty of color, form, composition and suggested movement. This latter is communication also, appealing to vivid but otherwise inarticulate phases of human instinct. Each art can convey a unique kind of sentiment and has “its own peculiar and incommunicable sensuous charm, its own special mode of reaching the imagination.” In a picture the most characteristic thing is “that true pictorial quality ... the inventive or creative handling of pure line and color, which, as almost always in Dutch painting, as often also in the works of Titian or Veronese, is quite independent of anything definitely poetical in the subject it accompanies” in music “the musical charm—that essential music, which presents no words, no matter of sentiment or thought, separable from the special form in which it is conveyed to us.”[29] And so with architecture, an art peculiarly close to social organization, so that in many cases—as in the Place of Venice—the spirit of a social system has been visibly raised up in stone. It needs no argument, I suppose, to show that these arts are no less essential to the growth of the human spirit than literature or government. [23] On the probability that song preceded speech, see Darwin, Descent of Man, chap. 19. [24] Decline and Fall, Milman-Smith edition, i, 354. [25] The Cambridge Modern History, i, 684, 685. [26] Milton, Areopagitica. [27] Bacon, Antitheta on Studies. [28] Decline and Fall, Milman-Smith edition, iii, 428. [29] Walter Pater, Essay on the School of Giorgione. Character of Recent Changes—Their General Effect—The Change in the United States—Organized Gossip—Public Opinion, Democracy, Internationalism—The Value of Diffusion—Enlargement of Feeling—Conclusion. The changes that have taken place since the beginning of the nineteenth century are such as to constitute a new epoch in communication, and in the whole system of society. They deserve, therefore, careful consideration, not so much in their mechanical aspect, which is familiar to every one, as in their operation upon the larger mind. If one were to analyze the mechanism of intercourse, he might, perhaps, distinguish four factors that mainly contribute to its efficiency, namely: Expressiveness, or the range of ideas and feelings it is competent to carry. Permanence of record, or the overcoming of time. Swiftness, or the overcoming of space. Diffusion, or access to all classes of men. Now while gains have no doubt been made in expressiveness, as in the enlargement of our vocabulary to embrace the ideas of modern science; and even in permanence of record, for scientific and other special purposes; yet certainly the long steps of recent times have been made in the direction of swiftness and diffusion. For most purposes our speech is no better than in the age of Elizabeth, if so good; but what facility we have gained in the application of it! The cheapening of printing, permitting an inundation of popular books, magazines and newspapers, has been supplemented by the rise of the modern postal system and the conquest of distance by railroads, telegraphs and telephones. And along with these extensions of the spoken or written word have come new arts of reproduction, such as photography, photo-engraving, phonography and the like—of greater social import than we realize—by which new kinds of impression from the visible or audible world may be fixed and disseminated. It is not too much to say that these changes are the basis, from a mechanical standpoint, of nearly everything that is characteristic in the psychology of modern life. In a general way they mean the expansion of human nature, that is to say, of its power to express itself in social wholes. They make it possible for society to be organized more and more on the higher faculties of man, on intelligence and sympathy, rather than on authority, caste, and routine. They mean freedom, outlook, indefinite possibility. The public consciousness, instead of being confined as regards its more active phases to local groups, extends by even steps with that give-and-take of suggestions that the new intercourse makes possible, until wide nations, and finally the world itself, may be included in one lively mental whole. The general character of this change is well expressed by the two words enlargement and animation. Social contacts are extended in space and quickened in time, and in the same degree the mental unity they imply becomes wider and more alert. The individual is broadened by coming into relation with a larger and more various life, and he is kept stirred up, sometimes to excess, by the multitude of changing suggestions which this life brings to him. From whatever point of view we study modern society to compare it with the past or to forecast the future, we ought to keep at least a subconsciousness of this radical change in mechanism, without allowing for which nothing else can be understood. In the United States, for instance, at the close of the eighteenth century, public consciousness of any active kind was confined to small localities. Travel was slow, uncomfortable and costly, and people undertaking a considerable journey often made their wills beforehand. The newspapers, appearing weekly in the larger towns, were entirely lacking in what we should call news; and the number of letters sent during a year in all the thirteen states was much less than that now handled by the New York office in a single day. People are far more alive to-day to what is going on in China, if it happens to interest them, than they were then to events a hundred miles away. The isolation of even large towns from the rest of the world, and the consequent introversion of men’s minds upon local concerns, was something we can hardly conceive. In the country “the environment of the farm was the neighborhood; the environment of the village was the encircling farms and the local tradition; ... few conventions assembled for discussion and common action; educational centres did not radiate the shock of a new intellectual life to every hamlet; federations and unions did not bind men, near and remote, into that fellowship that makes one composite type of many human sorts. It was an age of sects, intolerant from lack of acquaintance.”[30] The change to the present régime of railroads, telegraphs, daily papers, telephones and the rest has involved a revolution in every phase of life; in commerce, in politics, in education, even in mere sociability and gossip—this revolution always consisting in an enlargement and quickening of the kind of life in question. Probably there is nothing in this new mechanism quite so pervasive and characteristic as the daily newspaper, which is as vehemently praised as it is abused, and in both cases with good reason. What a strange practice it is, when you think of it, that a man should sit down to his breakfast table and, instead of conversing with his wife, and children, hold before his face a sort of screen on which is inscribed a world-wide gossip! The essential function of the newspaper is, of course, to serve as a bulletin of important news and a medium for the interchange of ideas, through the printing of interviews, letters, speeches and editorial comment. In this way it is indispensable to the organization of the public mind. The bulk of its matter, however, is best described by the phrase organized gossip. The sort of intercourse that people formerly carried on at cross-road stores or over the back fence, has now attained the dignity of print and an imposing system. That we absorb a flood of this does not necessarily mean that our minds are degenerate, but merely that we are gratifying an old appetite in a new way. Henry James speaks with a severity natural to literary sensibility of “the ubiquitous newspaper face, with its mere monstrosity and deformity of feature, and the vast open mouth, adjusted as to the chatter of Bedlam, that flings the flood-gates of vulgarity farther back [in America] than anywhere else on earth.”[31] But after all is it any more vulgar than the older kind of gossip? No doubt it seems worse for venturing to share with literature the use of the printed word. That the bulk of the contents of the newspaper is of the nature of gossip may be seen by noting three traits which together seem to make a fair definition of that word. It is copious, designed to occupy, without exerting, the mind. It consists mostly of personalities and appeals to superficial emotion. It is untrustworthy—except upon a few matters of moment which the public are likely to follow up and verify. These traits any one who is curious may substantiate by a study of his own morning journal. There is a better and a worse side to this enlargement of gossip. On the former we may reckon the fact that it promotes a widespread sociability and sense of community; we know that people all over the country are laughing at the same jokes or thrilling with the same mild excitement over the foot-ball game, and we absorb a conviction that they are good fellows much like ourselves. It also tends powerfully, through the fear of publicity, to enforce a popular, somewhat vulgar, but sound and human standard of morality. On the other hand it fosters superficiality and commonplace in every sphere of thought and feeling, and is, of course, the antithesis of literature and of all high or fine spiritual achievement. It stands for diffusion as opposed to distinction. In politics communication makes possible public opinion, which, when organized, is democracy. The whole growth of this, and of the popular education and enlightenment that go with it, is immediately dependent upon the telegraph, the newspaper and the fast mail, for there can be no popular mind upon questions of the day, over wide areas, except as the people are promptly informed of such questions and are enabled to exchange views regarding them. Our government, under the Constitution, was not originally a democracy, and was not intended to be so by the men that framed it. It was expected to be a representative republic, the people choosing men of character and wisdom, who would proceed to the capital, inform themselves there upon current questions, and deliberate and decide regarding them. That the people might think and act more directly was not foreseen. The Constitution is not democratic in spirit, and, as Mr. Bryce has noted,[32] might under different conditions have become the basis of an aristocratic system. That any system could have held even the original thirteen states in firm union without the advent of modern communication is very doubtful. Political philosophy, from Plato to Montesquieu, had taught that free states must be small, and Frederick the Great is said to have ridiculed the idea of one extending from Maine to Georgia. “A large empire,” says Montesquieu, “supposes a despotic authority in the person who governs. It is necessary that the quickness of the prince’s resolutions should supply the distance of the places they are sent to.”[33] Democracy has arisen here, as it seems to be arising everywhere in the civilized world, not, chiefly, because of changes in the formal constitution, but as the outcome of conditions which make it natural for the people to have and to express a consciousness regarding questions of the day. It is said by those who know China that while that country was at war with Japan the majority of the Chinese were unaware that a war was in progress. Such ignorance makes the sway of public opinion impossible; and, conversely, it seems likely that no state, having a vigorous people, can long escape that sway except by repressing the interchange of thought. When the people have information and discussion they will have a will, and this must sooner or later get hold of the institutions of society. One is often impressed with the thought that there ought to be some wider name for the modern movement than democracy, some name which should more distinctly suggest the enlargement and quickening of the general mind, of which the formal rule of the people is only one among many manifestations. The current of new life that is sweeping with augmenting force through the older structures of society, now carrying them away, now leaving them outwardly undisturbed, has no adequate name. Popular education is an inseparable part of all this: the individual must have at least those arts of reading and writing without which he can hardly be a vital member of the new organism. And that further development of education, rapidly becoming a conscious aim of modern society, which strives to give to every person a special training in preparation for whatever function he may have aptitude for, is also a phase of the freer and more flexible organization of mental energy. The same enlargement runs through all life, including fashion and other trivial or fugitive kinds of intercourse. And the widest phase of all, upon whose momentousness I need not dwell, is that rise of an international consciousness, in literature, in science and, finally, in politics, which holds out a trustworthy promise of the indefinite enlargement of justice and amity. This unification of life by a freer course of thought is not only contemporaneous, overcoming space, but also historical, bringing the past into the present, and making every notable achievement of the race a possible factor in its current life—as when, by skilful reproduction the work of a mediæval painter is brought home to people dwelling five hundred years later on the other side of the globe. Our time is one of “large discourse, looking before and after.” There are remarkable possibilities in this diffusive vigor. Never, certainly, were great masses of men so rapidly rising to higher levels as now. There are the same facilities for disseminating improvement in mind and manners as in material devices; and the new communication has spread like morning light over the world, awakening, enlightening, enlarging, and filling with expectation. Human nature desires the good, when it once perceives it, and in all that is easily understood and imitated great headway is making. Nor is there, as I shall try to show later, any good reason to think that the conditions are permanently unfavorable to the rise of special and select types of excellence. The same facility of communication which animates millions with the emulation of common models, also makes it easy for more discriminating minds to unite in small groups. The general fact is that human nature is set free; in time it will no doubt justify its freedom. The enlargement affects not only thought but feeling, favoring the growth of a sense of common humanity, of moral unity, between nations, races and classes. Among members of a communicating whole feeling may not always be friendly, but it must be, in a sense, sympathetic, involving some consciousness of the other’s point of view. Even the animosities of modern nations are of a human and imaginative sort, not the blind animal hostility of a more primitive age. They are resentments, and resentment, as Charles Lamb says, is of the family of love. The relations between persons or communities that are without mutual understanding are necessarily on a low plane. There may be indifference, or a blind anger due to interference, or there may be a good-natured tolerance; but there is no consciousness of a common nature to warm up the kindly sentiments. A really human fellow-feeling was anciently confined within the tribe, men outside not being felt as members of a common whole. The alien was commonly treated as a more or less useful or dangerous animal—destroyed, despoiled or enslaved. Even in these days we care little about people whose life is not brought home to us by some kind of sympathetic contact. We may read statistics of the miserable life of the Italians and Jews in New York and Chicago; of bad housing, sweatshops and tuberculosis; but we care little more about them than we do about the sufferers from the Black Death, unless their life is realized to us in some human way, either by personal contact, or by pictures and imaginative description. And we are getting this at the present time. The resources of modern communication are used in stimulating and gratifying our interest in every phase of human life. Russians, Japanese, Filipinos, fishermen, miners, millionaires, criminals, tramps and opium-eaters are brought home to us. The press well understands that nothing human is alien to us if it is only made comprehensible. With a mind enlarged and suppled by such training, the man of to-day inclines to look for a common nature everywhere, and to demand that the whole world shall be brought under the sway of common principles of kindness and justice. He wants to see international strife allayed—in such a way, however, as not to prevent the expansion of capable races and the survival of better types; he wishes the friction of classes reduced and each interest fairly treated—but without checking individuality and enterprise. There was never so general an eagerness that righteousness should prevail; the chief matter of dispute is upon the principles under which it may be established. The work of communication in enlarging human nature is partly immediate, through facilitating contact, but even more it is indirect, through favoring the increase of intelligence, the decline of mechanical and arbitrary forms of organization, and the rise of a more humane type of society. History may be regarded as a record of the struggle of man to realize his aspirations through organization; and the new communication is an efficient tool for this purpose. Assuming that the human heart and conscience, restricted only by the difficulties of organization, is the arbiter of what institutions are to become, we may expect the facility of intercourse to be the starting-point of an era of moral progress. [30] W. L. Anderson, The Country Town, 209, 210. [31] The Manners of American Women, Harper’s Bazar, May, 1907. [32] The American Commonwealth, chap. 26. [33] The Spirit of Laws, book viii, chap. 19. The Question—Why Communication Should Foster Individuality—The Contrary or Dead-Level Theory—Reconciliation of these Views—The Outlook as Regards Individuality. It is a question of utmost interest whether these changes do or do not contribute to the independence and productivity of the individual mind. Do they foster a self-reliant personality, capable at need of pursuing high and rare aims, or have they rather a levelling tendency, repressive of what is original and characteristic? There are in fact opposite opinions regarding this matter, in support of either of which numerous expressions by writers of some weight might be collected. From one point of view it would appear that the new communication ought to encourage individuality of all kinds; it makes it easier to get away from a given environment and to find support in one more congenial. The world has grown more various and at the same time more accessible, so that one having a natural bent should be the more able to find influences to nourish it. If he has a turn, say, for entomology, he can readily, through journals, correspondence and meetings, get in touch with a group of men similarly inclined, and with a congenial tradition. And so with any sect of religion, or politics, or art, or what not; if there are in the civilized world a few like-minded people it is comparatively easy for them to get together in spirit and encourage one another in their peculiarity. It is a simple and recognized principle of development that an enlarged life in the organism commonly involves greater differentiation in its parts. That the social enlargement of recent times has in general this character seems plain, and has been set forth in much detail by some writers, notably by Herbert Spencer. Many, indeed, find the characteristic evil of the new era in an extreme individuality, a somewhat anarchic differentiation and working at cross purposes. “Probably there was never any time,” says Professor Mackenzie, “in which men tended to be so unintelligible to each other as they are now, on account of the diversity of the objects with which they are engaged, and of the points of view at which they stand.”[34] On the other hand we have what we may call the dead-level theory, of which De Tocqueville, in his Democracy in America, was apparently the chief author. Modern conditions, according to this, break down all limits to the spread of ideas and customs. Great populations are brought into one mental whole, through which movements of thought run by a contagion like that of the mob; and instead of the individuality which was fostered by former obstacles, we have a universal assimilation. Each locality, it is pointed out, had formerly its peculiar accent and mode of dress; while now dialects are disappearing, and almost the same fashions prevail throughout the civilized world. This uniformity in externals is held to be only the outward and visible sign of a corresponding levelling of ideas. People, it is said, have a passion to be alike, which modern appliances enable them to gratify. Already in the eighteenth century Dr. Johnson complained that “commerce has left the people no singularities,” and in our day many hold with John Burroughs that, “Constant intercommunication, the friction of travel, of streets, of books, of newspapers, make us all alike; we are, as it were, all pebbles upon the same shore, washed by the same waves.”[35] The key to this matter, in my judgment, is to perceive that there are two kinds of individuality, one of isolation and one of choice, and that modern conditions foster the latter while they efface the former. They tend to make life rational and free instead of local and accidental. They enlarge indefinitely the competition of ideas, and whatever has owed its persistence merely to lack of comparison is likely to go, while that which is really congenial to the choosing mind will be all the more cherished and increased. Human nature is enfranchised, and works on a larger scale as regards both its conformities and its non-conformities. Something of this may be seen in the contrast between town and country, the latter having more of the individuality of isolation, the former of choice. “The rural environment,” says Mr. R. L. Hartt, speaking of country villages in New England, “is psychically extravagant. It tends to extremes. A man carries himself out to his logical conclusions; he becomes a concentrated essence of himself.”[36] I travelled some years ago among the mountains of North Carolina, at that time wholly unreached by modern industry and communication, and noticed that not only was the dialect of the region as a whole distinct from that of neighboring parts of the country, but that even adjoining valleys often showed marked differences. Evidently this sort of local individuality, characteristic of an illiterate people living on their own corn, pork and neighborhood traditions, can hardly survive the new communication. It must be said, however, that rural life has other conditions that foster individuality in a more wholesome way than mere isolation, and are a real advantage in the growth of character. Among these are control over the immediate environment, the habit of face-to-face struggle with nature, and comparative security of economic position. All these contribute to the self-reliance upon which the farming people justly pride themselves. In the city we find an individuality less picturesque but perhaps more functional. There is more facility for the formation of specialized groups, and so for the fostering of special capacities. Notwithstanding the din of communication and trade, the cities are, for this reason, the chief seats of productive originality in art, science and letters. The difference is analogous to that between the development of natural species on islands or other isolated areas, and on a wide and traversable continent. The former produces many quaint species, like the kangaroos, which disappear when brought into contact with more capable types; but the continent by no means brings about uniformity. It engenders, rather, a complex organism of related species and varieties, each of which is comparatively perfect in its special way; and has become so through the very fact of a wider struggle for existence. So, easy communication of ideas favors differentiation of a rational and functional sort, as distinguished from the random variations fostered by isolation. And it must be remembered that any sort is rational and functional that really commends itself to the human spirit. Even revolt from an ascendant type is easier now than formerly, because the rebel can fortify himself with the triumphant records of the non-conformers of the past. It is, then, probable that local peculiarity of speech and manner, and other curious and involuntary sorts of individuality, will diminish. And certainly a great deal is thus lost in the way of local color and atmosphere, of the racy flavor of isolated personalities and unconscious picturesqueness of social types. The diversities of dress, language and culture, which were developed in Europe during the Middle Ages, when each little barony was the channel of peculiar traditions, can hardly reappear. Nor can we expect, in modern cities, the sort of architectural individuality we find in those of Italy, built when each village was a distinct political and social unit. Heine, speaking of Scott, long ago referred to “the great pain caused by the loss of national characteristics in consequence of the spread of the newer culture—a pain which now quivers in the heart of all peoples.”FOOTNOTES:
CHAPTER VII
THE GROWTH OF COMMUNICATIONFOOTNOTES:
CHAPTER VIII
MODERN COMMUNICATION: ENLARGEMENT AND ANIMATIONFOOTNOTES:
CHAPTER IX
MODERN COMMUNICATION: INDIVIDUALITY