THE
STORY OF THE MIND
BY
JAMES MARK BALDWIN
WITH ILLUSTRATIONS
NEW YORK
D. APPLETON AND COMPANY
1905
Copyright, 1898, 1902,
By D. APPLETON AND COMPANY.
PREFACE.
In this little book I have endeavoured to maintain the simplicity which is the ideal of this series. It is more difficult, however, to be simple in a topic which, even in its illustrations, demands of the reader more or less facility in the exploration of his own mind. I am persuaded that the attempt to make the matter of psychology more elementary than is here done, would only result in making it untrue and so in defeating its own object.
In preparing the book I have secured the right and welcomed the opportunity to include certain more popular passages from earlier books and articles. It is necessary to say this, for some people are loath to see a man repeat himself. When one has once said a thing, however, about as well as he can say it, there is no good reason that he should be forced into the pretence of saying something different simply to avoid using the same form of words a second time. The question, of course, is as to whether he should not then resign himself to keeping still, and letting others do the further speaking. There is much to be said for such a course. But if one have the right to print more severe and difficult things, and think he really has something to say which would instruct the larger audience, it would seem only fair to allow him to speak in the simpler way also, even though all that he says may not have the merit of escaping the charge of infringing his own copyrights!
I am indebted to the proprietors of the following magazines for the use of such passages: The Popular Science Monthly, The Century Magazine, The Inland Educator; and with them I also wish to thank The Macmillan Company and the owners of Appletons' Universal Cyclopædia.
As to the scope and contents of the Story, I have aimed to include enough statement of methods and results in each of the great departments of psychological research to give the reader an intelligent idea of what is being done, and to whet his appetite for more detailed information. In the choice of materials I have relied frankly on my own experience and in debatable matters given my own opinions. This gives greater reality to the several topics, besides making it possible, by this general statement, at once to acknowledge it, and also to avoid discussion and citation of authorities in the text. At the same time, in the exposition of general principles I have endeavoured to keep well within the accepted truth and terminology of psychology.
It will be remarked that in several passages the evolution theory is adopted in its application to the mind. While this great theory can not be discussed in these pages, yet I may say that, in my opinion, the evidence in favour of it is about the same, and about as strong, as in biology, where it is now made a presupposition of scientific explanation. So far from being unwelcome, I find it in psychology no less than in biology a great gain, both from the point of view of scientific knowledge and from that of philosophical theory. Every great law that is added to our store adds also to our conviction that the universe is run through with Mind. Even so-called Chance, which used to be the "bogie" behind Natural Selection, has now been found to illustrate—in the law of Probabilities—the absence of Chance. As Professor Pearson has said: "We recognise that our conception of Chance is now utterly different from that of yore.... What we are to understand by a chance distribution is one in accordance with law, and one the nature of which can, for all practical purposes, be closely predicted." If the universe be pregnant with purpose, as we all wish to believe, why should not this purpose work itself out by an evolution process under law?—and if under law, why not the law of Probabilities? We who have our lives insured provide for our children through our knowledge and use of this law; and our plans for their welfare, in most of the affairs of life, are based upon the recognition of it. Who will deny to the Great Purpose a similar resource in producing the universe and in providing for us all?
I add in a concluding section on Literature some references to various books in English, classified under the headings of the chapters of the text. These works will further enlighten the reader, and, if he persevere, possibly make a psychologist of him.
J. Mark Baldwin.
Princeton, April, 1898.
CONTENTS.
LIST OF DIAGRAMS.
THE STORY OF THE MIND
CHAPTER I.
THE SCIENCE OF THE MIND—PSYCHOLOGY,
Psychology is the science of the mind. It aims to find out all about the mind—the whole story—just as the other sciences aim to find out all about the subjects of which they treat—astronomy, of the stars; geology, of the earth; physiology, of the body. And when we wish to trace out the story of the mind, as psychology has done it, we find that there are certain general truths with which we should first acquaint ourselves; truths which the science has been a very long time finding out, but which we can now realize without a great deal of explanation. These general truths, we may say, are preliminary to the story itself; they deal rather with the need of defining, first of all, the subject or topic of which the story is to be told.
1. The first such truth is that the mind is not the possession of man alone. Other creatures have minds. Psychology no longer confines itself, as it formerly did, to the human soul, denying to the animals a place in this highest of all the sciences. It finds itself unable to require any test or evidence of the presence of mind which the animals do not meet, nor does it find any place at which the story of the mind can begin higher up than the very beginnings of life. For as soon as we ask, "How much mind is necessary to start with?" we have to answer, "Any mind at all"; and all the animals are possessed of some of the actions which we associate with mind. Of course, the ascertainment of the truth of this belongs—as the ascertainment of all the truths of nature belongs—to scientific investigation itself. It is the scientific man's rule not to assume anything except as he finds facts to support the assumption. So we find a great department of psychology devoted to just this question—i.e., of tracing mind in the animals and in the child, and noting the stages of what is called its "evolution" in the ascending scale of animal life, and its "development" in the rapid growth which every child goes through in the nursery. This gives us two chapters of the story of the mind. Together they are called "Genetic Psychology," having two divisions, "Animal or Comparative Psychology" and "Child Psychology."
2. Another general truth to note at the outset is this: that we are able to get real knowledge about the mind. This may seem at first sight a useless question to raise, seeing that our minds are, in the thought of many, about the only things we are really sure of. But that sort of sureness is not what science seeks. Every science requires some means of investigation, some method of procedure, which is more exact than the mere say-so of common sense; and which can be used over and again by different investigators and under different conditions. This gives a high degree of verification and control to the results once obtained. The chemist has his acids, and reagents, and blowpipes, etc.; they constitute his instruments, and by using them, under certain constant rules, he keeps to a consistent method. So with the physiologist; he has his microscope, his staining fluids, his means of stimulating the tissues of the body, etc. The physicist also makes much of his lenses, and membranes, and electrical batteries, and X-ray apparatus. In like manner it is necessary that the psychologist should have a recognised way of investigating the mind, which he can lay before anybody saying: "There, you see my results, you can get them for yourself by the same method that I used."
In fulfilling this requirement the psychologist resorts to two methods of procedure. He is able to investigate the mind in two ways, which are of such general application that anybody of sufficient training to make scientific observations at all can repeat them and so confirm the results. One of these is what is called Introspection. It consists in taking note of one's own mind, as all sorts of changes are produced in it, such as emotions, memories, associations of events now gone, etc., and describing everything that takes place. Other persons can repeat the observations with their own minds, and see that what the first reports is true. This results in a body of knowledge which is put together and called "Introspective Psychology," and one chapter of the story should be devoted to that.
Then the other way we have is that of experimenting on some one else's mind. We can act on our friends and neighbours in various ways, making them feel, think, accept, refuse this and that, and then observe how they act. The differences in their action will show the differences in the feelings, etc., which we have produced. In pursuing this method the psychologist takes a person—called the "subject" or the "re-agent"—into his laboratory, asks him to be willing to follow certain directions carefully, such as holding an electric handle, blowing into a tube, pushing a button, etc., when he feels, sees, or hears certain things; this done with sufficient care, the results are found recorded in certain ways which the psychologist has arranged beforehand. This second way of proceeding gives results which are gathered under the two headings "Experimental" and "Physiological Psychology." They should also have chapters in our story.
3. There is besides another truth which the psychologist nowadays finds very fruitful for his knowledge of the mind; this is the fact that minds vary much in different individuals, or classes of individuals. First, there is the pronounced difference between healthy minds and diseased minds. The differences are so great that we have to pursue practically different methods of treating the diseased, not only as a class apart from the well minds—putting such diseased persons into institutions—but also as differing from one another. Just as the different forms of bodily disease teach us a great deal about the body—its degree of strength, its forms of organization and function, its limitations, its heredity, the inter-connection of its parts, etc.—so mental diseases teach us much about the normal mind. This gives another sphere of information which constitutes "Abnormal Psychology" or "Mental Pathology."
PLATE I.
PLATE II.
There are also very striking variations between individuals even within normal life; well people are very different from one another. All that is commonly meant by character or temperament as distinguishing one person from another is evidence of these differences. But really to know all about mind we should see what its variations are, and endeavour to find out why the variations exist. This gives, then, another topic, "Individual or Variational Psychology." This subject should also have notice in the story.
4. Allied with this the demand is made upon the psychologist that he show to the teacher how to train the mind; how to secure its development in the individual most healthfully and productively, and with it all in a way to allow the variations of endowment which individuals show each to bear its ripest fruit. This is "Educational or Pedagogical Psychology."
5. Besides all these great undertakings of the psychologist, there is another department of fact which he must some time find very fruitful, although as yet he has not been able to investigate it thoroughly: he should ask about the place of the mind in the world at large. If we seek to know what the mind has done in the world, what a wealth of story comes to us from the very beginnings of history! Mind has done all that has been done: it has built human institutions, indited literature, made science, discovered the laws of Nature, used the forces of the material world, embodied itself in all the monuments which stand to testify to the presence of man. What could tell us more of what mind is than this record of what mind has done? The ethnologists are patiently tracing the records left by early man in his utensils, weapons, clothing, religious rites, architectural remains, etc., and the anthropologists are seeking to distinguish the general and essential from the accidental and temporary in all the history of culture and civilization. They are making progress very slowly, and it is only here and there that principles are being discovered which reveal to the psychologist the necessary modes of action and development of the mind. All this comes under the head of "Race Psychology."
6. Finally, another department, the newest of all, investigates the action of minds when they are thrown together in crowds. The animals herd, the insects swarm, most creatures live in companies; they are gregarious, and man no less is social in his nature. So there is a psychology of herds, crowds, mobs, etc., all put under the heading of "Social Psychology." It asks the question, What new phases of the mind do we find when individuals unite in common action?—or, on the other hand, when they are artificially separated?
We now have with all this a fairly complete idea of what The Story of the Mind should include, when it is all told. Many men are spending their lives each at one or two of these great questions. But it is only as the results are all brought together in a consistent view of that wonderful thing, the mind, that we may hope to find out all that it is. We must think of it as a growing, developing thing, showing its stages of evolution in the ascending animal scale, and also in the unfolding of the child; as revealing its nature in every change of our daily lives which we experience and tell to one another or find ourselves unable to tell; as allowing itself to be discovered in the laboratory, and as willing to leave the marks of its activity on the scientist's blackened drum and the dial of the chronoscope; as subject to the limitations of health and disease, needing to be handled with all the resources of the asylum, the reformatory, the jail, as well as with the delicacy needed to rear the sensitive girl or to win the love of the bashful maid; as manifesting itself in the development of humanity from the first rude contrivances for the use of fire, the first organizations for defence, and the first inscriptions of picture writing, up to the modern inventions in electricity, the complex constitutions of government, and the classic productions of literary art; and as revealing its possibilities finally in the brutal acts of the mob, the crimes of a lynching party, and the deeds of collective righteousness performed by our humane and religious societies.
It would be impossible, of course, within the limits of this little volume, to give even the main results in so many great chapters of this ambitious and growing science. I shall not attempt that; but the rather select from the various departments certain outstanding results and principles. From these as elevations the reader may see the mountains on the horizon, so to speak, which at his leisure, and with better guides, he may explore. The choice of materials from so rich a store has depended also, as the preface states, on the writer's individual judgment, and it is quite probable that no one will find the matters altogether wisely chosen. All the great departments now thus briefly described, however, are represented in the following chapters.
CHAPTER II.
WHAT OUR MINDS HAVE IN COMMON—INTROSPECTIVE PSYCHOLOGY.
Of all the sources now indicated from which the psychologist may draw, that of so-called Introspective Psychology—the actual reports of what we find going on in our minds from time to time—is the most important. This is true for two great reasons, which make Psychology different from all the other sciences. The first claim which the introspective method has upon us arises from the fact that it is only by it that we can examine the mind directly, and get its events in their purity. Each of us knows himself better than he knows any one else. So this department, in which we deal each with his own consciousness at first hand, is more reliable, if free from error, than any of those spheres in which we examine other persons, so long as we are dealing with the psychology of the individual. The second reason that this method of procedure is most important is found in the fact that all the other departments of psychology—and with them all the other sciences—have to use introspection, after all, to make sure of the results which they get by other methods. For example, the natural scientist, the botanist, let us say, and the physical scientist, the electrician, say, can not observe the plants or the electric sparks without really using his introspection upon what is before him. The light from the plant has to go into his brain and leave a certain effect in his mind, and then he has to use introspection to report what he sees. The astronomer who has bad eyes can not observe the stars well or discover the facts about them, because his introspection in reporting what he sees proceeds on the imperfect and distorted images coming in from his defective eyesight. So a man given to exaggeration, who is not able to report truthfully what he remembers, can not be a good botanist, since this defect in introspection will render his observation of the plants unreliable.
In practice the introspective method has been most important, and the development of psychology has been up to very recently mainly due to its use. As a consequence, there are many general principles of mental action and many laws of mental growth already discovered which should in the first instance engage our attention. They constitute the main framework of the building; and we should master them well before we go on to find the various applications which they have in the other departments of the subject.
The greater results of "Introspective" or, as it is very often called, "General" psychology may be summed up in a few leading principles, which sound more or less abstract and difficult, but which will have many concrete illustrations in the subsequent chapters. The facts of experience, the actual events which we find taking place in our minds, fall naturally into certain great divisions. These are very easily distinguished from one another. The first distinction is covered by the popularly recognised difference between "thought and conduct," or "knowledge and life." On the one hand, the mind is looked at as receiving, taking in, learning; and on the other hand, as acting, willing, doing this or that. Another great distinction contrasts a third mental condition, "feeling," with both of the other two. We say a man has knowledge, but little feeling, head but no heart; or that he knows and feels the right but does not live up to it.
I. On the side of Reception we may first point out the avenues through which our experiences come to us: these are the senses—a great number, not simply the five special senses of which we were taught in our childhood. Besides Sight, Hearing, Taste, Smell, and Touch, we now know of certain others very definitely. There are Muscle sensations coming from the moving of our limbs, Organic sensations from the inner vital organs, Heat and Cold sensations which are no doubt distinct from each other, Pain sensations probably having their own physical apparatus, sensations from the Joints, sensations of Pressure, of Equilibrium of the body, and a host of peculiar sensational conditions which, for all we know, may be separate and distinct, or may arise from combinations of some of the others. Such, for example, are the sensations which are felt when a current of electricity is sent through the arm.
All these give the mind its material to work upon; and it gets no material in the first instance from any other source. All the things we know, all our opinions, knowledges, beliefs, are absolutely dependent at the start upon this supply of material from our senses; although, as we shall see, the mind gets a long way from its first subjection to this avalanche of sensations which come constantly pouring in upon it from the external world. Yet this is the essential and capital function of Sensation: to supply the material on which the mind does the work in its subsequent thought and action.
Next comes the process by which the mind holds its material for future use, the process of Memory; and with it the process by which it combines its material together in various useful forms, making up things and persons out of the material which has been received and remembered—called Association of Ideas, Thinking, Reasoning, etc. All these processes used to be considered as separate "faculties" of the soul and as showing the mind doing different things. But that view is now completely given up. Psychology now treats the activity of the mind in a much more simple way. It says: Mind does only one thing; in all these so-called faculties we have the mind doing this one thing only on the different materials which come and go in it. This one thing is the combining, or holding together, of the elements which first come to it as sensations, so that it can act on a group of them as if they were only one and represented only one external thing. Let me illustrate this single and peculiar sort of process as it goes on in the mind.
We may ask how the child apprehends an orange out there on the table before him. It can not be said that the orange goes into the child's mind by any one of its senses. By sight he gets only the colour and shape of the orange, by smell he gets only its odour, by taste its sweetness, and by touch its smoothness, rotundity, etc. Furthermore, by none of these senses does he find out the individuality of the orange, or distinguish it from other things which involve the same or similar sensations—say an apple. It is easy to see that after each of the senses has sent in its report something more is necessary: the combining of them all together in the same place and at the same time, the bringing up of an appropriate name, and with that a sort of relating or distinguishing of this group of sensations from those of the apple. Only then can we say that the knowledge, "here is an orange," has been reached. Now this is the one typical way the mind has of acting, this combining of all the items or groups of items into ever larger and more fruitful combinations. This is called Apperception. The mind, we say, "apperceives" the orange when it is able to treat all the separate sensations together as standing for one thing. And the various circumstances under which the mind does this give the occasions for the different names which the earlier psychology used for marking off different "faculties."
These names are still convenient, however, and it may serve to make the subject clear, as well as to inform the reader of the meaning of these terms, to show how they all refer to this one kind of mental action.
The case of the orange illustrates what is usually called Perception. It is the case in which the result is the knowledge of an actual object in the outside world. When the same process goes on after the actual object has been removed it is Memory. When it goes on again in a way which is not controlled by reference to such an outside object—usually it is a little fantastic, as in dreams or fancy, but often it is useful as being so well done as to anticipate what is really true in the outside world—then it is Imagination. If it is actually untrue, but still believed in, we call it Illusion or Hallucination. When it uses mere symbols, such as words, gestures, writing, etc., to stand for whole groups of things, it is Thinking or Reasoning. So we may say that what the mind arrives at through this its one great way of acting, no matter which of these forms it takes on, except in the cases in which it is not true in its results to the realities, is Knowledge.
Thus we see that the terms and faculties of the older psychology can be arranged under this doctrine of Apperception without the necessity of thinking of the mind as doing more than the one thing. It simply groups and combines its material in different ways and in ever higher degrees of complexity.
Apperception, then, is the one principle of mental activity on the side of its reception and treatment of the materials of experience.
There is another term very current in psychology by which this same process is sometimes indicated: the phrase Association of Ideas. This designates the fact that when two things have been perceived or thought of together, they tend to come up together in the mind in the future; and when a thing has been perceived which resembles another, or is contrasted with it, they tend to recall each other in the same way. It is plain, however, that this phrase is applied to the single thoughts, sensations, or other mental materials, in their relations or connections among themselves. They are said to be "associated" with one another. This way of speaking of the mental materials, instead of speaking of the mind's activity, is convenient; and it is quite right to do so, since it is no contradiction to say that the thoughts, etc., which the mind "apperceives" remain "associated" together. From this explanation it is evident that the Association of Ideas also comes under the mental process of Apperception of which we have been speaking.
There is, however, another tendency of the mind in the treatment of its material, a tendency which shows us in actual operation the activity with which we have now become familiar. When we come to look at any particular case of apperception or association we find that the process must go on from the platform which the mind's attainments have already reached. The passing of the mental states has been likened to a stream which flows on from moment to moment with no breaks. It is so continuous that we can never say: "I will start afresh, forget the past, and be uninfluenced by my history." However we may wish this, we can never do it; for the oncoming current of the stream is just what we speak of as ourselves, and we can not avoid bringing the memories, imaginations, expectations, disappointments, etc., up to the present. So the effect which any new event or experience, happening for the first time, is to have upon us depends upon the way it fits into the current of these onflowing influences. The man I see for the first time may be so neutral to me that I pass him unregarded. But let him return after I have once remarked him, or let him resemble a man whom I know, or let him give me some reason to observe, fear, revere, think of him in any way, then he is a positive factor in my stream. He has been taken up into the flow of my mental life, and he henceforth contributes something to it.
For example, a little child, after learning to draw a man's face, with two eyes, the nose and mouth, and one ear on each side, will afterward, when told to draw a profile, still put in two eyes and affix an ear to each side. The drift of mental habit tells on the new result and he can not escape it.
He will still put in the two eyes and two ears when he has before him a copy showing only one ear and neither eye.
In all such cases the new is said to be Assimilated to the old. The customary figure for man in the child's memory assimilates the materials of the new copy set before him.
Now this tendency is universal. The mind must assimilate its new material as much as possible, thus making the old stand for the new. Otherwise there would be no containing the fragmentary details which we should have to remember and handle. Furthermore, it is through this tendency that we go on to form the great classes of objects—such as man, animal, virtue—into which numbers of similar details are put, and which we call General Notions or Concepts.
We may understand by Assimilation, therefore, the general tendency of new experiences to be treated by us in the ways which similar material has been treated before, with the result that the mind proceeds from the particular case to the general class.
Summing up our outcome so far, we find that general psychology has reached three great principles in its investigation of knowledge. First, we have the combining tendency of the mind, the grouping together and relating of mental states and of things, called Apperception. Then, second, there are the particular relations established among the various states, etc., which are combined; these are called Associations of Ideas. And, third, there is the tendency of the mind to use its old experiences and habits as general patterns or nets for the sorting out and distributing of all the new details of daily life; this is called Assimilation.
II. Let us now turn to the second great aspect of the mind, as general or introspective psychology considers it, the aspect which presents itself in Action or conduct. The fact that we act is of course as important as the fact that we think or the fact that we feel; and the distinction which separates thought and action should not be made too sharp.
Yet there is a distinction. To understand action we must again go to introspection. This comes out as soon as we ask how we reach our knowledge of the actions of others. Of course, we say at once that we see them. And that is true; we do see them, while as to their thoughts we only infer them from what we see of their action. But, on the other hand, we may ask: How do we come to infer this or that thought from this or that action of another? The only reply is: Because when we act in the same way this is the way we feel. So we get back in any case to our own consciousness and must ask how is this action related to this thought in our own mind.
To this question psychology has now a general answer: Our action is always the result of our thought, of the elements of knowledge which are at the time present in the mind. Of course, there are actions which we do from purely nervous reasons. These are the Instincts, which come up again when we consider the animals. But these we may neglect so long as we are investigating actions which we consider our own. Apart from the Instincts, the principle holds that behind every action which our conduct shows there must be something thought of, some sensation or knowledge then in mind, some feeling swelling within our breast, which prompts to the action.
This general principle is Motor Suggestion. It simply means that we are unable to have any thought or feeling whatever, whether it comes from the senses, from memory, from the words, conduct, or command of others, which does not have a direct influence upon our conduct. We are quite unable to avoid the influence of our own thoughts upon our conduct, and often the most trivial occurrences of our daily lives act as suggestions to deeds of very great importance to ourselves and others. For example, the influence of the newspaper reports of crime stimulate other individuals to perform the same crimes by this principle of suggestion; for the fact is that the reading of the report causes us to entertain the thoughts, and these thoughts tend to arouse in us their corresponding trains of suggested action.
The most interesting and striking sphere of operation of the principle of Suggestion (of other sorts as well as motor) is what is commonly known simply as Hypnotism. To that, as well as to further illustrations of Suggestion, we will return later on.
We are able, however, to see a little more in detail how the law of Motor Suggestion works by asking what sort of action is prompted in each case of thought or feeling, at the different levels of the mind's activity which have been distinguished above as all illustrating Apperception—e.g., the stages known as Perception, Imagination, Reasoning, etc.
We act, of course, on our perceptions constantly; most of our routine life is made up of such action on the perceptions of objects which lie about us. The positions of things in the house, in the streets, in the office, in the store, are so well known that we carry out a series of actions with reference to these objects without much supervision from our consciousness. Here the law of Motor Suggestion works along under the guidance of Perception, Memory, and the Association of Ideas. Then we find also, in much of our action, an element due to the exercise of the Imagination. We fill in the gaps in the world of perception by imagining appropriate connections; and we then act as if we knew that these imaginations were realities. This is especially true in our intercourse with our fellow-men. We never really know what they will do from time to time. Their action is still future and uncertain; but from our familiarity with their character, we surmise or imagine what they expect or think, and we then act so as to make our conduct fit into theirs. Here is suggestion of a personal kind which depends upon our ability, in a sense, to reconstruct the character of others, leading us out into appropriate action. This is the sphere of the most important affairs of our lives. It appears especially so when we consider its connection with the next great sort of action from suggestion.
This next and highest sphere is action from the general or abstract thoughts which we have been able to work up by the apperceiving activity of the mind. In this sphere we have a special name for those thoughts which influence us directly and lead us to action: we call such thoughts Motives. We also have a special name for the sort of action which is prompted by clearly-thought-out motives: Will. But in spite of this emphasis given to certain actions of ours as springing from what is called Will, we must be careful to see that Will is not a new faculty, or capacity, added to mind, and which is different from the ways of action which the mind had before the Will arose. Will is only a name for the action upon suggestions of conduct which are so clear in our minds that we are able to deliberate upon them, acting only after some reflection, and so having a sense that the action springs from our own choice. The real reasons for action, however, are thoughts, in this case, just as in the earlier cases they were. In this case we call them Motives; but we are dependent upon these Motives, these Suggestions; we can not act without Motives, nor can we fail to act on those Motives which we have; just as, in the earlier cases, we could not act without some sort of Perceptions or Imaginations or Memories, and we could not fail to act on the Perceptions or other mental states which we had. Voluntary action or Will is therefore only a complex and very highly conscious case of the general law of Motor Suggestion; it is the form which suggested action takes on when Apperception is at its highest level.
The converse of Suggestion is also true—that we can not perform an action without having in the mind at the time the appropriate thought, or image, or memory to suggest the action. This dependence of action upon the thought which the mind has at the time is conclusively shown in certain patients having partial paralysis. These patients find that when the eyes are bandaged they can not use their limbs, and it is simply because they can not realize without seeing the limb how it would feel to move it; but open the eyes and let them see the limb—then they move it freely. A patient can not speak when the cortex of the brain is injured in the particular spot which is used in remembering how the words feel or sound when articulated. Many such cases lead to the general position that for each of our intentional actions we must have some way of thinking about the action, of remembering how it feels, looks, etc.; we must have something in mind equivalent to the experience of the movement. This is called the principle of Kinæsthetic Equivalents, an expression which loses its formidable sound when we remember that "kinæsthetic" means having the feeling of movement; so the principle expresses the truth that we must in every case have some thought or mental picture in mind which is equivalent to the feeling of the movement we desire to make; if not, we can not succeed in making it.
What we mean by the "freedom" of the will is not ability to do anything without thinking, but ability to think all the alternatives together and to act on this larger thought. Free action is the fullest expression of thought and of the Self which thinks it.
It is interesting to observe the child getting his Equivalents day by day. He can not perform a new movement simply by wishing to do so; he has no Equivalents in his mind to proceed upon. But as he learns the action, gradually striking the proper movements one by one—oftenest by imitation, as we will see later on—he stores the necessary Equivalents up in his memory, and afterward only needs to think how the movements feel or look, or how words sound, to be able to make the movements or speak the words forthwith.
III. Introspection finds another great class of conditions in experience, again on the receptive side—conditions which convert the mind from the mere theatre of indifferent changes into the vitally interested, warmly intimate thing which our mental life is to each of us. This is the sphere of Feeling. We may see without more ado that while we are receiving sensations and thoughts and suggestions, and acting upon them in the variety of ways already pointed out, we ourselves are not indifferent spectators of this play, this come-and-go of processes. We are directly implicated; indeed, the very sense of a self, an ego, a me-and-mine, in each consciousness, arises from the fact that all this come-and-go is a personal growth. The mind is not a mere machine doing what the laws of its action prescribe. We find that nothing happens which does not affect the mind itself for better or for worse, for richer or for poorer, for pleasure or for pain; and there spring up a series of attitudes of the mind itself, according as it is experiencing or expecting to experience what to it is good or bad. This is, then, the great meaning of Feeling; it is the sense in the mind that it is itself in some way influenced for good or for ill by what goes on within it. It stands midway between thought and action. We feel with reference to what we think, and we act because we feel. All action is guided by feeling.
Feeling shows two well-marked characters: first, the Excitement of taking a positive attitude; and, second, the Pleasure or Pain that goes with it.
Here, again, it may suffice to distinguish the stages which arise as we go from the higher to the lower, from the life of Sensation and Perception up to that of Thought. This was our method in both of the other phases of the mental life—Knowledge and Action. Doing this, therefore, in the case of Feeling also, we find different terms applied to the different phases of feeling. In the lowest sort of mental life, as we may suppose the helpless newborn child to have it, and as we also think it exists in certain low forms of animal life, feeling is not much more than Pleasures and Pains depending largely upon the physical conditions under which life proceeds. It is likely that there are both Pleasures and Pains which are actually sensations with special nerve apparatus of their own; and there are also states of the Comfortable and the Uncomfortable, or of pleasant and unpleasant feeling, due to the way the mind is immediately affected. These are conditions of Excitement added to the Sensations of Pleasure and Pain.
Coming up to the life of Memory and Imagination, we find many great classes of Emotions testifying to the attitudes which the mind takes toward its experiences. They are remarkably rich and varied, these emotions. Hope gives place to its opposite despair, joy to sorrow, and regret succeeds expectation. No one can enumerate the actual phases of the emotional life. The differences which are most pronounced—as between hope and fear, joy and sorrow, anger and love—have special names, and their stimulating causes are so constant that they have also certain fixed ways of showing themselves in the body, the so-called emotional Expressions. It is by these that we see and sympathize with the emotional states of other persons. The most that we have room here to say is that there is a constant ebb and flow, and that we rarely attain a state of relative freedom from the influence of emotion.
The fixed bodily Expressions of emotion are largely hereditary and common to man and the animals. It is highly probable that they first arose as attitudes useful in the animal's environments for defence, flight, seizure, embrace, etc., and have descended to man as survivals, so becoming indications of states of the mind.
The final and highest manifestation of the life of feeling is what we call Sentiment. Sentiment is aroused in response to certain so-called ideal states of thought. The trend of mental growth toward constantly greater adequacy in its knowledge leads it to anticipate conditions when its attainments will be made complete. There are certain sorts of reality whose completeness, thus imagined, arouses in us emotional states of the greatest power and value. The thought of God gives rise to the Religious sentiment, that of the good to the Ethical or Moral sentiment, that of the beautiful to the Esthetic sentiment. These sentiments represent the most refined and noble fruitage of the life of feeling, as the thoughts which they accompany refer to the most elevated and ideal objects. And it is equally true that the conduct which is performed under the inspiration of Sentiment is the noblest and most useful in which man can engage.
CHAPTER III.
THE MIND OF THE ANIMAL—COMPARATIVE PSYCHOLOGY.
It has already been pointed out that the animal has a very important share of the endowment which we call mind. Only recently has he been getting his due. He was formerly looked upon, under the teachings of a dualistic philosophy and of a jealous humanity, as a soulless machine, a mere automaton which was moved by the starting of certain springs to run on until the machine ran down. There are two reasons that this view has been given up, each possibly important enough to have accomplished the revolution and to have given rise to Animal Psychology.
First, there is the rise of the evolution theory, which teaches that there is no absolute break between man and the higher animals in the matter of mental endowment, and that what difference there is must itself be the result of the laws of mental growth; and the second reason is that the more adequate the science of the human mind has become the more evident has it also become that man himself is more of a machine than had been supposed. Man grows by certain laws; his progress is conditioned by the environment, both physical and social, in which he lives; his mind is a part of the natural system of things. So with the animal. The animal fulfils, as far as he can, the same sort of function; he has his environment, both physical and social; he works under the same laws of growth which man also obeys; his mind exhibits substantially the same phenomena which the human mind exhibits in its early stages in the child. All this means that the animal has as good right to recognition, as a mind-bearing creature, so to speak, as the child; and if we exclude him we should also exclude the child. Further, this also means—what is more important for the science of psychology—that the development of the mind in its early stages and in certain of its directions of progress is revealed most adequately in the animals.
Animal Instinct.—Turning to the animals, the first thing to strike us is the remarkable series of so-called animal Instincts. Everybody knows what animal instincts are like; it is only necessary to go to a zoölogical garden to see them in operation on a large scale. Take the house cat and follow her through the life of a single day, observing her actions. She washes her face and makes her toilet in the morning by instinct. She has her peculiar instinctive ways of catching the mouse for breakfast. She whets her appetite by holding back her meal possibly for an hour, in the meantime playing most cruelly with the pitiful mouse, letting it run and catching it again, and doing this over and over. If she has children she attends to their training in the details of cat etiquette and custom with the utmost care, all by instinct; and the kittens instinctively respond to her attentions. She conducts herself during the day with remarkable cleanliness of life, making arrangements which civilized man follows with admiration. She shows just the right abhorrence of water for a creature that is not able to swim. She knows just what enemies to fly from and when to turn and fight, using with inborn dexterity her formidable claws. She prefers nocturnal excursions and sociabilities, having eyes which make it safe to be venturesome in the dark. She has certain vocal expressions of her emotions, which man in vain attempts to eradicate with all the agencies of domestication. She has special arts to attract her mate, and he in turn is able to charm her with songs which charm nobody else. And so on, almost ad infinitum.
Observe the dog, the birds of different species, the monkeys, the hares, and you find wonderful differences of habit, each adapting the animal differently, but with equal effectiveness, to the life which he in particular is called upon to lead. The ants and bees are notoriously expert in the matter of instinct. They have colonies in which some of the latest principles of social organization seem to find analogues: slavery, sexual regulations, division of labour, centralization of resources, government distribution of food, capital punishment, etc.
All this—not to stop upon details which the books on animal life give in great abundance—has furnished grounds for speculation for centuries, and it is only in the last generation that the outlines of a theory of instinct have been filled in with substantial knowledge. A rapid sketch of this theory may be drawn in the following pages.
1. In instinct in general there is a basis of inherited nervous tendency toward the performance of just the sort of action which the instinct exhibits. This nervous tendency shows itself independently of learning by the individual in a great many cases, as in the instinct of sucking by young animals, pecking for food by young fowls, the migrating actions of adult mammals and birds, the courting movements of many varieties of animal species. In all this we have what is called the "perfect" instinct. To be perfect, an instinct must be carried out successfully by the animal when his organism is ready, without any instruction, any model to imitate, any experience to go upon. The "perfect" instincts are entirely congenital or inborn; the nervous apparatus only needs to reach the proper stage of maturity or growth, and forthwith the instinctive action is performed as soon as the external conditions of life are such as to make its performance appropriate and useful.
2. On the other hand, many instincts—indeed, probably the greater number—are not perfect, but "imperfect." Imperfect instincts are those which do not fully equip the animal with the function in question, but only take him part way to the goal. He has a spontaneous tendency to do certain things, such as building a nest, singing, etc.; but he is not able to do these things adequately or perfectly if left to himself from birth. This sort of endowment with imperfect instincts has been the field of some of the most interesting research in animal psychology, and has led to a new view of the relation of instinct to intelligence.
3. It has been found that young animals, birds, etc., depend upon the example and instruction of adults for the first performance of many actions that seem to be instinctive. This dependence may exist even in cases in which there is yet a congenital tendency to perform the action. Many birds, for example, have a general instinct to build a nest; but in many cases, if put in artificial circumstances, they build imperfect nests. Birds also have an instinct to make vocal calls; but if kept from birth out of hearing of the peculiar notes of their species, they come to make cries of a different sort, or learn to make the notes of some other species with which they are thrown.
4. The principal agency for the learning of the animals, and for the supplementing of their instincts, is Imitation. The sight of certain movements on the part of the adult animals, or the hearing of their cries, calls, notes, etc., leads the young to fall into an imitation of these movements or vocal performances. The endowment which such a young animal has in the direction of making movements and cries similar to those of his species aids him, of course, in imitating these in preference to others. So the endowment and the tendency to imitate directly aid each other in all such functions, and hurry the little creature on in his acquisition of the habits of his species. We find young animals clinging even in their imitations pretty closely to their own proper fathers and mothers, who are thus enabled to bring them up comme il faut.
5. There is every reason to think, moreover, that the tendency to imitate is itself instinctive. Young animals, notably the monkey and the child, fall spontaneously to imitating when they reach a certain age. Imitation shows itself to be instinctive in the case of the mocking bird, the parrot, etc. Furthermore, the mechanism of this function of imitation is now very well known. The principle of psychology recognised above under the phrase Kinæsthetic Equivalents, teaches us that the idea of a movement, coming into the mind through sight or some other sense, stirs up the proper apparatus to bring about the same movement in the observer. This we see in the common tendency of an audience to repeat the gestures of a speaker, and in many similar cases. When this principle is extended to include all sorts of experiences besides those of movement, we have what is generally called Imitation. Moreover, every time that by action the child imitates, he perceives his own imitation, and this again acts as a "copy" or model for another repetition of the act, and so on. This method of keeping himself going gives the young animal or child constant practice, and renders him more and more efficient in the acts necessary to his life.
6. It is evident what great profit accrues from this arrangement whereby a general instinct like imitation takes the place of a number of special instincts, or supplements them. It gives a measure of plasticity to the creature. He can now respond suitably to changes in the environment in which he lives. The special instincts, on the contrary, are for the most part so fixed that the animal must act just as they require him to in this or that circumstance; but as soon as his instinct takes on the form of imitation, the resulting action tends to conform itself to the model actions of the other creatures which set "copies" before him.
These more or less new results due to recent research in the province of Instinct have had direct bearing upon theories of the origin of instinct and of its place in animal life.
Theories of Instinct.—Apart from the older view which saw in animal instinct simply a matter of original created endowment, whereby each animal was made once for all "after his kind," and according to which there is no further reason that the instincts are what they are than that they were made so; apart from this "special creation" view, two different ideas have had currency, both based upon the theory of evolution. Each of these views assumes that the instincts have been developed from more simple animal actions by a gradual process; but they differ as to the elements originally entering into the actions which afterward became instinctive.
1. First, there is what is called the Reflex Theory. This holds that instincts are reflex actions, like the closing of the eye when an object threatens to enter it, only much more complex. They are due to the compounding and adding together of simple reflexes, in greater and greater number, and with increasing efficiency. This theory attempts to account for instinct entirely in terms of nervous action. It goes with that view of evolution which holds that the nervous system has had its growth from generation to generation by the continued reflex adjustments of the organism to its environment, whereby more and more delicate adaptations to the external world were secured. In this way, say the advocates of this theory, we may account for the fact that the animal has no adequate knowledge of what he is doing when he performs an act instinctively; he has no end or aim in his mind; he simply feels his nervous system doing what it is fitted to do by its organic adaptations to the stimulations of air, and earth, and sea, whatever these may be.
But it may be asked: Why do succeeding generations improve each on its parents, so that there is a gradual tendency to perfect the instinct?
The answer to this question brings up another great law of biology—the principle of Variations. This principle states the common fact that in every case of a family of offspring the individual young vary slightly in all directions from their parents. Admitting this, we will find in each group of families some young individuals which are better than their parents; these will have the advantage over others and will be the ones to grow up and have the children of the next generation again, and so on. So by constant Variation and Natural Selection—that is, the "Survival of the Fittest" in competition with the rest—there will be constant improvement in the Instinct.
2. The other theory, the rival one, holds that there are some instincts which show so plainly the marks of Reason that some degree of intelligent adjustment to the environment must be allowed to the animal in the acquiring of these functions. For example, we are told that some of the muscular movements involved in the instincts—such, for example, as the bird's nest-building—are so complex and so finely adjusted to an end, that it is straining belief to suppose that they could have arisen gradually by reflex adaptation alone. There is also a further difficulty with the reflex theory which has seemed insurmountable to many of the ablest psychologists of animal life; the difficulty, namely, that many of the instincts require the action of a great many muscles at the same time, so acting in "correlation" with or support of one another that it is impossible to suppose that the instinct has been acquired gradually. For in the very nature of these cases we can not suppose the instinct to have ever been imperfect, seeing that the partial instinct which would have preceded the perfect performance for some generations would have been not only of no use to the creature, but in many cases positively injurious. For instance, what use to an animal to be able partly to make the movements of swimming, or to the birds to build an inadequate nest? Such instincts would not be usable at all. So we are told by the second theory that the animals must have had intelligence to do these things when they first acquired them. Yet, as is everywhere admitted, after the instinct has been acquired by the species it is then carried out without knowledge and intelligent design, being handed down from generation to generation by heredity.
This seems reasonable, for we do find that actions which were at first intelligent may be performed so frequently that we come to do them without thinking of them; to do them from habit. So the animals, we are told, have come to do theirs reflexly, although at first they required intelligence. From this point of view—that although intelligence was at first required, yet the actions have become instinctive and lacking in intelligent direction in later generations—this is called the theory of Lapsed Intelligence.
This theory has much to commend it. It certainly meets the objection to the reflex theory which was stated just above—the objection that some of the instincts could not have arisen by gradual reflex adaptations. It also accounts for the extremely intelligent appearance which many instincts have.
But this view in turn is liable to a criticism which has grown in force with the progress of biological knowledge in recent years. This criticism is based on the fact that the theory of lapsed intelligence demands that the actions which the animals of one generation have acquired by their intelligence should be handed down through heredity to the next generation, and so on. It is evident that unless this be true it does no good to the species for one generation to do things intelligently, seeing that if the effects on the nervous system are not transmitted to their children, then the next and later generations will have to start exactly where their fathers did, and the actions in question will never become ingrained in the nervous system at all.
Now, the force of this criticism is overwhelming to those who believe—as the great majority of biologists now do[1]—that none of the modifications or so-called "characters" acquired by the parents, none of the effects of use or disuse of their limbs, none of the tendencies or habits of action, in short, none of the changes wrought in body or mind of the parents during their lifetime, are inherited by their children. The only sorts of modification which show themselves in subsequent generations are the deep-seated effects of disease, poison, starvation, and other causes which concern the system as a whole, but which show no tendency to reproduce by heredity any of the special actions or functions which the fathers and mothers may have learned and practised. If this difficulty could be met, the theory that intelligence has been at work in the origination of the complex instincts would be altogether the preferable one of the two; but if not, then the "lapsed intelligence" view must be thrown overboard.
[1] The matter is still under discussion, however, and I do not mean in any way to deny the authority of those who still accept the "inheritance of acquired characters."
Recent discussion of evolution has brought out a point of view under the name of Organic Selection which has a very fruitful application to this controversy over the origin of instincts. This point of view is one which in a measure reconciles the two theories. It claims that it is possible for the intelligent adaptations, or any sort of "accommodations," made by the individuals of one generation, to set the direction of subsequent evolution, even though there be no direct inheritance of acquired characters from father to son. It proceeds in the case of instinct somewhat thus:
Suppose we say, with the first theory given above, that the organism has certain reflexes which show some degree of adaptation to the environment; then suppose we admit the point, urged by the advocates of the lapsed intelligence theory, that the gradual improvement of these reflexes by variations in the endowment of successive generations would not suffice for the origin of instinct, seeing that partial instincts would not be useful; and, further, suppose we agree that many of the complex instincts really involved intelligent adaptation in their acquisition. These points carefully understood, then one new and further principle will enable us to complete a theory which will avoid the objections to both the others. This principle is nothing else than what we have seen already—namely, that the intelligence supplements the partial instincts in each generation and makes them useful in the respects in which they are inadequate, and so keeps the young alive in successive generations as long as the instinct is imperfect. This gives the species time gradually to supplement its instinctive endowment, in the course of many generations each of which uses its intelligence in the same way: time to accumulate, by the occurrence of variations among the offspring, the changes in the nervous system which the perfect instinct requires. Thus as time goes on the dependence of each generation upon the aid of intelligence is less and less, until the nervous system becomes capable of performing the function quite alone. The result then will be the same as if the acquisitions made by each generation had been inherited, while in reality they have not. All that this theory requires in addition to what is admitted by both the historical views is that the species be kept alive long enough by the aid of its intelligence, which supplements imperfect instincts, to give it time to produce sufficient variations in the right direction. The instinct then achieves its independence, and intelligent supervision of it is no longer necessary (see Fig. 1).
Fig. 1,—Origin of instinct by Organic Selection: A n, perfect instinct. 1, 2 ... n, successive generations. Solid lines, nervous equipment in the direction of the instinct. Dotted lines, intelligence supplementing the nervous equipment. The intelligence is relied upon to keep the species alive until by congenital variations the nervous equipment becomes "perfect."
This theory is directly confirmed by the facts, already spoken of, which show that many instincts are imperfect, but are pieced out and made effective by the intelligent imitations and acquisitions of the young creatures. The little chick, for example, does not know the value of water when he sees it, as essential as water is to his life; but he depends upon imitation of his mother's drinking, or upon the mere accident of wetting his bill, to stimulate his partial instinct of drinking in the peculiar fashion characteristic of fowls, by throwing back the head. So in other functions which are peculiar to a species and upon which their very lives depend, we find the delicate adjustment between intelligent adaptation by conscious action and the partially formed instincts which the creatures possess.
In the theory of Organic Selection, therefore, we seem to have a positive solution of the question of the origin of instinct. It is capable of a similar application in other cases where evolution has taken certain definite directions, seemingly guided by intelligence. It shows us that mind has had a positive place in the evolution of organic nature.
Animal Intelligence.—Coming to consider what further equipment the animals have, we light upon the fact just spoken of when we found it necessary to appeal in some measure to the animal's Intelligence to supplement his instincts. What is meant by Intelligence?
This word may be used in the broad sense of denoting all use of consciousness, or mind, considered as a thing in some way additional to the reflexes of the nervous system. In the life of the animal, as in that of man, wherever we find the individual doing anything with reference to a mental picture, using knowledge or experience in any form, then he is said to be acting intelligently.
The simplest form of intelligent action in the animal world and that from which most of the higher forms have arisen is illustrated in the following example: a chick will peck at a strange worm, and, finding it unpalatable, will then in the future refuse to peck at worms of that sort. This refusal to do a second time what has once had a disagreeable result is intelligent. We now say that the chick "knows" that the worm is not good to eat. The instinctive action of pecking at all worms is replaced by a refusal to peck at certain worms. Again, taking the reverse case, we find that the chick which did not respond to the sight of drinking water instinctively, but had to see the mother drink first, acted intelligently, or through a state of consciousness, when it imitated the old hen, and afterward drank of its own accord. It now "knows" that water is the thing to drink.
The further question which comes upon us here concerns the animal's acquisition of the action appropriate to carry out his knowledge. How does he learn the muscular combinations which supplement or replace the earlier instinctive ways of acting?
This question appears very clearly when we ask about the child's acquisition of new acts of skill. We find him constantly learning, modifying his habits, refining his ways of doing things, becoming possessed of quite new and complex functions, such as speech, handwriting, etc. All these are intelligent activities; they are learned very gradually and with much effort and pains. It is one of the most important and interesting questions of all psychology to ask how he manages to bring the nervous and muscular systems under greater and greater control by his mind. How can he modify and gradually improve his "reactions"—as we call his responses to the things and situations about him—so as to act more and more intelligently?
The answer seems to be that he proceeds by what has been called Experimenting. He does not simply do things because he has intelligence,—simply that is, because he sees how to do them without first learning how; that is the older and probably quite erroneous view of intelligence. The mind can not move the body simply by its fiat. No man can do that. Man, like the little animal, has to try things and keep on trying things, in order to find out the way they work and what their possibilities are. And each animal, man, beast, or bird has to do it for himself. Apart from the instinctive actions which the child does without knowing their value at all, and apart from the equally instinctive imitative way of doing them without aiming at learning more by the imitations, he proceeds in all cases to make experiments. Generally his experiments work through acts of imitation. He imitates what he sees some other creature do; or he imitates his own instinctive actions by setting up before him in his mind the memories of the earlier performance; or, yet again, after he has struck a fortunate combination, he repeats that imitatively. Thus, by the principle already spoken of, he stores up a great mass of Kinæsthetic Equivalents, which linger in memory, and enable him to act appropriately when the proper circumstances come in his way. He also gets what we have called Associations established between the acts and the pleasure or pain which they give, and so avoids the painful and repeats the pleasurable ones.
The most fruitful field of this sort of imitative learning is in connection with the "try-try-again" struggles of the young, especially children. This is called Persistent Imitation. The child sees before him some action to imitate—some complex act of manipulation with the hand, let us say. He tries to perform it in an experimental way, using the muscles of the hand and arm. With this he strains himself all over, twisting his tongue, bending his body, and grimacing from head to foot, so to speak. Thus he gets a certain way toward the correct result, but very crudely and inexactly. Then he tries again, proceeding now on the knowledge which the first effort gave him; and his trial is less uncouth because he now suppresses some of the hindering grimacing movements and retains the ones which he sees to be most nearly correct. Again he tries, and again, persistently but gradually reducing the blundering movements to the pattern of the copy, and so learning to perform the act of skill.
The massive and diffused movements which he makes by wriggling and fussing are also of direct use to him. They increase remarkably the chances that among them all there will be some movements which will hit the mark, and so contribute to his stock of correct Equivalents. Dogs and monkeys learn to unlock doors, let down fence rails, and perform relatively complex actions by experimenting; persistently with many varied movements until the successful ones are finally struck.
This is the type of all those acts of experimenting by which new complex movements are acquired. In children it proceeds largely without interference from others; the child persists of himself. He has greater ability than the animals to see the meaning of the completed act and to really desire to acquire it. With the animals the acquisitions do not extend very far, on account of their limitation in intelligent endowment; but in the training of the domestic animals and in the education of show-animals the trainer aids them and urges them on by making use of the associations of pleasure and pain spoken of above. He supplements the animal's feelings of pain and pleasure with the whip and with rewards of food, etc., so that each step of the animal's success or failure has acute associations with pain or pleasure. Thus the animal gradually gets a number of associations formed, avoids the actions with which pain is associated, repeats those which call up memories of pleasure all the way through an extended performance in regular steps; and in the result the performance so closely counterfeits the operations of high intelligence—such as counting, drawing cards, etc.—that the audience is excited to admiration.
This first glimpse of the animal's limitations when compared with man may suggest the general question, how far the brutes go in their intelligent endowment. The proper treatment of this much-debated point requires certain further explanations.
In the child we find a tendency to act in certain ways toward all objects, events, etc., which are in any respect alike. After learning to use the hands, for example, for a certain act, the same hand movements are afterward used for other similar acts which the child finds it well to perform. He thus tends, as psychologists say, to "generalize," that is, to take up certain general attitudes which will answer for a great many details of experience. On the side of the reception of his items of knowledge this was called Assimilation, as will be remembered. This saves him enormous trouble and risk; for as soon as an object or situation presents itself before him with certain general aspects, he can at once take up the attitude appropriate to these general aspects without waiting to learn the particular features of the new. The ability to do this shows itself in two rather different ways which seem respectively to characterize man on the one hand and the lower animals on the other.
With the animals this tendency to generalize, to treat objects in classes rather than as individuals, takes the form of a sort of composition or direct union of brain pathways. Different experiences are had, and then because they are alike they tend to issue in the same channels of action. The animal is tied down strictly to his experience; he does not anticipate to any extent what is going to happen. He does not use one experience as a symbol and apply it beforehand to other things and events. He is in a sense passive; stimulations rain down upon him, and force him into certain attitudes and ways of action. As far as his knowledge is "general" it is called a Recept. A dog has a Recept of the whip; so far as whips are not too different from one another, the dog will act in the same way toward all of them. In man, on the other hand, the development of mind has gone a decided step further. The child very quickly begins to use symbols, words being the symbols of first importance to him. He does not have, like the brute, to wait for successive experiences of like objects to impress themselves upon him; but he goes out toward the new, expecting it to be like the old, and so acting as to anticipate it. He thus falls naturally into general ways of acting which it is the function of experience to refine and distinguish. He seems to have more of the higher sort of what was called above Apperception, as opposed to the more concrete and accidental Associations of Ideas. He gets Concepts, as opposed to the Recepts of the animals. With this goes the development of speech, which some psychologists consider the source of all the man's superiority over the animals. Words become symbols of a highly abstract sort for certain classes of experiences; and, moreover, through speech a means of social communication is afforded by which the development of the individual is enormously advanced.
It is probable, in fact, that this difference—that between the Generalization which uses symbols, and mere Association—is the root of all the differences that follow later on, and give man the magnificent advantage over the animals which he has. From it is developed the faculty of thinking, reasoning, etc., in which man stands practically alone. On the brain side, it requires special developments both through the preparation of certain brain centres given over to the speech function, and also through the greater organization of the gray matter of the cerebral cortex, to which we revert again in a later chapter. Indeed, looked at from the side of the development of the brain, we see that there is no break between man and the animals in the laws of organization, but that the difference is one of evolution.
Later on in the life of the child we find another contrast connected with the difference of social life and organization as between the animals and man. The animals probably do not have a highly organized sense of Self as man does; and the reason doubtless is that such a Self-consciousness is the outcome of life and experience in the very complex social relations in which the human child is brought up, and which he alone is fitted by his inherited gifts to sustain.
The Play of Animals.—Another of the most interesting questions of animal life is that which concerns their plays. Most animals are given to play. Indeed that they indulge in a remarkable variety of sports is well known even to the novice in the study of their habits. Beginning when very young, they gambol, tussle, leap, and run together, chase one another, play with inanimate objects, as the kitten with the ball, join in the games of children and adults, as the dog which plays hide and seek with his little master, and all with a knowingness and zest which makes them the best of companions. The volumes devoted to the subject give full accounts of these plays of animals, and we need not repeat them; the psychologist is interested, however, mainly in the general function of play in the life of the individual animal and child, and in the psychological states and motives which it reveals. Play, whether in animals or in man, shows certain general characteristics which we may briefly consider.
1. The plays of animals are very largely instinctive, being indulged in for the most part without instruction. The kitten leaps impulsively to the game. Little dogs romp untaught, and fall, as do other animals also, when they are strong enough, into all the playful attitudes which mark their kind. This is seen strikingly among adult animals in what are called the courtship plays. The birds, for example, indulge in elaborate and beautiful evolutions of a playful sort at the mating season.
2. It follows from their instinctive character that animal plays are peculiar to the species which perform them. We find series of sports peculiar to dogs, others to cats, and so on through all the species of the zoölogical garden, whether the creatures be wild or tame. Each shows its species as clearly by its sportive habits as by its shape, cry, or any other of what are called its "specific" habits. This is important not only to the zoölogist, as indicating differences of evolution and scale of attainment, environment, etc., but also to the psychologist, as indicating differences of what we may call animal temperament. Animals show not only the individual differences which human beings do, one liking this game and another that, one being leader in the sport and another the follower, but also the greater differences which characterize races. The Spaniards love the bull fight; other nations consider it repulsive, and take their fun in less brutal forms, although, perchance, they tolerate Rugby football! So the animals vary in their tastes, some playing incessantly at fighting, and so zealously as to injure one another, while others like the milder romp, and the game with flying leaves, rolling stones, or the incoming waves on the shore.
3. Psychologically, the most interesting characteristic of animal, as of human, play is what is called the "make-believe" state of mind which enters into it. If we consider our own sports we find that, in the midst of the game, we are in a condition of divided consciousness. We indulge in the scheme of play, whatever it be, as if it were a real situation, at the same time preserving our sense that it is not real. That is, we distinguish through it all the actual realities, but make the convention with our companions that for the time we will act together as if the playful situation were real. With it there is a sense that it is a matter of voluntary indulgence that can stop at anytime; that the whole temporary illusion to which we submit is strictly our own doing, a job which we have "put up" on ourselves. That is what is meant by make-believe.
Now it is clear that the animals have this sense of make-believe in their games both with other animals and with man. The dog plays at biting the hand of his master, and actually takes the member between his teeth and mumbles it; but all the while he stops short of painful pressure, and goes through a series of characteristic attitudes which show that he distinguishes very clearly between this play biting and the real. If perchance the master shows signs of being hurt, the dog falls into attitudes of sorrow, and apologizes fulsomely. So also when the animals play together, a vigorous squeal from a companion who is "under" generally brings him his release.
The principal interest of this make-believe consciousness is that it is considered by many to be an essential ingredient of Æsthetic feeling. A work of art is said to have its effect through its tendency to arouse in us a make-believe acceptance of the scene or motive presented, while it nevertheless remains contrasted with the realities of our lives. If this be true, the interesting question arises how far the animals also have the germs of Æsthetic feeling in their make-believe situations. Does the female pea-fowl consider the male bird, with all his display of colour and movement, a beautiful object? And does the animal companion say: How beautiful! when his friend in the sport makes a fine feint, and comes up serene with the knowing look, which the human on-looker can not fail to understand?
In some cases, at any rate, we should have to reply to this question affirmatively, if we considered make-believe the essential thing in æsthetic enjoyment.
Theories of Animal Play.—The question of the meaning and value of play to the animals has had very enlightening discussion of late. There are two principal theories now advocated.
I. The older theory considered play simply the discharge of surplus nerve force in the animal's organism. He was supposed to play when he felt fresh and vigorous. The horse is "skittish" and playful in the morning, not so much so at night. The dogs lie down and rest when they are tired, having used up their surplus energies. This is called the Surplus-Energy Theory of play.
The difficulty with this theory is that it is not adequate to explain any of the characteristics of play which have been given above. Why should play be instinctive in its forms, showing certain complex and ingrained channels of expression, if it were merely the discharge of surplus force? We are more lively in the morning, but that does not explain our liking and indulging in certain sorts of complex games at all hours. Moreover, animals and children will continue to play when greatly fatigued. A dog, for example, which seems absolutely "used up," can not resist the renewed solicitations of his friends to continue the chase. Furthermore, why is it that plays are characteristic of species, different kinds of animals having plays quite peculiar to themselves? It is difficult to see how this could have come about unless there had been some deeper-going reason in accordance with which each species has learned the particular forms of sport in which it indulges.
The advocates of this theory attempt to meet these objections by saying that the imitative instinct accounts for the particular directions in which the discharges of energy occur. A kitten's plays are like those of the cat tribe because the kitten is accustomed to imitate cats; when it falls to playing it is with cats, and so it sheds its superfluous energies in the customary imitative channels. In this way it grows to learn the games of its own species. There is a good deal in this point; most games are imitative in so far as they are learned at all. But it does not save the theory; for many animal plays are not learned by the individual at all, as we have seen above; on the contrary, they are instinctive. In these cases the animal does not wait to learn the games of his tribe by imitation, but starts-right-in on his own account. Besides this there are many forms of animal play which are not imitative at all. In these the animals co-operate, but do not take the same parts. The young perform actions in the game which the mother does not.
All this goes to support another and most serious objection to this theory—in the mind of all those who believe in the doctrine of evolution. The Surplus-Energy Theory considers the play-impulse, which is one of the most widespread characters of animal life, as merely an accidental thing or by-product—a mere using-up of surplus energies. It is not in any way important to the animals. This makes it impossible to say that play has come to be the very complex thing that it really is by the laws of evolution; for survival by natural selection always supposes that the attribute or character which survives is important enough to keep the animal alive in the struggle for existence; otherwise it would not be continued for successive generations, and gradually perfected on account of its utility.
On the whole, therefore, we find the Surplus-Energy Theory of play quite inadequate.
II. Another theory therefore becomes necessary if we are to meet these difficulties. Such a theory has recently been developed. It holds that the plays of the animals are of the greatest utility to them in this way: they exercise the young animals in the very activities—though in a playful way—in which they must seriously engage later on in life. A survey of the plays of animals with a view to comparing them in each case with the adult activities of the same species, confirms this theory in a remarkably large number of cases. It shows the young anticipating, in their play, the struggles, enjoyments, co-operations, defeats, emergencies, etc., of their after lives, and by learning to cope with all these situations, so preparing themselves for the serious onset of adult responsibilities. On this theory each play becomes a beautiful case of adaptation to nature. The kitten plays with the ball as the old cat handles the mouse; the little dogs wrestle together, and so learn to fight with teeth and claws; the deer run from one another, and so test their speed and learn to escape their enemies. If we watch young animals at play we see that not a muscle or nerve escapes this preliminary training and exercise; and the instinctive tendencies which control the play direct the activities into just the performances which the animal's later life-habits are going on to require.
On this view play becomes of the utmost utility. It is not a by-product, but an essential part of the animal's equipment. Just as the infancy period has been lengthened in the higher animals in order to give the young time to learn all that they require to meet the harsh conditions of life, so during this infancy period they have in the play-instinct a means of the first importance for making good use of their time. It is beautiful to see the adults playing with their young, adapting their strength to the little ones, repeating the same exercises without ceasing, drilling them with infinite pains to greater hardihood, endurance, and skill.
On this theory it is also easy to see why it is that the plays are different for the different species. The actual life conditions are different, and the habits of the species are correspondingly different. So it is only another argument for the truth of this theory that we find just those games natural to the young which train them in the habits natural to the old.
This view is now being very generally adopted. Many fine illustrations might be cited. A simple case may be seen in so small a thing as the habit of leaping in play; the difference, for example, between the mountain goat and the common fawn. The former, when playing on level ground makes a very ludicrous exhibition by jumping in little up-and-down leaps by which he makes no progress. In contrast with this the fawn, whose adult life is normally in the plains, takes a long graceful spring. The difference becomes clear from the point of view of this theory, when we remember that the goat is to live among the rocks, where the only useful jump is just the up-and-down sort which the little fellow is now practising; while the deer, in his life upon the plains, will always need the running jump.
Finally, on this theory, play becomes a thing for evolution to cultivate for its utility in the progress of animal life, and for that reason we may suppose it has been perfected in the remarkable variety and beauty of form which it shows.
On the psychological side, we find a corresponding state of things. The mind in the young animal or child gets the main education of early life through its play situations. Games have an extraordinary pedagogical influence. The more so because they are the natural and instinctive way of getting an education in practical things. This again is of supreme utility to the individuals.
Both for body and mind we find that play illustrates the principle of Organic Selection explained above. It makes the young animal flexible, plastic, and adaptable; it supplements all his other instincts and imperfect functions; it gives him a new chance to live, and so determines the course of evolution in the direction which the playful animal represents. The quasi-social and gregarious habits of animals probably owe much of their strength to the play-impulse, both through the training of individual animals and through the fixing of these tendencies as instincts in various animal species in the way just mentioned.
In another place below I analyze a child's game and draw some inferences from it. Here it may suffice to say that in their games the young animals acquire the flexibility of mind and muscle upon which much of the social co-operation, as well as the individual effectiveness, of their later life depends. With children, it is not the only agency, of course, though its importance is not less. We have to carry the children further by other means; but the other means should never interfere with this natural schooling. They should aim the rather by supplementing it wisely to direct its operation and to extend its sphere.
CHAPTER IV.
THE MIND OF THE CHILD—CHILD PSYCHOLOGY.
One of the most interesting chapters of modern psychology is that which deals with the child. This is also one of the topics of general concern, since our common humanity reacts with greater geniality upon the little ones, in whom we instinctively see innocence and simplicity. The popular interest in children has been, however—as uncharitable as it may seem to say it—of very little service to the scientific investigation of childhood. Even to-day, when a greater body of valuable results are being secured, the main danger to the proper study of the child's mind comes from the over-enthusiasm and uninstructed assurance of some of its friends. Especially is this the case in America, where "child study" has become a fad to be pursued by parents and teachers who know little about the principles of scientific method, and where influential educators have enlisted so-called "observers" in taking indiscriminate notes on the doings of children with no definite problem in view, and with no criticism of their procedure. It is in place, therefore, to say clearly, at the outset, that this chapter does not mean to stimulate parents or unpsychological readers to report observations; and further to say also that in the mind of the writer the publications made lately of large numbers of replies to "syllabi" are for the most part worthless, because they heap together observations obtained by persons of every degree of competence and incompetence.
On the other hand, the requisites here, as in every other sphere of exact observation, are clear enough. The student of the child's mind should have a thorough knowledge of the principles of general psychology, in order to know what is characteristic of the child when he sees it, and what is exceptional; and he should also have enough originality in his ideas and interpretations to catch the valuable in the child's doings, distinguishing it from the commonplace, and to plan situations and even experiments which will give him some control upon those actions of the child which seem to be worth it. The need of these qualities is seen in the history of the problems of the child's growth which have been taken up even by the most competent psychologists. The results show a gradual attainment of control over the problem in hand, each observer criticising the method and results of his predecessor until certain rules of observation and experiment have been evolved which allow of the repetition and repeated observation of the events of the child's life.
As illustrating the sort of problems in which there has been this careful and critical work, I may instance these: the child's reflex movements, the beginnings and growth of sensation, such as colour, the rise of discrimination and preference, the origin of right and left-handedness, the rise, mechanism, and meaning of imitation, the acquisition of speech and handwriting, the growth of the child's sense of personality and of his social consciousness, and the laws of physical growth, as bearing upon mental development. In all these cases, however, there is again a greater and a less exactness. The topics with the reports of results which I am going on to give may be taken, however, as typical, and as showing the direction of complete knowledge rather than as having in any one case approached it.
Before we take up particular questions, however, a word may be allowed upon the general bearings of the study of the child's mind. I do this the more willingly, since it is still true, in spite of the hopeful outlook for positive results, that it is mainly the willingness of psychology to recognise the problems and work at them that makes the topic important at present. To investigate the child by scientific methods is really to bring into psychology a procedure which has revolutionized the natural sciences; and it is destined to revolutionize the moral sciences by making them also in a great measure natural sciences. The new and important question about the mind which is thus recognised is this: How did it grow? What light upon its activity and nature can we get from a positive knowledge of its early stages and processes of growth? This at once introduces other questions: How is the growth of the child related to that of the animals?—how, through heredity and social influences, to the growth of the race and of the family and society in which he is brought up? All this can be comprehended only in the light of the doctrine of evolution, which has rejuvenated the sciences of life; and we are now beginning to see a rejuvenation of the sciences of mind from the same point of view. This is what is meant when we hear it said that psychology is becoming "genetic."
The advantages to be derived from the study of young children from this point of view may be briefly indicated.
1. In the first place, the facts of the infant consciousness are very simple; that is, they are the child's sensations or memories simply, not his own observations of them. In the adult mind the disturbing influence of self-observation is a matter of notorious moment. It is impossible for me to report exactly what I feel, for the observation of it by my attention alters its character. My volition also is a complex thing, involving my personal pride and self-consciousness. But the child's emotion is as spontaneous as a spring. The effects of it in the mental life come out in action, pure and uninfluenced by calculation and duplicity and adult reserve. There is around every one of us adults a web of convention and prejudice of our own making. Not only do we reflect the social formalities of our environment, and thus lose the distinguishing spontaneities of childhood, but each of us builds up his own little world of seclusion and formality with himself. We are subject, as Bacon said, not only to "idols of the forum," but also to "idols of the den."
The child, on the contrary, has not learned his own importance, his pedigree, his beauty, his social place, his religion; he has not observed himself through all these and countless other lenses of time, place, and circumstance. He has not yet turned himself into an idol nor the world into a temple; and we can study him apart from the complex accretions which are the later deposits of his self-consciousness.
2. The study of children is often the only means of testing the truth of our analyses. If we decide that a certain mental state is due to a union of simpler elements, then we may appeal to the proper period of child life to see the union taking place. The range of growth is so enormous from the infant to the adult, and the beginnings of the child's mental life are so low in the scale, in the matter of mental endowment, that there is hardly a question of analysis now under debate in psychology which may not be tested by this method.
At this point it is that child psychology is more valuable than the study of the mind of animals. The latter never become men, while children do. The animals represent in some few respects a branch of the tree of growth in advance of man, while being in many other respects very far behind him. In studying animals we are always haunted by the fear that the analogy from him to man may not hold; that some element essential to the development of the human mind may not be in the animal at all. Even in such a question as the localization of the functions of the brain described later on, where the analogy is one of comparative anatomy and only secondarily of psychology, the monkey presents analogies with man which dogs do not. But in the study of children we may be always sure that a normal child has in him the promise of a normal man.
3. Again, in the study of the child's mind we have the added advantage of a corresponding simplicity on the bodily side; we are able to take account of the physiological processes at a time when they are relatively simple—that is, before the nervous system has grown to maturity. For example, psychology used to hold that we have a "speech faculty," an inborn mental endowment which is incapable of further analysis; but support for the position is wanting when we turn to the brain of the infant. Not only do we fail to find the series of centres now known to be the "speech zone," but even those of them which we do find have not yet taken up this function, either alone or together. In other words, the primary object of each of the various centres involved is not speech, but some other and simpler function; and speech arises by development from a union of these separate functions.
4. In observing young children, a more direct application of experiment is possible. By "experiment" here I mean both experiment on the senses and also experiment directly on consciousness by suggestion, social influence, etc. In experimenting on adults, great difficulties arise through the fact that reactions—such as performing a voluntary movement when a signal is heard, etc.—are complicated by deliberation, habit, custom, choice, etc. The subject hears a sound, identifies it, and presses a button—if he choose and agree to do so. What goes on in this interval between the advent of the incoming nerve process and the discharge of the outgoing nerve process? Something, at any rate, which represents a brain process of great complexity. Now, anything that fixes or simplifies the brain process, in so far gives greater certainty to the results. For this reason experiments on reflex actions are valuable and decisive where similar experiments on voluntary actions are uncertain and of doubtful value. Now the child's mind is relatively simple, and so offers a field for more fruitful experiment; this is seen in the reactions of the infant to strong stimuli, such as bright colours, etc., as related further on.
With this inadequate review of the advantages of infant psychology, it is well also to point out the dangers of the abuse of it. Such dangers are real. The very simplicity which seems to characterize the life of the child is often extremely misleading, and this because the simplicity in question is sometimes ambiguous. Two actions of the child may appear equally simple; but one may be an adaptive action, learned with great pains and really very complex, while the other may be inadaptive and really simple. Children differ under the law of heredity very remarkably, even in the simplest manifestations of their conscious lives. It is never safe to say without qualification: "This child did, consequently all children must." The most we can usually say in observing single children is: "This child did, consequently another child may."
Speaking more positively, the following remarks may be useful to those who have a mind to observe children:
1. In the first place, we can fix no absolute time in the history of the child at which a certain mental process takes its rise. The observations, now quite extensively recorded, and sometimes quoted as showing that the first year, or the second year, etc., brings such and such developments, tend, on the contrary, to show that such divisions do not hold in any strict sense. Like any other organic growth, the nervous system may develop faster under more favourable conditions, or more slowly under less favourable; and the growth of the mind is largely dependent upon the growth of the brain. Only in broad outline and within very wide limits can such periods be marked off at all.
2. The possibility of the occurrence of a mental state at a particular time must be distinguished from its necessity. The occurrence of a single clearly observed fact is decisive only against the theory according to which its occurrence under the given conditions may not occur. For example, the very early adaptive movements of the infant in receiving its food can not be due to intelligence and will; but the case is still open as to the question what is the reason of their presence—i.e., how much nervous development is present, how much experience is necessary, etc. It is well to emphasize the fact that one case may be decisive in overthrowing a theory, but the conditions are seldom simple enough to make one case decisive in establishing a theory.
3. It follows, however, from the principle of growth itself that the order of development of the main mental functions is constant, and normally free from great variations; consequently, the most fruitful observations of children are those which show that such an act was present before another. The complexity becomes finally so remarkable that there seems to be no before or after at all in mental things; but if the child's growth shows a stage in which any process is clearly absent, we have at once light upon the laws of growth. For instance: if a single case is conclusively established of a child's drawing an inference before it begins to use words or significant vocal sounds, the one case is as good as a thousand to show that thought may develop in some degree independently of spoken language.
4. While the most direct results are acquired by systematic experiments with a given point in view, still general observations carefully recorded by competent persons, are important for the interpretation which a great many such records may afford in the end. In the multitude of experiences here, as everywhere, there is strength. Such observations should cover everything about the child—his movements, cries, impulses, sleep, dreams, personal preferences, muscular efforts, attempts at expression, games, favourites, etc.—and should be recorded in a regular daybook at the time of occurrence. What is important and what is not, is, as I have said, something to be learned; and it is extremely desirable that any one contemplating such observations should acquaint himself beforehand with the principles of general psychology and physiology, and should seek also the practical advice of a trained observer.
As yet many of the observations which we have in this field were made by the average mother, who knows less about the human body than she does about the moon or the wild flowers, or by the average father, who sees his child for an hour a day, when the boy is dressed up, and who has never slept in the same room with him—let alone the same bed!—in his life; by people who have never heard the distinction between reflex and voluntary action, or that between nervous adaptation and conscious choice. The difference between the average mother and the good psychologist is this: she has no theories, he has; he has no interests, she has. She may bring up a family of a dozen and not be able to make a single trustworthy observation; he maybe able, from one sound of one yearling, to confirm theories of the neurologist and educator, which are momentous for the future training and welfare of the child.
As for experimenting with children, only the psychologist should undertake it. The connections between the body and the mind are so close in infancy, the mere animal can do so much to ape reason, and the child is so helpless under the leading of instinct, impulse, and external necessity, that the task is excessively difficult—to say nothing of the extreme delicacy and tenderness of the budding tendrils of the mind. But others do experiment! Every time we send a child out of the home to the school, we subject him to experiment of the most serious and alarming kind. He goes into the hands of a teacher who is often not only not wise unto the child's salvation, but who is, perchance, a machine for administering a single experiment to an infinite variety of children. It is perfectly certain that a great many of our children are irretrievably damaged or hindered in their mental and moral development in the school; but we can not be at all sure that they would fare any better if they were taught at home! The children are experimented with so much and so unwisely, in any case, that possibly a little intentional experiment, guided by real insight and psychological information, would do them good.
Methods of experimenting with Children.—In endeavouring to bring such questions as the degree of memory, recognition, association, etc., present in an infant, to a practical test, considerable embarrassment has always been experienced in understanding the child's vocal and other responses. Of course, the only way a child's mind can be studied is through its expressions, facial, lingual, vocal, muscular; and the first question—i.e., What did the infant do? must be followed by a second—i.e., What did his doing that mean? The second question is, as I have said, the harder question, and the one which requires more knowledge and insight. It is evident, on the surface, that the further away we get in the child's life from simple inherited or reflex responses, the more complicated do the processes become, and the greater becomes the difficulty of analyzing them, and arriving at a true picture of the real mental condition which lies back of them.
To illustrate this confusion, I may cite one of the few problems which psychologists have attempted to solve by experiments on children: the determination of the order of rise of the child's perceptions of the different colours. The first series of experiments consisted in showing the child various colours and requiring him to name them, the results being expressed in percentages of correct answers to the whole number. Now this experiment involves no less than four different questions, and the results give absolutely no clew to their separation. It involves:
1. The child's distinguishing different colours displayed simultaneously before it, together with the complete development of the eyes for colour sensation. 2. The child's ability to recognise or identify a colour after having seen it once. 3. An association between the child's colour seeing and word hearing and speaking memories, by which the proper name for the colours is brought up in his mind. 4. Equally ready facility in the pronunciation of the various names of the colours which he recognises; and there is the further embarrassment, that any such process which involves association of ideas, is as varied as the lives of children. The single fact that speech is acquired long after objects and some colours are distinguished, shows that results reached by this method have very little value as far as the problem of the first perception of colours is concerned.
That the fourth element pointed out above is a real source of confusion is shown by the fact that children recognise many words which they can not readily pronounce. When this was realized, a second phase in the development of the problem arose. A colour was named, and then the child was required to pick out that colour. This gave results different from those reached by the first method, blue and red leading the list in correct answers by the first method, while by this second method yellow led, and blue came near the end of the list.
The further objection that colours might be distinguished before the word names are learned, or that colour words might be interchanged or confused by the child, gave rise to what we may call the third stage in the statement of the problem. The method of "recognition" took the place of the method of "naming." This consisted in showing to a child a coloured disk, without naming it, and then asking him to pick out the same colour from a number of coloured disks.
This reduces the question to the second of the four I have named above. It is the usual method of testing for colour blindness, in which, from defects of vision, certain colours can not be perceived at all. It answers very well for colour blindness; for what we really want to learn in the case of a sailor or a signal-man is whether he can recognise a given signal when it is repeated; that is, does he know green or red to be the same as his former experience of green or red? But it is evident that there is still a more fundamental question in the matter—the real question of colour perception. It is quite possible that a child might not recognise an isolated colour when he could really very well distinguish the colours lying side by side. The last question, then, is this: When does the child get the different colour Sensations (not recognitions), and in what order?
To solve this question it would seem that experiments should be made upon younger children. The results described above were all secured after the children had made considerable progress in learning to speak.
To meet this requirement another method may be used which can be applied to children less than a year old. The colours are shown, and the child led to grasp after them. This method is of such a character as to yield a series of experiments whose results are in terms of the most fundamental movements of the infant; it can be easily and pleasantly conducted; and it is of wide application. The child's hand movements are nearly ideal in this respect. The hand reflects the child's first feelings, and becomes the most mobile organ of his volition, except his organs of speech. We find spontaneous arm and hand movements, reflex movements, reaching-out movements, grasping movements, imitative movements, manipulating movements, and voluntary efforts—all these, in order, reflecting the development of the mind.
To illustrate this method, I may cite certain results reached by myself on the questions of colour and distance perception, and right-handedness in the child.
Distance and Colour Perception.—I undertook at the beginning of my child H.'s ninth month to experiment with her with a view to arriving at the exact state of her colour perception, and also to investigate her sense of distance. The arrangements consisted in this instance in giving the infant a comfortable sitting posture, kept constant by a band passing around her chest and fastened securely to the back of her chair. Her arms were left bare and quite free in their movements. Pieces of paper of different colours were exposed before her, at varying distances, front, right, and left. This was regulated by a framework, consisting of a horizontal rod graded in inches, projecting from the back of the chair at a level with her shoulder and parallel with her arm when extended straight forward, and carrying on it another rod, also graded in inches, at right angles to the first. This second rod was thus a horizontal line directly in front of the child, parallel with a line connecting her shoulders, and so equally distant for both hands. This second rod was made to slide upon the first, so as to be adjusted at any desired distance from the child. On this second rod the colours, etc., were placed in succession, the object being to excite the child to reach for them. So far from being distasteful to the infant, I found that, with pleasant suggestions thrown about the experiments, the whole procedure gave her much gratification, and the affair became one of her pleasant daily occupations. After each sitting she was given a reward of some kind. I give the results, both for colour and distance, of 217 experiments. Of these 111 were with five colours and 106 with ordinary newspaper (chosen as a relatively neutral object, which would have no colour value and no association, to the infant).
Colour.—The colours range themselves in the order of attractiveness—blue, red, white, green, and brown. Disregarding white, the difference between blue and red is very slight, compared with that between any other two. This confirms the results of the second method described above. Brown, to my child—as tested in this way—seemed to be about as neutral as could well be. A similar distaste for brown has been noticed by others. White, on the other hand, was more attractive than green. I am sorry that my list did not include yellow. The newspaper was, at reaching distance (9 to 10 inches) and a little more (up to 14 inches), as attractive as the average of the colours, and even as much so as the red; but this is probably due to the fact that the newspaper experiments came after a good deal of practice in reaching after colours, and a more exact association between the stimulus and its distance. At 15 inches and over, the newspaper was refused in 93 per cent of the cases, while blue was refused at that distance in only 75 per cent, and red in 83 per cent.
Distance.—In regard to the question of distance, the child persistently refused to reach for anything put 16 inches or more away from her. At 15 inches she refused 91 per cent of all the cases, 90 per cent of the colour cases, and, as I have said, 93 per cent of the newspaper cases. At nearer distances we find the remarkable uniformity with which the safe-distance association works at this early age. At 14 inches only 14 per cent of all the cases were refused, and at 13 inches only about 7 per cent. There was a larger percentage of refusals at 11 and 12 inches than at 13 and 14 inches, a result due to the influence of the brown, which was refused consistently when more than 10 inches away. The fact that there were no refusals to reach for anything exposed within reaching distance (10 inches)—other attractive objects being kept away—shows two things; (1) the very fine estimation visually of the distance represented by the arm-length; and (2) the great uniformity at this age of the phenomenon of Motor Suggestion upon which this method of child study is based, and which is referred to again below. In respect to the first point, it will be remembered that the child does not begin to reach for anything that it sees until about the fourth or sixth week; so it is evident at what a remarkably fast rate those obscure factors of size, perspective, light and shade, etc., which signify distance to the eye, become associated with arm movements of reaching. This method, applied with proper precautions, obviates many of the difficulties of the others. There are certain requirements of proper procedure, however, which should never be neglected by any one who experiments with young children.
In the first place, the child is peculiarly susceptible to the appeals of change, novelty, chance, or happy suggestion; and often the failure to respond to a stimulus is due to distraction or to discomfort rather than to lack of intrinsic interest. Again, fatigue is a matter of considerable importance. In respect to fatigue, I should say that the first signs of restlessness, or arbitrary loss of interest, in a series of stimulations, is sufficient warning, and all attempts at further experimenting should cease. Often the child is in a state of indisposition, of trifling nervous irritability, etc.; this should be detected beforehand, and then nothing should be undertaken. No series longer than three trials should be attempted without changing the child's position, resting its attention with a song, or a game, etc., and thus leading it fresh to its task again. Furthermore, no single stimulus, as a colour, should be twice repeated without a change to some other, since the child's eagerness or alertness is somewhat satisfied by the first effort, and a new thing is necessary to bring him out to full exercise again. After each effort or two the child should be given the object reached for to hold or play with for a moment; otherwise he grows to apprehend that the whole affair is a case of "Tantalus." In all these matters very much depends upon the knowledge and care of the experimenter, and his ability to keep the child in a normal condition of pleasurable muscular exercise throughout.
In performing colour experiments, several requirements would appear to be necessary for exact results. Should not the colours chosen be equal in purity, intensity, lustre, illumination, etc.? In reference to these differences, I think only that degree of care need be exercised which good comparative judgment provides. Colours of about equal objective intensity, of no gloss, of relatively evident spectral purity, under constant illumination—this is all that is required. The variations due to the grosser factors I have mentioned—such as condition of attention, physical unrest, disturbing noises, sights, etc.—are of greater influence than any of these more recondite variations in the stimulus. Intensity and lustre, however, are certainly important. It is possible, by carefully choosing a room of pretty constant daylight illumination, and setting the experiments at the same hour each day, to secure a regular degree of brightness if the colours themselves are equally bright; and lustre may be ruled out by using coloured wools or blotting-papers. The papers used in the experiments given above were coloured blotting-papers. The omission of yellow is due to the absence, in the neighbourhood, of a satisfactory yellow paper.
The method now described may be further illustrated by the following experiments on the use of the hands by the young child.
The Origin of Right-handedness.—The question, "Why are we right or left-handed?" has exercised the speculative ingenuity of many men. It has come to the front anew in recent years, in view of the advances made in the general physiology of the nervous system; and certainly we are now in a better position to set the problem intelligently and to hope for its solution. Hitherto the actual conditions of the rise of "dextrality" in young children—as the general fact of uneven-handedness may be called—have not been closely observed. It was to gain light, therefore, upon the facts themselves that the experiments described in the following pages were carried out.
My child H. was placed in a comfortable sitting posture, the arms left bare and free in their movement, and allowed to reach for objects placed before her in positions exactly determined and recorded by the simple arrangement of sliding rods already described. The experiments took place at the same hour daily, for a period extending from her fourth to her tenth month. These experiments were planned with very great care and with especial view to the testing of several hypotheses which, although superficial to those who have studied physiology, yet constantly recur in publications on this subject. Among these theories certain may be mentioned with regard to which my experiments were conclusive. It has frequently been held that a child's right-handedness arises from the nurse's or mother's constant method of carrying it, the child's hand which is left free being more exercised, and so becoming stronger. This theory is ambiguous as regards both mother and child. The mother, if right-handed, would carry the child on the left arm, in order to work with the right arm. This I find an invariable tendency with myself and with nurses and mothers whom I have observed. But this would leave the child's left arm free, and so a right-handed mother would be found with a left-handed child! Again, if the mother or nurse be left-handed, the child would tend to be right-handed. Or if, as is the case in civilized countries, nurses largely replace the mothers, it would be necessary that most of the nurses be left-handed in order to make most of the children right-handed. Now, none of these deductions are true. Further, the child, as a matter of fact, holds on with both hands, however it is itself held.
Another theory maintains that the development of right-handedness is due to differences in weight of the two lateral halves of the body; this tends to bring more strain on one side than the other, and to give more exercise, and so more development, to that side. This evidently assumes that children are not right or left-handed before they learn to stand. This my results given below show to be false. Again, we are told that infants get right-handed by being placed on one side too much for sleep; this can be shown to have little force also when the precaution is taken to place the child alternately on its right and left sides for its sleeping periods.
In the case of the child H., certain precautions were carefully enforced. She was never carried about in arms at all, never walked with when crying or sleepless; she was frequently turned over in her sleep; she was not allowed to balance herself on her feet until a later period than that covered by the experiments. Thus the conditions of the rise of the right-handed era were made as simple and uniform as possible.
The experiments included, besides reaching for colours, a great many of reaching for other objects, at longer and shorter distances, and in unsymmetrical directions. I give some details of the results of the experiments in which simple objects were used, extending over a period of four months, from the fifth to the ninth in her life. The number of experiments at each sitting varied from ten to forty, the position of the child being reversed as to light from windows, position of observation, etc., after half of each series.
No trace of preference for either hand was discernible during this period; indeed, the neutrality was as complete as if it had been arranged beforehand, or had followed the throwing of dice.
I then conceived the idea that possibly a severer distance test might affect the result and show a marked preferential response by one hand over the other. I accordingly continued to use a neutral stimulus, but placed it from twelve to fifteen inches away from the child. This resulted in very hard straining on her part, with all the signs of physical effort (explosive breathing sounds resulting from the setting of the larynx, rush of blood to the head, seen in the flushing of the face, etc.). The number of experiments in each series was intentionally made very small, from one to twelve, in order to avoid fatigue.
The results were now very interesting. During the month ending June 15th the child showed no decided preference for either hand in reaching straight before her within the easy reaching distance of ten inches, but a slight balance in favour of the left hand; yet she was right-handed to a marked degree during the same period as regards movements which required effort or strain, such as grasping for objects twelve to fifteen inches distant. For the greater distances, the left hand was used in only five cases as against seventy-four cases of the use of the right hand; and further, all these five cases were twelve-inch distances, the left hand being used absolutely not at all in the forty-five cases at longer distances.
In order to test this further, I varied the point of exposure of the stimulus to the right or left, aiming thus to attract the hand on one side or the other, and so to determine whether the growth of such a preference was limited to experiences of convenience in reaching to adjacent local objects, etc.
The deviation to the left in front of the body only called out the right hand to greater exertion, while the left hand fell into still greater disuse. This seems to show that "dextrality" is not derived from the experience of the individual in using either hand predominantly for reaching, grasping, holding, etc., within the easiest range of that hand. The right hand intruded regularly upon the domain of the left.
Proceeding upon the clew thus obtained, a clew which seems to suggest that the hand preference is influenced by the stimulus to the eye, I introduced hand observations into a series of experiments already mentioned above on the same child's perception of the different colours; thinking that the colour stimulus which represented the strongest inducement to the child to reach might have the same effect in determining the use of the right hand as the increased distance in the experiments already described. This inference is proved to be correct by the results.
It should be added that in all cases in which both hands were used together, each hand was called out with evident independence of the other, both about the same time, and both carried energetically to the goal. In many other cases in which either right or left hand is given in the results, the other hand also moved, but in a subordinate and aimless way. There was a very marked difference between the use of both hands in some cases, and of one hand followed by, or accompanied by, the other in other cases. It was very rare that the second hand did not thus follow or accompany the first; and this was extremely marked in the violent reaching for which the right hand was mainly used. This movement was almost invariably accompanied by an objectless and fruitless symmetrical movement of the other hand.
The results of the entire series of experiments on the use of the hands may be stated as follows, mainly in the words in which they were summarily reported some time ago:
1. I found no continued preference for either hand as long as there were no violent muscular exertions made (based on 2,187 systematic experiments in cases of free movement of hands near the body—i. e., right hand, 577 cases; left hand, 568 cases—a difference of 9 cases; both hands, 1,042 cases; the difference of 9 cases being too slight to have any meaning); the period covered being from the child's sixth to her tenth month inclusive.
2. Under the same conditions, the tendency to use both hands together was about double the tendency to use either (seen from the number of cases of the use of both hands in the figures given above).
3. A distinct preference for the right hand in violent efforts in reaching became noticeable in the seventh and eighth months. Experiments during the eighth month on this cue gave, in 80 cases, right hand, 74 cases; left hand, 5 cases; both hands, 1 case. This was true in two very distinct classes of cases: first, reaching for objects, neutral as regards colour (newspaper, etc.), at more than the reaching distance; and, second, reaching for bright colours at any distance. Under the stimulus of bright colours, from 86 cases, 84 were right-hand cases and 2 left-hand. Right-handedness had accordingly developed under pressure of muscular effort in the sixth and seventh months, and showed itself also under the influence of a strong colour stimulus to the eye.
4. Up to this time the child had not learned to stand or to creep; hence the development of one hand more than the other is not due to differences in weight between the two longitudinal halves of the body. As she had not learned to speak or to utter articulate sounds with much distinctness, we may say also that right or left-handedness may develop while the speech centres are not yet functioning. Further, the right hand is carried over after objects on the left side, showing that habit in reaching does not determine its use.
Theoretical.—Some interesting points arise in connection with the interpretation of these facts. If it be true that the order of rise of mental and physiological functions is constant, then for this question the results obtained in the case of one child, if accurate, would hold for others apart from any absolute time determination. We should expect, therefore, that these results would be confirmed by experiments on other children, and this is the only way their correctness can be tested.
If, when tested, they should be found correct, they would be sufficient answer to several of the theories of right-handedness heretofore urged, as has been already remarked. The rise of the phenomenon must be sought, therefore, in more deep-going facts of physiology than such theories supply. Furthermore, if we go lower in the animal scale than man, analogies for the kinds of experience which are urged as reasons for right-handedness are not present; animals do not carry their young, nor pat them to sleep, nor do animals shake hands!
A full discussion would lead us to the conclusion that dextrality is due to a difference in development in the two hemispheres of the brain, that these differences are hereditary, and that they show themselves toward the end of the first year.
It is a singular circumstance that right-handedness and speech are controlled by the same hemisphere of the brain and from contiguous areas. It would explain this—and at the same time it seems probable from other considerations—if we found that right-handedness was first used for expression before speech; and that speech has arisen from the setting aside, for further development, of the area in the brain first used for right-handedness. Musical expression has its seat in or near the same lobe of the brain.
The Child's Mental Development in General.—The actual development of the child, as observations from many sources indicate it, may be sketched very briefly in its main outlines. It is probable that the earliest consciousness is simply a mass of touch and muscular sensations experienced in part before birth. Shortly after birth the child begins to connect his impressions with one another and to show Memory. But both memory and Association are very weak, and depend upon intense stimulations, such as bright lights, loud noises, etc. The things which most effect him at these early stages are those which bring him into conditions of sharp physical pain or give him acute pleasure. Yet it is a remarkable fact that at birth the pain reflex is wanting. His whole life up to about the fourth month turns upon his organic and vegetative needs. At three months the young child will forget his mother or nurse after a very few days. Attention begins to arise about the end of the first quarter year, appearing first in response to bright lights and loud sounds, and being for a considerable time purely reflex, drawn here and there by the successive impressions which the environment makes. With lights and sounds, however, movements also attract the infant's attention very early; and the passage from reflex attention to a sort of vague interest seems to arise first in connection with the movements of the persons about him. This interest goes on to develop very rapidly in the second half year, in connection more particularly with the movements which are associated with the child's own comfort and discomfort. The association of muscular sensations with those of touch and sight serves to give him his first clear indications of the positions of his own members and of other objects. His discrimination of what belongs to his own body is probably aided by so-called "double touch"—the fact that when he touches his own body, as in touching his foot with the hand, he has two sensations, one in the foot and the other in the hand. This is not the case when he touches other objects, and he soon learns the distinction, getting the outlines of his own body marked out in a vague way. The learning of the localities on his body which he can not see, however, lags far behind. The movements of his limbs in active exploration, accompanied by sight, enables him to build up his knowledge of the world about him. Learning this he soon falls to "experimenting" with the things of space. Thus he begins to find out how things fit together, and what their uses are.
On the side of his movements we find him going through a series of remarkable adaptations to his environment. At the beginning his movements are largely random discharges, or reflexes of an instinctive character, such as sucking. Yet in the first month he shows the beginning of adaptation to the suggestions of his daily life, the first manifestations of acquired Habit. He learns when and how long he is expected to sleep, when and how much to eat; he very soon finds out the peculiar touch and vocal tones of this person or that, and acts upon these distinctions. He gets to know the meaning of his food bottle, to understand the routine movements of persons about the room, and the results of violations of their order. His hat, wraps, carriage, become in the first half year signals to him of the outdoor excursion. He no longer bobs his head about when held erect, and begins to control his natural processes. The remarkable thing about all these adaptations is that they occur before the infant can in any sense be said to have a Will; for, as has been said, the fibres of the brain necessary to voluntary action—in the cortex of the hemispheres—are not yet formed.
The realization of this extraordinary adaptiveness of the very young child should save parents many an anxious day and sleepless night. There is practically nothing more easy than to impress upon the child whatever habits of daily—and nightly!—routine one wishes to give him, if he be taken early enough. The only requirements are knowledge of what is good for him, and then inviolable regularity in everything that concerns him. Under this treatment he will become as "obstinate" in being "good" as the opposite so-called indulgent or capricious treatment always make him in being "bad." There is no reason whatever that he should be walked with or held, that he should be taken up when he cries, that he should be trotted when he awakes, or that he should have a light by night. Things like this are simply bad habits for which the parents have themselves to thank. The child adapts himself to his treatment, and it is his treatment that his habits reflect.
During the second half-year—sooner or later in particular cases—the child is ready to begin to imitate. Imitation is henceforth, for the following few years, the most characteristic thing about his action. He first imitates movements, later sounds, especially vocal sounds. His imitations themselves also show progress, being at first what is called "simple imitation" (repeating a distinction already spoken of in the chapter on animals), as when the child lies in bed in the morning and repeats the same sound over and over again. He hears his own voice and imitates it. In this sort of imitation he simply allows his instinct to reproduce what he hears without control or interference from him. He does not improve, but goes on making the same sounds with the same mistakes again and again. But a little later he begins what is called "persistent imitation"—the "try-try-again," already spoken of—which is a very different thing. Persistent imitation shows unmistakably the presence of will. The child is not satisfied with simple imitation or mere repetition, whether it be good or bad in its results. He now sees his errors and aims consciously to improve. Note the child's struggles to speak a word right by imitation of the pronunciation of others. And he succeeds. He gradually gets his muscles under control by persistence in his try-try-again.
Then he goes further—about the beginning of his second year, usually. He gets the idea that imitation is the way to learn, and turns all his effort into imitations experimentally carried out. He is now ready to learn most of the great processes of his later culture. Speech, writing, this special accomplishment and that, are all learned by experimental imitation.
The example of the child's trying to draw or write has already been cited. He looks at the copy before him; sets all his muscles of hand and arm into massive contraction; turns and twists his tongue, bends his body, winds his legs together, holds his breath, and in every way concentrates his energies upon the copying of the model. In all this he is experimenting.
He produces a wealth of movements, from which, very gradually, as he tries and tries again, the proper ones are selected out. These he practises, and lets the superfluous ones fall away, until he secures the requisite control over hand and arm. Or suppose a child endeavouring, in the crudest fashion, to put a rubber on the end of a pencil, after seeing some one else do it—just the sort of thing a year-old child loves to imitate. What a chaos of ineffective movements! But with repeated effort he gets nearer and nearer to it, and finally succeeds.
On the side of action, two general principles have been formulated in child psychology, both illustrated in the cases and experiments now given: The one, Motor Suggestion, is, as we saw, a principle of general psychology. Its importance to the child is that by it he forms Habits, useful responses to his environment, and so saves himself many sad blunders. The other principle is that of Imitation; by it the child learns new things directly in the teeth of his habits. By exercising in an excessive way what he has already learned through his experimental imitations, he is continually modifying his habits and making new adaptations. These two principles dominate the active life of the adult man as well.
Personality Suggestion.—A further set of facts may be cited to illustrate the working of Suggestion, now in the sphere of the receptive life. They are important as showing the child's progress in learning the great features of personality.
One of the most remarkable tendencies of the very young child in its responses to its environment is the tendency to recognise differences of personality. It responds to what have been called Suggestions of Personality. As early as the second month it distinguishes its mother's or nurse's touch in the dark. It learns characteristic methods of holding, taking up, patting, kissing, etc., and adapts itself, by a marvellous accuracy of protestation or acquiescence, to these personal variations. Its associations of personality come to be of such importance that for a long time its happiness or misery depends upon the presence of certain kinds of "personality suggestion." It is quite a different thing from the child's behavior toward things which are not persons. Things come to be, with some few exceptions which are involved in the direct gratification of appetite, more and more unimportant; things may be subordinated to regular treatment or reaction. But persons become constantly more important, as uncertain and dominating agents of pleasure and pain. The sight of movement by persons, with its effects on the infant, seems to be the most important factor in this peculiar influence; later the voice comes to stand for a person's presence, and at last the face and its expressions equal the person in all his attributes.
I think this distinction between persons and things, between agencies and objects, is the child's very first step toward a sense of personality. The sense of uncertainty or lack of confidence grows stronger and stronger in his dealings with persons—an uncertainty aroused by the moods, emotions, changes of expression, and shades of treatment of the persons around it. A person stands for a group of quite unstable experiences. This period we may, for brevity of expression, assuming it to be first in order of development, call the "projective" stage in the growth of the child's personal consciousness.
It is from this beginning that the child goes on to become fully conscious of what persons are. And when we observe his actions more closely we find no less than four steps in his growth, which, on account of the importance of the topic, may be stated in some little detail.
1. The first thing of significance to him, as has been said, is movement. The first attempts of the infant at anything like steady attention are directed to moving things—a swaying curtain, a moving light, a stroking touch, etc. And further than this, the moving things soon become more than objects of curiosity; these things are just the things that affect him with pleasure or pain. It is movement that brings him his bottle, movement that regulates the stages of his bath, movement that dresses him comfortably, movement that sings to him and rocks him to sleep. In that complex of sensations, the nurse, the feature of importance to him, of immediate satisfaction or redemption from pain, is this—movements come to succour him. Change in his bodily feeling is the vital requirement of his life, for by it the rhythm of his vegetative existence is secured; and these things are accompanied and secured always in the moving presence of the one he sees and feels about him. This, I take it, is the earliest reflection in his consciousness of the world of personalities about him. At this stage his "personality suggestion" is a pain-movement-pleasure state of mind; to this he reacts with a smile, and a crow, and a kick. Undoubtedly this association gets some of its value from the other similar one in which the movements are the infant's own. It is by movements that he gets rid of pains and secures pleasures.
Many facts tend to bear out this position. My child cried in the dark when I handled her, although I imitated the nurse's movements as closely as possible. She tolerated a strange presence so long as it remained quietly in its place; but let it move, and especially let it usurp any of the pieces of movement-business of the nurse or mother, and her protests were emphatic. The movements tended to bring the strange elements of a new face into the vital association, pain-movement-pleasure, and so to disturb its familiar course; this constituted it a strange "personality."
It is astonishing, also, what new accidental elements may become parts of this association. Part of a movement, a gesture, a peculiar habit of the nurse, may become sufficient to give assurance of the welcome presence and the pleasures which the presence brings. Two notes of my song in the night stood for my presence to H., and no song from any one else could replace it. A lighted match stopped the crying of E. for food in her fourteenth week, although it was but a signal for a process of food preparation lasting several minutes; and a simple light never stopped her crying under any other circumstances.
2. With this first start in the sense of personality we find also the beginning of the recognition of different personalities. It is evident that the sense of another's presence thus felt in the infant's consciousness rests, as all associations rest, upon regularity or repetition; his sense of expectancy is aroused whenever the chain of events is started. This is soon embodied largely in two indications: the face and the voice. But it is easy to see that this is a very meagre sense of personality; a moving machine which brought pain and alleviated suffering might serve as well. So the child begins to learn, in addition, the fact that persons are in a measure individual in their treatment of him; that their individuality has elements of uncertainty or irregularity about it. This growing sense is very clear to one who watches an infant in its second half year. Sometimes its mother gives it a biscuit, but sometimes she does not. Sometimes the father smiles and tosses the child; sometimes he does not. Even the indulgence of the grandmother has its times and seasons. The child looks for signs of these varying moods and methods of treatment; for his pains of disappointment arise directly on the basis of that former sense of regular personal presence upon which his expectancy goes forth.
This new element of the child's sense of persons becomes, at one period of its development, quite the controlling element. His action in the presence of the persons of the household becomes hesitating and watchful. Especially does he watch the face, for any expressive indications of what treatment is to be expected; for facial expression is now the most regular as well as the most delicate indication. Special observations on H.'s responses to changes in facial expression up to the age of twenty months showed most subtle sensibility to these differences; and normal children all do. Animals are also very expert at this.
All through the child's second year, and longer, his sense of the persons around him is in this stage. The incessant "why?" with which he greets any action affecting him, or any information given him, is witness to the simple puzzle of the apparent capriciousness of persons. Of course he can not understand "why"; so the simple fact to him is that mamma will or won't, he knows not beforehand which. He is unable to anticipate the treatment in detail, and he has not of course learned any principles of interpretation of the conduct of father or mother lying back of the details.
But in all this period there is germinating in his consciousness—and this very uncertainty is an important element of it—the seed of a far-reaching thought. His sense of persons—moving, pleasure-or-pain-giving, uncertain but self-directing persons—is now to become a sense of agency, of power, which is yet not the power of the regular-moving door on its hinges or the rhythmic swinging of the pendulum of the clock. The sense of personal agency is now forming, and it again is potent for still further development of the social consciousness. It is just here, I think, that imitation becomes so important in the child's life. This is imitation's opportunity. The infant watches to see how others act, because his own weal and woe depends upon this "how"; and inasmuch as he knows not what to anticipate, his mind is open to every suggestion of movement. So he falls to imitating. His attention dwells upon details, and by the principle of adaptation which imitation expresses, it acts out these details for himself.
It is an interesting detail, that at this stage the child begins to grow capricious himself; to feel that he can do whatever he likes. Suggestion begins to lose the regularity of its working, for it meets the child's growing sense of his own agency. The youthful hero becomes "contrary." At this period it is that obedience begins to grow hard, and its meaning begins to dawn upon the child as the great reality. For it means the subjection of his own agency, his own liberty to be capricious, to the agency and liberty of some one else.
3. With all this, the child's distinction between and among the persons who constantly come into contact with him grows on apace, in spite of the element of irregularity of the general fact of personality. As he learned before the difference between one presence and another, so now he learns the difference between one character and another. Every character is more or less regular in its irregularity. It has its tastes and modes of action, its temperament and type of command. This the child learns late in the second year and thereafter. He behaves differently when the father is in the room. He is quick to obey one person, slow to obey another. He cries aloud, pulls his companions, and behaves reprehensibly generally, when no adult is present who has authority or will to punish him. This stage in his "knowledge of man" leads to very marked differences of conduct on his part.
4. He now goes on to acquire real self-consciousness and social feeling. This stage is so important that we may give to it a separate heading below.
It may not be amiss to sum up what has been said about Personality-Suggestion. It is a general term for the information which the child gets about persons. It develops through three or four roughly distinguished stages, all of which illustrate what is called the "projective" sense of personality.[2] There is, 1. A bare distinction of persons from things on the ground of peculiar pain-movement-pleasure experiences. 2. A sense of the irregularity or capriciousness of the behaviour of these persons, which suggests personal agency. 3. A distinction, vaguely felt perhaps, but wonderfully reflected in the child's actions, between the modes of behaviour or personal characters of different persons. 4. After his sense of his own agency arises by the process of imitation, he gets what is really self-consciousness and social feeling.
[2] It is very remarkable that in the child's bashfulness we find a native nervous response to the presence of persons. And it is curious to note that, besides the general gregariousness which many animals have, they show in many instances special responses of the presence of creatures of their own kind or of other kinds. Dogs seem to recognise dogs by smell. So with cats, which also respond instinctively with strong repulsion to the smell of dogs. Horses seem to be guided by sight. Fowls are notoriously blind to shapes of fowls, but depend on hearing the cries of their kind or their young.
Self-consciousness.—So far as we have now gone the child has only a very dim distinction between himself as a person and the other persons who move about him. The persons are "projective" to him, mere bodies or external objects of a peculiar sort classed together because they show common marks. Yet in the sense of agency, he has already begun, as we saw, to find in himself a mental nucleus, or centre. This comes about from his tendency to fall into the imitation of the acts of others.
Now as he proceeds with these imitations of others, he finds himself gradually understanding the others, by coming, through doing the same actions with them, to discover what they are feeling, what their motives are, what the laws of their behaviour. For example, he sees his father handle a pin, then suddenly make a face as he pricks himself, and throws the pin away. All this is simply a puzzle to the child; his father's conduct is capricious, "projective." But the child's curiosity in the matter takes the form of imitation; he takes up the pin himself and goes through the same manipulation of it that his father did. Thus he gets himself pricked, and with it has the impulse to throw the pin away. By imitating his father he has now discovered what was inside the father's mind, the pain and the motive of the action.
This way of proceeding in reference to the actions of others, of which many examples might be given, has a twofold significance in the development of the child; and because of this twofold significance it is one of the most important facts of psychology. Upon it rest, in the opinion of the present writer, correct views of ethics and social philosophy.
1. By such imitation the child learns to associate his own sense of physical power, together with his own private pleasures and pains, with the personal actions which were before observed, it is true, in other persons but not understood. The act of the father has now become his own. So one by one the various attributes which he has found to be characteristic of the persons of his social circle, become his, in his own thought. He is now for himself an agent who has the marks of a Person or a Self. He now understands from the inside all the various personal suggestions. What he saw persons do is now no longer "projective"—simply there, outside, in the environment; it has become what we call "subjective." The details are grouped and held together by the sense of agency working itself out in his imitative struggles.
This is what we mean by Self-consciousness. It is not an inborn thing with the child. He gradually acquires it. And it is not a sense of a distinct and separate self, first known and then compared with other persons. On the contrary, it is gradually built up in the child's mind from the same material exactly as that of which he makes up his thought of other persons. The deeds he can do he first sees others doing; only then can he imitate them and find out that he also is a being who can perform them.
So it goes all through our lives. Our sense of Self is constantly changing, constantly being enriched. We have not the same thought of self two days in succession. To-day I think of myself as something to be proud of, to-morrow as something to be ashamed of. To-day I learn something from you, and the thought that it is common to you and to me is the basis of my sympathy with you. To-morrow I learn to commit the unworthy act which Mr. A. commits, and the thought that he and I are so far the same is the basis of the common disapproval which I feel of him and me.
2. The second result of this imitative learning about personality is of equal importance. When the child has taken up an action by imitation and made it subjective, finding out that personality has an inside, something more than the mere physical body, then he reads this fact back into the other persons also. He says to himself: "He too, my little brother, must have in him a sense of agency similar to this of mine. He acts imitatively, too; he has pleasures and pains; he shows sympathy for me, just as I do for him. So do all the persons with whom I have become so far acquainted. They are, then, 'subjects' as I am—something richer than the mere 'projects' which I had supposed." So other persons become essentially like himself; and not only like himself, but identical with himself so far as the particular marks are concerned which he has learned from them. For it will be remembered that all these marks were at first actually taken up by imitation from these very persons. The child is now giving back to his parents, teachers, etc., only the material which he himself took from them. He has enriched it, to be sure; with it he now reads into the other persons the great fact of subjective agency; but still whatever he thinks of them has come by way of his thought of himself, and that in turn was made up from them.
This view of the other person as being the same in the main as the self who thinks of the other person, is what psychologists mean when they speak of the "ejective" self. It is the self of some one else as I think of it; in other words, it is myself "ejected" out by me and lodged in him.
The Social and Ethical Sense.—From this we see what the Social Sense is. It is the feeling which arises in the child or man of the real identity, through its imitative origin, of all possible thoughts of self, whether yourself, myself, or some one else's self. The bond between you and me is not an artificial one; it is as natural as is the recognition of personal individuality. And it is doing violence to this fundamental fact to say, as social science so often assumes, that the individual naturally separates himself or his interests from the self or the interests of others. He is, on the contrary, bound up with others from the start by the very laws of his growth. His social action and feeling are natural to him. The child can not be selfish only nor generous only; he may seem to be this or that, in this circumstance or that, but he is really social all the time.
Furthermore, his sense of right and wrong, his Ethical Sense, grows up upon this sense of the social bond. This I can not stop to explain further. But it is only when social relationships are recognised as essential in the child's growth that we can understand the mutual obligations and duties which the moral life imposes upon us all.
How to Observe Children, with Especial Reference to Observations of Imitation.—There are one or two considerations of such practical importance to all those who wish to observe children that I venture to throw them together—only saying, by way of introduction, that nothing less than the child's personality is at stake in the method and matter of its imitations. The Self is really the form in which the personal influences surrounding the child take on their new individuality.
1. No observations are of much importance which are not accompanied by a detailed statement of the personal influences which have affected the child. This is the more important since the child sees few persons, and sees them constantly. It is not only likely—it is inevitable—that he make up his personality, under limitations of heredity, by imitation, out of the "copy" set in the actions, temper, emotions, of the persons who build around him the social enclosure of his childhood. It is only necessary to watch a two-year-old closely to see what members of the family are giving him his personal "copy"—to find out whether he sees his mother constantly and his father seldom; whether he plays much with other children, and what in some degree their dispositions are; whether he is growing to be a person of subjection, equality, or tyranny; whether he is assimilating the elements of some low unorganized social personality from his foreign nurse. The boy or girl is a social "monad," to use Leibnitz's figure in a new context, a little world, which reflects the whole system of influences coming to stir his sensibility. And just in so far as his sensibilities are stirred, he imitates, and forms habits of imitating; and habits?—they are character!
2. A point akin to the first is this: the observation of each child should describe with great accuracy the child's relations to other children. Has he brothers or sisters? how many of each, and of what age? Does he sleep in the same bed or room with them? Do they play much with one another alone? The reason is very evident. An only child has only adult "copy." He can not interpret his father's actions, or his mother's, oftentimes. He imitates very blindly. He lacks the more childish example of a brother or sister near himself in age. And this difference is of very great importance to his development. He lacks the stimulus, for example, of games in which personification is a direct tutor to selfhood, as I shall remark further on. And while he becomes precocious in some lines of instruction, he fails in variety of imagination, in richness of fancy, at the same time that his imaging processes are more wild and uncontrolled. The dramatic, in his sense of social situations, is largely hidden. It is a very great mistake to isolate children, especially to separate off one or two children. One alone is perhaps the worse, but two alone are subject to the other element of social danger which I may mention next.
3. Observers should report with especial care all cases of unusually close relationship between children in youth, such as childish favoritism, "platonic friendships," "chumming," in school or home, etc. We have in these facts—and there is a very great variety of them—an exaggeration of the social or imitative tendency, a narrowing down of the personal sensibility to a peculiar line of well-formed influences. It has never been studied by writers either on the genesis of social emotion or on the practice of education. To be sure, teachers have been alive to the pros and cons of allowing children and students to room together; but that has been with view to the possibility of direct immoral or unwholesome contagion. This danger is certainly real; but we, as psychological observers, and above all as teachers and leaders of our children, must go deeper than that. Consider, for example, the possible influence of a school chum and roommate upon a girl in her teens; for this is only an evident case of what all isolated children are subject to. A sensitive nature, a girl whose very life is a branch of a social tree, is placed in a new environment, to engraft upon the members of her mutilated self—her very personality; it is nothing less than that—utterly new channels of supply. The only safety possible, the only way to conserve the lessons of her past, apart from the veriest chance, and to add to the structure of her present character, lies in securing for her the greatest possible variety of social influences. Instead of this, she is allowed to meet, eat, walk, talk, lie down at night, and rise in the morning, with one other person, a "copy" set before her, as immature in all likelihood as herself, or, if not so, yet a single personality, put there to wrap around her growing self the confining cords of unassimilated and foreign habit. Above all things, fathers, mothers, teachers, elders, give the children room! They need all that they can get, and their personalities will grow to fill it. Give them plenty of companions, fill their lives with variety; variety is the soul of originality, and its only source of supply. The ethical life itself, the boy's, the girl's, conscience, is born in the stress of the conflicts of suggestion, born right out of his imitative hesitations; and just this is the analogy which he must assimilate and depend upon in his own conflicts for self-control and social continence. So impressively true is this from the human point of view that, in my opinion—formed, it is true, from the very few data accessible on such points, still a positive opinion—friendships of a close exclusive kind should be discouraged or broken up, except when under the immediate eye of the wise parent or guardian; and even when allowed, these relationships should, in all cases, be used to entrain the sympathetic and moral sentiments into a wider field of social exercise.
One of the merits of the great English schools and of the free schools of America is that in them the boys acquire, from necessity, the independence of sturdy character, and the self-restraint which is self-imposed. The youth brought up to mind a tutor often fails of the best discipline.
4. The remainder of this section may be devoted to the further emphasis of the need of close observation of children's games, especially those which may be best described as "society games." All those who have given even casual observation to the doings of the nursery have been impressed with the extraordinary facility of the child's mind, from the second year onward, in imagining and plotting social and dramatic situations. It has not been so evident, however, to these casual observers, nor to many really more skilled, that they were observing in these fancy plays the putting together anew of fragments, or larger pieces, of the adult's mental history. Here, in these games, we see the actual use which our children make of the personal "copy" material which they get from you and me. If a man study these games patiently in his own children, and analyze them out, he gradually sees emerge from within the inner consciousness a picture of the boy's own father, whom he aspires to be like, and whose actions he seeks to generalize and apply. The picture is poor, for the child takes only what he is sensible to. And it does seem often, as Sighele pathetically notices on a large social scale, and as the Westminster divines have urged without due sense of the pathetic and home-coming point of it, that he takes more of the bad in us for reproduction than of the good! But, be this as it may, what we give him is all he gets. Heredity does not stop with birth; it is then only beginning. And the pity of it is that this element of heredity, this reproduction of the fathers in the children, which might be used to redeem the new-forming personality from the heritage of past commonness or impurity, is simply left to take its course for the further establishing and confirmation of it. Was there ever a group of school children who did not leave the real school to make a play school, setting up a box for one of their number to sit on and "take off" the teacher? Was there ever a child who did not play "church," and force the improvised "papa" into the pulpit? Were there ever children who did not "buy" things from fancied stalls in every corner of the nursery, after they had once seen an elder drive a trade in the market? The point is this: the child's personality grows; growth is always by action; he clothes upon himself the scenes of the parent's life and acts them out; so he grows in what he is, what he understands, and what he is able to perform.
In order to be of more direct service to observers of games of this character, let me give a short account of an observation of the kind made some time ago—one of the simplest of many actual situations which my two little girls, Helen and Elizabeth, have acted out together. It is a very commonplace case, a game the elements of which are evident in their origin; but I choose this rather than one more complex, since observers are usually not psychologists, and they find the elementary the more instructive.
On May 2 I was sitting on the porch alone with the children—the two mentioned above, aged respectively four and a half and two and a half years. Helen, the elder, told Elizabeth that she was her little baby; that is, Helen became "mamma," and Elizabeth the "baby." The younger responded by calling her sister "mamma," and the play began.
"You have been asleep, baby. Now it is time to get up," said mamma. Baby rose from the floor—first falling down in order to rise!—was seized upon by "mamma," taken to the railing to an imaginary washstand, and her face washed by rubbing. Her articles of clothing were then named in imagination, and put on, one by one, in the most detailed and interesting fashion. During all this "mamma" kept up a stream of baby talk to her infant: "Now your stockings, my darling; now your skirt, sweetness—O! no—not yet—your shoes first," etc., etc. Baby acceded to all the details with more than the docility which real infants usually show. When this was done—"Now we must go tell papa good-morning, dearie," said mamma. "Yes, mamma," came the reply; and hand in hand they started to find papa. I, the spectator, carefully read my newspaper, thinking, however, that the reality of papa, seeing that he was so much in evidence, would break in upon the imagined situation. But not so. Mamma led her baby directly past me to the end of the piazza, to a column in the corner. "There's papa," said mamma; "now tell him good-morning."—"Good-morning, papa; I am very well," said baby, bowing low to the column. "That's good," said mamma, in a gruff, low voice, which caused in the real papa a thrill of amused self-consciousness most difficult to contain. "Now you must have your breakfast," said mamma. The seat of a chair was made a breakfast table, the baby's feigned bib put on, and her porridge carefully administered, with all the manner of the nurse who usually directs their breakfast. "Now" (after the meal, which suddenly became dinner instead of breakfast), "you must take your nap," said mamma. "No, mamma; I don't want to," said baby. "But you must."—"No; you be baby, and take the nap."—"But all the other children have gone to sleep, dearest, and the doctor says you must," said mamma. This convinced baby, and she lay down on the floor. "But I haven't undressed you." So then came all the detail of undressing; and mamma carefully covered her up on the floor with a light shawl, saying: "Spring is coming now; that'll be enough. Now shut your eyes, and go to sleep."—"But you haven't kissed me, mamma," said the little one. "Oh, of course, my darling!"—so a long siege of kissing! Then baby closed her eyes very tight, while mamma went on tiptoe away to the end of the porch. "Don't go away, mamma," said baby. "No; mamma wouldn't leave her darling," came the reply.
So this went on. The nap over, a walk was proposed, hats put on, etc., the mamma exercising great care and solicitude for her baby. One further incident to show this: when the baby's hat was put on—the real hat—mamma tied the strings rather tight. "Oh! you hurt, mamma," said baby. "No; mamma wouldn't draw the strings too tight. Let mamma kiss it. There, is that better, my darling?"—all comically true to a certain sweet maternal tenderness which I had no difficulty in tracing.
Now in such a case what is to be reported, of course, is the facts. Yet knowledge of more than the facts is necessary, as I have said above, in order to get the full psychological lesson. We need just the information which concerns the rest of the family and the social influences of the children's lives. I recognised at once every phrase which the children used in this play, where they got it, what it meant in its original context, and how far its meaning had been modified in this process, called in a figure "social heredity." But as that story is reported to strangers who have no knowledge of the children's social antecedents, how much beyond the mere facts of imitation and personification do they get from it? And how much the more is this true when we examine those complex games of the nursery which show the brilliant fancy for situation and drama of the wide-awake four-year-old?
Yet we psychologists are free to interpret; and how rich the lessons even from such a simple scene as this! As for Helen, what could be a more direct lesson—a lived-out exercise—in sympathy, in altruistic self-denial, in the healthy elevation of her sense of self to the dignity of kindly offices, in the sense of responsibility and agency, in the stimulus to original effort and the designing of means to ends—and all of it with the best sense of the objectivity which is quite lost in wretched self-consciousness in us adults, when we personate other characters? What could further all this highest mental growth better than the game by which the lessons of her mother's daily life are read into the child's little self? Then, in the case of Elizabeth also, certain things appear. She obeys without command or sanction, she takes in from her sister the elements of personal suggestion in their simpler childish forms. Certainly such scenes, repeated every day with such variation of detail, must give something of the sense of variety and social equality which real life afterward confirms and proceeds upon; and lessons of the opposite character are learned by the same process.
All this exercise of fancy must strengthen the imaginative faculty also. The prolonged situations, maintained sometimes whole days, or possibly weeks, give strength to the imagination and train the attention. I think, also, that the sense of essential reality, and its distinction from the unreal, the merely imagined, is helped by this sort of symbolic representation. Play has its dangers also—very serious ones. The adults sometimes set bad examples. The game gives practise in cunning no less than in forbearance. Possibly the best service of observation just now is to gather the facts with a view to the proper recognition and avoidance of the dangers.
Finally, I may be allowed a word to interested parents. You can be of no use whatever to psychologists—to say nothing of the actual damage you may be to the children—unless you know your babies through and through. Especially the fathers! They are willing to study everything else. They know every corner of the house familiarly, and what is done in it, except the nursery. A man labours for his children ten hours a day, gets his life insured for their support after his death, and yet he lets their mental growth, the formation of their characters, the evolution of their personality, go on by absorption—if no worse—from common, vulgar, imported and changing, often immoral attendants! Plato said the state should train the children; and added that the wisest man should rule the state. This is to say that the wisest man should tend his children! Hugo gives us, in Jean Valjean and Cosette, a picture of the true paternal relationship. We hear a certain group of studies called the humanities, and it is right. But the best school in the humanities for every man is in his own house.
With this goes, finally, the highest lesson of sport, drama, make-believe, even when we trace it up into the art-impulse—the lesson of personal freedom. The child himself sets the limitations of the game, makes the rules, and subjects himself to them, and then in time pierces the bubble for himself, saying, "I will play no more." All this is the germ of self-regulation, of the control of the impulses, of the voluntary adoption of the ideal, which becomes in later life—if so be that he cling to it—the pearl of great price.
CHAPTER V.
THE CONNECTION OF BODY WITH MIND—PHYSIOLOGICAL PSYCHOLOGY—MENTAL DISEASES
In the foregoing pages we have had intimations of some of the important questions which arise about the connection of mind with body. The avenues of the senses are the normal approaches to the mind through the body; and, taking advantage of this, experiments are made upon the senses. This gives rise to Experimental Psychology, to which the chapter after this is devoted. Besides this, however, we find the general fact that a normal body must in all cases be present with a normal mind, and this makes it possible to arrange so to manipulate the body that changes may be produced in the mind in other ways than through the regular channels of sense. For example, we influence the mind when we drink too much tea or coffee, not to mention the greater changes of the same kind which are produced in the mind of the drinker of too much alcohol or other poisonous substances. All the methodical means of procedure by which the psychologist produces effects of this kind by changing the condition or functions of the body within itself belong to Physiological Psychology. So he modifies the respiration, changes the heart beat, stimulates or slows the circulation of the blood, paralyzes the muscles, etc. The ways of procedure may be classified under a few heads, each called a method.
1. Method of Extirpation.—This means simply the cutting away of a part of the body, so that any effect which the loss of the part makes upon the mind may be noted. It is used especially upon the brain. Pieces of the brain, great or small—indeed, practically the whole brain mass—may be removed in many animals without destroying life. Either of the cerebral hemispheres entire, together with large portions of the other, may be taken from the human brain without much effect upon the vital processes, considered as a whole; the actual results being the loss of certain mental functions, such as sight, hearing, power of movement of particular limbs, etc., according to the location of the part which is removed. Many of the facts given below under the heading of Localization were discovered in this way, the guiding principle being that if the loss of a function follows the removal of a certain piece of the brain, then that portion of the brain is directly concerned in the healthy performance of that function.
2. Method of Artificial Stimulation.—As the term indicates, this method proceeds by finding some sort of agent by which the physiological processes may be started artificially; that is, without the usual normal starting of these processes. For example, the physician who stimulates the heart by giving digitalis pursues this method. For psychological purposes this method has also been fruitful in studying the brain, and electricity is the agent customarily used. The brain is laid bare by removing part of the skull of the animal, and the two electrodes of a battery are placed upon a particular point of the brain whose function it is wished to determine. The current passes out along the nerves which are normally set in action from this particular region, and movements of the muscles follow in certain definite parts and directions. This is an indication of the normal function of the part of the brain which is stimulated.
Besides this method of procedure a new one, also by brain stimulation, has recently been employed. It consists in stimulating a spot of the brain as before, but instead of observing the character of the movement which follows, the observer places galvanometers in connection with various members of the body and observes in which of the galvanometers the current comes out of the animal's body (the galvanometer being a very delicate instrument for indicating the presence of an electric current). In this way it is determined along what pathways and to what organs the ordinary vital stimulation passes from the brain, provided it be granted that the electric current takes the same course.
3. Method of Intoxication, called the "Toxic Method."—The remarks above may suffice for a description of this method. The results of the administration of toxic or poisonous agents upon the mind are so general and serious in their character, as readers of De Quincy know, that very little precise knowledge has been acquired by their use.
4. Method of Degeneration.—This consists in observing the progress of natural or artificially produced disease or damage to the tissues, mainly the nervous tissues, with a view to discovering the directions of pathways and the locations of connected functions. The degeneration or decay following disease or injury follows the path of normal physiological action, and so discloses it to the observer. This method is of importance to psychology as affording a means of locating and following up the course of a brain injury which accompanies this or that mental disease or defect.
Results—Localization of Brain Functions.—The more detailed results of this sort of study, when considered on the side of the nervous organism, may be thrown together under the general head of Localization. The greatest result of all is just the discovery that there is such a thing as localization in the nervous system of the different mental functions of sensation and movement. We find particular parts of the nervous organism contributing each its share, in a more or less independent way, to the whole flow of the mental life; and in cases of injury or removal of this part or that, there is a corresponding impairment of the mind.
First of all, it is found that the nervous system has a certain up-and-down arrangement from the segments of the spinal cord up to the gray matter of the rind or "cortex" of the large masses or hemispheres in the skull, to which the word brain is popularly applied. This up-and-down arrangement shows three so-called "levels" of function. Beginning with the spinal cord, we find the simplest processes, and they grow more complex as we go up toward the brain.
The lowest, or "third level," includes all the functions which the spinal cord, and its upper termination, called the "medulla," are able to perform alone—that is, without involving necessarily the activity of the nervous centres and brain areas which lie above them. Such "third-level" functions are those of the life-sustaining processes generally: breathing, heart-beat, vasomotor action (securing the circulation of the blood), etc. These are all called Automatic processes. They go regularly on from day to day, being constantly stimulated by the normal changes in the physiological system itself, and having no need of interference from the mind of the individual.
In addition to the automatic functions, there is a second great class of processes which are also managed from the third level; that is, by the discharge of nervous energy from particular parts of the spinal cord. These are the so-called Reflex functions. They include all those responses which the nervous system makes to stimulations from the outside, in which the mind has no alternative or control. They happen whether or no. For example, when an object comes near the eye the lid flies to reflexly. If a tap be made upon the knee while one sits with the legs crossed the foot flies up reflexly. Various reflexes may be brought out in a sleeper by slight stimulations to this or that region of his body. Furthermore, each of the senses has its own set of reflex adjustments to the stimulations which come to it. The eye accommodates itself in the most delicate way to the intensity of the light, the distance of the object, the degree of elevation, and the angular displacement of what one looks at. The taking of food into the mouth sets up all sorts of reflex movements which do not cease until the food is safely lodged in the stomach, and so on through a series of physiological adaptations which are simply marvellous in their variety and extent. These processes belong to the third level; and it may surprise the uninitiated to know that not only is the mind quite "out of it" so far as these functions are concerned, but that the brain proper is "out of it" also. Most of these reflexes not only go on when the brain is removed from the skull, but it is an interesting detail that they are generally exaggerated under these conditions. This shows that while the third or lowest level does its own work, it is yet in a sense under the weight—what physiologists call the inhibiting action—of the higher brain masses. It is not allowed to magnify its part too much, nor to work out of its proper time and measure. The nervous apparatus involved in these "third-level" functions may be called the "reflex circuit" (see Fig. 2), the path being from the sense organ up to the centre by a "sensory" nerve, and then out by a "motor" nerve to the muscle.
Fig. 2.—s c mt = reflex circuit; s c sp mp c mt = voluntary circuit.
Going upward in the nervous system, we next find a certain group of bodies within the gross mass of the brain, certain centres lying between the hemispheres above and the medulla and spinal cord below, and in direct connection by nervous tracts with both of these. The technical names of the more important of these organs are these: the "corpora striata," or striped bodies, of which there are two, the "optic thalami," also two in number, and the "cerebellum" or little brain, situated behind. These make up what is called the "second level" in the system. They seem to be especially concerned with the life of sensation. When the centres lying above them, the hemispheres, are removed, the animal is still able to see, hear, etc., and still able to carry out his well-knit habits of action in response to what he sees and hears. But that is about all. A bird treated thus, for example, these second-level centres being still intact while the hemispheres are removed, retains his normal appearance, being quite able to stand upon his feet, to fly, walk, etc. His reflexes are also unimpaired and his inner physiological processes; but it soon becomes noticeable that his mental operations are limited very largely to sensations. He sees his food as usual, but does not remember its use, and makes no attempt to eat it. He sees other birds, but does not respond to their advances. He seems to have forgotten all his education, to have lost all the meanings of things, to have practically no intelligence. A dog in this condition no longer fears the whip, no longer responds to his name, no longer steals food. On the side of his conduct we find that all the actions which he had learned by training now disappear; the trick dog loses all his tricks. What was called Apperception in the earlier chapter seems to have been taken away with the hemispheres.
Coming to the "first level," the highest of all, both in anatomical position and in the character of the functions over which it presides, we see at once what extraordinary importance it has. It comprises the cortex of the hemispheres, which taken together are called the cerebrum. It consists of the parts which we supposed cut out of the pigeon and dog just mentioned; and when we remember what these animals lose by its removal, we see what the normal animal or man owes to the integrity of this organ. It is above all the organ of mind. If we had to say that the mind as such is located anywhere, we should say in the gray matter of the cortex of the hemispheres of the brain. For although, as we saw, animals without this organ can still see and hear and feel, yet we also saw that they could do little else and could learn to do nothing more. All the higher operations of mind come back only when we think of the animal as having normal brain hemispheres.
Further, we find this organ in some degree duplicating the function of the second-level centres, for fibres go out from these intermediate masses to certain areas of the hemispheres, which reproduce locally the senses of hearing, sight, etc. By these fibres the functions of the senses are "projected" out to the surface of the brain, and the term "projection fibres" is applied to the nerves which make these connections. The hemispheres are not content even with the most important of all functions—the strictly intelligent—but they are jealous, so to speak, of the simple sensations which the central brain masses are capable of awaking. And in the very highest animals, probably only monkeys and man, we find that the hemispheres have gone so far with their jealousy as to usurp the function of sensation. This is seen in the singular fact that with a monkey or man the removal of the cortical centres makes the animal permanently blind or deaf, as the case may be, while in the lower animals such removal does not have this result, so long as the "second-level" organs are unimpaired. The brain paths of the functions of the second and first levels taken together constitute the so-called "voluntary circuit" (see Fig. 2).
In addition to this general demarcation of functions as higher and lower—first, second, and third level—in their anatomical seat, many interesting discoveries have been made in the localization of the simpler functions in the cortex itself. The accompanying figures (Figs. 3 and 4) will show the principle centres which have been determined; and it is not necessary to dwell upon additional details which are still under discussion. The areas marked out are in general the same on both hemispheres, and that is to say that most of the centres are duplicated. The speech centres, however, are on one side only. And in certain cases the nervous fibres which connect the cortex with the body-organs cross below the brain to the opposite side of the body. This is always true in cases of muscular movement; the movements of the right side of the body are controlled by the left hemisphere, and vice versa. The stimulations coming in from the body to the brain generally travel on the same side, although in certain cases parallel impulses are also sent over to the other hemisphere as well. For example, the very important optic nerve, which is necessary to vision, comes from each eye separately in a large bunch of fibres, and divides at the base of the brain, so that each eye sends impulses directly to the visual centres of both hemispheres.
Fig. 3.—Outer surface of left hemisphere of the brain (modified from Exner): a, fissure of Rolando; b, fissure of Sylvius.
Fig. 4.—Inner (mesial) surface of the right hemisphere of the brain (modified from Schäfer and Horsley). In both figures the shaded area is the motor zone.
Of all the special questions which have arisen about the localization of functions in the nervous system, that of the function of certain areas known as "motor centres" has been eagerly discussed. The region on both sides of the fissure of Rolando in Fig. 3 contains a number of areas which give, when stimulated with electricity, very definite and regular movements of certain muscles on the opposite side of the body. By careful exploration of these areas the principal muscular combinations—those for facial movements, neck movements, movements of the arm, trunk, legs, tail, etc.—have been very precisely ascertained. It was concluded from these facts that these areas were respectively the centres for the discharge of the nervous impulses running in each case to the muscles which were moved. The evidence recently forthcoming, however, is leading investigators to think that there is no cortical centre for the "motor" or outgoing processes properly so called, and that these Rolandic areas, although called "motor," are really centres for the incoming reports of the movements of the respective muscles after the movements take place, and also for the preservation of the memories of movement which the mind must have before a particular movement can be brought about (the mental images of movement which we called on an earlier page Kinæsthetic Equivalents). These centres being aroused in the thought of the movement desired, which is the necessary mental preparation for the movement, they in turn stimulate the real motor centres which lie below the cortex at the second level. This is in the present writer's judgment the preferable interpretation of the evidence which we now have.
Fig. 5.—The speech zone (after Collins).
The Speech Zone.—Many interesting facts of the relation of body and mind have come to light in connection with the speech functions. Speech is complex, both on the psychological and also on the physiological side, and easily deranged in ways that take on such remarkable variety that they are a source of very fruitful indications to the inquirer. It is now proved that speech is not a faculty, a single definite capacity which a man either has or has not. It is rather a complex thing resulting from the combined action of many brain centres, and, on the mental side, of many so-called faculties, or functions. In order to speak a man normally requires what is called a "zone" in his brain, occupying a large portion of the outside lateral region (see Fig. 5). It extends, as in the figure, from the Rolandic region (K), where the kinæsthetic lip-and-tongue memories of words are aroused, backward into the temporal region (A), where the auditory memories of words spring up; then upward to the angular gyrus in the rear or occipital region (V), where in turn the visual pictures of the written or printed words rise to perform their part in the performance; and with all this combination there is associated the centre for the movements of the hand and arm employed in writing, an area higher up in the Rolandic region (above K). In the same general zone we also find the music function located, the musical sounds being received in the auditory centre very near the area for words heard (A) while the centre for musical expression is also in the Rolandic region. Furthermore, as may be surmised, the reading of musical notation requires the visual centre, just as does the reading of words. In addition to this, we find the curious fact that the location of the whole speech zone is in one hemisphere only. Its location on the left or the right, in particular cases, is also an indication as to whether the person is right-or left-handed; this means that the process which makes the individual either right or left-handed is probably located in the speech zone, or near it. A large majority of persons have the speech zone in the left hemisphere, and are right-handed; it will be seen that the figure (5) shows the left hemisphere of the brain, and with it the right hand holding the pen.
Defects of Speech—Aphasia.—The sorts of injury which may befall a large zone of the brain are so many that well-nigh endless forms of speech defect occur. All impairment of speech is called Aphasia, and it is called Motor Aphasia when the apparatus is damaged on the side of movement.