[Transcriber's Note: Page numbers are retained in square brackets.]
JAPAN AN ATTEMPT AT INTERPRETATION
BY LAFCADIO HEARN
1904
Contents
CHAPTER PAGE
I. DIFFICULTIES…………………….1
II. STRANGENESS AND CHARM…………….5
III. THE ANCIENT CULT………………..21
IV. THE RELIGION OF THE HOME…………33
V. THE JAPANESE FAMILY……………..55
VI. THE COMMUNAL CULT……………….81
VII. DEVELOPMENTS OF SHINTO………….107
VIII. WORSHIP AND PURIFICATION………..133
IX. THE RULE OF THE DEAD……………157
X. THE INTRODUCTION OF BUDDHISM…….183
XI. THE HIGHER BUDDHISM…………….207
XII. THE SOCIAL ORGANIZATION…………229
XIII. THE RISE OF THE MILITARY POWER…..259
XIV. THE RELIGION OF LOYALTY…………283
XV. THE JESUIT PERIL……………….303
XVI. FEUDAL INTEGRATION……………..343
XVII. THE SHINTO REVIVAL……………..367
XVIII. SURVIVALS……………………..381
XIX. MODERN RESTRAINTS………………395
XX. OFFICIAL EDUCATION……………..419
XXI. INDUSTRIAL DANGER………………443
XXII. REFLECTIONS……………………457
APPENDIX………………………481
BIBLIOGRAPHICAL NOTES…………..487
INDEX…………………………489
"Perhaps all very marked national characters can be traced back to a time of rigid and pervading discipline"—WALTER BAGEHOT.
[1] DIFFICULTIES
A thousand books have been written about Japan; but among these,—setting aside artistic publications and works of a purely special character,—the really precious volumes will be found to number scarcely a score. This fact is due to the immense difficulty of perceiving and comprehending what underlies the surface of Japanese life. No work fully interpreting that life,—no work picturing Japan within and without, historically and socially, psychologically and ethically,—can be written for at least another fifty years. So vast and intricate the subject that the united labour of a generation of scholars could not exhaust it, and so difficult that the number of scholars willing to devote their time to it must always be small. Even among the Japanese themselves, no scientific knowledge of their own history is yet possible; because the means of obtaining that knowledge have not yet been prepared,—though mountains of material have been collected. The want of any good history upon a modern plan is but one of many discouraging wants. Data for the study of sociology [2] are still inaccessible to the Western investigator. The early state of the family and the clan; the history of the differentiation of classes; the history of the differentiation of political from religious law; the history of restraints, and of their influence upon custom; the history of regulative and cooperative conditions in the development of industry; the history of ethics and aesthetics,—all these and many other matters remain obscure.
This essay of mine can serve in one direction only as a contribution to the Western knowledge of Japan. But this direction is not one of the least important. Hitherto the subject of Japanese religion has been written of chiefly by the sworn enemies of that religion: by others it has been almost entirely ignored. Yet while it continues to be ignored and misrepresented, no real knowledge of Japan is possible. Any true comprehension of social conditions requires more than a superficial acquaintance with religious conditions. Even the industrial history of a people cannot be understood without some knowledge of those religious traditions and customs which regulate industrial life during the earlier stages of its development …. Or take the subject of art. Art in Japan is so intimately associated with religion that any attempt to study it without extensive knowledge of the [3] beliefs which it reflects, were mere waste of time. By art I do not mean only painting and sculpture, but every kind of decoration, and most kinds of pictorial representation,—the image on a boy's kite or a girl's battledore, not less than the design upon a lacquered casket or enamelled vase,—the figures upon a workman's towel not less than the pattern of the girdle of a princess,—the shape of the paper-dog or the wooden rattle bought for a baby, not less than the forms of those colossal Ni-O who guard the gateways of Buddhist temples …. And surely there can never be any just estimate made of Japanese literature, until a study of that literature shall have been made by some scholar, not only able to understand Japanese beliefs, but able also to sympathize with them to at least the same extent that our great humanists can sympathize with the religion of Euripides, of Pindar, and of Theocritus. Let us ask ourselves how much of English or French or German or Italian literature could be fully understood without the slightest knowledge of the ancient and modern religions of the Occident. I do not refer to distinctly religious creators,—to poets like Milton or Dante,—but only to the fact that even one of Shakespeare's plays must remain incomprehensible to a person knowing nothing either of Christian beliefs or of the beliefs which preceded them. The real mastery of any European tongue is impossible [4] without a knowledge of European religion. The language of even the unlettered is full of religious meaning: the proverbs and household-phrases of the poor, the songs of the street, the speech of the workshop,—all are infused with significations unimaginable by any one ignorant of the faith of the people. Nobody knows this better than a man who has passed many years in trying to teach English in Japan, to pupils whose faith is utterly unlike our own, and whose ethics have been shaped by a totally different social experience.
[5]
STRANGENESS AND CHARM
The majority of the first impressions of Japan recorded by travellers are pleasurable impressions. Indeed, there must be something lacking, or something very harsh, in the nature to which Japan can make no emotional appeal. The appeal itself is the clue to a problem; and that problem is the character of a race and of its civilization.
My own first impressions of Japan,—Japan as seen in the white sunshine of a perfect spring day,—had doubtless much in common with the average of such experiences. I remember especially the wonder and the delight of the vision. The wonder and the delight have never passed away: they are often revived for me even now, by some chance happening, after fourteen years of sojourn. But the reason of these feelings was difficult to learn,—or at least to guess; for I cannot yet claim to know much about Japan …. Long ago the best and dearest Japanese friend I ever had said to me, a little before his death: "When you find, in four or five years more, that you cannot understand the Japanese at [6] all, then you will begin to know something about them." After having realized the truth of my friend's prediction,—after having discovered that I cannot understand the Japanese at all,—I feel better qualified to attempt this essay.
As first perceived, the outward strangeness of things in Japan produces (in certain minds, at least) a queer thrill impossible to describe,—a feeling of weirdness which comes to us only with the perception of the totally unfamiliar. You find yourself moving through queer small streets full of odd small people, wearing robes and sandals of extraordinary shapes; and you can scarcely distinguish the sexes at sight. The houses are constructed and furnished in ways alien to all your experience; and you are astonished to find that you cannot conceive the use or meaning of numberless things on display in the shops. Food-stuffs of unimaginable derivation; utensils of enigmatic forms; emblems incomprehensible of some mysterious belief; strange masks and toys that commemorate legends of gods or demons; odd figures, too, of the gods themselves, with monstrous ears and smiling faces,—all these you may perceive as you wander about; though you must also notice telegraph-poles and type-writers, electric lamps and sewing machines. Everywhere on signs and hangings, and on the backs of people passing by, you will observe wonderful Chinese [7] characters; and the wizardry of all these texts makes the dominant tone of the spectacle.
Further acquaintance with this fantastic world will in nowise diminish the sense of strangeness evoked by the first vision of it. You will soon observe that even the physical actions of the people are unfamiliar,—that their work is done in ways the opposite of Western ways. Tools are of surprising shapes, and are handled after surprising methods: the blacksmith squats at his anvil, wielding a hammer such as no Western smith could use without long practice; the carpenter pulls, instead of pushing, his extraordinary plane and saw. Always the left is the right side, and the right side the wrong; and keys must be turned, to open or close a lock, in what we are accustomed to think the wrong direction. Mr. Percival Lowell has truthfully observed that the Japanese speak backwards, read backwards, write backwards,—and that this is "only the abc of their contrariety." For the habit of writing backwards there are obvious evolutional reasons; and the requirements of Japanese calligraphy sufficiently explain why the artist pushes his brush or pencil instead of pulling it. But why, instead of putting the thread through the eye of the needle, should the Japanese maiden slip the eye of the needle over the point of the thread? Perhaps the most remarkable, out of a hundred possible examples of antipodal action, is furnished by the Japanese art of fencing. The [8] swordsman, delivering his blow with both hands, does not pull the blade towards him in the moment of striking, but pushes it from him. He uses it, indeed, as other Asiatics do, not on the principle of the wedge, but of the saw; yet there is a pushing motion where we should expect a pulling motion in the stroke …. These and other forms of unfamiliar action are strange enough to suggest the notion of a humanity even physically as little related to us as might be the population of another planet,—the notion of some anatomical unlikeness. No such unlikeness, however, appears to exist; and all this oppositeness probably implies, not so much the outcome of a human experience entirely independent of Aryan experience, as the outcome of an experience evolutionally younger than our own.
Yet that experience has been one of no mean order. Its manifestations do not merely startle: they also delight. The delicate perfection of workmanship, the light strength and grace of objects, the power manifest to obtain the best results with the least material, the achieving of mechanical ends by the simplest possible means, the comprehension of irregularity as aesthetic value, the shapeliness and perfect taste of everything, the sense displayed of harmony in tints or colours,—all this must convince you at once that our Occident has much to learn from this remote civilization, not only in matters of art and taste, but in matters likewise of [9] economy and utility. It is no barbarian fancy that appeals to you in those amazing porcelains, those astonishing embroideries, those wonders of lacquer and ivory and bronze, which educate imagination in unfamiliar ways. No: these are the products of a civilization which became, within its own limits, so exquisite that none but an artist is capable of judging its manufactures,—a civilization that can be termed imperfect only by those who would also term imperfect the Greek civilization of three thousand years ago.
But the underlying strangeness of this world,—the psychological strangeness,—is much more startling than the visible and superficial. You begin to suspect the range of it after having discovered that no adult Occidental can perfectly master the language. East and West the fundamental parts of human nature—the emotional bases of it—are much the same: the mental difference between a Japanese and a European child is mainly potential. But with growth the difference rapidly develops and widens, till it becomes, in adult life, inexpressible. The whole of the Japanese mental superstructure evolves into forms having nothing in common with Western psychological development: the expression of thought becomes regulated, and the expression of emotion inhibited in ways that bewilder and astound. The ideas of this people are not our [10] ideas; their sentiments are not our sentiments their ethical life represents for us regions of thought and emotion yet unexplored, or perhaps long forgotten. Any one of their ordinary phrases, translated into Western speech, makes hopeless nonsense; and the literal rendering into Japanese of the simplest English sentence would scarcely be comprehended by any Japanese who had never studied a European tongue. Could you learn all the words in a Japanese dictionary, your acquisition would not help you in the least to make yourself understood in speaking, unless you had learned also to think like a Japanese,—that is to say, to think backwards, to think upside-down and inside-out, to think in directions totally foreign to Aryan habit. Experience in the acquisition of European languages can help you to learn Japanese about as much as it could help you to acquire the language spoken by the inhabitants of Mars. To be able to use the Japanese tongue as a Japanese uses it, one would need to be born again, and to have one's mind completely reconstructed, from the foundation upwards. It is possible that a person of European parentage, born in Japan, and accustomed from infancy to use the vernacular, might retain in after-life that instinctive knowledge which could alone enable him to adapt his mental relations to the relations of any Japanese environment. There is actually an Englishman named Black, born in Japan, whose proficiency [11] in the language is proved by the fact that he is able to earn a fair income as a professional storyteller (hanashika). But this is an extraordinary case …. As for the literary language, I need only observe that to make acquaintance with it requires very much more than a knowledge of several thousand Chinese characters. It is safe to say that no Occidental can undertake to render at sight any literary text laid before him—indeed the number of native scholars able to do so is very small;—and although the learning displayed in this direction by various Europeans may justly compel our admiration, the work of none could have been given to the world without Japanese help.
But as the outward strangeness of Japan proves to be full of beauty, so the inward strangeness appears to have its charm,—an ethical charm reflected in the common life of the people. The attractive aspects of that life do not indeed imply, to the ordinary observer, a psychological differentiation measurable by scores of centuries: only a scientific mind, like that of Mr. Percival Lowell, immediately perceives the problem presented. The less gifted stranger, if naturally sympathetic, is merely pleased and puzzled, and tries to explain, by his own experience of happy life on the other side of the world, the social conditions that charm him. Let us suppose that he has the good fortune of being able to [12] live for six months or a year in some old-fashioned town of the interior. From the beginning of this sojourn he can scarcely fail to be impressed by the apparent kindliness and joyousness of the existence about him. In the relations of the people to each other, as well as in all their relations to himself, he will find a constant amenity, a tact, a good-nature such as he will elsewhere have met with only in the friendship of exclusive circles. Everybody greets everybody with happy looks and pleasant words; faces are always smiling; the commonest incidents of everyday life are transfigured by a courtesy at once so artless and so faultless that it appears to spring directly from the heart, without any teaching. Under all circumstances a certain outward cheerfulness never falls: no matter what troubles may come,—storm or fire, flood or earthquake,—the laughter of greeting voices, the bright smile and graceful bow, the kindly inquiry and the wish to please, continue to make existence beautiful. Religion brings no gloom into this sunshine: before the Buddhas and the gods folk smile as they pray; the temple-courts are playgrounds for the children; and within the enclosure of the great public shrines—which are places of festivity rather than of solemnity—dancing-platforms are erected. Family existence would seem to be everywhere characterized by gentleness: there is no visible quarrelling, no loud harshness, no tears and reproaches. Cruelty, even [13] to animals, appears to be unknown: one sees farmers, coming to town, trudging patiently beside their horses or oxen, aiding their dumb companions to bear the burden, and using no whips or goads. Drivers or pullers of carts will turn out of their way, under the most provoking circumstances, rather than overrun a lazy dog or a stupid chicken …. For no inconsiderable time one may live in the midst of appearances like these, and perceive nothing to spoil the pleasure of the experience.
Of course the conditions of which I speak are now passing away; but they are still to be found in the remoter districts. I have lived in districts where no case of theft had occurred for hundreds of years,—where the newly-built prisons of Meiji remained empty and useless,—where the people left their doors unfastened by night as well as by day. These facts are familiar to every Japanese. In such a district, you might recognize that the kindness shown to you, as a stranger, is the consequence of official command; but how explain the goodness of the people to each other? When you discover no harshness, no rudeness, no dishonesty, no breaking of laws, and learn that this social condition has been the same for centuries, you are tempted to believe that you have entered into the domain of a morally superior humanity. All this soft urbanity, impeccable honesty, ingenuous kindliness of speech and act, you might naturally interpret [14] as conduct directed by perfect goodness of heart. And the simplicity that delights you is no simplicity of barbarism. Here every one has been taught; every one knows how to write and speak beautifully, how to compose poetry, how to behave politely; there is everywhere cleanliness and good taste; interiors are bright and pure; the daily use of the hot bath is universal. How refuse to be charmed by a civilization in which every relation appears to be governed by altruism, every action directed by duty, and every object shaped by art? You cannot help being delighted by such conditions, or feeling indignant at hearing them denounced as "heathen." And according to the degree of altruism within yourself, these good folk will be able, without any apparent effort, to make you happy. The mere sensation of the milieu is a placid happiness: it is like the sensation of a dream in which people greet us exactly as we like to be greeted, and say to us all that we like to hear, and do for us all that we wish to have done,—people moving soundlessly through spaces of perfect repose, all bathed in vapoury light. Yes—for no little time these fairy-folk can give you all the soft bliss of sleep. But sooner or later, if you dwell long with them, your contentment will prove to have much in common with the happiness of dreams. You will never forget the dream,—never; but it will lift at last, like those vapours of spring which lend preternatural [15] loveliness to a Japanese landscape in the forenoon of radiant days. Really you are happy because you have entered bodily into Fairyland,—into a world that is not, and never could be your own. You have been transported out of your own century—over spaces enormous of perished time—into an era forgotten, into a vanished age,—back to something ancient as Egypt or Nineveh. That is the secret of the strangeness and beauty of things,—the secret of the thrill they give,—the secret of the elfish charm of the people and their ways. Fortunate mortal! the tide of Time has turned for you! But remember that here all is enchantment,—that you have fallen under the spell of the dead,—that the lights and the colours and the voices must fade away at last into emptiness and silence.
* * * * * *
Some of us, at least, have often wished that it were possible to live for a season in the beautiful vanished world of Greek culture. Inspired by our first acquaintance with the charm of Greek art and thought, this wish comes to us even before we are capable of imagining the true conditions of the antique civilization. If the wish could be realized, we should certainly find it impossible to accommodate ourselves to those conditions,—not so much because of the difficulty of learning the environment, as because of the much greater difficulty of feeling just as people used to feel some thirty centuries [16] ago. In spite of all that has been done for Greek studies since the Renaissance, we are still unable to understand many aspects of the old Greek life: no modern mind can really feel, for example, those sentiments and emotions to which the great tragedy of Oedipus made appeal. Nevertheless we are much in advance of our forefathers of the eighteenth century, as regards the knowledge of Greek civilization. In the time of the French revolution, it was thought possible to reestablish in France the conditions of a Greek republic, and to educate children according to the system of Sparta. To-day we are well aware that no mind developed by modern civilization could find happiness under any of those socialistic despotisms which existed in all the cities of the ancient world before the Roman conquest. We could no more mingle with the old Greek life, if it were resurrected for us,—no more become a part of it,—than we could change our mental identities. But how much would we not give for the delight of beholding it,—for the joy of attending one festival in Corinth, or of witnessing the Pan-Hellenic games? … And yet, to witness the revival of some perished Greek civilization,—to walk about the very Crotona of Pythagoras,—to wander through the Syracuse of Theocritus,—were not any more of a privilege than is the opportunity actually afforded us to study Japanese life. Indeed, from the evolutional [17] point of view, it were less of a privilege,—since Japan offers us the living spectacle of conditions older, and psychologically much farther away from us, than those of any Greek period with which art and literature have made us closely acquainted.
The reader scarcely needs to be reminded that a civilization less evolved than our own, and intellectually remote from us, is not on that account to be regarded as necessarily inferior in all respects. Hellenic civilization at its best represented an early stage of sociological evolution; yet the arts which it developed still furnish our supreme and unapproachable ideals of beauty. So, too, this much more archaic civilization of Old Japan attained an average of aesthetic and moral culture well worthy of our wonder and praise. Only a shallow mind—a very shallow mind—will pronounce the best of that culture inferior. But Japanese civilization is peculiar to a degree for which there is perhaps no Western parallel, since it offers us the spectacle of many successive layers of alien culture superimposed above the simple indigenous basis, and forming a very bewilderment of complexity. Most of this alien culture is Chinese, and bears but an indirect relation to the real subject of these studies. The peculiar and surprising fact is that, in spite of all superimposition, the original character of the people and of their society should still remain recognizable. [18] The wonder of Japan is not to be sought in the countless borrowings with which she has clothed herself,—much as a princess of the olden time would don twelve ceremonial robes, of divers colours and qualities, folded one upon the other so as to show their many-tinted edges at throat and sleeves and skirt;—no, the real wonder is the Wearer. For the interest of the costume is much less in its beauty of form and tint than in its significance as idea,—as representing something of the mind that devised or adopted it. And the supreme interest of the old—Japanese civilization lies in what it expresses of the race-character,—that character which yet remains essentially unchanged by all the changes of Meiji.
"Suggests" were perhaps a better word than "expresses," for this race-character is rather to be divined than recognized. Our comprehension of it might be helped by some definite knowledge of origins; but such knowledge we do not yet possess. Ethnologists are agreed that the Japanese race has been formed by a mingling of peoples, and that the dominant element is Mongolian; but this dominant element is represented in two very different types,—one slender and almost feminine of aspect; the other, squat and powerful. Chinese and Korean elements are known to exist in the populations of certain districts; and, there appears to have been a large infusion of Aino blood. Whether there be [19] any Malay or Polynesian element also has not been decided. Thus much only can be safely affirmed,—that the race, like all good races, is a mixed one; and that the peoples who originally united to form it have been so blended together as to develop, under long social discipline, a tolerably uniform type of character. This character, though immediately recognizable in some of Its aspects, presents us with many enigmas that are very difficult to explain.
Nevertheless, to understand it better has become a matter of importance. Japan has entered into the world's competitive struggle; and the worth of any people in that struggle depends upon character quite as much as upon force. We can learn something about Japanese character if we are able to ascertain the nature of the conditions which shaped it,—the great general facts of the moral experience of the race. And these facts we should find expressed or suggested in the history of the national beliefs, and in the history of those social institutions derived from and developed by religion.
[20]
[21]
THE ANCIENT CULT
The real religion of Japan, the religion still professed in one form or other, by the entire nation, is that cult which has been the foundation of all civilized religion, and of all civilized society,—Ancestor-worship. In the course of thousands of years this original cult has undergone modifications, and has assumed various shapes; but everywhere in Japan its fundamental character remains unchanged. Without including the different Buddhist forms of ancestor-worship, we find three distinct rites of purely Japanese origin, subsequently modified to some degree by Chinese influence and ceremonial. These Japanese forms of the cult are all classed together under the name of "Shinto," which signifies, "The Way of the Gods." It is not an ancient term; and it was first adopted only to distinguish the native religion, or "Way" from the foreign religion of Buddhism called "Butsudo," or "The Way of the Buddha." The three forms of the Shinto worship of ancestors are the Domestic Cult, the Communal Cult, and the State Cult;—or, in other words, the worship of family ancestors, the worship of clan or tribal ancestors, [22] and the worship of imperial ancestors. The first is the religion of the home; the second is the religion of the local divinity, or tutelar god; the third is the national religion. There are various other forms of Shinto worship; but they need not be considered for the present.
Of the three forms of ancestor-worship above mentioned, the family-cult is the first in evolutional order,—the others being later developments. But, in speaking of the family-cult as the oldest, I do not mean the home-religion as it exists to-day;—neither do I mean by "family" anything corresponding to the term "household." The Japanese family in early times meant very much more than "household": it might include a hundred or a thousand households: it was something like the Greek (Greek genos); or the Roman gens,—the patriarchal family in the largest sense of the term. In prehistoric Japan the domestic cult of the house-ancestor probably did not exist;—the family-rites would appear to have been performed only at the burial-place. But the later domestic cult, having been developed out of the primal family-rite, indirectly represents the most ancient form of the religion, and should therefore be considered first in any study of Japanese social evolution.
The evolutional history of ancestor-worship has been very much the same in all countries; and that [23] of the Japanese cult offers remarkable evidence in support of Herbert Spencer's exposition of the law of religious development. To comprehend this general law, we must, however, go back to the origin of religious beliefs. One should bear in mind that, from a sociological point of view, it is no more correct to speak of the existing ancestor-cult in Japan as "primitive," than it would be to speak of the domestic cult of the Athenians in the time of Pericles as "primitive." No persistent form of ancestor-worship is primitive; and every established domestic cult has been developed out of some irregular and non-domestic family-cult, which, again, must have grown out of still more ancient funeral-rites.
Our knowledge of ancestor-worship, as regards the early European civilizations, cannot be said to extend to the primitive form of the cult. In the case of the Greeks and the Romans, our knowledge of the subject dates from a period at which a domestic religion had long been established; and we have documentary evidence as to the character of that religion. But of the earlier cult that must have preceded the home-worship, we have little testimony; and we can surmise its nature only by study of the natural history of ancestor-worship among peoples not yet arrived at a state of civilization. The true domestic cult begins with a settled civilization. Now when the Japanese race first established itself in Japan, it does not appear to have [24] brought with it any civilization of the kind which we would call settled, nor any well-developed ancestor-cult. The cult certainly existed; but its ceremonies would seem to have been irregularly performed at graves only. The domestic cult proper may not have been established until about the eighth century, when the spirit-tablet is supposed to have been introduced from China. The earliest ancestor-cult, as we shall presently see, was developed out of the primitive funeral-rites and propitiatory ceremonies.
The existing family religion is therefore a comparatively modern development; but it is at least as old as the true civilization of the country, and it conserves beliefs and ideas which are indubitably primitive, as well as ideas and beliefs derived from these. Before treating further of the cult itself, it will be necessary to consider some of these older beliefs.
The earliest ancestor-worship,—"the root of all religions," as Herbert Spencer calls it,—was probably coeval with the earliest definite belief in ghosts. As soon as men were able to conceive the idea of a shadowy inner self, or double, so soon, doubtless, the propitiatory cult of spirits began. But this earliest ghost-worship must have long preceded that period of mental development in which men first became capable of forming abstract ideas. The [25] primitive ancestor-worshippers could not have formed the notion of a supreme deity; and all evidence existing as to the first forms of their worship tends to show that there primarily existed no difference whatever between the conception of ghosts and the conception of gods. There were, consequently, no definite beliefs in any future state of reward or of punishment,—no ideas of any heaven or hell. Even the notion of a shadowy underworld, or Hades, was of much later evolution. At first the dead were thought of only as dwelling in the tombs provided for them,—whence they could issue, from time to time, to visit their former habitations, or to make apparition in the dreams of the living. Their real world was the place of burial,—the grave, the tumulus. Afterwards there slowly developed the idea of an underworld, connected in some mysterious way with the place of sepulture. Only at a much later time did this dim underworld of imagination expand and divide into regions of ghostly bliss and woe …. It is a noteworthy fact that Japanese mythology never evolved the ideas of an Elysium or a Tartarus,—never developed the notion of a heaven or a hell. Even to this day Shinto belief represents the pre-Homeric stage of imagination as regards the supernatural.
Among the Indo-European races likewise there appeared to have been at first no difference between gods and ghosts, nor any ranking of gods as greater [26] and lesser. These distinctions were gradually developed. "The spirits of the dead," says Mr. Spencer, "forming, in a primitive tribe, an ideal group the members of which are but little distinguished from one another, will grow more and more distinguished;—and as societies advance, and as traditions, local and general, accumulate and complicate, these once similar human souls, acquiring in the popular mind differences of character and importance, will diverge—until their original community of nature becomes scarcely recognizable." So in antique Europe, and so in the Far East, were the greater gods of nations evolved from ghost-cults; but those ethics of ancestor-worship which shaped alike the earliest societies of West and East, date from a period before the time of the greater gods,—from the period when all the dead were supposed to become gods, with no distinction of rank.
No more than the primitive ancestor-worshippers of Aryan race did the early Japanese think of their dead as ascending to some extra-mundane region of light and bliss, or as descending into some realm of torment. They thought of their dead as still inhabiting this world, or at least as maintaining with it a constant communication. Their earliest sacred records do, indeed, make mention of an underworld, where mysterious Thunder-gods and evil goblins dwelt in corruption; but this vague world of the dead communicated with the world of the living; [27] and the spirit there, though in some sort attached to its decaying envelope, could still receive upon earth the homage and the offerings of men. Before the advent of Buddhism, there was no idea of a heaven or a hell. The ghosts of the departed were thought of as constant presences, needing propitiation, and able in some way to share the pleasures and the pains of the living. They required food and drink and light; and in return for these; they could confer benefits. Their bodies had melted into earth; but their spirit-power still lingered in the upper world, thrilled its substance, moved in its winds and waters. By death they had acquired mysterious force;—they had become "superior ones," Kami, gods.
That is to say, gods in the oldest Greek and Roman sense. Be it observed that there were no moral distinctions, East or West, in this deification. "All the dead become gods," wrote the great Shinto commentator, Hirata. So likewise, in the thought of the early Greeks and even of the late Romans, all the dead became gods. M. de Coulanges observes, in La Cite Antique: "This kind of apotheosis was not the privilege of the great alone. no distinction was made …. It was not even necessary to have been a virtuous man: the wicked man became a god as well as the good man,—only that in this after-existence, he retained the evil inclinations of his former life." Such also [28] was the case in Shinto belief: the good man became a beneficent divinity, the bad man an evil deity,—but all alike became Kami. "And since there are bad as well as good gods," wrote Motowori, "it is necessary to propitiate them with offerings of agreeable food, playing the harp, blowing the flute, singing and dancing and whatever is likely to put them in a good humour." The Latins called the maleficent ghosts of the dead, Larvae, and called the beneficent or harmless ghosts, Lares, or Manes, or Genii, according to Apuleius. But all alike were gods,—dii-manes; and Cicero admonished his readers to render to all dii-manes the rightful worship: "They are men," he declared, "who have departed from this life;-consider them divine beings …."
In Shinto, as in old Greek belief, to die was to enter into the possession of superhuman power, to become capable of conferring benefit or of inflicting misfortune by supernatural means …. But yesterday, such or such a man was a common toiler, a person of no importance;—to-day, being dead, he becomes a divine power, and his children pray to him for the prosperity of their undertakings. Thus also we find the personages of Greek tragedy, such as Alcestis, suddenly transformed into divinities by death, and addressed in the language of worship or prayer. But, in despite of their supernatural [29] power, the dead are still dependent upon the living for happiness. Though viewless, save in dreams, they need earthly nourishment and homage,—food and drink, and the reverence of their descendants. Each ghost must rely for such comfort upon its living kindred;—only through the devotion of that kindred can it ever find repose. Each ghost must have shelter,—a fitting tomb;—each must have offerings. While honourably sheltered and properly nourished the spirit is pleased, and will aid in maintaining the good-fortune of its propitiators. But if refused the sepulchral home, the funeral rites, the offerings of food and fire and drink, the spirit will suffer from hunger and cold and thirst, and, becoming angered, will act malevolently and contrive misfortune for those by whom it has been neglected …. Such were the ideas of the old Greeks regarding the dead; and such were the ideas of the old Japanese.
Although the religion of ghosts was once the religion of our own forefathers—whether of Northern or Southern Europe,—and although practices derived from it, such as the custom of decorating graves with flowers, persist to-day among our most advanced communities,—our modes of thought have so changed under the influences of modern civilization that it is difficult for us to imagine how people could ever have supposed that the happiness of the dead depended upon material food. But it [30] is probable that the real belief in ancient European societies was much like the belief as it exists in modern Japan. The dead are not supposed to consume the substance of the food, but only to absorb the invisible essence of it. In the early period of ancestor-worship the food-offerings were large; later on they were made smaller and smaller as the idea grew up that the spirits required but little sustenance of even the most vapoury kind. But, however small the offerings, it was essential that they should be made regularly. Upon these shadowy repasts depended the well-being of the dead; and upon the well-being of the dead depended the fortunes of the living. Neither could dispense with the help of the other. the visible and the invisible worlds were forever united by bonds innumerable of mutual necessity; and no single relation of that union could be broken without the direst consequences.
The history of all religious sacrifices can be traced back to this ancient custom of offerings made to ghosts; and the whole Indo-Aryan race had at one time no other religion than this religion of spirits. In fact, every advanced human society has, at some period of its history, passed through the stage of ancestor-worship; but it is to the Far East that we must took to-day in order to find the cult coexisting with an elaborate civilization. Now the Japanese ancestor-cult—though representing the beliefs of a [31] non-Aryan people, and offering in the history of its development various interesting peculiarities—still embodies much that is characteristic of ancestor-worship in general. There survive in it especially these three beliefs, which underlie all forms of persistent ancestor-worship in all climes and countries:—
I.—The dead remain in this world,—haunting their tombs, and also their former homes, and sharing invisibly in the life of their living descendants;—
II.—All the dead become gods, in the sense of acquiring supernatural power; but they retain the characters which distinguished them during life;—
III.—The happiness of the dead depends upon the respectful service rendered them by the living; and the happiness of the living depends upon the fulfilment of pious duty to the dead.
To these very early beliefs may be added the following, probably of later development, which at one time must have exercised immense influence:—
IV.—Every event in the world, good or evil,—fair seasons or plentiful harvests,—flood and famine,—tempest and tidal-wave and earthquake,—is the work of the dead.
V.—All human actions, good or bad, are controlled by the dead.
The first three beliefs survive from the dawn of civilization, or before it,—from the time in which [32] the dead were the only gods, without distinctions of power. The latter two would seem rather of the period in which a true mythology—an enormous polytheism—had been developed out of the primitive ghost-worship. There is nothing simple in these beliefs: they are awful, tremendous beliefs; and before Buddhism helped to dissipate them, their pressure upon the mind of a people dwelling in a land of cataclysms, must have been like an endless weight of nightmare. But the elder beliefs, in softened form, are yet a fundamental part of the existing cult. Though Japanese ancestor-worship has undergone many modifications in the past two thousand years, these modifications have not transformed its essential character in relation to conduct; and the whole framework of society rests upon it, as on a moral foundation. The history of Japan is really the history of her religion. No single fact in this connection is more significant than the fact that the ancient Japanese term for government—matsuri-goto—signifies liberally "matters of worship." Later on we shall find that not only government, but almost everything in Japanese society, derives directly or indirectly from this ancestor-cult; and that in all matters the dead, rather than the living, have been the rulers of the nation and—the shapers of its destinies.
[33]
THE RELIGION OF THE HOME
Three stages of ancestor-worship are to be distinguished in the general course of religious and social evolution; and each of these finds illustration in the history of Japanese society. The first stage is that which exists before the establishment of a settled civilization, when there is yet no national ruler, and when the unit of society is the great patriarchal family, with its elders or war-chiefs for lords. Under these conditions, the spirits of the family-ancestors only are worshipped;—each family propitiating its own dead, and recognizing no other form of worship. As the patriarchal families, later on, become grouped into tribal clans, there grows up the custom of tribal sacrifice to the spirits of the clan-rulers;—this cult being superadded to the family-cult, and marking the second stage of ancestor-worship. Finally, with the union of all the clans or tribes under one supreme head, there is developed the custom of propitiating the spirits of national, rulers. This third form of the cult becomes the obligatory religion [34] of the country; but it does not replace either of the preceding cults: the three continue to exist together.
Though, in the present state of our knowledge, the evolution in Japan of these three stages of ancestor-worship is but faintly traceable, we can divine tolerably well, from various records, how the permanent forms of the cult were first developed out of the earlier funeral-rites. Between the ancient Japanese funeral customs and those of antique Europe, there was a vast difference,—a difference indicating, as regards Japan, a far more primitive social condition. In Greece and in Italy it was an early custom to bury the family dead within the limits of the family estate; and the Greek and Roman laws of property grew out of this practice. Sometimes the dead were buried close to the house. The author of 'La Cite Antique' cites, among other ancient texts bearing upon the subject, an interesting invocation from the tragedy of Helen, by Euripides:—"All hail! my father's tomb! I buried thee, Proteus, at the place where men pass out, that I might often greet thee; and so, even as I go out and in, I, thy son Theoclymenus, call upon thee, father! …" But in ancient Japan, men fled from the neighbourhood of death. It was long the custom to abandon, either temporarily, or permanently, the house in which a death occurred; [35] and we can scarcely suppose that, at any time, it was thought desirable to bury the dead close to the habitation of the surviving members of the household. Some Japanese authorities declare that in the very earliest ages there was no burial, and that corpses were merely conveyed to desolate places, and there abandoned to wild creatures. Be this as it may, we have documentary evidence, of an unmistakable sort, concerning the early funeral-rites as they existed when the custom of burying had become established,—rites weird and strange, and having nothing in common with the practices of settled civilization. There is reason to believe that the family-dwelling was at first permanently, not temporarily, abandoned to the dead; and in view of the fact that the dwelling was a wooden hut of very simple structure, there is nothing improbable in the supposition. At all events the corpse was left for a certain period, called the period of mourning, either in the abandoned house where the death occurred, or in a shelter especially built for the purpose; and, during the mourning period, offerings of food and drink were set before the dead, and ceremonies performed without the house. One of these ceremonies consisted in the recital of poems in praise of the dead,—which poems were called shinobigoto. There was music also of flutes and drums, and dancing; and at night a fire was kept burning before the house. After all this had been [36] done for the fixed period of mourning—eight days, according to some authorities, fourteen according to others—the corpse was interred. It is probable that the deserted house may thereafter have become an ancestral temple, or ghost-house,—prototype of the Shinto miya.
At an early time,—though when we do not know,—it certainly became the custom to erect a moya, or "mourning-house" in the event of a death; and the rites were performed at the mourning-house prior to the interment. The manner of burial was very simple: there were yet no tombs in the literal meaning of the term, and no tombstones. Only a mound was thrown up over the grave; and the size of the mound varied according to the rank of the dead.
The custom of deserting the house in which a death took place would accord with the theory of a nomadic ancestry for the Japanese people: it was a practice totally incompatible with a settled civilization like that of the early Greeks and Romans, whose customs in regard to burial presuppose small landholdings in permanent occupation. But there may have been, even in early times, some exceptions to general custom—exceptions made by necessity. To-day, in various parts of the country, and perhaps more particularly in districts remote from temples, it is the custom for farmers to bury their dead upon their own lands.
[37]—At regular intervals after burial, ceremonies were performed at the graves; and food and drink were then served to the spirits. When the spirit-tablet had been introduced from China, and a true domestic cult established, the practice of making offerings at the place of burial was not discontinued. It survives to the present time,—both in the Shinto and the Buddhist rite; and every spring an Imperial messenger presents at the tomb of the Emperor Jimmu, the same offerings of birds and fish and seaweed, rice and rice-wine, which were made to the spirit of the Founder of the Empire twenty-five hundred years ago. But before the period of Chinese influence the family would seem to have worshipped its dead only before the mortuary house, or at the grave; and the spirits were yet supposed to dwell especially in their tombs, with access to some mysterious subterranean world. They were supposed to need other things besides nourishment; and it was customary to place in the grave various articles for their ghostly use,—a sword, for example, in the case of a warrior; a mirror in the case of a woman,—together with certain objects, especially prized during life,—such as objects of precious metal, and polished stones or gems …. At this stage of ancestor-worship, when the spirits are supposed to require shadowy service of a sort corresponding to that exacted during their life-time in the body, we should expect to hear of [38] human sacrifices as well as of animal sacrifices. At the funerals of great personages such sacrifices were common. Owing to beliefs of which all knowledge has been lost, these sacrifices assumed a character much more cruel than that of the immolations of the Greek Homeric epoch. The human victims* were buried up to the neck in a circle about the grave, and thus left to perish under the beaks of birds and the teeth of wild beasts. [*How the horses and other animals were sacrificed, does not clearly appear.] The term applied to this form of immolation,—hitogaki, or "human hedge,"—implies a considerable number of victims in each case. This custom was abolished, by the Emperor Suinin, about nineteen hundred years ago; and the Nihongi declares that it was then an ancient custom. Being grieved by the crying of the victims interred in the funeral mound erected over the grave of his brother, Yamato-hiko-no-mikoto, the Emperor is recorded to have said: "It is a very painful thing to force those whom one has loved in life to follow one in death. Though it be an ancient custom, why follow it, if it is bad? From this time forward take counsel to put a stop to the following of the dead." Nomi-no-Sukune, a court-noble—now apotheosized as the patron of wrestlers—then suggested the substitution of earthen images of men and horses for the living victims; and his suggestion was approved. The hitogaki, was thus abolished; but compulsory as well as voluntary following of the [39] dead certainly continued for many hundred years after, since we find the Emperor Kotoku issuing an edict on the subject in the year 646 A.D.:—
"When a man dies, there have been cases of people sacrificing themselves by strangulation, or of strangling others by way of sacrifice, or of compelling the dead man's horse to be sacrificed, or of burying valuables in the grave in honour of the dead, or of cutting off the hair and stabbing the thighs and [in that condition] pronouncing a eulogy on the dead. Let all such old customs be entirely discontinued."—Nihongi; Aston's translation.
As regarded compulsory sacrifice and popular custom, this edict may have had the immediate effect desired; but voluntary human sacrifices were not definitively suppressed. With the rise of the military power there gradually came into existence another custom of junshi, or following one's lord in death,—suicide by the sword. It is said to have begun about 1333, when the last of the Hojo regents, Takatoki, performed suicide, and a number of his retainers took their own lives by harakiri, in order to follow their master. It may be doubted whether this incident really established the practice. But by the sixteenth century junshi had certainly become an honoured custom among the samurai. Loyal retainers esteemed it a duty to kill themselves after the death of their lord, in order to attend upon him during his ghostly journey. A thousand years [40] of Buddhist teaching had not therefore sufficed to eradicate all primitive notions' of sacrificial duty. The practice continued into the time of the Tokugawa shogunate, when Iyeyasu made laws to check it. These laws were rigidly applied,—the entire family of the suicide being held responsible for a case of junshi: yet the custom cannot be said to have become extinct until considerably after the beginning of the era of Meiji. Even during my own time there have been survivals,—some of a very touching kind: suicides performed in hope of being able to serve or aid the spirit of master or husband or parent in the invisible world. Perhaps the strangest case was that of a boy fourteen years old, who killed himself in order to wait upon the spirit of a child, his master's little son.
The peculiar character of the early human sacrifices at graves, the character of the funeral-rites, the abandonment of the house in which death had occurred.—all prove that the early ancestor-worship was of a decidedly primitive kind. This is suggested also by the peculiar Shinto horror of death as pollution: even at this day to attend a funeral,—unless the funeral be conducted after the Shinto rite,—is religious defilement. The ancient legend of Izanagi's descent to the nether world, in search of his lost spouse, illustrates the terrible beliefs that once existed as to goblin-powers presiding over decay. [41] Between the horror of death as corruption, and the apotheosis of the ghost, there is nothing incongruous: we must understand the apotheosis itself as a propitiation. This earliest Way of the Gods was a religion of perpetual fear. Not ordinary homes only were deserted after a death: even the Emperors, during many centuries, were wont to change their capital after the death of a predecessor. But, gradually, out of the primal funeral-rites, a higher cult was evolved. The mourning-house, or moya, became transformed into the Shinto temple, which still retains the shape of the primitive hut. Then under Chinese influence, the ancestral cult became established in the home; and Buddhism at a later day maintained this domestic cult. By degrees the household religion became a religion of tenderness as well as of duty, and changed and softened the thoughts of men about their dead. As early as the eighth century, ancestor-worship appears to have developed the three principal forms under which it still exists; and thereafter the family-cult began to assume a character which offers many resemblances to the domestic religion of the old European civilizations.
Let us now glance at the existing forms of this domestic cult,—the universal religion of Japan. In every home there is a shrine devoted to it. If the family profess only the Shinto belief, this shrine, [42] or mitamaya* ("august-spirit-dwelling"),—tiny model of a Shinto temple,—is placed upon a shelf fixed against the wall of some inner chamber, at a height of about six feet from the floor. Such a shelf is called Mitama-San-no-tana, or—"Shelf of the august spirits." [*It is more popularly termed miya, "august house,"—a name given to the ordinary Shinto temples.] In the shrine are placed thin tablets of white wood, inscribed with the names of the household dead. Such tablets are called by a name signifying "spirit-substitutes" (mitamashiro), or by a probably older name signifying "spirit-sticks." … If the family worships its ancestors according to the Buddhist rite, the mortuary tablets are placed in the Buddhist household-shrine, or Butsudan, which usually occupies the upper shelf of an alcove in one of the inner apartments. Buddhist mortuary-tablets (with some exceptions) are called ihai,—a term signifying "soul-commemoration." They are lacquered and gilded, usually having a carved lotos-flower as pedestal; and they do not, as a rule, bear the real, but only the religious and posthumous name of the dead. Now it is important to observe that, in either cult, the mortuary tablet actually suggests a miniature tombstone—which is a fact of some evolutional interest, though the evolution itself should be Chinese rather than Japanese. The plain gravestones in Shinto cemeteries resemble in form the simple [43] wooden ghost-sticks, or spirit-sticks; while the Buddhist monuments in the old-fashioned Buddhist graveyards are shaped like the ihai, of which the form is slightly varied to indicate sex and age, which is also the case with the tombstone.
The number of mortuary tablets in a household shrine does not generally exceed five or six,—only grandparents and parents and the recently dead being thus represented; but the name of remoter ancestors are inscribed upon scrolls, which are kept in the Butsudan or the mitamaya.
Whatever be the family rite, prayers are repeated and offerings are placed before the ancestral tablets every day. The nature of the offerings and the character of the prayers depend upon the religion of the household; but the essential duties of the cult are everywhere the same. These duties are not to be neglected under any circumstances; their performance in these times is usually intrusted to the elders, or to the women of the household.*
[*Not, however, upon any public occasion,—such as a gathering of relatives at the home for a religious anniversary: at such times the rites are performed by the head of the household.]
Speaking of the ancient custom (once prevalent in every Japanese household, and still observed in Shinto homes) of making offerings to the deities of the cooking range and of food, Sir Ernest Satow observes: "The rites in honour of these gods were at first performed by the head of the household; but in after-times the duty came to he delegated to the women of the family" (Ancient Japanese Rituals). We may infer that in regard to the ancestral rites likewise, the same transfer of duties occurred at an early time, for obvious reasons of convenience. When the duty devolves upon the elders of the family—grandfather and grandmother—it is usually the grandmother who attends to the offerings. In the Greek and Roman household the performance of the domestic rites appears to have been obligatory upon the head of the household; but we know that the women took part in them.
[44] There is no long ceremony, no imperative rule about prayers, nothing solemn: the food-offerings are selected out of the family cooking; the murmured or whispered invocations are short and few. But, trifling as the rites may seem, their performance must never be overlooked. Not to make the offerings is a possibility undreamed of: so long as the family exists they must be made.
To describe the details of the domestic rite would require much space,—not because they are complicated in themselves, but because they are of a sort unfamiliar to Western experience, and vary according to the sect of the family. But to consider the details will not be necessary: the important matter is to consider the religion and its beliefs in relation to conduct and character. It should be recognized that no religion is more sincere, no faith more touching than this domestic worship, which regards the dead as continuing to form a part of the household life, and needing still the affection and the respect of their children and kindred. Originating in those dim ages when fear was stronger than love,—when the wish to please the ghosts of the departed must have been chiefly inspired by dread of their anger,—the cult at last developed into a religion of affection; and this it yet remains. The belief that the dead [45] need affection, that to neglect them is a cruelty, that their happiness depends upon duty, is a belief that has almost cast out the primitive fear of their displeasure. They are not thought of as dead: they are believed to remain among those who loved them. Unseen they guard the home, and watch over the welfare of its inmates: they hover nightly in the glow of the shrine-lamp; and the stirring of its flame is the motion of them. They dwell mostly within their lettered tablets;—sometimes they can animate a tablet,—change it into the substance of a human body, and return in that body to active life, in order to succour and console. From their shrine they observe and hear what happens in the house; they share the family joys and sorrows; they delight in the voices and the warmth of the life about them. They want affection; but the morning and the evening greetings of the family are enough to make them happy. They require nourishment; but the vapour of food contents them. They are exacting only as regards the daily fulfilment of duty. They were the givers of life, the givers of wealth, the makers and teachers of the present: they represent the past of the race, and all its sacrifices;—whatever the living possess is from them. Yet how little do they require in return! Scarcely more than to be thanked, as the founders and guardians of the home, in simple words like these:—"For aid received, by day and by night, accept, August Ones, our reverential gratitude."… [46]
To forget or neglect them, to treat them with rude indifference, is the proof of an evil heart; to cause them shame by ill-conduct, to disgrace their name by bad actions, is the supreme crime. They represent the moral experience of the race: whosoever denies that experience denies them also, and falls to the level of the beast, or below it. They represent the unwritten law, the traditions of the commune, the duties of all to all: whosoever offends against these, sins against the dead. And, finally, they represent the mystery of the invisible: to Shinto belief, at least, they are gods.
It is to be remembered, of course, that the Japanese word for gods, Kami, does not imply, any more than did the old Latin term, dii-manes, ideas like those which have become associated with the modern notion of divinity. The Japanese term might be more closely rendered by some such expression as "the Superiors," "the Higher Ones"; and it was formerly applied to living rulers as well as to deities and ghosts. But it implies considerably more than the idea of a disembodied spirit; for, according to old Shinto teaching the dead became world-rulers. They were the cause of all natural events,—of winds, rains, and tides, of buddings and ripenings, of growth and decay, of everything desirable or dreadful. They formed a kind of subtler element,—an ancestral aether,—universally extending and [47] unceasingly operating. Their powers, when united for any purpose, were resistless; and in time of national peril they were invoked en masse for aid against the foe …. Thus, to the eyes of faith, behind each family ghost there extended the measureless shadowy power of countless Kami; and the sense of duty to the ancestor was deepened by dim awe of the forces controlling the world,—the whole invisible Vast. To primitive Shinto conception the universe was filled with ghosts;—to later Shinto conception the ghostly condition was not limited by place or time, even in the case of individual spirits. "Although," wrote Hirata, "the home of the spirits is in the Spirit-house, they are equally present wherever they are worshipped,—being gods, and therefore ubiquitous."
The Buddhist dead are not called gods, but Buddhas (Hotoke),—which term, of course, expresses a pious hope, rather than a faith. The belief is that they are only on their way to some higher state of existence; and they should not be invoked or worshipped after the manner of the Shinto gods: prayers should be said FOR them, not, as a rule, TO them.* [*Certain Buddhist rituals prove exceptions to this teaching.] But the vast majority of Japanese Buddhists are also followers of Shinto; and the two faiths, though seemingly incongruous, have long been reconciled in the popular mind. The Buddhist doctrine has [48] therefore modified the ideas attaching to the cult much less deeply than might be supposed.
In all patriarchal societies with a settled civilization, there is evolved, out of the worship of ancestors, a Religion of Filial Piety. Filial piety still remains the supreme virtue among civilized peoples possessing an ancestor-cult…. By filial piety must not be understood, however, what is commonly signified by the English term,—the devotion of children to parents. We must understand the word "piety" rather in its classic meaning, as the pietas of the early Romans,—that is to say, as the religious sense of household duty. Reverence for the dead, as well as the sentiment of duty towards the living; the affection of children to parents, and the affection of parents to children; the mutual duties of husband and wife; the duties likewise of sons-in-law and daughters-in-law to the family as a body; the duties of servant to master, and of master to dependent,—all these were included under the term. The family itself was a religion; the ancestral home a temple. And so we find the family and the home to be in Japan, even at the present day. Filial piety in Japan does not mean only the duty of children to parents and grandparents: it means still more, the cult of the ancestors, reverential service to the dead, the gratitude of the present to the past, and the conduct of the individual in relation [49] to the entire household. Hirata therefore declared that all virtues derived from the worship of ancestors; and his words, as translated by Sir Ernest Satow, deserve particular attention:—
"It is the duty of a subject to be diligent in worshipping his ancestors, whose minister he should consider himself to be. The custom of adoption arose from the natural desire of having some one to perform sacrifices; and this desire ought not to be rendered of no avail by neglect. Devotion to the memory of ancestors is the mainspring of all virtues. No one who discharges his duty to them will ever be disrespectful to the gods or to his living parents. Such a man also will be faithful to his prince, loyal to his friends, and kind and gentle to his wife and children. For the essence of this devotion is indeed filial piety."
From the sociologist's point of view, Hirata is right: it is unquestionably true that the whole system of Far-Eastern ethics derives from the religion of the household. By aid of that cult have been evolved all ideas of duty to the living as well as to the dead,—the sentiment of reverence, the sentiment of loyalty, the spirit of self-sacrifice, and the spirit of patriotism. What filial piety signifies as a religious force can best be imagined from the fact that you can buy life in the East—that it has its price in the market. This religion is the religion of China, and of countries adjacent; and life is for sale in China. It was the filial piety of China that rendered [50] possible the completion of the Panama railroad, where to strike the soil was to liberate death,—where the land devoured labourers by the thousand, until white and black labour could no more be procured in quantity sufficient for the work. But labour could be obtained from China—any amount of labour—at the cost of life; and the cost was paid; and multitudes of men came from the East to toil and die, in order that the price of their lives might be sent to their families…. I have no doubt that, were the sacrifice imperatively demanded, life could be as readily bought in Japan,—though not, perhaps, so cheaply. Where this religion prevails, the individual is ready to give his life, in a majority of cases, for the family, the home, the ancestors. And the filial piety impelling such sacrifice becomes, by extension, the loyalty that will sacrifice even the family itself for the sake of the lord,—or, by yet further extension, the loyalty that prays, like Kusunoki Masashige, for seven successive lives to lay down on behalf of the sovereign. Out of filial piety indeed has been developed the whole moral power that protects the state,—the power also that has seldom failed to impose the rightful restraints upon official despotism whenever that despotism grew dangerous to the common weal.
Probably the filial piety that centred about the domestic altars of the ancient West differed in little [51] from that which yet rules the most eastern East. But we miss in Japan the Aryan hearth, the family altar with its perpetual fire. The Japanese home-religion represents, apparently, a much earlier stage of the cult than that which existed within historic time among the Greeks and Romans. The homestead in Old Japan was not a stable institution like the Greek or the Roman home; the custom of burying the family dead upon the family estate never became general; the dwelling itself never assumed a substantial and lasting character. It could not be literally said of the Japanese warrior, as of the Roman, that he fought pro aris et focis. There was neither altar nor sacred fire: the place of these was taken by the spirit-shelf or shrine, with its tiny lamp, kindled afresh each evening; and, in early times, there were no Japanese images of divinities. For Lares and Penates there were only the mortuary-tablets of the ancestors, and certain little tablets bearing names of other gods—tutelar gods …. The presence of these frail wooden objects still makes the home; and they may be, of course, transported anywhere.
To apprehend the full meaning of ancestor-worship as a family religion, a living faith, is now difficult for the Western mind. We are able to imagine only in the vaguest way how our Aryan forefathers felt and thought about their dead. But in the [52] living beliefs of Japan we find much to suggest the nature of the old Greek piety. Each member of the family supposes himself, or herself, under perpetual ghostly surveillance. Spirit-eyes are watching every act; spirit-ears are listening to every word. Thoughts too, not less than deeds, are visible to the gaze of the dead: the heart must be pure, the mind must be under control, within the presence of the spirits. Probably the influence of such beliefs, uninterruptedly exerted upon conduct during thousands of years, did much to form the charming side of Japanese character. Yet there is nothing stern or solemn in this home-religion to-day,—nothing of that rigid and unvarying discipline supposed by Fustel de Coulanges to have especially characterized the Roman cult. It is a religion rather of gratitude and tenderness; the dead being served by the household as if they were actually present in the body …. I fancy that if we were able to enter for a moment into the vanished life of some old Greek city, we should find the domestic religion there not less cheerful than the Japanese home-cult remains to-day. I imagine that Greek children, three thousand years ago, must have watched, like the Japanese children of to-day, for a chance to steal some of the good things offered to the ghosts of the ancestors; and I fancy that Greek parents must have chidden quite as gently as Japanese parents [53] chide in this era of Meiji,—mingling reproof with instruction, and hinting of weird possibilities.*
[*Food presented to the dead may afterwards be eaten by the elders of the household, or given to pilgrims; but it is said that if children eat of it, they will grow with feeble memories, and incapable of becoming scholars.]
[54]
[55]
THE JAPANESE FAMILY
The great general idea, the fundamental idea, underlying every persistent ancestor-worship, is that the welfare of the living depends upon the welfare of the dead. Under the influence of this idea, and of the cult based upon it, were developed the early organization of the family, the laws regarding property and succession, the whole structure, in short, of ancient society,—whether in the Western or the Eastern world.
But before considering how the social structure in old Japan was shaped by the ancestral cult, let me again remind the reader that there were at first no other gods than the dead. Even when Japanese ancestor-worship evolved a mythology, its gods were only transfigured ghosts,—and this is the history of all mythology. The ideas of heaven and hell did not exist among the primitive Japanese, nor any notion of metempsychosis. The Buddhist doctrine of rebirth—a late borrowing—was totally inconsistent with the archaic Japanese beliefs, and required an elaborate metaphysical system to support it. But we may suppose the early ideas of the Japanese about the dead to have been much [56] like those of the Greeks of the pre-Homeric era. There was an underground world to which spirits descended; but they were supposed to haunt by preference their own graves, or their "ghost-houses." Only by slow degrees did the notion of their power of ubiquity become evolved. But even then they were thought to be particularly attached to their tombs, shrines, and homesteads. Hirata wrote, in the early part of the nineteenth century: "The spirits of the dead continue to exist in the unseen world which is everywhere about us; and they all become gods of varying character and degrees of influence. Some reside in temples built in their honour; others hover near their tombs; and they continue to render service to their prince, parents, wives, and children, as when in the body." Evidently "the unseen world" was thought to be in some sort a duplicate of the visible world, and dependent upon the help of the living for its prosperity. The dead and the living were mutually dependent. The all-important necessity for the ghost was sacrificial worship; the all-important necessity for the man was to provide for the future cult of his own spirit; and to die without assurance of a cult was the supreme calamity …. Remembering these facts we can understand better the organization of the patriarchal family,—shaped to maintain and to provide for the cult of its dead, any neglect of which cult was believed to involve misfortune.
[57] The reader is doubtless aware that in the old Aryan family the bond of union was not the bond of affection, but a bond of religion, to which natural affection was altogether subordinate. This condition characterizes the patriarchal family wherever ancestor-worship exists. Now the Japanese family, like the ancient Greek or Roman family, was a religious society in the strictest sense of the term; and a religious society it yet remains. Its organization was primarily shaped in accordance with the requirements of ancestor-worship; its later imported doctrines of filial piety had been already developed in China to meet the needs of an older and similar religion. We might expect to find in the structure, the laws, and the customs of the Japanese family many points of likeness to the structure and the traditional laws of the old Aryan household,—because the law of sociological evolution admits of only minor exceptions. And many such points of likeness are obvious. The materials for a serious comparative study have not yet been collected: very much remains to be learned regarding the past history of the Japanese family. But, along certain general lines, the resemblances between domestic institutions in ancient Europe and domestic institutions in the Far East can be clearly established.
Alike in the early European and in the old Japanese civilization it was believed that the prosperity [58] of the family depended upon the exact fulfilment of the duties of the ancestral cult; and, to a considerable degree, this belief rules the life of the Japanese family to-day. It is still thought that the good fortune of the household depends on the observance of its cult, and that the greatest possible calamity is to die without leaving a male heir to perform the rites and to make the offerings. The paramount duty of filial piety among the early Greeks and Romans was to provide for the perpetuation of the family cult; and celibacy was therefore generally forbidden,—the obligation to marry being enforced by opinion where not enforced by legislation. Among the free classes of Old Japan, marriage was also, as a general rule, obligatory in the case of a male heir: otherwise, where celibacy was not condemned by law, it was condemned by custom. To die without offspring was, in the case of a younger son, chiefly a personal misfortune; to die without leaving a male heir, in the case of an elder son and successor, was a crime against the ancestors,—the cult being thereby threatened with extinction. No excuse existed for remaining childless: the family law in Japan, precisely as in ancient Europe, having amply provided against such a contingency. In case that a wife proved barren, she might be divorced. In case that there were reasons for not divorcing her, a concubine might be taken for the purpose of obtaining an heir. Furthermore, every family representative was privileged [59] to adopt an heir. An unworthy son, again, might be disinherited, and another young man adopted in his place. Finally, in case that a man had daughters but no son, the succession and the continuance of the cult could be assured by adopting a husband for the eldest daughter.
But, as in the antique European family, daughters could not inherit: descent being in the male line, it was necessary to have a male heir. In old Japanese belief, as in old Greek and Roman belief, the father, not the mother, was the life-giver; the creative principle was masculine; the duty of maintaining the cult rested with the man, not with the woman.*
[*Wherever, among ancestor-worshipping races, descent is in the male line, the cult follows the male line. But the reader is doubtless aware that a still more primitive form of society than the patriarchal—the matriarchal—is supposed to have had its ancestor-worship. Mr. Spencer observes: "What has happened when descent in the female line obtains, is not clear. I have met with no statement showing that, in societies characterized by this usage, the duty of administering to the double of the dead man devolved on one of his children rather than on others,"—Principles of Sociology, Vol. III, section 601.]
The woman shared the cult; but she could not maintain it. Besides, the daughters of the family, being destined, as a general rule, to marry into other households, could bear only a temporary relation to the home-cult. It was necessary that the religion of the wife should be the religion of the husband; and the Japanese, like the Greek woman, on marrying into another household, necessarily became attached to the cult of her husband's family. For this reason especially the females in the patriarchal [60] family are not equal to the males; the sister cannot rank with the brother. It is true that the Japanese daughter, like the Greek daughter, could remain attached to her own family even after marriage, providing that a husband were adopted for her,—that is to say, taken into the family as a son. But even in this case, she could only share in the cult, which it then became the duty of the adopted husband to maintain.
The constitution of the patriarchal family everywhere derives from its ancestral cult; and before considering the subjects of marriage and adoption in Japan, it will be necessary to say something about the ancient family-organization. The ancient family was called uji,—a word said to have originally signified the same thing as the modern term uchi,—"interior," or "household," but certainly used from very early times in the sense of "name"—clan-name especially. There were two kinds of uji: the o-uji, or great families, and the ko-uji, or lesser families,—either term signifying a large body of persons united by kinship, and by the cult of a common ancestor. The o-uji corresponded in some degree to the Greek (Greek genos) or the Roman gens: the ko-uji were its branches, and subordinate to it. The unit of society was the uji. Each o-uji, with its dependent ko-uji, represented something like a phratry or curia; and all the larger groups making [61] up the primitive Japanese society were but multiplications of the uji,—whether we call them clans, tribes, or hordes. With the advent of a settled civilization, the greater groups necessarily divided and subdivided; but the smallest subdivision still retained its primal organization. Even the modern Japanese family partly retains that organization. It does not mean only a household: it means rather what the Greek or Roman family became after the dissolution of the gens. With ourselves the family has been disintegrated: when we talk of a man's family, we mean his wife and children. But the Japanese family is still a large group. As marriages take place early, it may consist, even as a household, of great-grandparents, grandparents, parents, and children—sons and daughters of several generations; but it commonly extends much beyond the limits of one household. In early times it might constitute the entire population of a village or town; and there are still in Japan large communities of persons all bearing the same family name. In some districts it was formerly the custom to keep all the children, as far as possible, within the original family group—husbands being adopted for all the daughters. The group might thus consist of sixty or more persons, dwelling under the same roof; and the houses were of course constructed, by successive extension, so as to meet the requirement. (I am mentioning these curious facts [62] only by way of illustration.) But the greater uji, after the race had settled down, rapidly multiplied; and although there are said to be house-communities still in some remote districts of the country, the primal patriarchal groups must have been broken up almost everywhere at some very early period. Thereafter the main cult of the uji did not cease to be the cult also of its sub-divisions: all members of the original gens continued to worship the common ancestor, or uji-no-kami, "the god of the uji." By degrees the ghost-house of the uji-no-kami became transformed into the modern Shinto parish-temple; and the ancestral spirit became the local tutelar god, whose modern appellation, ujigami, is but a shortened form of his ancient title, uji-no-kami. Meanwhile, after the general establishment of the domestic cult, each separate household maintained the special cult of its own dead, in addition to the communal cult. This religious condition still continues. The family may include several households; but each household maintains the cult of its dead. And the family-group, whether large or small, preserves its ancient constitution and character; it is still a religious society, exacting obedience, on the part of all its members, to traditional custom.
So much having been explained, the customs regarding marriage and adoption, in their relation [63] to the family hierarchy, can be clearly understood. But a word first regarding this hierarchy, as it exists to-day. Theoretically the power of the head of the family is still supreme in the household. All must obey the head. Furthermore the females must obey the males—the wives, the husbands; and the younger members of the family are subject to the elder members. The children must not only obey the parents and grandparents, but must observe among themselves the domestic law of seniority: thus the younger brother should obey the elder brother, and the younger sister the elder sister. The rule of precedence is enforced gently, and is cheerfully obeyed even in small matters: for example, at meal-time, the elder boy is served first, the second son next, and so on,—an exception being made in the case of a very young child, who is not obliged to wait. This custom accounts for an amusing popular term often applied in jest to a second son, "Master Cold-Rice" (Hiameshi-San); as the second son, having to wait until both infants and elders have been served, is not likely to find his portion desirably hot when it reaches him …. Legally, the family can have but one responsible head. It may be the grandfather, the father, or the eldest son; and it is generally the eldest son, because according to a custom of Chinese origin, the old folks usually resign their active authority as soon as the eldest son is able to take charge of affairs. [64] The subordination of young to old, and of females to males,—in fact the whole existing constitution of the family,—suggests a great deal in regard to the probably stricter organization of the patriarchal family, whose chief was at once ruler and priest, with almost unlimited powers. The organization was primarily, and still remains, religious: the marital bond did not constitute the family; and the relation of the parent to the household depended upon his or her relation to the family as a religious body. To-day also, the girl adopted into a household as wife ranks only as an adopted child: marriage signifies adoption. She is called "flower-daughter" (hana-yome). In like manner, and for the same reasons, the young man received into a household as a husband of one of the daughters, ranks merely as an adopted son. The adopted bride or bridegroom is necessarily subject to the elders, and may be dismissed by their decision. As for the adopted husband, his position is both delicate and difficult,—as an old Japanese proverb bears witness: Konuka san-go areba, mukoyoshi to naruna ("While you have even three go* of rice-bran left, do not become a son-in-law"). [*A go is something more than a pint.] Jacob does not have to wait for Rachel: he is given to Rachel on demand; and his service then begins. And after twice seven years of service, Jacob may be sent away. In that event his children do not any more belong to him. [65] but to the family. His adoption may have had nothing to do with affection; and his dismissal may have nothing to do with misconduct. Such matters, however they may be settled in law, are really decided by family interests—interests relating to the maintenance of the house and of its cult.**
[**Recent legislation has been in favour of the mukoyoshi; but, as a rule, the law is seldom resorted to except by men dismissed from the family for misconduct, and anxious to make profit by the dismissal.]
It should not be forgotten that, although a daughter-in-law or a son-in-law could in former times be dismissed almost at will, the question of marriage in the old Japanese family was a matter of religious importance,—marriage being one of the chief duties of filial piety. This was also the case in the early Greek and Roman family; and the marriage ceremony was performed, as it is now performed in Japan, not at a temple, but in the home. It was a rite of the family religion,—the rite by which the bride was adopted into the cult in the supposed presence of the ancestral spirits. Among the primitive Japanese there was probably no corresponding ceremony; but after the establishment of the domestic cult, the marriage ceremony became a religious rite, and this it still remains. Ordinary marriages are not, however, performed before the household shrine or in front of the ancestral tablets, except under certain circumstances. The rule, as regards such ordinary marriages, seems to be that [66] if the parents of the bridegroom are yet alive, this is not done; but if they are dead, then the bridegroom leads his bride before their mortuary tablets, where she makes obeisance. Among the nobility, in former times at least, the marriage ceremony appears to have been more distinctly religious,—judging from the following curious relation in the book Shorei-Hikki, or "Record of Ceremonies"*: "At the weddings of the great, the bridal-chamber is composed of three rooms thrown into one [by removal of the sliding-screens ordinarily separating them], and newly decorated …. The shrine for the image of the family-god is placed upon a shelf adjoining the sleeping-place." It is noteworthy also that Imperial marriages are always officially announced to the ancestors; and that the marriage of the heir-apparent, or other male offspring of the Imperial house, is performed before the Kashiko-dokoro, or imperial temple of the ancestors, which stands within the palace-grounds.** [**That was the case at the marriage of the present Crown-Prince.] As a general rule it would appear that the evolution of the marriage-ceremony in Japan chiefly followed Chinese precedent; and in the Chinese patriarchal family the ceremony is in its own way quite as much of a religious rite as the early Greek or Roman marriage. And though the relation of the Japanese [67] rite to the family cult is less marked, it becomes sufficiently clear upon investigation. The alternate drinking of rice-wine, by bridegroom and bride, from the same vessels, corresponds in a sort to the Roman confarreatio. By the wedding-rite the bride is adopted into the family religion. She is adopted not only by the living but by the dead; she must thereafter revere the ancestors of her husband as her own ancestors; and should there be no elders in the household, it will become her duty to make the offerings, as representative of her husband. With the cult of her own family she has nothing more to do; and the funeral ceremonies performed upon her departure from the parental roof,—the solemn sweeping-out of the house-rooms, the lighting of the death-fire before the gate,—are significant of this religious separation.
[*The translation is Mr. Mitford's. There are no "images" of the family-god, and I suppose that the family's Shinto-shrine is meant, with its ancestral tablets.]
Speaking of the Greek and Roman marriage, M. de Coulanges observes:—"Une telle religion ne pouvait pas admettre la polygamie." As relating to the highly developed domestic cult of those communities considered by the author of La Cite Antique, his statement will scarcely be called in question. But as regards ancestor-worship in general, it would be incorrect; since polygamy or polygyny, and polyandry may coexist with ruder forms of ancestor-worship. The Western-Aryan societies, in the epoch studied by M. de Coulanges, were practically [68] monogamic. The ancient Japanese society was polygynous; and polygyny persisted, after the establishment of the domestic cult. In early times, the marital relation itself would seem to have been indefinite. No distinction was made between the wife and the concubines: "they were classed together as 'women.'"* [*Satow: The Revival of Pure Shintau] Probably under Chinese influence the distinction was afterwards sharply drawn; and with the progress of civilization, the general tendency was towards monogamy, although the ruling classes remained polygynous. In the 54th article of Iyeyasu's legacy, this phase of the social condition is clearly expressed,—a condition which prevailed down to the present era:—
"The position a wife holds towards a concubine is the same as that of a lord to his vassal. The Emperor has twelve imperial concubines. The princes may have eight concubines. Officers of the highest class may have five mistresses. A Samurai may have two handmaids. All below this are ordinary married men."
This would suggest that concubinage had long been (with some possible exceptions) an exclusive privilege; and that it should have persisted down to the period of the abolition of the daimiates and of the military class, is sufficiently explained by the militant character of the ancient society.* Though [69] it is untrue that domestic ancestor-worship cannot coexist with polygamy or polygyny (Mr. Spencer's term is the most inclusive), it is at least true that such worship is favoured by the monogamic relation, and tends therefore to establish it,—since monogamy insures to the family succession a stability that no other relation can offer. We may say that, although the old Japanese society was not monogamic, the natural tendency was towards monogamy, as the condition best according with the religion of the family, and with the moral feeling of the masses.
[*See especially Herbert Spencer's chapter, "The Family," in Vol. I,
Principles of Sociology, section 315.]
Once that the domestic ancestor-cult had become universally established, the question of marriage, as a duty of filial pity, could not be judiciously left to the will of the young people themselves. It was a matter to be decided by the family, not by the children; for mutual inclination could not be suffered to interfere with the requirements of the household religion. It was not a question of affection, but of religious duty; and to think otherwise was impious. Affection might and ought to spring up from the relation. But any affection powerful enough to endanger the cohesion of the family would be condemned. A wife might therefore be divorced because her husband had become too much attached to her; an adopted husband might be divorced because of his power to exercise, through affection, too [70] great an influence upon the daughter of the house. Other causes would probably he found for the divorce in either case—but they would not be difficult to find.
For the same reason that connubial affection could be tolerated only within limits, the natural rights of parenthood (as we understand them) were necessarily restricted in the old Japanese household. Marriage being for the purpose of obtaining heirs to perpetuate the cult, the children were regarded as belonging to the family rather than to the father and mother. Hence, in case of divorcing the son's wife, or the adopted son-in-law,—or of disinheriting the married son,—the children would be retained by the family. For the natural right of the young parents was considered subordinate to the religious rights of the house. In opposition to those rights, no other rights could be tolerated. Practically, of course, according to more or less fortunate circumstances, the individual might enjoy freedom under the paternal roof; but theoretically and legally there was no freedom in the old Japanese family for any member of it,—not excepting even its acknowledged chief, whose responsibilities were great. Every person, from the youngest child up to the grandfather, was subject to somebody else; and every act of domestic life was regulated by traditional custom.
Like the Greek or Roman father, the patriarch of the Japanese family appears to have had in early [71] times powers of life and death over all the members of the household. In the ruder ages the father might either kill or sell his children; and afterwards, among the ruling classes his powers remained almost unlimited until modern times. Allowing for certain local exceptions, explicable by tradition, or class-exceptions, explicable by conditions of servitude, it may be said that originally the Japanese paterfamilias was at once ruler, priest, and magistrate within the family. He could compel his children to marry or forbid them to marry; he could disinherit or repudiate them; he could ordain the profession or calling which they were to follow; and his power extended to all members of the family, and to the household dependents. At different epochs limits were placed to the exercise of this power, in the case of the ordinary people; but in the military class, the patria potestas was almost unrestricted. In its extreme form, the paternal power controlled everything,—the right to life and liberty,—the right to marry, or to keep the wife or husband already espoused,—the right to one's own children,—the right to hold property,—the right to hold office,—the right to choose or follow an occupation. The family was a despotism.
It should not be forgotten, however, that the absolutism prevailing in the patriarchal family has its justification in a religious belief,—in the conviction that everything should be sacrificed for the sake [72] of the cult, and every member of the family should be ready to give up even life, if necessary, to assure the perpetuity of the succession. Remembering this, it becomes easy to understand why, even in communities otherwise advanced in civilization, it should have seemed right that a father could kill or sell his children. The crime of a son might result in the extinction of a cult through the ruin of the family,—especially in a militant society like that of Japan, where the entire family was held responsible for the acts of each of its members, so that a capital offence would involve the penalty of death on the whole of the household, including the children. Again, the sale of a daughter, in time of extreme need, might save a house from ruin; and filial piety exacted submission to such sacrifice for the sake of the cult.
As in the Aryan family,* property descended by right of primogeniture from father to son; the eldest-born, even in cases where the other property was to be divided among the children, always inheriting the homestead. The homestead property was, however, family property; and it passed to the eldest son as representative, not as individual. Generally speaking, sons could not hold property, without the father's consent, during such time as he retained his [73] headship. As a rule,—to which there were various exceptions,—a daughter could not inherit; and in the case of an only daughter, for whom a husband had been adopted, the homestead property would pass to the adopted husband, because (until within recent times) a woman could not become the head of a family. This was the case also in the Western Aryan household, in ancestor-worshipping times.
[*The laws of succession in Old Japan differed considerably according to class, place, and era; the entire subject has not yet been fully treated; and only a few safe general statements can be ventured at the present time.]
To modern thinking, the position of woman in the old Japanese family appears to have been the reverse of happy. As a child she was subject, not only to the elders, but to all the male adults of the household. Adopted into another household as wife, she merely passed into a similar state of subjection, unalleviated by the affection which parental and fraternal ties assured her in the ancestral home. Her retention in the family of her husband did not depend upon his affection, but upon the will of the majority, and especially of the elders. Divorced, she could not claim her children: they belonged to the family of the husband. In any event her duties as wife were more trying than those of a hired servant. Only in old age could she hope to exercise some authority; but even in old age she was under tutelage—throughout her entire life she was in tutelage. "A woman can have no house of her own in the Three Universes," declared an old Japanese proverb. Neither could she have a cult of her own: there was no special cult for the women of a family [74]—no ancestral rite distinct from that of the husband. And the higher the rank of the family into which she entered by marriage, the more difficult would be her position. For a woman of the aristocratic class no freedom existed: she could not even pass beyond her own gate except in a palanquin (kago) or under escort; and her existence as a wife was likely to be embittered by the presence of concubines in the house.
Such was the patriarchal family in old times; yet it is probable that conditions were really better than the laws and the customs would suggest. The race is a joyous and kindly one; and it discovered, long centuries ago, many ways of smoothing the difficulties of life, and of modifying the harsher exactions of law and custom. The great powers of the family-head were probably but seldom exercised in cruel directions. He might have legal rights of the most formidable character; but these were required by reason of his responsibilities, and were not likely to be used against communal judgment. It must be remembered that the individual was not legally considered in former times: the family only was recognized; and the head of it legally existed only as representative. If he erred, the whole family was liable to suffer the penalty of his error. Furthermore, every extreme exercise of his authority involved proportionate responsibilities. He could [75] divorce his wife, or compel his son to divorce the adopted daughter-in-law; but in either case he would have to account for this action to the family of the divorced; and the divorce-right, especially in the samurai class, was greatly restrained by the fear of family resentment; the unjust dismissal of a wife being counted as an insult to her kindred. He might disinherit an only son; but in that event he would be obliged to adopt a kinsman. He might kill or sell either son or daughter; but unless he belonged to some abject class, he would have to justify his action to the community.* He might be reckless in his management of the family property; but in that case an appeal to communal authority was possible, and the appeal might result in his deposition. So far as we are able to judge from the remains of old Japanese law which have been studied, it would seem to have been the general rule that the family-head could not sell or alienate the estate. Though the family-rule was despotic, it was the rule of a body rather than of a chief; the family-head really exercising authority in the name of the rest …. In this sense, the family still remains a despotism; but the powers of its legal head are now checked, from within as well as from without, [76] by later custom. The acts of adoption, disinheritance, marriage, or divorce, are decided usually by general consent; and the decision of the household and kindred is required in the taking of any important step to the disadvantage of the individual.
[*Samurai fathers might kill a daughter convicted of unchastity, or kill a son guilty of any action calculated to disgrace the family name. But they would not sell a child. The sale of daughters was practised only by the abject classes, or by families of other castes reduced to desperate extremities. A girl might, however, sell herself for the sake of her family.]
Of course the old family-organization had certain advantages which compensated the individual for his state of subjection. It was a society of mutual help; and it was not less powerful to give aid, than to enforce obedience. Every member could do something to assist another member in case of need: each had a right to the protection of all. This remains true of the family to-day. In a well-conducted household, where every act is performed according to the old forms of courtesy and kindness,—where no harsh word is ever spoken, where the young look up to the aged with affectionate respect,—where those whom years have incapacitated for more active duty, take upon themselves the care of the children, and render priceless service in teaching and training,—an ideal condition has been realized. The daily life of such a home,—in which the endeavour of each is to make existence as pleasant as possible for all.,—in which the bond of union is really love and gratitude,—represents religion in the best and purest sense; and the place is holy ….
It remains to speak of the dependants in the [77] ancient family. Though the fact has not yet been fully established, it is probable that the first domestics were slaves or serfs; and the condition of servants in later times,—especially of those in families of the ruling classes,—was much like that of slaves in the early Greek and Roman families. Though necessarily treated as inferiors, they were regarded as members of the household: they were trusted familiars, permitted to share in the pleasures of the family, and to be present at most of its reunions. They could legally be dealt with harshly; but there is little doubt that, as a rule, they were treated kindly,—absolute loyalty being expected from them. The best indication of their status in past times is furnished by yet surviving customs. Though the power of the family over the servant no longer exists in law or in fact, the pleasant features of the old relation continue; and they are of no little interest. The family takes a sincere interest in the welfare of its domestics,—almost such interest as would be shown in the case of poorer kindred. Formerly the family furnishing servants to a household of higher rank, stood to the latter in the relation of vassal to liege-lord; and between the two there existed a real bond of loyalty and kindliness. The occupation of servant was then hereditary; children were trained for the duty from an early age. After the man-servant or maidservant had arrived at a certain age, permission to [78] marry was accorded; and the relation of service then ceased, but not the bond of loyalty. The children of the married servants would be sent, when old enough, to work in the house of the master, and would leave it only when the time also came for them to marry. Relations of this kind still exist between certain aristocratic families and former vassal-families, and conserve some charming traditions and customs of hereditary service, unchanged for hundreds of years.
In feudal times, of course, the bond between master and servant was of the most serious kind; the latter being expected, in case of need, to sacrifice life and all else for the sake of the master or of the master's household. This also was the loyalty demanded of the Greek and Roman domestic,—before there had yet come into existence that inhuman form of servitude which reduced the toiler to the condition of a beast of burden; and the relation was partly a religious one. There does not seem to have been in ancient Japan any custom corresponding to that, described by M. de Coulanges, of adopting the Greek or Roman servant into the household cult. But as the Japanese vassal-families furnishing domestics were, as vassals, necessarily attached to the clan-cult of their lord, the relation of the servant to the family was to some extent a religious bond.
[79] The reader will be able to understand, from the facts of this chapter, to what extent the individual was sacrificed to the family, as a religious body. From servant to master—up through all degrees of the household hierarchy—the law of duty was the same: obedience absolute to custom and tradition. The ancestral cult permitted no individual freedom: nobody could live according to his or her pleasure; every one had to live according to rule. The individual did not even have a legal existence;—the family was the unit of society. Even its patriarch existed in law as representative only, responsible both to the living and the dead. His public responsibility, however, was not determined merely by civil law. It was determined by another religious bond,—that of the ancestral cult of the clan or tribe; and this public form of ancestor-worship was even more exacting than the religion of the home.
[80]
[81]
THE COMMUNAL CULT
As by the religion of the household each individual was ruled in every action of domestic life, so, by the religion of the village or district the family was ruled in all its relations to the outer world. Like the religion of the home, the religion of the commune was ancestor-worship. What the household shrine represented to the family, the Shinto parish-temple represented to the community; and the deity there worshipped as tutelar god was called Ujigami, the god of the Uji, which term originally signified the patriarchal family or gens, as well as the family name.
Some obscurity still attaches to the question of the original relation of the community to the Uji-god. Hirata declares the god of the Uji to have been the common ancestor of the clan-family,—the ghost of the first patriarch; and this opinion (allowing for sundry exceptions) is almost certainly correct. But it is difficult to decide whether the Uji-ko, or "children of the family" (as Shinto parishioners are still termed) at first included only the descendants of the clan-ancestor, or also the whole of the inhabitants [82] of the district ruled by the clan. It is certainly not true at the present time that the tutelar deity of each Japanese district represents the common ancestor of its inhabitants,—though, to this general rule, there might be found exception in some of the remoter provinces. Most probably the god of the Uji was first worshipped by the people of the district rather as the spirit of a former ruler, or the patron-god of a ruling family, than as the spirit of a common ancestor. It has been tolerably well proved that the bulk of the Japanese people were in a state of servitude from before the beginning of the historic period, and so remained until within comparatively recent times. The subject-classes may not have had at first a cult of their own: their religion would most likely have been that of their masters. In later times the vassal was certainly attached to the cult of the lord. But it is difficult as yet to venture any general statement as to the earliest phase of the communal cult in Japan; for the history of the Japanese nation is not that of a single people of one blood, but a history of many clan-groups, of different origin, gradually brought together to form one huge patriarchal society.
However, it is quite safe to assume, with the best native authorities, that the Ujigami were originally clan-deities, and that they were usually, though not invariably, worshipped as clan-ancestors. [83] Some Ujigami belong to the historic period. The war god Hachiman, for example,—to whom parish-temples are dedicated in almost every large city,—is the apotheosized spirit of the Emperor Ojin, patron of the famed Minamoto clan. This is an example of Ujigami worship in which the clan-god is not an ancestor. But in many instances the Ujigami is really the ancestor of an Uji; as in the case of the great deity of Kasuga, from whom the Fujiwara clan claimed descent. Altogether there were in ancient Japan, after the beginning of the historic era, 1182 clans, great and small; and these appear to have established the same number of cults. We find, as might be expected, that the temples now called Ujigami—which is to say, Shinto parish-temples in general—are always dedicated to a particular class of divinities, and never dedicated to certain other gods. Also, it is significant that in every large town there are Shinto temples dedicated to the same Uji-gods,—proving the transfer of communal worship from its place of origin. Thus the Izumo worshipper of Kasuga-Sama can find in Osaka, Kyoto, Tokyo, parish-temples dedicated to his patron: the Kyushu worshipper of Hachiman-Sama can place himself under the protection of the same deity in Musashi quite as well as in Higo or Bungo. Another fact worth observing is that the Ujigami temple is not necessarily the most important Shinto temple in the parish: it is the parish-temple, [84] and important to the communal worship; but it may be outranked and overshadowed by some adjacent temple dedicated to higher Shinto gods. Thus in Kitzuki of Izumo, for example, the great Izumo temple is not the Ujigami,—not the parish-temple; the local cult is maintained at a much smaller temple …. Of the higher cults I shall speak further on; for the present let us consider only the communal cult, in its relation to communal life. From the social conditions represented by the worship of the Ujigami to-day, much can be inferred as to its influence in past times.
Almost every Japanese village has its Ujigami; and each district of every large town or city also has its Ujigami. The worship of the tutelar deity is maintained by the whole body of parishioners, the Ujiko, or children of the tutelar god. Every such parish-temple has its holy days, when all Ujiko are expected to visit the temple, and when, as a matter of fact, every household sends at least one representative to the Ujigami. There are great festival-days and ordinary festival-days; there are processions, music, dancing, and whatever in the way of popular amusement can serve to make the occasion attractive. The people of adjacent districts vie with each other in rendering their respective temple-festivals (matsuri) enjoyable: every household contributes according to its means. [85] The Shinto parish-temple has an intimate relation to the life of the community as a body, and also to the individual existence of every Ujiko. As a baby he or she is taken to the Ujigami—(at the expiration of thirty-one days after birth if a boy, or thirty-three days after birth if a girl)—and placed under the protection of the god, in whose supposed presence the little one's name is recorded. Thereafter the child is regularly taken to the temple on holy days, and of course to all the big festivals, which are made delightful to young fancy by the display of toys on sale in temporary booths, and by the amusing spectacles to be witnessed in the temple grounds,—artists forming pictures on the pavement with coloured sands,—sweetmeat-sellers moulding animals and monsters out of sugar-paste,—conjurors and tumblers exhibiting their skill…. Later, when the child becomes strong enough to run about, the temple gardens and groves serve for a playground. School-life does not separate the Ujiko from the Ujigami (unless the family should permanently leave the district); the visits to the temple are still continued as a duty. Grown-up and married, the Ujiko regularly visits the guardian-god, accompanied by wife or husband, and brings the children to pay obeisance. If obliged to make a long journey, or to quit the district forever, the Ujiko pays a farewell visit to the Ujigami, as well as to the tombs of the family ancestors; and on returning to one's native place after prolonged [86] absence, the first visit is to the god …. I have more than once been touched by the spectacle of soldiers at prayer before lonesome little temples in country places,—soldiers but just returned from Korea, China, or Formosa: their first thought on reaching home was to utter their thanks to the god of their childhood, whom they believed to have guarded them in the hour of battle and the season of pestilence.
The best authority on the local customs and laws of Old Japan, John Henry Wigmore, remarks that the Shinto cult had few relations with local administration. In his opinion the Ujigami were the deified ancestors of certain noble families of early times; and their temples continued to be in the patronage of those families. The office of the Shinto priest, or "god-master" (kannushi) was, and still is, hereditary; and, as a rule, any kannushi can trace back his descent from the family of which the Ujigami was originally the patron-god. But the Shinto priests, with some few exceptions, were neither magistrates nor administrators; and Professor Wigmore thinks that this may have been "due to the lack of administrative organization within the cult itself."* [87] This would be an adequate explanation. But in spite of the fact that they exercised no civil function, I believe it can be shown that Shinto priests had, and still have, powers above the law. Their relation to the community was of an extremely important kind: their authority was only religious but it was heavy and irresistible.
[*The vague character of the Shinto hierarchy is probably best explained by Mr. Spencer in Chapter VIII of the third volume of Principles of Sociology: "The establishment of an ecclesiastical organization separate from the political organization, but akin to it in its structure, appears to be largely determined by the rise of a decided distinction in thought between the affairs of this world and those of a supposed other world. Where the two are conceived as existing in continuity, or as intimately related, the organizations appropriate to their respective administrations remain either identical or imperfectly distinguished …. if the Chinese are remarkable for the complete absence of a priestly caste, it is because, along with their universal and active ancestor-worship, they have preserved that inclusion of the duties of priest in the duties of ruler, which ancestor-worship in its simple form shows us." Mr. Spencer remarks in the same paragraph on the fact that in ancient Japan "religion and government were the same." A distinct Shinto hierarchy was therefore never evolved.]
To understand this, we must remember that the Shinto priest represented the religious sentiment of his district. The social bond of each community was identical with the religious bond,—the cult of the local tutelar god. It was to the Ujigami that prayers were made for success in all communal undertakings, for protection against sickness, for the triumph of the lord in time of war, for succour in the season of famine or epidemic. The Ujigami was the giver of all good things,—the special helper and guardian of the people. That this belief still prevails may be verified by any one who studies the peasant-life of Japan. It is not to the Buddhas that the farmer prays for bountiful harvests, or for rain in time of drought; it is not to the Buddhas [88] that thanks are rendered for a plentiful rice-crop—but to the ancient local god. And the cult of the Ujigami embodies the moral experience of the community,—represents all its cherished traditions and customs, its unwritten laws of conduct, its sentiment of duty …. Now just as an offence against the ethics of the family must, in such a society, be regarded as an impiety towards the family-ancestor, so any breach of custom in the village or district must be considered as an act of disrespect to its Ujigami. The prosperity of the family depends, it is thought, upon the observance of filial piety, which is identified with obedience to the traditional rules of household conduct; and, in like manner, the prosperity of the commune is supposed to depend upon the observance of ancestral custom,—upon obedience to those unwritten laws of the district, which are taught to all from the time of their childhood. Customs are identified with morals. Any offence against the customs of the settlement is an offence against the gods who protect it, and therefore a menace to the public weal. The existence of the community is endangered by the crime of any of its members: every member is therefore held accountable by the community for his conduct. Every action must conform to the traditional usages of the Ujiko: independent exceptional conduct is a public offence.
What the obligations of the individual to the [89] community signified in ancient times may therefore be imagined. He had certainly no more right to himself than had the Greek citizen three thousand years ago,—probably not so much. To-day, though laws have been greatly changed, he is practically in much the same condition. The mere idea of the right to do as one pleases (within such limits as are imposed on conduct by English and American societies, for example) could not enter into his mind. Such freedom, if explained to him, he would probably consider as a condition morally comparable to that of birds and beasts. Among ourselves, the social regulations for ordinary people chiefly settle what must not be done. But what one must not do in Japan—though representing a very wide range of prohibition means much less than half of the common obligation: what one must do, is still more necessary to learn …. Let us briefly consider the restraints which custom places upon the liberty of the individual.
First of all, be it observed that the communal will reinforces the will of the household,—compels the observance of filial piety. Even the conduct of a boy, who has passed the age of childhood, is regulated not only by the family, but by the public. He must obey the household; and he must also obey public opinion in regard to his domestic relations. Any marked act of disrespect, inconsistent [90] with filial piety, would be judged and rebuked by, all. When old enough to begin work or study, a lad's daily conduct is observed and criticised; and at the age when the household law first tightens about him, he also commences to feel the pressure of common opinion. On coming of age, he has to marry; and the idea of permitting him to choose a wife for himself is quite out of the question: he is expected to accept the companion selected for him. But should reasons be found for humouring him in the event of an irresistible aversion, then he must wait until another choice has been made by the family. The community would not tolerate insubordination in such matters: one example of filial revolt would constitute too dangerous a precedent. When the young man at last becomes the head of a household, and responsible for the conduct of its members, he is still constrained by public sentiment to accept advice in his direction of domestic affairs. He is not free to follow his own judgment, in certain contingencies. For example, he is bound by custom to furnish help to relatives; and he is obliged to accept arbitration in the event of trouble with them. He is not permitted to think of his own wife and children only,—such conduct would be deemed intolerably selfish: he must be able to act, to outward seeming at least, as if uninfluenced by paternal or marital affection in his public conduct. Even supposing that, later in life, he should be [91] appointed to the position of village or district headman, his right of action and judgment would be under just as much restriction as before. Indeed, the range of his personal freedom actually decreases in proportion to his ascent in the social scale. Nominally he may rule as headman: practically his authority is only lent to him by the commune, and it will remain to him just so long as the commune pleases. For he is elected to enforce the public will, not to impose his own,—to serve the common interests, not to serve his own,—to maintain and confirm custom, not to break with it. Thus, though appointed chief, he is only the public servant, and the least free man in his native place. Various documents translated and published by Professor Wigmore, in his "Notes on Land Tenure and Local Institutions in Old Japan," give a startling idea of the minute regulation of communal life in country-districts during the period of the Tokujawa Shoguns. Much of the regulation was certainly imposed by higher authority; but it is likely that a considerable portion of the rules represented old local custom. Such documents were called Kumi-cho or "Kumi*-enactments": they established the rules of conduct to be observed by all the members of a village-community, and their social interest is very great. By personal inquiry I have learned that in various parts of the country, rules much like those recorded in the Kumi-cho, are still enforced by village custom. I select a few examples from Professor Wigmore's translation:—
[*Down to the close of the feudal period, the mass of the population throughout the country, in the great cities as well as in the villages, was administratively ordered by groups of families, or rather of households, called Kumi, or "companies." The general number of households in a Kumi was five; but there were in some provinces Kumi consisting of six, and of ten, households. The heads of the households composing a Kumi elected one of their number as chief,—who became the responsible representative of all the members of the Kumi. The origin and history of the Kumi-system is obscure: a similar system exists in China and in Korea. (Professor Wigmore's reasons for doubting that the Japanese Kumi-system had a military origin, appear to be cogent.) Certainly the system greatly facilitated administration. To superior authority the Kumi was responsible, not the single household.]
[92] "If there be any of our number who are unkind to parents, or neglectful or disobedient, we will not conceal it or condone it, but will report it …."
"We shall require children to respect their parents, servants to obey their masters, husbands and wives and brothers and sisters to live together in harmony, and the younger people to revere and to cherish their elders …. Each kumi [group of five households] shall carefully watch over the conduct of its members, so as to prevent wrongdoing."
"If any member of a kumi, whether farmer, merchant, or artizan, is lazy, and does not attend properly to his business, the ban-gashira [chief officer] will advise him, warn him, and lead him into better ways. If the person does not listen to this advice, and becomes angry and obstinate, he is to be reported to the toshiyori [village elder] …."
"When men who are quarrelsome and who like to [93] indulge in late hours away from home will not listen to admonition, we will report them. If any other kumi neglects to do this, it will be part of our duty to do it for them …."
"All those who quarrel with their relatives, and refuse to listen to their good advice, or disobey their parents, or are unkind to their fellow-villagers, shall be reported [to the village officers] …."
"Dancing, wrestling, and other public shows shall be forbidden. Singing and dancing-girls and prostitutes shall not be allowed to remain a single night in the mura [village]."
"Quarrels among the people shall be forbidden. In case of dispute the matter shall be reported. If this is not done, all parties shall be indiscriminately punished …."
"Speaking disgraceful things of another man, or publicly posting him as a bad man, even if he is so, is forbidden."
"Filial piety and faithful service to a master should be a matter of course; but when there is any one who is especially faithful and diligent in these things, we promise to report him … for recommendation to the government …."
"As members of a kumi we will cultivate friendly feeling even more than with our relatives, and will promote each other's happiness, as well as share each other's griefs. If there is an unprincipled or lawless person in a kumi, we will all share the responsibility for him."*
[*"Notes on Land Tenure and Local Institutions in Old Japan" (Transactions Asiatic Society of Japan, Vol. XIX, Part I) I have chosen the quotations from different kumi-cho, and arranged them illustratively.]
[94] The above are samples of the moral regulations only: there were even more minute regulations about other duties.—for instance:—
"When a fire occurs, the people shall immediately hasten to the spot, each bringing a bucketful of water, and shall endeavour, under direction of the officers, to put the fire out …. Those who absent themselves shall be deemed culpable.
"When a stranger comes to reside here, enquiries shall be made as to the mura whence he came, and a surety shall be furnished by him …. No traveller shall lodge, even for a single night, in a house other than a public inn.
"News of robberies and night attacks shall be given by the ringing of bells or otherwise; and all who hear shall join in pursuit, until the offender is taken. Any one wilfully refraining, shall, on investigation, be punished."
From these same Kumi-cho, it appears that no one could leave his village even for a single night, without permission,—or take service elsewhere, or marry in another province, or settle in another place. Punishments were severe,—a terrible flogging being the common mode of chastisement by the higher authority…. To-day, there are no such punishments; and, legally, a man can go where he pleases. But as a matter of fact he can nowhere do as he pleases; for individual liberty is still largely restricted by the survival of communal sentiment and old-fashioned custom. In any country community it would be unwise to proclaim such a doctrine as that [95] a man has the right to employ his leisure and his means as he may think proper. No man's time or money or effort can be considered exclusively his own,—nor even the body that his ghost inhabits. His right to live in the community rests solely upon his willingness to serve the community; and whoever may need his help or sympathy has the privilege of demanding it. That "a man's house is his castle" cannot be asserted in Japan—except in the case of some high potentate. No ordinary person can shut his door to lock out the rest of the world. Everybody's house must be open to visitors: to close its gates by day would be regarded as an insult to the community,—sickness affording no excuse. Only persons in very great authority have the right of making themselves inaccessible. And to displease the community in which one lives,—especially if the community be a rural one,—is a serious matter. When a community is displeased, if acts as an individual. It may consist of five hundred, a thousand, or several thousand persons; but the thinking of all is the thinking of one. By a single serious mistake a man may find himself suddenly placed in solitary opposition to the common will,—isolated, and most effectively ostracized. The silence and the softness of the hostility only render it all the more alarming. This is the ordinary form of punishment for a grave offence against custom: violence is rare, and when resorted to is intended (except in [96] some extraordinary cases presently to be noticed) as a mere correction, the punishment of a blunder. In certain rough communities, blunders endangering life are immediately punished by physical chastisement,—not in anger, but on traditional principle. Once I witnessed at a fishing-settlement, a chastisement of this kind. Men were killing tunny in the surf; the work was bloody and dangerous; and in the midst of the excitement, one of the fishermen struck his killing-spike into the head of a boy. Everybody knew that it was a pure accident; but accidents involving danger to life are rudely dealt with, and this blunderer was instantly knocked senseless by the men nearest him,—then dragged out of the surf and flung down on the sand to recover himself as best he might. No word was said about the matter; and the killing went on as before. Young fishermen, I am told, are roughly handled by their fellows on board a ship, in the case of any error involving risk to the vessel. But, as I have already observed, only stupidity is punished in this fashion; and ostracism is much more dreaded than violence. There is, indeed, only one yet heavier punishment than ostracism—namely, banishment, either for a term of years or for life.
Banishment must in old feudal times have been a very serious penalty; it is a serious penalty even to-day, under the new order of things. In former years the man expelled from his native place by the [97] communal will—cast out from his home, his clan, his occupation —found himself face to face with misery absolute. In another community there would be no place for him, unless he happened to have relatives there; and these would be obliged to consult with the local authorities, and also with the officials of the fugitive's native place, before venturing to harbour him. No stranger was suffered to settle in another district than his own without official permission. Old documents are extant which record the punishments inflicted upon households for having given shelter to a stranger under pretence of relationship. A banished man was homeless and friendless. He might be a skilled craftsman; but the right to exercise his craft depended upon the consent of the guild representing that craft in the place to which he might go; and banished men were not received by the guilds. He might try to become a servant; but the commune in which he sought refuge would question the right of any master to employ a fugitive and a stranger. His religious connexions could not serve him in the least: the code of communal life was decided not by Buddhist, but by Shinto ethics. Since the gods of his birthplace had cast him out, and the gods of any other locality had nothing to do with his original cult, there was no religious help for him. Besides, the mere fact of his being a refugee was itself proof that he must have offended against his own cult. [98] In any event no stranger could look for sympathy among strangers. Even now to take a wife from another province is condemned by local opinion (it was forbidden in feudal times): one is still expected to live, work, and marry in the place where one has been born,—though, in certain cases, and with the public approval of one's own people, adoption into another community is tolerated. Under the feudal system there was incomparably less likelihood of sympathy for the stranger; and banishment signified hunger, solitude, and privation unspeakable. For be it remembered that the legal existence of the individual, at that period, ceased entirely outside of his relation to the family and to the commune. Everybody lived and worked for some household; every household for some clan; outside of the household, and the related aggregate of households, there was no life to be lived—except the life of criminals, beggars, and pariahs. Save with official permission, one could not even become a Buddhist monk. The very outcasts—such as the Eta classes—formed self-governing communities, with traditions of their own, and would not voluntarily accept strangers. So the banished man was most often doomed to become a hinin,—one of that wretched class of wandering pariahs who were officially termed "not-men," and lived by beggary, or by the exercise of some vulgar profession, such as that of ambulant musician or [99] mountebank. In more ancient days a banished man could have sold himself into slavery; but even this poor privilege seems to have been withdrawn during the Tokugawa era.
We can scarcely imagine to-day the conditions of such banishment: to find a Western parallel we must go back to ancient Greek and Roman times long preceding the Empire. Banishment then signified religious excommunication, and practically expulsion from all civilized society,—since there yet existed no idea of human brotherhood, no conception of any claim upon kindness except the claim of kinship. The stranger was everywhere the enemy. Now in Japan, as in the Greek city of old time, the religion of the tutelar god has always been the religion of a group only, the cult of a community: it never became even the religion of a province. The higher cults, on the other hand, did not concern themselves with the individual: his religion was only of the household and of the village or district; the cults of other households and districts were entirely distinct; one could belong to them only by adoption, and strangers, as a rule, were not adopted. Without a household or a clan-cult, the individual was morally and socially dead; for other cults and clans excluded him. When cast out by the domestic cult that regulated his private life, and by the local cult that ordered his life in relation to the community, he simply ceased to exist in relation to human society.
[100] How small were the chances in past times for personality to develop and assert itself may be imagined from the foregoing facts. The individual was completely and pitilessly sacrificed to the community. Even now the only safe rule of conduct in a Japanese settlement is to act in all things according to local custom; for the slightest divergence from rule will be observed with disfavour. Privacy does not exist; nothing can be hidden; everybody's vices or virtues are known to everybody else. Unusual behaviour is judged as a departure from the traditional standard of conduct; all oddities are condemned as departures from custom; and tradition and custom still have the force of religious obligations. Indeed, they really are religious and obligatory, not only by reason of their origin, but by reason of their relation also to the public cult, which signifies the worship of the past.
It is therefore easy to understand why Shinto never had a written code of morals, and why its greatest scholars have declared that a moral code is unnecessary. In that stage of religious evolution which ancestor-worship represents, there can be no distinction between religion and ethics, nor between ethics and custom. Government and religion are the same; custom and law are identified. The ethics of Shinto were all included in conformity to custom. The traditional rules of the household, the traditional laws of the commune—these were [101] the morals of Shinto: to obey them was religion; to disobey them, impiety …. And, after all, the true significance of any religious code, written or unwritten, lies in its expression of social duty, its doctrine of the right and wrong of conduct, its embodiment of a people's moral experience. Really the difference between any modern ideal of conduct, such as the English, and the patriarchal ideal, such as that of the early Greeks or of the Japanese, would be found on examination to consist mainly in the minute extension of the older conception to all details of individual life. Assuredly the religion of Shinto needed no written commandment: it was taught to everybody from childhood by precept and example, and any person of ordinary intelligence could learn it. When a religion is capable of rendering it dangerous for anybody to act outside of rules, the framing of a code would be obviously superfluous. We ourselves have no written code of conduct as regards the higher social life, the exclusive circles of civilized existence, which are not ruled merely by the Ten Commandments. The knowledge of what to do in those zones, and of how to do it, can come only by training, by experience, by observation, and by the intuitive recognition of the reason of things.
And now to return to the question of the authority of the Shinto priest as representative of communal [102] sentiment,—an authority which I believe to have been always very great …. Striking proof that the punishments inflicted by a community upon its erring members were originally inflicted in the name of the tutelar god is furnished by the fact that manifestations of communal displeasure still assume, in various country districts, a religious character. I have witnessed such manifestations, and I am assured that they still occur in most of the provinces. But it is in remote country-towns or isolated villages, where traditions have remained almost unchanged, that one can best observe these survivals of antique custom. In such places the conduct of every resident is closely watched and rigidly judged by all the rest. Little, however, is said about misdemeanours of a minor sort until the time of the great local Shinto festival,—the annual festival of the tutelar god. It is then that the community gives its warnings or inflicts its penalties: this at least in the case of conduct offensive to local ethics. The god, on the occasion of this festival, is supposed to visit the dwellings of his Ujiko; and his portable shrine,—a weighty structure borne by thirty or forty men,—is carried through the principal streets. The bearers are supposed to act according to the will of the god,—to go whithersoever his divine spirit directs them …. I may describe the incidents of the procession as I saw it in a seacoast village, not once, but several times.
[103] Before the procession a band of young men advance, leaping and wildly dancing in circles: these young men clear the way; and it is unsafe to pass near them, for they whirl about as if moved by frenzy …. When I first saw such a band of dancers, I could imagine myself watching some old Dionysiac revel;—their furious gyrations certainly realized Greek accounts of the antique sacred frenzy. There were, indeed, no Greek heads; but the bronzed lithe figures, naked save for loin-cloth and sandals, and most sculpturesquely muscled, might well have inspired some vase-design of dancing fauns. After these god-possessed dancers—whose passage swept the streets clear, scattering the crowd to right and left—came the virgin priestess, white-robed and veiled, riding upon a horse, and followed by several mounted priests in white garments and high black caps of ceremony. Behind them advanced the ponderous shrine, swaying above: the heads of its bearers like a junk in a storm. Scores of brawny arms were pushing it to the right; other scores were pushing it to the left: behind and before, also, there was furious pulling and pushing; and the roar of voices uttering invocations made it impossible to hear anything else. By immemorial custom the upper stories of all the dwellings had been tightly closed: woe to the Peeping Tom who should be detected, on such a day, in the impious act of looking down upon the god!…
[104] Now the shrine-bearers, as I have said, are supposed to be moved by the spirit of the god—(probably by his Rough Spirit; for the Shinto god is multiple); and all this pushing and pulling and swaying signifies only the deity's inspection of the dwellings on either hand. He is looking about to see whether the hearts of his worshippers are pure, and is deciding whether it will be necessary to give a warning, or to inflict a penalty. His bearers will carry him whithersoever he chooses to go—through solid walls if necessary. If the shrine strikes against any house,—even against an awning only,—that is a sign that the god is not pleased with the dwellers in that house. If the shrine breaks part of the house, that is a serious warning. But it may happen that the god wills to enter a house,—breaking his way. Then woe to the inmates, unless they flee at once through the back-door; and the wild procession, thundering in, will wreck and rend and smash and splinter everything on the premises before the god consents to proceed upon his round.
Upon enquiring into the reasons of two wreckings of which I witnessed the results, I learned enough to assure me that from the communal point of view, both aggressions were morally justifiable. In one case a fraud had been practised; in the other, help had been refused to the family of a drowned resident. Thus one offence had been legal; the other only moral. A country community [105] will not hand over its delinquents to the police except in case of incendiarism, murder, theft, or other serious crime. It has a horror of law, and never invokes it when the matter can be settled by any other means. This was the rule also in ancient times, and the feudal government encouraged its maintenance. But when the tutelar deity has been displeased, he insists upon the punishment or disgrace of the offender; and the offender's entire family, as by feudal custom, is held responsible. The victim can invoke the new law, if he dares, and bring the wreckers of his home into court, and recover damages, for the modern police-courts are not ruled by Shinto. But only a very rash man will invoke the new law against the communal judgment, for that action in itself would be condemned as a gross breach of custom. The community is always ready, through its council, to do justice in cases where innocence can be proved. But if a man really guilty of the faults charged to his account should try to avenge himself by appeal to a non-religious law, then it were well for him to remove himself and his family, as soon as possible thereafter, to some far-away place.
We have seen that, in Old Japan, the life of the individual was under two kinds of religious control. All his acts were regulated according to the traditions either of the domestic or of the communal [106] cult; and these conditions probably began with the establishment of a settled civilization. We have also seen that the communal religion took upon itself to enforce the observance of the household religion. The fact will not seem strange if we remember that the underlying idea in either cult was the same,—the idea that the welfare of the living depended upon the welfare of the dead. Neglect of the household rite would provoke, it was believed, the malevolence of the spirits; and their malevolence might bring about some public misfortune. The ghosts of the ancestors controlled nature;—fire and flood, pestilence and famine were at their disposal as means of vengeance. One act of impiety in a village might, therefore, bring about misfortune to all. And the community considered itself responsible to the dead for the maintenance of filial piety in every home.
[107]
DEVELOPMENTS OF SHINTO
The teaching of Herbert Spencer that the greater gods of a people—those figuring in popular imagination as creators, or as particularly directing certain elemental forces—represent a later development of ancestor-worship, is generally accepted to-day. Ancestral ghosts, considered as more or less alike in the time when primitive society had not yet developed class distinctions of any important character, subsequently become differentiated, as the society itself differentiates, into greater and lesser. Eventually the worship of some one ancestral spirit, or group of spirits, overshadows that of all the rest; and a supreme deity, or group of supreme deities, becomes evolved. But the differentiations of the ancestor-cult must be understood to proceed in a great variety of directions. Particular ancestors of families engaged in hereditary occupations may develop into tutelar deities presiding over those occupations—patron gods of crafts and guilds. Out of other ancestral cults, through various processes of mental association, may be evolved the worship of deities of strength, of health, of long life, of particular products, of particular localities. [108] When more light shall have been thrown upon the question of Japanese origins, it will probably be found that many of the lesser tutelar or patron gods now worshipped in the country were originally the gods of Chinese or Korean craftsmen; but I think that Japanese mythology, as a whole, will prove to offer few important exceptions to the evolutional law. Indeed, Shinto presents us with a mythological hierarchy of which the development can be satisfactorily explained by that law alone. Besides the Ujigami, there are myriads of superior and of inferior deities. There are the primal deities, of whom only the names are mentioned,—apparitions of the period of chaos; and there are the gods of creation, who gave shape to the land. There are the gods of earth, and, sky, and the gods of the sun and moon. Also there are gods, beyond counting, supposed to preside over all things good or evil in human life,—birth and marriage and death, riches and poverty, strength and disease …. It can scarcely be supposed that all this mythology was developed out of the old ancestor-cult in Japan itself: more probably its evolution began on the Asiatic continent. But the evolution of the national cult—that form of Shinto which became the state religion—seems to have been Japanese, in the strict meaning of the word. This cult is the worship of the gods from whom the emperors claim descent,—the worship of the "imperial ancestors." [109] It appears that the early emperors of Japan—the "heavenly sovereigns," as they are called in the old records—were not emperors at all in the true meaning of the term, and did not even exercise universal authority. They were only the chiefs of the most powerful clan, or Uji, and their special ancestor-cult had probably in that time no dominant influence. But eventually, when the chiefs of this great clan really became supreme rulers of the land, their clan-cult spread everywhere, and overshadowed, without abolishing, all the other cults. Then arose the national mythology.
We therefore see that the course of Japanese ancestor-worship, like that of Aryan ancestor-worship, exhibits those three successive stages of development before mentioned. It may be assumed that on coming from the continent to their present island home, the race brought with them a rude form of ancestor-worship, consisting of little more than rites and sacrifices performed at the graves of the dead. When the land had been portioned out among the various clans, each of which had its own ancestor cult, all the people of the district belonging to any particular clan would eventually adopt the religion of the clan ancestor; and thus arose the thousand cults of the Ujigami. Still later, the special cult of the most powerful clan developed into a national religion,—the worship of the goddess of the sun, [110] from whom the supreme ruler claimed descent. Then, under Chinese influence, the domestic form of ancestor-worship was established in lieu of the primitive family-cult: thereafter offerings and prayers were made regularly in the home, where the ancestral tablets represented the tombs of the family dead. But offerings were still made, on special occasions, at the graves; and the three Shinto forms of the cult, together with later forms of Buddhist introduction, continued to exist; and they rule the life of the nation to-day.
It was the cult of the supreme ruler that first gave to the people a written account of traditional beliefs. The mythology of the reigning house furnished the scriptures of Shinto, and established ideas linking together all the existing forms of ancestor-worship. All Shinto traditions were by these writings blended into one mythological history,—explained upon the basis of one legend. The whole mythology is contained in two books, of which English translations have been made. The oldest is entitled Ko-ji-ki, or "Records of Ancient Matters"; and it is supposed to have been compiled in the year 712 A.D. The other and much larger work is called Nihongi, "Chronicles of Nihon [Japan]," and dates from about 720 A.D. Both works profess to be histories; but a large portion of them is mythological, and either begins with a story of creation. [111] They were compiled, mostly, from oral tradition we are told, by imperial order. It is said that a yet earlier work, dating from the seventh century, may have been drawn upon; but this has been lost. No great antiquity can, therefore, be claimed for the texts as they stand; but they contain traditions which must be very much older,—possibly thousands of years older. The Ko-ji-ki is said to have been written from the dictation of an old man of marvellous memory; and the Shinto theologian Hirata would have us believe that traditions thus preserved are especially trustworthy. "It is probable," he wrote, "that those ancient traditions, preserved for us by exercise of memory, have for that very reason come down to us in greater detail than if they had been recorded in documents. Besides, men must have had much stronger memories in the days before they acquired the habit of trusting to written characters for facts which they wished to remember,—as is shown at the present time in the case of the illiterate, who have to depend on memory alone." We must smile at Hirata's good faith in the changelessness of oral tradition; but I believe that folk-lorists would discover in the character of the older myths, intrinsic evidence of immense antiquity.—Chinese influence is discernible in both works; yet certain parts have a particular quality not to be found, I imagine, in anything Chinese,—a primeval artlessness, a weirdness, and a strangeness [112] having nothing in common with other mythical literature. For example, we have, in the story of Izanagi, the world-maker, visiting the shades to recall his dead spouse, a myth that seems to be purely Japanese. The archaic naivete of the recital must impress anybody who studies the literal translation. I shall present only the substance of the legend, which has been recorded in a number of different versions:*—
[*See for these different versions Aston's translation of the
Nihongi, Vol I.]
When the time came for the Fire-god, Kagu-Tsuchi, to be born, his mother, Izanami-no-Mikoto, was burnt, and suffered change, and departed. Then Izanagi-no-Mikoto, was wroth and said, "Oh! that I should have given my loved younger sister in exchange for a single child!" He crawled at her head and he crawled at her feet, weeping and lamenting; and the tears which he shed fell down and became a deity …. Thereafter Izanagi-no-Mikoto went after Izanami-no-Mikoto into the Land of Yomi, the world of the dead. Then Izanami-no-Mikoto, appearing still as she was when alive, lifted the curtain of the palace (of the dead), and came forth to meet him; and they talked together. And Izanagi-no-Mikoto said to her: "I have come because I sorrowed for thee, my lovely younger sister. O my lovely younger sister, the lands that I and thou were making together are not [113] yet finished; therefore come back!" Then Izanami-no-Mikoto made answer, saying, "My august lord and husband, lamentable it is that thou didst not come sooner,—for now I have eaten of the cooking-range of Yomi. Nevertheless, as I am thus delightfully honoured by thine entry here, my lovely elder brother, I wish to return with thee to the living world. Now I go to discuss the matter with the gods of Yomi. Wait thou here, and look not upon me." So having spoken, she went back; and Izanagi waited for her. But she tarried so long within that he became impatient. Then, taking the wooden comb that he wore in the left bunch of his hair, he broke off a tooth from one end of the comb and lighted it, and went in to look for Izanami-no-Mikoto. But he saw her lying swollen and festering among worms; and eight kinds of Thunder-Gods sat upon her …. And Izanagi, being overawed by that sight, would have fled away; but Izanami rose up, crying: "Thou hast put me to shame! Why didst thou not observe that which I charged thee?… Thou hast seen my nakedness; now I will see thine!" And she bade the Ugly Females of Yomi to follow after him, and slay him; and the eight Thunders also pursued him, and Izanami herself pursued him …. Then Izanagi-no-Mikoto drew his sword, and flourished it behind him as he ran. But they followed close upon him. He took off his black headdress and flung it down; [114] and it became changed into grapes; and while the Ugly Ones were eating the grapes, he gained upon them. But they followed quickly; and he then took his comb and cast it down, and it became changed into bamboo sprouts; and while the Ugly Ones were devouring the sprouts, he fled on until he reached the mouth of Yomi. Then taking a rock which it would have required the strength of a thousand men to lift, he blocked therewith the entrance as Izanami came up. And standing behind the rock, he began to pronounce the words of divorce. Then, from the other side of the rock, Izanami cried out to him, "My dear lord and master, if thou dost so, in one day will I strangle to death a thousand of thy people!" And Izanagi-no-Mikoto answered her, saying, "My beloved younger sister, if thou dost so, I will cause in one day to be born fifteen hundred …." But the deity Kukuri-hime-no-Kami then came, and spake to Izanami some word which she seemed to approve, and thereafter she vanished away ….
The strange mingling of pathos with nightmare-terror in this myth, of which I have not ventured to present all the startling naiveti, sufficiently proves its primitive character. It is a dream that some one really dreamed,—one of those bad dreams in which the figure of a person beloved becomes horribly transformed; and it has a particular interest as [115] expressing that fear of death and of the dead informing all primitive ancestor-worship. The whole pathos and weirdness of the myth, the vague monstrosity of the fancies, the formal use of terms of endearment in the moment of uttermost loathing and fear,—all impress one as unmistakably Japanese. Several other myths scarcely less remarkable are to be found in the Ko-ji-ki and Nihongi; but they are mingled with legends of so light and graceful a kind that it is scarcely possible to believe these latter to have been imagined by the same race. The story of the magical jewels and the visit to the sea-god's palace, for example, in the second book of the Nihongi, sounds oddly like an Indian fairy-tale; and it is not unlikely that the Ko-ji-ki and Nihongi both contain myths derived from various alien sources. At all events their mythical chapters present us with some curious problems which yet remain unsolved. Otherwise the books are dull reading, in spite of the light which they shed upon ancient customs and beliefs; and, generally speaking, Japanese mythology is unattractive. But to dwell here upon the mythology, at any length, is unnecessary; for its relation to Shinto can be summed up in the space of a single brief paragraph—
In the beginning neither force nor form was manifest; and the world was a shapeless mass that floated [116] like a jelly-fish upon water. Then, in some way—we are not told how—earth and heaven became separated; dim gods appeared and disappeared; and at last there came into existence a male and a female deity, who gave birth and shape to things. By this pair, Izanagi and Izanami, were produced the islands of Japan, and the generations of the gods, and the deities of the Sun and Moon. The descendants of these creating deities, and of the gods whom they brought into being, were the eight thousand (or eighty thousand) myriads of gods worshipped by Shinto. Some went to dwell in the blue Plain of High Heaven; others remained on earth and became the ancestors of the Japanese race.
Such is the mythology of the Ko-ji-ki and the Nihongi, stated in the briefest possible way. At first it appears that there were two classes of gods recognized: Celestial and Terrestrial; and the old Shinto rituals (norito) maintain this distinction. But it is a curious fact that the celestial gods of this mythology do not represent celestial forces; and that the gods who are really identified with celestial phenomena are classed as terrestrial gods,—having been born or "produced" upon earth. The Sun and Moon, for example, are said to have been born in Japan,—though afterwards placed in heaven; the Sun-goddess, Ama-terasu-no-oho-Kami, having been produced from the left eye of Izanagi, and the [117] Moon-god, Tsuki-yomi-no-Mikoto, having been produced from the right eye of Izanagi when, after his visit to the under-world, he washed himself at the mouth of a river in the island of Tsukushi. The Shinto scholars of the eighteenth and nineteenth centuries established some order in this chaos of fancies by denying all distinction between the Celestial and Terrestrial gods, except as regarded the accident of birth. They also denied the old distinction between the so-called Age of the Gods (Kami-yo), and the subsequent period of the Emperors. It was true, they said, that the early rulers of Japan were gods; but so were also the later rulers. The whole Imperial line, the "Sun's Succession," represented one unbroken descent from the Goddess of the Sun. Hirata wrote: "There exists no hard and fast line between the Age of the Gods and the present age—and there exists no justification whatever for drawing one, as the Nihongi does." Of course this position involved the doctrine of a divine descent for the whole race,—inasmuch as, according to the old mythology, the first Japanese were all descendants of gods,—and that doctrine Hirata boldly accepted. All the Japanese, he averred, were of divine origin, and for that reason superior to the people of all other countries. He even held that their divine descent could be proved without difficulty. These are his words: "The descendants of the gods who accompanied Ninigi-no-Mikoto [grandson of the Sun-goddess, [118] and supposed founder of the Imperial house,]—as well as the offspring of the successive Mikados, who entered the ranks of the subjects of the Mikados, with the names of Taira, Minamoto, and so forth,—have gradually increased and multiplied. Although numbers of Japanese cannot state with certainty from what gods they are descended, all of them have tribal names (kabane), which were originally bestowed on them by the Mikados; and those who make it their province to study genealogies can tell from a man's ordinary surname, who his remotest ancestor must have been." All the Japanese were gods in this sense; and their country was properly called the Land of the Gods,—Shinkoku or Kami-no-kuni. Are we to understand Hirata literally? I think so—but we must remember that there existed in feudal times large classes of people, outside of the classes officially recognized as forming the nation, who were not counted as Japanese, nor even as human beings: these were pariahs, and reckoned as little better than animals. Hirata probably referred to the four great classes only—samurai, farmers, artizans, and merchants. But even in that case what are we to think of his ascription of divinity to the race, in view of the moral and physical feebleness of human nature? The moral side of the question is answered by the Shinto theory of evil deities, "gods of crookedness," who were alleged to have "originated from the impurities contracted by [119] Izanagi during his visit to the under-world." As for the physical weakness of men, that is explained by a legend of Ninigi-no-Mikoto, divine founder of the imperial house. The Goddess of Long Life, Iha-naga-hime (Rock-long-princess), was sent to him for wife; but he rejected her because of her ugliness; and that unwise proceeding brought about "the present shortness of the lives of men." Most mythologies ascribe vast duration to the lives of early patriarchs or rulers: the farther we go back into mythological history, the longer-lived are the sovereigns. To this general rule Japanese mythology presents no exception. The son of Ninigi-no-Mikoto is said to have lived five hundred and eighty years at his palace of Takachiho; but that, remarks Hirata, "was a short life compared with the lives of those who lived before him." Thereafter men's bodies declined in force; life gradually became shorter and shorter; yet in spite of all degeneration the Japanese still show traces of their divine origin. After death they enter into a higher divine condition, without, however, abandoning this world …. Such were Hirata's views. Accepting the Shinto theory of origins, this ascription of divinity to human nature proves less inconsistent than it appears at first sight; and the modern Shintoist may discover a germ of scientific truth in the doctrine which traces back the beginnings of life to the Sun.
[120] More than any other Japanese writer, Hirata has enabled us to understand the hierarchy of Shinto mythology,—corresponding closely, as we might have expected, to the ancient ordination of Japanese society. In the lowermost ranks are the spirits of common people, worshipped only at the household shrine or at graves. Above these are the gentile gods or Ujigami,—ghosts of old rulers now worshipped as tutelar gods. All Ujigami, Hirata tells us, are under the control of the Great God of Izumo,—Oho-kuni-nushi-no-Kami,—and, "acting as his agents, they rule the fortunes of human beings before their birth, during their life, and after their death." This means that the ordinary ghosts obey, in the world invisible, the commands of the clan-gods or tutelar deities; that the conditions of communal worship during life continue after death. The following extract from Hirata will be found of interest,—not only as showing the supposed relation of the individual to the Ujigami, but also as suggesting how the act of abandoning one's birthplace was formerly judged by common opinion:—
"When a person removes his residence, his original Ujigami has to make arrangements with the Ujigami of the place whither he transfers his abode. On such occasions it is proper to take leave of the old god, and to pay a visit to the temple of the new god as soon as possible after coming within his jurisdiction. The apparent reasons which a man imagines to have induced him to change his [121] abode may be many; but the real reasons cannot be otherwise than that either he has offended his Ujigami, and is therefore expelled, or that the Ujigami of another place has negotiated his transfer …."* [*Translated by Satow. The italics are mine.]
It would thus appear that every person was supposed to be the subject, servant, or retainer of some Ujigami, both during life and after death. There were, of course, various grades of these clan-gods, just as there were various grades of living rulers, lords of the soil. Above ordinary Ujigami ranked the deities worshipped in the chief Shinto temples of the various provinces, which temples were termed Ichi-no-miya, or temples of the first grade. These deities appear to have been in many cases spirits of princes or greater daimyo, formerly, ruling extensive districts; but all were not of this category. Among them were deities of elements or elemental forces,—Wind, Fire, and Sea,—deities also of longevity, of destiny, and of harvests,—clan-gods, perhaps, originally, though their real history had been long forgotten. But above all other Shinto divinities ranked the gods of the Imperial Cult,—the supposed ancestors of the Mikados.
Of the higher forms of Shinto worship, that of the imperial ancestors proper is the most important, being the State cult; but it is not the oldest. There are two supreme cults: that of the Sun-goddess, [122] represented by the famous shrines of Ise; and the Izumo cult, represented by the great temple of Kitzuki. This Izumo temple is the centre of the more ancient cult. It is dedicated to Oho-kuni-nushi-no-Kami, first ruler of the Province of the Gods, and offspring of the brother of the Sun-goddess. Dispossessed of his realm in favour of the founder of the imperial dynasty, Oho-kuni-nushi-no-Kami became the ruler of the Unseen World,—that is to say the World of Ghosts. Unto his shadowy dominion the spirits of all men proceed after death; and he rules over all of the Ujigami. We may therefore term him the Emperor of the Dead. "You cannot hope," Hirata says, "to live more than a hundred years, under the most favourable circumstances; but as you will go to the Unseen Realm of Oho-kuni-nushi-no-Kami after death, and be subject to him, learn betimes to bow down before him." … That weird fancy expressed in the wonderful fragment by Coleridge, "The Wanderings of Cain," would therefore seem to have actually formed an article of ancient Shinto faith: "The Lord is God of the living only: the dead have another God." …
The God of the Living in Old Japan was, of course, the Mikado,—the deity incarnate, Arahito-gami,—and his palace was the national sanctuary, the Holy of Holies. Within the precincts of that [123] palace was the Kashiko-Dokoro ("Place of Awe"), the private shrine of the Imperial Ancestors, where only the court could worship,—the public form of the same cult being maintained at Ise. But the Imperial House worshipped also by deputy (and still so worships) both at Kitzuki and Ise, and likewise at various other great sanctuaries. Formerly a great number of temples were maintained, or partly maintained, from the imperial revenues. All Shinto temples of importance used to be classed as greater and lesser shrines. There were 304 of the first rank, and 2828 of the second rank. But multitudes of temples were not included in this official classification, and depended upon local support. The recorded total of Shinto shrines to-day is upwards of 195,000.
We have thus—without counting the great Izumo cult of Oho-kuni-nushi-no-Kami—four classes of ancestor-worship: the domestic religion, the religion of the Ujigami, the worship at the chief shrines [Ichi-no-miya] of the several provinces, and the national cult at Ise. All these cults are now linked together by tradition; and the devout Shintoist worships the divinities of all, collectively, in his daily morning prayer. Occasionally he visits the chief shrine of his province; and he makes a pilgrimage to Ise if he can. Every Japanese is expected to visit the shrines of Ise once in his lifetime, [124] or to send thither a deputy. Inhabitants of remote districts are not all able, of course, to make the pilgrimage; but there is no village which does not, at certain intervals, send pilgrims either to Kitzuki or to Ise on behalf of the community, the expense of such representation being defrayed by local subscription. And, furthermore, every Japanese can worship the supreme divinities of Shinto in his own house, where upon a "god-shelf" (Kamidana) are tablets inscribed with the assurance of their divine protection,—holy charms obtained from the priests of Ise or of Kitzuki. In the case of the Ise cult, such tablets are commonly made from the wood of the holy shrines themselves, which, according to primal custom, must be rebuilt every twenty years,—the timber of the demolished structures being then cut into tablets for distribution throughout the country.
Another development of ancestor-worship—the cult of gods presiding over crafts and callings—deserves special study. Unfortunately we are as yet little informed upon the subject. Anciently this worship must have been more definitely ordered and maintained than it is now. Occupations were hereditary; artizans were grouped into guilds—perhaps we might even say castes;—and each guild or caste then probably had in patron-deity. In some cases the craft-gods may have been ancestors [125] of Japanese craftsmen; in other cases they were perhaps of Korean or Chinese origin,—ancestral gods of immigrant artizans, who brought their cults with them to Japan. Not much is known about them. But it is tolerably safe to assume that most, if not all of the guilds, were at one time religiously organized, and that apprentices were adopted not only in a craft, but into a cult. There were corporations of weavers, potters, carpenters, arrow-makers, bow-makers, smiths, boat-builders, and other tradesmen; and the past religious organization of these is suggested by the fact that certain occupations assume a religious character even to-day. For example, the carpenter still builds according to Shinto tradition: he dons a priestly costume at a certain stage of the work, performs rites, and chants invocations, and places the new house under the protection of the gods. But the occupation of the swordsmith was in old days the most sacred of crafts: he worked in priestly garb, and practised Shinto) rites of purification while engaged in the making of a good blade. Before his smithy was then suspended the sacred rope of rice-straw (shime-nawa), which is the oldest symbol of Shinto: none even of his family might enter there, or speak to him; and he ate only of food cooked with holy fire.
The 195,000 shrines of Shinto represent, however, more than clan-cults or guild-cults or national-cults …. [126] Many are dedicated to different spirits of the same god; for Shinto holds that the spirit of either a man or a god may divide itself into several spirits, each with a different character. Such separated spirits are called waka-mi-tama ("august-divided-spirits"). Thus the spirit of the Goddess of Food, Toyo-uke-bime, separated itself into the God of Trees, Kukunochi-no-Kami, and into the Goddess of Grasses, Kayanu-hime-no-Kami. Gods and men were supposed to have also a Rough Spirit and a Gentle Spirit; and Hirata remarks that the Rough Spirit of Oho-kuni-nushi-no-Kami was worshipped at one temple, and his Gentle Spirit at another.*… Also we have to remember that great numbers of Ujigami temples are dedicated to the same divinity. These duplications or multiplications are again offset by the fact that in some of the principal temples a multitude of different deities are enshrined. Thus the number of Shinto temples in actual existence affords no indication whatever of the actual number of gods worshipped, nor of the variety of their cults. Almost every deity mentioned in the Ko-ji-ki or Nihongi has a shrine somewhere; and hundreds of others—including many later apotheoses—have their temples. Numbers of temples have been dedicated, for example, to [127] historical personages,—to spirits of great ministers, captains, rulers, scholars, heroes, and statesmen. The famous minister of the Empress Jingo, Takeno-uji-no-Sukune,—who served under six successive sovereigns, and lived to the age of three hundred years,—is now invoked in many a temple as a giver of long life and great wisdom. The spirit of Sugiwara-no-Michizane, once minister to the Emperor Daigo, is worshipped as the god of calligraphy, under the name of Tenjin, or Temmangu: children everywhere offer to him the first examples of their handwriting, and deposit in receptacles, placed before his shrine, their worn-out writing-brushes. The Soga brothers, victims and heroes of a famous twelfth-century tragedy, have become gods to whom people pray for the maintenance of fraternal harmony. Kato Kiyomasa, the determined enemy of Jesuit Christianity, and Hideyoshi's greatest captain, has been apotheosized both by Buddhism and by Shinto. Iyeyasu is worshipped under the appellation of Toshogu. In fact most of the great men of Japanese history have had temples erected to them; and the spirits of the daimyo were, in former years, regularly worshipped by the subjects of their descendants and successors.
[*Even men had the Rough and the Gentle Spirit; but a god had three
distinct spirits,—the Rough, the Gentle, and the
Bestowing,—respectively termed Ara-mi-tama, Nigi-mi-tama, and
Saki-mi-tama.—[See SATOW's Revival of Pure Shintau.]
Besides temples to deities presiding over industries and agriculture,—or deities especially invoked by the peasants, such as the goddess of silkworms, [128] the goddess of rice, the gods of wind and weather,—there are to be found in almost every part of the country what I may call propitiatory temples. These latter Shinto shrines have been erected by way of compensation to spirits of persons who suffered great injustice or misfortune. In these cases the worship assumes a very curious character, the worshipper always appealing for protection against the same kind of calamity or trouble as that from which the apotheosized person suffered during life. In Izumo, for example, I found a temple dedicated to the spirit of a woman, once a prince's favourite. She had been driven to suicide by the intrigues of jealous rivals. The story is that she had very beautiful hair; but it was not quite black, and her enemies used to reproach her with its color. Now mothers having children with brownish hair pray to her that the brown may be changed to black; and offerings are made to her of tresses of hair and Tokyo coloured prints, for it is still remembered that she was fond of such prints. In the same province there is a shrine erected to the spirit of a young wife, who pined away for grief at the absence of her lord. She used to climb a hill to watch for his return, and the shrine was built upon the place where she waited; and wives pray there to her for the safe return of absent husbands …. An almost similar kind of propitiatory worship is practised in cemeteries. Public pity seeks to apotheosize those [129] urged to suicide by cruelty, or those executed for offences which, although legally criminal, were inspired by patriotic or other motives commanding sympathy. Before their graves offerings are laid and prayers are murmured. Spirits of unhappy lovers are commonly invoked by young people who suffer from the same cause …. And, among other forms of propitiatory worship I must mention the old custom of erecting small shrines to spirits of animals,—chiefly domestic animals,—either in recognition of dumb service rendered and ill-rewarded, or as a compensation for pain unjustly inflicted.
Yet another class of tutelar divinities remains to be noticed,—those who dwell within or about the houses of men. Some are mentioned in the old mythology, and are probably developments of Japanese ancestor-worship; some are of alien origin; some do not appear to have any temples; and some represent little more than what is called Animism. This class of divinities corresponds rather to the Roman dii genitales than to the Greek (Greek daemones). Suijin-Sarna, the God of Wells; Kojin, the God of the Cooking-range (in almost every kitchen there is either a tiny shrine for him, or a written charm bearing his name); the gods of the Cauldron and Saucepan, Kudo-no-Kami and Kobe-no-Kami (anciently called Okitsuhiko and Okitsuhime); the Master of Ponds, Ike-no-Nushi, [130] supposed to make apparition in the form of a serpent; the Goddess of the Rice-pot, O-Kama-Sama; the Gods of the Latrina, who first taught men how to fertilize their fields (these are commonly represented by little figures of paper, having the forms of a man and a woman, but faceless); the Gods of Wood and Fire and Metal; the Gods likewise of Gardens, Fields, Scarecrows, Bridges, Hills, Woods, and Streams; and also the Spirits of Trees (for Japanese mythology has its dryads): most of these are undoubtedly of Shinto. On the other hand, we find the roads under the protection of Buddhist deities chiefly. I have not been able to learn anything regarding gods of boundaries,—termes, as the Latins called them; and one sees only images of the Buddhas at the limits of village territories. But in almost every garden, on the north side, there is a little Shinto shrine, facing what is called the Ki-Mon, or "Demon-Gate,"—that is to say, the direction from which, according to Chinese teaching, all evils come; and these little shrines, dedicated to various Shinto deities, are supposed to protect the home from evil spirits. The belief in the Ki-Mon is obviously a Chinese importation. One may doubt, however, if Chinese influence alone developed the belief that every part of a house,—every beam of it,—and every domestic utensil has its invisible guardian. Considering this belief, it is not surprising that the building of a [131] house—unless the house be in foreign style—is still a religious act, and that the functions of a master-builder include those of a priest.
This brings us to the subject of Animism. (I doubt whether any evolutionist of the contemporary school holds to the old-fashioned notion that animism preceded ancestor-worship,—a theory involving the assumption that belief in the spirits of inanimate objects was evolved before the idea of a human ghost had yet been developed.) In Japan it is now as difficult to draw the line between animistic beliefs and the lowest forms of Shinto, as to establish a demarcation between the vegetable and the animal worlds; but the earliest Shinto literature gives no evidence of such a developed animism as that now existing. Probably the development was gradual, and largely influenced by Chinese beliefs. Still, we read in the Ko-ji-ki of "evil gods who glittered like fireflies or were disorderly as mayflies," and of "demons who made rocks, and stumps of trees, and the foam of the green waters to speak,"—showing that animistic or fetichistic notions were prevalent to some extent before the period of Chinese influence. And it is significant that where animism is associated with persistent worship (as in the matter of the reverence paid to strangely shaped stones or trees), the form of the worship is, in most cases, Shinto. Before such objects there is usually [132] to be seen the model of a Shinto gateway,—torii…. With the development of animism, under Chinese and Korean influence, the man of Old Japan found himself truly in a world of spirits and demons. They spoke to him in the sound of tides and of cataracts in the moaning of wind and the whispers of leafage, in the crying of birds, and the trilling of insects, in all the voices of nature. For him all visible motion—whether of waves or grasses or shifting mist or drifting cloud—was ghostly; and the never moving rocks—nay, the very stones by the wayside—were informed with viewless and awful being.
[133]
WORSHIP AND PURIFICATION
We have seen that, in Old Japan, the world of the living was everywhere ruled by the world of the dead,—that the individual, at every moment of his existence, was under ghostly supervision. In his home he was watched by the spirits of his fathers; without it, he was ruled by the god of his district. All about him, and above him, and beneath him were invisible powers of life and death. In his conception of nature all things were ordered by the dead,—light and darkness, weather and season, winds and tides, mist and rain, growth and decay, sickness and health. The viewless atmosphere was a phantom-sea, an ocean of ghost; the soil that he tilled was pervaded by spirit-essence; the trees were haunted and holy; even the rocks and the stones were infused with conscious life …. How might he discharge his duty to the infinite concourse of the invisible?
Few scholars could remember the names of all the greater gods, not to speak of the lesser; and no mortal could have found time to address those greater gods by their respective names in his daily [134] prayer. The later Shinto teachers proposed to simplify the duties of the faith by prescribing one brief daily prayer to the gods in general, and special prayers to a few gods in particular; and in thus doing they were most likely confirming a custom already established by necessity. Hirata wrote: "As the number of the gods who possess different functions is very great, it will be convenient to worship by name the most important only, and to include the rest in a general petition." He prescribed ten prayers for persons having time to repeat them, but lightened the duty for busy folk,—observing: "Persons whose daily affairs are so multitudinous that they have not time to go through all the prayers, may content themselves with adoring (1) the residence of the Emperor, (2) the domestic god-shelf,—kamidana, (3) the spirits of their ancestors, (4) their local patron-god, Ujigami, (5) the deity of their particular calling." He advised that the following prayer should be daily repeated before the "god-shelf":—
"Reverently adoring the great god of the two palaces of Ise in the first, place,—the eight hundred myriads of celestial gods,—the eight hundred myriads of terrestrial gods,—the fifteen hundred myriads of gods to whom are consecrated the great and small temples in all provinces, all islands, and all places of the Great Land of Eight Islands,—the fifteen hundred myriads of gods whom they cause to serve them, and the gods of branch-palaces and branch-temples, [135]—and Sohodo-no-Kami* whom I have invited to the shrine set up on this divine shelf, and to whom I offer praises day by day,—I pray with awe that they will deign to correct the unwilling faults which, heard and seen by them, I have committed; and that, blessing and favouring me according to the powers which they severally wield, they will cause me to follow the divine example, and to perform good works in the Way."**
[*Sohodo-no-Kami is the god of scarecrows,—protector of the fields.]
[**Translated by Satow.]
This text is interesting as an example of what Shinto's greatest expounder thought a Shinto prayer should be; and, excepting the reference to So-ho-do-no-Kami, the substance of it is that of the morning prayer still repeated in Japanese households. But the modern prayer is very much shorter…. In Izumo, the oldest Shinto province, the customary morning worship offers perhaps the best example of the ancient rules of devotion. Immediately upon rising, the worshipper performs his ablutions; and after having washed his face and rinsed his mouth, he turns to the sun, claps his hands, and with bowed head reverently utters the simple greeting: "Hail to thee this day, August One!" In thus adoring the sun he is also fulfilling his duty as a subject, paying obeisance to the Imperial Ancestor …. The act is performed out of doors, not kneeling, but standing; and the spectacle of this simple worship is impressive. I can now see in memory,— [136] just as plainly as I saw with my eyes many years ago, off the wild Oki coast,—the naked figure of a young fisherman erect at the prow of his boat, clapping his hands in salutation to the rising sun, whose ruddy glow transformed him into a statue of bronze. Also I retain a vivid memory of pilgrim-figures poised upon the topmost crags of the summit of Fuji, clapping their hands in prayer, with faces to the East …. Perhaps ten thousand—twenty thousand-years ago all humanity so worshipped the Lord of Day ….
After having saluted the sun, the worshipper returns to his house, to pray before the Kamidana and before the tablets of the ancestors. Kneeling, he invokes the great gods of Ise or of Izumo, the gods of the chief temples of his province, the god of his parish-temple also (Ujigami), and finally all the myriads of the deities of Shinto. These prayers are not said aloud. The ancestors are thanked for the foundation of the home; the higher deities are invoked for aid and protection …. As for the custom of bowing in the direction of the Emperor's palace, I am not able to say to what extent it survives in the remoter districts; but I have often seen the reverence performed. Once, too, I saw reverence done immediately in front of the gates of the palace in Tokyo by country-folk on a visit to the capital. They knew me, because I had often sojourned in their village; and on reaching Tokyo [137] they sought me out, and found me, I took them to the palace; and before the main entrance they removed their hats, and bowed, and clapped their hands, just as they would have done when saluting the gods or the rising sun,—and this with a simple and dignified reverence that touched me not a little.
The duties of morning worship, which include the placing of offerings before the tablets, are not the only duties of the domestic cult. In a Shinto household, where the ancestors and the higher gods are separately worshipped, the ancestral shrine may be said to correspond with the Roman lararium; while the "god-shelf," with its taima or o-nusa (symbols of those higher gods especially revered by the family), may be compared with the place accorded by Latin custom to the worship of the Penates. Both Shinto cults have their particular feast-days; and, in the case of the ancestor-cult, the feast-days are occasions of religious assembly,—when the relatives of the family should gather to celebrate the domestic rite …. The Shintoist must also take part in the celebration of the festivals of the Ujigami, and must at least aid in the celebration of the nine great national holidays related to the national cult; these nine, out of a total eleven, being occasions of imperial ancestor-worship.
The nature of the public rites varied according to [138] the rank of the gods. Offerings and prayers were made to all; but the greater deities were worshipped with exceeding ceremony. To-day the offerings usually consist of food and rice-wine, together with symbolic articles representing the costlier gifts of woven stuffs presented by ancient custom. The ceremonies include processions, music, singing, and dancing. At the very small shrines there are few ceremonies,—only offerings of food are presented. But at the great temples there are hierarchies of priests and priestesses (miko)—usually daughters of priests; and the ceremonies are elaborate and solemn. It is particularly at the temples of Ise (where, down to the fourteenth century the high-priestess was a daughter of emperors), or at the great temple of Izumo, that the archaic character of the ceremonial can be studied to most advantage. There, in spite of the passage of that huge wave of Buddhism, which for a period almost submerged the more ancient faith, all things remain as they were a score of centuries ago;—Time, in those haunted precincts, would seem to have slept, as in the enchanted palaces of fairy-tale. The mere shapes of the buildings, weird and tall, startle by their unfamiliarity. Within, all is severely plain and pure: there are no images, no ornaments, no symbols visible—except those strange paper-cuttings (gohei), suspended to upright rods, which are symbols of offerings and also tokens of the [139] viewless. By the number of them in the sanctuary, you know the number of the deities to whom the place is consecrate. There is nothing imposing but the space, the silence, and the suggestion of the past. The innermost shrine is veiled: it contains, perhaps, a mirror of bronze, an ancient sword, or other object enclosed in multiple wrappings: that is all. For this faith, older than icons, needs no images: its gods are ghosts; and the void stillness of its shrines compels more awe than tangible representation could inspire. Very strange, to Western eyes at least, are the rites, the forms of the worship, the shapes of sacred objects. Not by any modern method must the sacred fire be lighted,—the fire that cooks the food of the gods: it can be kindled only in the most ancient of ways, with a wooden fire-drill. The chief priests are robed in the sacred colour,—white,—and wear headdresses of a shape no longer seen elsewhere: high caps of the kind formerly worn by lords and princes. Their assistants wear various colours, according to grade; and the faces of none are completely shaven;—some wear full beards, others the mustache only. The actions and attitudes of these hierophants are dignified, yet archaic, in a degree difficult to describe. Each movement is regulated by tradition; and to perform well the functions of a Kannushi, a long disciplinary preparation is necessary. The office is hereditary; the training begins in boyhood; and [140] the impassive deportment eventually acquired is really a wonderful thing. Officiating, the Kannushi seems rather a statue than a man,—an image moved by invisible strings;—and, like the gods, he never winks. Not at least observably…. Once, during a great Shinto procession, several Japanese friends, and I myself, undertook to watch a young priest on horseback, in order to see how long he could keep from winking; and none of us were able to detect the slightest movement of eyes or eyelids, notwithstanding that the priest's horse became restive during the time that we were watching.
The principal incidents of the festival ceremonies within the great temples are the presentation of the offerings, the repetition of the ritual, and the dancing of the priestesses. Each of these performances retains a special character rigidly fixed by tradition. The food-offerings are served upon archaic vessels of unglazed pottery (red earthenware mostly): boiled rice pressed into cones of the form of a sugar-loaf, various preparations of fish and of edible sea-weed, fruits and fowls, rice-wine presented in jars of immemorial shape. These offerings are carried into the temple upon white wooden trays of curious form, and laid upon white wooden tables of equally curious form;—the faces of the bearers being covered, below the eyes, with sheets of white paper, in order that their breath may [141] not contaminate the food of the gods; and the trays, for like reason, must be borne at arms' length …. In ancient times the offerings would seem to have included things much more costly than food,—if we may credit the testimony of what are probably the oldest documents extant in the Japanese tongue, the Shinto rituals, or norito.* The following excerpt from Satow's translation of the ritual prayer to the Wind-gods of Tatsuta is interesting, not only as a fine example of the language of the norito, but also as indicating the character of the great ceremonies in early ages, and the nature of the offerings:—
[*Several have been translated by Satow, whose opinion of their antiquity is here cited; and translations have also been made into German.]
"As the great offerings set up for the Youth-god, I set up various sorts of offerings: for Clothes, bright cloth, glittering cloth, soft cloth, and coarse cloth,—and the five kinds of things, a mantlet, a spear, a horse furnished with a saddle;—for the Maiden-god I set up various sorts of offerings—providing Clothes, a golden thread-box, a golden tatari, a golden skein-holder, bright cloth, glittering cloth, soft cloth, and coarse cloth, and the five kinds of things, a horse furnished with a saddle;—as to Liquor, I raise high the beer-jars, fill and range-in-a-row the bellies of the beer-jars; soft grain and coarse grain;—as to things which dwell in the hills, things soft of hair and things coarse of hair;—as to things which grow in the great field—plain, sweet herbs and bitter herbs;—as to things which dwell in the blue sea-plain, things broad of fin and things narrow of fin—down to the weeds of the offing and weeds of the [142] shore. And if the sovran gods will take these great offerings which I set up,—piling them up like a range of hills,—peacefully in their hearts, as peaceful offerings and satisfactory offerings; and if the sovran gods, deigning not to visit the things produced by, the great People of the region under heaven with bad winds and rough waters, will open and bless them,—I will at the autumn service set up the first fruits, raising high the beer-jars, filling and ranging-in-rows the bellies of the beer-jars,—and drawing them hither in juice and in ear, in many hundred rice-plants and a thousand rice-plants. And for this purpose the princes and councillors and all the functionaries, the servants of the six farms of the country of Yamato—even to the males and females of them—have all come and assembled in the fourth month of this year, and, plunging down the root of the neck cormorant-wise in the presence of the sovran gods, fulfil their praise as the Sun of to-day rises in glory."…
The offerings are no longer piled up "like a range of hills," nor do they include all things dwelling in the mountains and in the sea; but the imposing ritual remains, and the ceremony is always impressive. Not the least interesting part of it is the sacred dance. While the gods are supposed to be partaking of the food and wine set out before their shrines, the girl-priestesses, robed in crimson and white, move gracefully to the sound of drums and flutes,—waving fans, or shaking bunches of tiny bells as they circle about the sanctuary. According to our Western notions. the performance of the [143] miko could scarcely be called dancing; but it is a graceful spectacle, and very curious,—for every step and attitude is regulated by traditions of unknown antiquity. As for the plaintive music, no Western ear can discern in it anything resembling a real melody; but the gods should find delight in it, because it is certainly performed for them to-day exactly as it used to be performed twenty centuries ago.
I speak of the ceremonies especially as I have witnessed them in Izumo: they vary somewhat according to cult and province. At the shrines of Ise, Kasuga, Kompira, and several others which I visited, the ordinary priestesses are children; and when they have reached the nubile age, they retire from the service. At Kitzuki the priestesses are grown-up women: their office is hereditary; and they are permitted to retain it even after marriage.
Formerly the Miko was more than a mere officiant: the songs which she is still obliged to learn indicate that she was originally offered to the gods as a bride. Even yet her touch is holy; the grain sown by her hand is blessed. At some time in the past she seems to have been also a pythoness: the spirits of the gods possessed her and spoke through her lips. All the poetry of this most ancient of religions centres in the figure of its little Vestal,—child-bride of ghosts,—as she flutters, [144] like some wonderful white-and-crimson butterfly, before the shrine of the Invisible. Even in these years of change, when she must go to the public school, she continues to represent all that is delightful in Japanese girlhood; for her special home-training keeps her reverent, innocent, dainty in all her little ways, and worthy to remain the pet of the gods.
The history of the higher forms of ancestor-worship in other countries would lead us to suppose that the public ceremonies of the Shinto-cult must include some rite of purification. As a matter of fact, the most important of all Shinto ceremonies is the ceremony of purification,—o-harai, as it is called, which term signifies the casting-out or expulsion of evils …. In ancient Athens a corresponding ceremony took place every year; in Rome, every four years. The o-harai is performed twice every year,—in the sixth month and the twelfth month by the ancient calendar. It used to be not less obligatory than the Roman lustration; and the idea behind the obligation was the same as that which inspired the Roman laws on the subject …. So long as men believe that the welfare of the living depends upon the will of the dead,—that all happenings in the world are ordered by spirits of different characters, evil as well as good,—that every bad action lends additional power to the viewless [145] forces of destruction, and therefore endangers the public prosperity,—so long will the necessity of a public purification remain an article of common faith. The presence in any community of even one person who has offended the gods, consciously or unwillingly, is a public misfortune, a public peril. Yet it is not possible for all men to live so well as never to vex the gods by thought, word, or deed,—through passion or ignorance or carelessness. "Every one," declares Hirata, "is certain to commit accidental offences, however careful he may be… Evil acts and words are of two kinds: those of which we are conscious, and those of which we are not conscious …. It is better to assume that we have committed such unconscious offences." Now it should be remembered that for the man of Old Japan,—as for the Greek or the Roman citizen of early times,—religion consisted chiefly in the exact observance of multitudinous custom; and that it was therefore difficult to know whether, in performing the duties of the several cults, one had not inadvertently displeased the Unseen. As a means of maintaining and assuring the religious purity of the people periodical lustration was consequently deemed indispensable.
From the earliest period Shinto exacted scrupulous cleanliness —indeed, we might say that it regarded physical impurity as identical with moral impurity, and intolerable to the gods. It has [146] always been, and still remains, a religion of ablutions. The Japanese love of cleanliness—indicated by the universal practice of daily bathing, and by the irreproachable condition of their homes has been maintained, and was probably initiated, by their religion. Spotless cleanliness being required by the rites of ancestor-worship,—in the temple, in the person of the officiant, and in the home,—this rule of purity was naturally extended by degrees to all the conditions of existence. And besides the great periodical ceremonies of purification, a multitude of minor lustrations were exacted by the cult. This was the case also, it will be remembered in the early Greek and Roman civilizations—the citizen had to submit to purification upon almost every important occasion of existence. There were lustrations indispensable at birth, marriage, and death; lustrations on the eve of battle; lustrations at regular periods, of the dwelling, estate, district, or city. And, as in Japan, no one could approach a temple without a preliminary washing of hands. But ancient Shinto exacted more than the Greek or the Roman cult: it required the erection of special houses for birth, —"parturition-houses"; special houses for the consummation of marriage,—"nuptial-huts"; and special buildings for the dead,—"mourning-houses." Formerly women were obliged during the period of menstruation, as well as during the time of confinement, to live apart. These harsher archaic customs [147] have almost disappeared, except in one or two remote districts, and in the case of certain priestly families; but the general rules as to purification, and as to the times and circumstances forbidding approach to holy places, are still everywhere obeyed. Purity of heart is not less insisted upon than physical purity; and the great rite of lustration, performed every six months, is of course a moral purification. It is performed not only at the great temples, and at all the Ujigami, but likewise in every home
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[*On the kamidana, "or god-shelf," there is usually placed a kind of oblong paper-box containing fragments of the wands used by the priests of Ise at the great national purification-ceremony, or o-harai. This box is commonly called by the name of the ceremony, o-harai, or "august purification," and is inscribed with the names of the great gods of Ise. The presence of this object is supposed to protect the home; but it should be replaced by a new o-harai at the expiration of six months; for the virtue of the charm is supposed to last only during the interval between two official purifications. This distribution to thousands of homes of fragments of the wands, used to "drive away evils" at the time of the Ise lustration, represents of course the supposed extension of the high-priest's protection to those homes until the time of the next o-harai.
The modern domestic form of the harai is very simple. Each Shinto parish-temple furnishes to all its Ujiko, or parishioners, small paper-cuttings called hitogata ("mankind-shapes"), representing figures of men, women, and children as in silhouette,—only that the paper is white, and folded curiously. Each household receives a number of hitogata corresponding to the number of its members,—"men-shapes" for the men and boys, "women-shapes">[ _________________________________________________________________
[148] for the women and girls. Each person in the house touches his head, face, limbs, and body with one of these hitogata; repeating the while a Shinto invocation, and praying that any misfortune or sickness incurred by reason of offences involuntarily committed against the gods (for in Shinto belief sickness and misfortune are divine punishments) may be mercifully taken away. Upon each hitogata is then written the age and sex (not the name) of the person for whom it was furnished; and when this has been done, all are returned to the parish-temple, and there burnt, with rites of purification. Thus the community is "lustrated" every six Months.
In the old Greek and Latin cities lustration was accompanied with registration. The attendance of every citizen at the ceremony was held to be so necessary that one who wilfully failed to attend might be whipped and sold as a slave. Non-attendance involved loss of civic rights. It would seem that in Old Japan also every member of a community was obliged to be present at the rite; but I have not been able to learn whether any registration was made upon such occasions. Probably it would have been superfluous: the Japanese individual was not officially recognized; the family-group alone was responsible, and the attendance of the several members would have been assured by the responsibility of the group. The use of the hitogata, on which the name is not written, but only the sex and age [149] of the worshipper, is probably modern, and of Chinese origin. Official registration existed, even in early times; but it appears to have had no particular relation to the o-harai; and the registers were kept, it seems, not by the Shinto, but by the Buddhist parish-priests …. In concluding these remarks about the o-harai, I need scarcely add that special rites were performed in cases of accidental religious defilement, and that any person judged to have sinned against the rules of the public cult had to submit to ceremonial purification.
Closely related by origin to the rites of purification are sundry ascetic practices of Shinto. It is not an essentially ascetic religion: it offers flesh and wine to its gods; and it prescribes only such forms of self-denial as ancient custom and decency require. Nevertheless, some of its votaries perform extraordinary austerities on special occasions,—austerities which always include much cold-water bathing. It is not uncommon for the very fervent worshipper to invoke the gods as he stands naked under the ice-cold rush of a cataract in midwinter …. But the most curious phase of this Shinto asceticism is represented by a custom still prevalent in remote districts. According to this custom a community yearly appoints one of its citizens to devote himself wholly to the gods on behalf of the rest. During the term of his consecration, this communal representative [150] must separate from his family, must not approach women, must avoid all places of amusement, must eat only food cooked with sacred fire, must abstain from wine, must bathe in fresh cold water several times a day, must repeat particular prayers at certain hours, and must keep vigil upon certain nights. When he has performed these duties of abstinence and purification for the specified time, he becomes religiously free; and another man is then elected to take his place. The prosperity of the settlement is supposed to depend upon the exact observance by its representative of the duties prescribed: should any public misfortune occur, he would be suspected of having broken his vows. Anciently, in the case of a common misfortune, the representative was put to death. In the little town of Mionoseki, where I first learned of this custom, the communal representative is called ichi-nen-gannushi ("one-year god-master"); and his full term of vicarious atonement is twelve months. I was told that elders are usually appointed for this duty,—young men very seldom. In ancient times such a communal representative was called by a name signifying "abstainer." References to the custom have been found in Chinese notices of Japan dating from a time before the beginning of Japanese authentic history.
Every persistent form of ancestor-worship has its [151] system or systems of divination; and Shinto exemplifies the general law. Whether divination ever obtained in ancient Japan the official importance which it assumed among the Greeks and the Romans is at present doubtful. But long before the introduction of Chinese astrology, magic, and fortune-telling, the Japanese practised various kinds of divination, as is proved by their ancient poetry, their records, and their rituals. We find mention also of official diviners, attached to the great cults. There was divination by bones, by birds, by rice, by barley-gruel, by footprints, by rods planted in the ground, and by listening in public ways to the speech of people passing by. Nearly all—probably all—of these old methods of divination are still in popular use. But the earliest form of official divination was performed by scorching the shoulder-blade of a deer, or other animal, and observing the cracks produced by the heat.* Tortoise-shells were afterwards used for the same purpose. Diviners were especially attached, it appears, to the imperial palace; and Motowori, writing in the latter half of the eighteenth century, speaks of divination as still being, in that epoch, a part of the imperial function. "To the end of time," he said, "the Mikado is the child of the Sun-goddess. His mind is in perfect harmony of thought and feeling with hers. He does not seek out new inventions; but he rules in accordance with precedents which date from the Age of the Gods; and if he is ever in doubt, he has recourse to divination, which reveals to him the mind of the great goddess."
[*Concerning this form of divination, Satow remarks that it was practised by the Mongols in the time of Genghis Khan, and is still practised by the Khirghiz Tartars,—facts of strong interest in view of the probable origin of the early Japanese tribes. For instances of ancient official divination see Aston's translation of the Nihongi, Vol. I, pp. 157, 189, 227, 299, 237.]
[152] Within historic times at least, divination would not seem to have been much used in warfare,—certainly not to the extent that it was used by the Greek and Roman armies. The greatest Japanese captains,—such as Hideyoshi and Nobunaga—were decidedly irreverent as to omens. Probably the Japanese, at an early period of their long military history, learned by experience that the general who conducts his campaign according to omens must always be at a hopeless disadvantage in dealing with a skilful enemy who cares nothing about omens.
Among the ancient popular forms of divination which still survive, the most commonly practised in households is divination by dry rice. For the public, Chinese divination is still in great favour; but it is interesting to observe that the Japanese fortune-teller invariably invokes the Shinto gods before consulting his Chinese books, and maintains a Shinto shrine in his reception-room.
[153] We have seen that the developments of ancestor-worship in Japan present remarkable analogies with the developments of ancestor-worship in ancient Europe,—especially in regard to the public cult, with its obligatory rites of purification.
But Shinto seems nevertheless to represent conditions of ancestor-worship less developed than those which we are accustomed to associate with early Greek and Roman life; and the coercion which it exercised appears to have been proportionally more rigid. The existence of the individual worshipper was ordered not merely in relation to the family and the community, but even in relation to inanimate things. Whatever his occupation might be, some god presided over it; whatever tools he might use, they had to be used in such manner as tradition prescribed for all admitted to the craft-cult. It was necessary that the carpenter should so perform his work as to honour the deity of carpenters,—that the smith should fulfil his daily task so as to honour the god of the bellows,—that the farmer should never fail in respect to the earth-god, and the food-god, and the scare-crow god, and the spirits of the trees—about his habitation. Even the domestic utensils were sacred: the servant could not dare to forget the presence of the deities of the cooking-range, the hearth, the cauldron, the brazier,—or the supreme necessity of keeping the fire pure. The professions, not less [154] than the trades, were under divine patronage: the physician, the teacher, the artist—each had his religious duties to observe, his special traditions to obey. The scholar, for example, could not dare to treat his writing-implements with disrespect, or put written paper to vulgar uses: such conduct would offend the god of calligraphy. Nor were women ruled less religiously than men in their various occupations: the spinners and weaving-maidens were bound to revere the Weaving-goddess and the Goddess of Silkworms; the sewing-girl was taught to respect her needles; and in all homes there was observed a certain holiday upon which offerings were made to the Spirits of Needles. In Samurai families the warrior was commanded to consider his armour and his weapons as holy things: to keep them in beautiful order was an obligation of which the neglect might bring misfortune in the time of combat; and on certain days offerings were set before the bows and spears, arrows and swords, and other war-implements, in the alcove of the family guest-room. Gardens, too, were holy; and there were rules to be observed in their management, lest offence should be given to the gods of trees and flowers. Carefulness, cleanliness, dustlessness, were everywhere enforced as religious obligations.
… It has often been remarked in these latter days that the Japanese do not keep their public offices, their railway stations, their new factory-buildings, [155] thus scrupulously clean. But edifices built foreign style, with foreign material, under foreign supervision, and contrary to every local tradition, must seem to old-fashioned thinking God-forsaken places; and servants amid such unhallowed surroundings do not feel the invisible about them, the weight of pious custom, the silent claim of beautiful and simple things to human respect.
[156]
[157]
THE RULE OF THE DEAD
It should now be evident to the reader that the ethics of Shinto were all comprised in the doctrine of unqualified obedience to customs originating, for the most part, in the family cult. Ethics were not different from religion; religion was not different from government; and the very word for government signified "matters-of-religion." All government ceremonies were preceded by prayer and sacrifice; and from the highest rank of society to the lowest every person was subject to the law of tradition. To obey was piety; to disobey was impious; and the rule of obedience was enforced upon each individual by the will of the community to which he belonged. Ancient morality consisted in the minute observance of rules of conduct regarding the household, the community, and the higher authority.
But these rules of behaviour mostly represented the outcome of social experience; and it was scarcely possible to obey them faithfully, and yet to remain a bad man. They commanded reverence toward the Unseen, respect for authority, affection to parents, [158] tenderness to wife and children, kindness to neighbours, kindness to dependants, diligence and exactitude in labour, thrift and cleanliness in habit. Though at first morality signified no more than obedience to tradition, tradition itself gradually became identified with true morality. To imagine the consequent social condition is, of course, somewhat difficult for the modern mind. Among ourselves, religious ethics and social ethics have long been practically dissociated; and the latter have become, with the gradual weakening of faith, more imperative and important than the former. Most of us learn, sooner or later in life, that it is not enough to keep the ten commandments, and that it is much less dangerous to break most of the commandments in a quiet way than to violate social custom. But in Old Japan there was no distinction tolerated between ethics and custom—between moral requirements and social obligations: convention identified both, and to conceal a breach of either was impossible,—as privacy did not exist. Moreover the unwritten commandments were not limited to ten; they were numbered by hundreds, and the least infringement was punishable, not merely as a blunder, but as a sin. Neither in his own home nor anywhere else could the ordinary person do as he pleased; and the extraordinary person was under the surveillance of zealous dependants whose constant duty was to reprove any breach of usage. The religion capable [159] of regulating every act of existence by the force of common opinion requires no catechism.
Early moral custom must be coercive custom. But as many habits, at first painfully formed under compulsion only, become easy through constant repetition, and at last automatic, so the conduct compelled through many generations by religious and civil authority, tends eventually to become almost instinctive. Much depends, no doubt, upon the degree to which religious compulsion is hindered by exterior causes,—by long-protracted war, for example,—and in Old Japan there was interference extraordinary. Nevertheless, the influence of Shinto accomplished wonderful things,—evolved a national type of character worthy, in many ways, of earnest admiration. The ethical sentiment developed in that character differed widely from our own; but it was exactly adapted to the social requirements. For this national type of moral character was invented the name Yamato-damashi (or Yamato-gokoro),—the Soul of Yamato (or Heart of Yamato),—the appellation of the old province of Yamato, seat of the early emperors, being figuratively used for the entire country. We might correctly, though less literally, interpret the expression Yamato-damashi as "The Soul of Old Japan."
It was in reference to this "Soul of Old Japan" that the great Shinto scholars of the eighteenth [160] and nineteenth centuries put forth their bold assertion that conscience alone was a sufficient ethical guide. They declared the high quality of the Japanese conscience a proof of the divine origin of the race. "Human beings," wrote Motowori, "having been produced by the spirits of the two Creative Deities, are naturally endowed with the knowledge of what they ought to do, and of what they ought to refrain from doing. It is unnecessary for them to trouble their minds with systems of morality. If a system of morals were necessary, men would be inferior to animals,—all of whom are endowed with the knowledge of what they ought to do, only in an inferior degree to men."*… [*All of these extracts are quoted from Satow's great essay on the Shinto revival.] Mabuchi, at an earlier day, had made a comparison between Japanese and Chinese morality, greatly to the disadvantage of the latter. "In ancient times," said Mabuchi, "when men's dispositions were straightforward, a complicated system of morals was unnecessary. It would naturally happen that bad actions might be occasionally committed; but the straightforwardness of men's dispositions would prevent the evil from being concealed and so growing in extent. So in those days it was unnecessary to have a doctrine of right and wrong. But the Chinese, being bad at heart, in spite of the teaching which they got, were good [161] only on the outside; so their bad acts became of such magnitude that society was thrown into disorder. The Japanese, being straightforward, could do without teaching." Motowori repeated these ideas in a slightly different way: "It is because the Japanese were truly moral in their practice, that, they required no theory of morals; and the fuss made by the Chinese about theoretical morals is owing to their laxity, in practice…. To have learned that there is no Way [ethical system] to be learned and practised, is really to have learned to practise the Way of the Gods." At a later day Hirata wrote "Learn to stand in awe of the Unseen, and that will prevent you from doing wrong. Cultivate the conscience implanted in you then you will never wander from the Way."
Though the sociologist may smile at these declarations of moral superiority (especially as based on the assumption that the race had been better in primeval times, when yet fresh from the hands of the gods), there was in them a grain of truth. When Mabuchi and Motowori wrote, the nation had been long subjected to a discipline of almost incredible minuteness in detail, and of extraordinary rigour in application. And this discipline had actually brought into existence a wonderful average of character,—a character of surprising patience, unselfishness, honesty, kindliness, and docility combined with high courage. But only the evolutionist [162] can imagine what the cost of developing that character must have been.
It is necessary here to observe that the discipline to which the nation had been subjected up to the age of the great Shinto writers, seems to have had a curious evolutional history of its own. In primitive times it had been much less uniform, less complex, less minutely organized, though not less implacable; and it had continued to develop and elaborate more and more with the growth and consolidation of society, until, under the Tokugawa Shogunate the possible maximum of regulation was reached. In other words, the yoke had been made heavier and heavier in proportion to the growth of the national strength,—in proportion to the power of the people to bear it…. We have seen that, from the beginning of this civilization, the whole life of the citizen was ordered for him: his occupation, his marriage, his rights of fatherhood, his rights to hold or to dispose of property,—all these matters were settled by religious custom. We have also seen that outside as well as inside of his home, his actions were under supervision, and that a single grave breach of usage might cause his social ruin,—in which case he would be given to understand that he was not merely a social, but also a religious offender; that the communal god was angry with him; and that to pardon his fault might [163] provoke the divine vengeance against the entire settlement. But it yet remains to be seen what rights were left him by the central authority ruling his district,—which authority represented a third form of religious despotism from which there was no appeal in ordinary cases.
Material for the study of the old laws and customs have not yet been collected in sufficient quantity to yield us full information as to the conditions of all classes before Meiji. But a great deal of precious work has been accomplished in this direction by American scholars; and the labours of Professor Wigmore and of the late Dr. Simmons have furnished documentary evidence from which much can be learned about the legal status of the masses during the Tokugawa period. This, as I have said, was the period of the most elaborated regulation. The extent to which the people were controlled can be best inferred from the nature and number of the sumptuary laws to which they were subjected. Sumptuary laws in Old Japan probably exceeded in multitude and minuteness anything of which Western legal history yields record. Rigidly as the family-cult dictated behaviour in the home, strictly as the commune enforced its standards of communal duty,—just so rigidly and strictly did the rulers of the nation dictate how the individual—man, woman, or child—should dress, walk, sit, [164] speak, work, eat, drink. Amusements were not less unmercifully regulated than were labours.
Every class of Japanese society was under sumptuary regulation,—the degree of regulation varying in different centuries; and this kind of legislation appears to have been established at an early period. It is recorded that, in the year 681 A.D., the Emperor Temmu regulated the costumes of all classes,—"from the Princes of the Blood down to the common people,—and the wearing of headdresses and girdles, as well as of all kinds of coloured stuffs,—according to a scale."* [* See Nihongi Aston's translation, Vol. II, pp. 343, 349, 350.] The costumes and the colours to be worn by priests and nuns had been already fixed, by an edict issued in 679 A.D. Afterwards these regulations were greatly multiplied and detailed. But it was under the Tokugawa rulers, a thousand years later, that sumptuary laws obtained their most remarkable development; and the nature of them is best: indicated by the regulations applying to the peasantry. Every detail of the farmer's existence was prescribed for by law,—from the size, form, and cost of his dwelling, down even to such trifling matters as the number and the quality of the dishes to be served to him at meal-times. A farmer with an income of 100 koku of rice—(let us say 90 to 100 pounds per annum)—might build a house 60 feet long, but no longer: he was forbidden to construct it with a room containing an alcove; and he was not [165] allowed—except by special permission—to roof it with tiles. None of his family were permitted to wear silk; and in case of the marriage of his daughter to a person legally entitled to wear silk, the bridegroom was to be requested not to wear silk at the wedding. Three kinds of viands only were to be served at the wedding of such a farmer's daughter or son; and the quality as well as the quantity of the soup, fish, or sweetmeats offered to the wedding-guests, were legally fixed. So likewise the number of the wedding-gifts: even the cost of the presents, of rice-wine and dried fish was prescribed, and the quality of the single fan which it was permissible to offer the bride. At no time was a farmer allowed to make any valuable presents to his friends. At a funeral he might serve the guests with certain kinds of plain food; but if rice-wine were served it was not to be served in wine-cups,—only in soup-cups! (The latter regulation probably referred to Shinto funerals in especial.) On the occasion of a child's birth, the grandparents were allowed to make only four presents (according to custom),—including "one cotton baby-dress"; and the values of the presents were fixed. On the occasion of the Boy's Festival, the presents to be given to the child by the whole family, including grandparents, were limited by law to "one paper-flag," and "two toy-spears." … A farmer whose, property was assessed at 50 koku was forbidden to [166] build a house more than 45 feet long. At the wedding of his daughter the gift-girdle was not to exceed 50 sen in value; and it was forbidden to serve more than one kind of soup at the wedding-feast…. A farmer with a property assessed at 20 koku was not allowed to build a house more than 36 feet long, or to use in building it such superior qualities of wood as keyaki or hinoki. The roof of his house was to be made of bamboo-thatch or straw; and he was strictly forbidden the comfort of floor-mats. On the occasion of the wedding of his daughter he was forbidden to have fish or any roasted food served at the wedding-feast. The women of his family were not allowed to wear leather sandals: they might wear only straw-sandals or wooden clogs; and the thongs of the sandals or the clogs were to be made of cotton. The women were further forbidden to wear hair-bindings of silk, or hair-ornaments of tortoise-shells; but they might wear wooden combs and combs of bone—not ivory. The men were forbidden to wear stockings, and their sandals were to be made of bamboo.* [*There are sandals or clogs made of bamboo-wood, but the meaning here is bamboo-grass.] They were also forbidden to use sun-shades —hi-gasa—or paper-umbrellas…. A farmer assessed at 10 koku was forbidden to build a house more than 30 feet long. The women of his family were required to wear sandals with thongs of [167] bamboo-grass. At the wedding of his son or daughter one present only was allowed,—a quilt-chest. At the birth of his child one present only was to be made: namely, one toy-spear, in the case of a boy; or one paper-doll, or one "mud-doll," in the case of a girl… As for the more unfortunate class of farmers, having no land of their own, and officially termed mizunomi, or "water-drinkers," it is scarcely necessary to remark that these were still more severely restricted in regard to food, apparel, etc. They were not even allowed, for example, to have a quilt-chest as a wedding-present. But a fair idea of the complexity of these humiliating restrictions can only be obtained by reading the documents published by Professor Wigmore, which chiefly consist of paragraphs like these:—
"The collar and the sleeve-ends of the clothes may be ornamented with silk, and an obi (soft girdle) of silk or crepe-silk may be worn—but not in public." …
"A family ranking less than 20 koku must use the Takeda-wan (Takeda rice-bowl), and the Nikko-zen (Nikko tray).".. (These were utensils of the cheapest kind of lacquer-ware.)
"Large farmers or chiefs of Kumi may use umbrellas; but small farmers and farm-labourers must use only mino (straw-raincoats), and broad straw-hats." …
These documents published by Professor Wigmore contain only the regulations issued for the daimiate of Maizuru; but regulations equally [168] minute and vexatious appear to have been enforced throughout the whole country. In Izumo I found that, prior to Meiji, there were sumptuary laws prescribing not only the material of the dresses to be worn by the various classes, but even the colours of them, and the designs of the patterns. The size of rooms, as well as the size of houses, was fixed there by law,—also the height of buildings and of fences, the number of windows, the material of construction…. It is difficult for the Western mind to understand how human beings could patiently submit to laws that regulated not only the size of one's dwelling, and the cost of its furniture, but even the substance and character of clothing,—not only the expense of a wedding outfit, but the quality of the marriage-feast, and the quality of the vessels in which the food was to be served,—not only the kind of ornaments to be worn in a woman's hair, but the material of the thongs of her sandals,—not only the price of presents to be made to friends, but the character and the cost of the cheapest toy to be given to a child. And the peculiar constitution of society made it possible to enforce this sumptuary legislation by communal will; the people were obliged to coerce themselves! Each community, as we have seen, had been organized in groups of five or more households, called kumi; and the heads of the households forming a kumi elected one of their number as kumi-gashira, or group-chief, directly [169] responsible to the higher authority. The kumi was accountable for the conduct of each and all of its members; and each member was in some sort responsible for the rest. "Every member of a kumi," declares one of the documents above mentioned, "must carefully watch the conduct of his fellow-members. If any one violates these regulations, without due excuse, he is to be punished; and his kumi will also be held responsible." Responsible even for the serious offence of giving more than one paper-doll to a child! … But we should remember that in early Greek and Roman societies there was much legislation of a similar kind. The laws of Sparta regulated the way in which a woman should dress her hair; the laws of Athens fixed the number of her robes. At Rome, in early times, women were forbidden to drink wine; and a similar law existed in the Greek cities of Miletus and Massilia. In Rhodes and Byzantium the citizen was forbidden to shave; in Sparta he was forbidden to wear a moustache. (I need scarcely refer to the later Roman laws regulating the cost of marriage-feasts, and the number of guests that might be invited to a banquet; for this legislation was directed chiefly against luxury.) The astonishment evoked by Japanese sumptuary laws, particularly as inflicted upon the peasantry, is justified less by their general character than by their implacable minuteness,—their ferocity of detail…. [170] Where a man's life was legally ordered even to the least particulars,—even to the quality of his foot-gear and head-gear, the cost of his wife's hairpins, and the price of his child's doll,—one could hardly suppose that freedom of speech would have been tolerated. It did not exist; and the degree to which speech became regulated can be imagined only by those who have studied the spoken tongue. The hierarchical organization of society was faithfully reflected in the conventional organization of language,—in the ordination of pronouns, nouns, and verbs,—in the grades conferred upon adjectives by prefixes or suffixes. With the same merciless exactitude which prescribed rules for dress, diet, and manner of life, all utterance was regulated both negatively and positively,—but positively much more than negatively. There was little insistence upon what was not to be said; but rules innumerable decided exactly what should be said,—the word to be chosen, the phrase to be used. Early training enforced caution in this regard: everybody had to learn that only certain verbs and nouns and pronouns were lawful when addressing superiors, and other words permissible only when speaking to equals or to inferiors. Even the uneducated were obliged to learn something about this. But education cultivated a system of verbal etiquette so multiform that only the training of years could enable any one to master it. Among the [171] higher classes this etiquette developed almost inconceivable complexity. Grammatical modifications of language, which, by implication, exalted the person addressed or humbly depreciated the person addressing, must have come into general use at some very early period; but under subsequent Chinese influence these forms of propitiatory speech multiplied exceedingly. From the Mikado himself—who still makes use of personal pronouns, or at least pronominal expressions, forbidden to any other mortal—down through all the grades of society, each class had an "I" peculiarly its own. Of terms corresponding to "you" or "thou" there are still sixteen in use; but formerly there were many more. There are yet eight different forms of the second person singular used only in addressing children, pupils, or servants.* Honorific or humble forms of nouns indicating relationship were similarly multiplied and graded: there are still in use nine terms signifying "father," nine terms signifying "mother," eleven terms for "wife," eleven terms for "son," nine terms for "daughter," and seven terms for "husband." The rules of the verb, above all, were complicated by the exigencies of etiquette to a [172] degree of which no idea can be given in any brief statement…. At nineteen or twenty years of age a person carefully trained from childhood might have learned all the necessary verbal usages of respectable society; but for a mastery of the etiquette of superior converse many more years of study and experience were required. With the unceasing multiplication of ranks and classes there came into existence a corresponding variety of forms of language: it was possible to ascertain to what class a man or a woman belonged by listening to his or to her conversation. The written, like the spoken tongue, was regulated by strict convention: the forms used by women were not those used by men; and those differences in verbal etiquette arising from the different training of the sexes resulted in the creation of a special epistolary style,—a "woman's language," which remains in use. And this sex-differentiation of language was not confined to letter-writing: there was a woman's language also of converse, varying according to class. Even to-day, in ordinary conversation, an educated woman makes use of words and phrases not employed by men. Samurai women especially had their particular forms of expression in feudal times; and it is still possible to decide, from the speech of any woman brought up according to the old home-training, whether she belongs to a Samurai family.
[*The sociologist will of course understand that these facts are not by any means inconsistent with that very sparing use of pronouns so amusingly discussed in Percival Lowell's "Soul of the Far East." In societies where subjection is extreme "there is an avoidance of the use of personal pronouns," though, as Herbert Spencer points out in illustrating this law, it is just among such societies that the most elaborate distinctions in pronominal forms of address are to be found.]
[173] Of course the matter as well as the manner of converse was restricted; and the nature of the restraints upon free speech can be inferred from the nature of the restraints upon freedom of demeanour. Demeanour was most elaborately and mercilessly regulated, not merely as to obeisances, of which there were countless grades, varying according to sex as well as class,—but even in regard to facial expression, the manner of smiling, the conduct of the breath, the way of sitting, standing, walking, rising. Everybody was trained from infancy in this etiquette of expression and deportment. At what period it first became a mark of disrespect to betray, by look or gesture, any feeling of grief or pain in the presence of a superior, we cannot know; there is reason to believe that the most perfect self-control in this regard was enforced from prehistoric times. But there was gradually developed—partly, perhaps, under Chinese teaching—a most elaborate code of deportment which exacted very much more than impassiveness. It required not only that any sense of anger or pain should be denied all outward expression, but that the sufferer's face and manner should indicate the contrary feeling. Sullen submission was an offence; mere impassive obedience inadequate: the proper degree of submission should manifest itself by a pleasant smile, and by a soft and happy tone of voice. The smile, however, was also regulated. [174] One had to be careful about the quality of the smile: it was a mortal offence, for example, so to smile in addressing a superior, that the back teeth could be seen. In the military class especially this code of demeanour was ruthlessly enforced. Samurai women were required, like the women of Sparta, to show signs of joy on hearing that their husbands or sons had fallen in battle: to betray any natural feeling under the circumstances was a grave breach of decorum. And in all classes demeanour was regulated so severely that even to-day the manners of the people everywhere still reveal the nature of the old discipline. The strangest fact is that the old-fashioned manners appear natural rather than acquired, instinctive rather than made by training. The bow,—the sibilant in drawing of the breath which accompanies the prostration, and is practised also in praying to the gods,—the position of the hands upon the floor in the moment of greeting or of farewell,—the way of sitting or rising or walking in presence of a guest,—the manner of receiving or presenting anything,—all these ordinary actions have a charm of seeming naturalness that mere teaching seems incapable of producing. And this is still more true of the higher etiquette,—the exquisite etiquette of the old-time training in cultivated classes, —particularly as displayed by women. We must suppose that the capacity to acquire such manners depends considerably upon inheritance,—that it could only have [175] been formed by the past experience of the race under discipline.
What such discipline, as regards politeness, must have signified for the mass of the people, may be inferred from the enactment of Iyeyasu authorizing a Samurai to kill any person of the three inferior classes guilty of rudeness. Be it observed that Iyeyasu was careful to qualify the meaning of "rude": he said that the Japanese term for a rude fellow signified "an other-than-expected person"—so that to commit an offence worthy of death it was only necessary to act in an "unexpected manner"; that is to say, contrary to prescribed etiquette:—
"The Samurai are the masters of the four classes. Agriculturists, artizans, and merchants may not behave in a rude manner towards Samurai. The term for a rude man is an 'other-than-expected fellow'; and a Samurai is not to be interfered with in cutting down a fellow who has behaved to him in a manner other than is expected. The Samurai are grouped into direct retainers, secondary retainers, and nobles and retainers of high and low grade; but the same line of conduct is equally allowable to them all towards an other-than-expected fellow."—[Art. 45.]
But there is little reason to suppose that Iyeyasu created any new privilege of slaughter: he probably did no more than confirm by enactment certain long established military rights. Stern rules about the conduct of inferiors to superiors would seem to have been pitilessly enforced long before the rise of the [176] military power. We read that the Emperor Yuriaku, in the latter part of the fifth century, killed a steward for the misdemeanour of remaining silent, through fear, when spoken to: we also find it recorded that he struck down a maid-of-honour who had brought him a cup of wine, and that he would have cut off her head but for the extraordinary presence of mind which enabled her to improvise a poetical appeal for mercy. Her only fault had been that, in carrying the wine-cup, she failed to notice that a leaf had fallen into it,—probably because court-custom obliged her to carry the cup in such a way as not to breathe upon it; for emperors and high nobles were served after the manner of gods. It is true that Yuriaku was in the habit of killing people for little mistakes; but it is evident that, in the cases cited, such mistakes were regarded as breaches of long-established decorum.
Probably before as well as after the introduction of the Chinese penal codes,—the so-called Ming and Tsing codes, by which the country was ruled under the Shoguns,—the bulk of the nation was literally under the rod. Common folk were punished by cruel whippings for the most trifling offences. For serious offences, death by torture was an ordinary penalty; and there were extraordinary penalties as savage, or almost as savage, as those established during our own medieval period,—[177] burnings and crucifixions and quarterings and boiling alive in oil. The documents regulating the life of village-folk do not contain any indication of the severity of legal discipline: the Kumi-cho declarations that such and such conduct "shall be punished" suggest nothing terrible to the reader who has not made himself familiar with the ancient codes. As a matter of fact the term "punishment" in a Japanese legal document might, signify anything from a trifling fine up to burning alive…. Some evidence of the severity used to repress quarrelling even as late as the time of Iyeyasu, may be found in a curious letter of Captain Saris, who visited Japan in 1613. "The first of July," wrote the Captain, "two of our Company happened to quarrell the one with the other, and were very likely to haue gone into the field [i.e. to have fought a duel] to the endangering of vs all. For it is a custome here that whosoever drawes a weapon in anger, although he do noe harme therewith, hee is presently cut in peeces; and, doing but small hurt, not only themselues are so executed, but their whole generation." … The literal meaning of "cut in peeces" he explains later on, when recounting in the same letter an execution that came under his observation:—
"The eighth, three Iaponians were executed, viz., two men and one woman: the cause this,—the woman, none of the honestest (her husband being trauelled from home) [178] had appointed these two their several hours to repair vnto her. The latter man, not knowing of the former, and comming in before the houre appointed, found the first man, and enraged thereat, he whipped out his cattan [katana] and wounded both of them very sorely,—hauing very neere hewn the chine of the mans back in two. But as well as hee might he cleared himselfe, and recouering his cattan, wounded the other. The street, taking notice of the fray, forthwith seased vpon them, led them aside, and acquainted King Foyne therewith, and sent to know his pleasure, (for according to his will, the partie is executed), who presently gaue order that they should cut off their heads: which done, euery man that listed (as very many did) came to try the sharpness of their cattans vpon the corps, so that, before they left off, they had hewne them all three into peeces as small as a mans hand,—and yet notwithstanding, did not then giue over, but, placing the peeces one vpon another, would try how many of them they could strike through at a blow; and the peeces are left to the fowles to deuoure." ….
Evidently the execution was in this case ordered for cause more serious than the offence of fighting; but it is true that quarrels were strictly forbidden and rigorously punished.
Though privileged to cut down "other-than-expected" people of inferior rank, the military class itself had to endure a discipline even more severe than that which it maintained. The penalty for a word or a look that displeased, or for a trifling mistake in performance of duty, might be death. In [179] most cases the Samurai was permitted to be his own executioner; and the right of self-destruction was deemed a privilege; but the obligation to thrust a dagger deeply into one's belly on the left side, and then draw the blade slowly and steadily across to the right side, so as to sever all the entrails, was certainly not less cruel than the vulgar punishment of crucifixion, or rather, double-transfixion.
Just as all matters relating to the manner of the individual's life were regulated by law, so were all matters relating to his death,—the quality of his coffin, the expenses of his interment, the order of his funeral, the form of his tomb. In the seventh century laws were passed to the effect that no one should be buried with unseemly expense; and these laws fixed the cost of funerals according to rank and grade. Subsequent edicts decided the dimensions and material of coffins, and the size of graves. In the eighth century every detail of funerals, for all classes of persons from prince to peasant, was fixed by decree. Other laws, and modifications of laws, were made upon the subject in later centuries; but there appears to have always been a general tendency to extravagance in the matter of funerals,—a tendency so strong that, in spite of centuries of sumptuary legislation, it remains to-day a social danger. This can easily be understood if we remember the beliefs regarding duty to the dead, and the consequent [180] desire to honour and to please the spirit even at the risk of family impoverishment.
Most of the legislation to which reference has already been made must appear to modern minds tyrannical; and some of the regulations seem to us strangely cruel. There was, moreover, no way of evading or shirking these obligations of law and custom: whoever failed to fulfil them was doomed to perish or to become an outcast; implicit obedience was the condition of survival. The tendency of such regulation was necessarily to suppress all mental and moral differentiation, to numb personality, to establish one uniform and unchanging type of character; and such was the actual result. To this day every Japanese mind reveals the lines of that antique mould by which the ancestral mind was compressed and limited. It is impossible to understand Japanese psychology without knowing something of the laws that helped to form it,—or, rather, to crystallize it under pressure.
Yet, on the other hand, the ethical effects of this iron discipline were unquestionably excellent. It compelled each succeeding generation to practise the frugality of the forefathers; and that—compulsion was partly justified by the great poverty of the nation. It reduced the cost of living to a figure far below our Western comprehension of the necessary; it cultivated sobriety, simplicity, economy; it enforced [181] cleanliness, courtesy, and hardihood. And—strange as the fact may seem—it did not make the people miserable: they found the world beautiful in spite of all their trouble; and the happiness of the old life was reflected in the old Japanese art, much as the joyousness of Greek life yet laughs to us from the vase-designs of forgotten painters.
And the explanation is not difficult. We must remember that the coercion was not exercised only from without: it was really maintained from within. The discipline of the race was self-imposed. The people had gradually created their own social conditions, and therefore the legislation conserving those conditions; and they believed that legislation the best possible. They believed it to be the best possible for the excellent reason that it had been founded upon their own moral experience; and they could greatly endure because they had great faith. Only religion could have enabled any people to bear such discipline without degenerating into mopes and cowards; and the Japanese never so degenerated: the traditions that compelled self-denial and obedience, also cultivated courage, and insisted upon cheerfulness. The power of the ruler was unlimited because the power of all the dead supported him. "Laws," says Herbert Spencer, "whether written or unwritten, formulate the rule of the dead over the living. In addition to that power which past generations exercise over present generations, by transmitting [182] their natures,—bodily and mental,—and in addition to the power they exercise over them by bequeathed habits and modes of life, there is the power they exercise through their regulations for public conduct, handed down orally, or in writing…. I emphasize these truths,"—he adds,—"for the purpose of showing that they imply a tacit ancestor-worship." … Of no other laws in the history of human civilization are these observations more true than of the laws of Old Japan. Most strikingly did they "formulate the rule of the dead over the living." And the hand of the dead was heavy: it is heavy upon the living even to-day.
[183]
THE INTRODUCTION OF BUDDHISM
The nature of the opposition which the ancient religion of Japan could offer to the introduction of any hostile alien creed, should now be obvious. The family being founded upon ancestor-worship, the commune being regulated by ancestor-worship, the clan-group or tribe being governed by ancestor-worship, and the Supreme Ruler being at once the high-priest and deity of an ancestral cult which united all the other cults in one common tradition, it must be evident that the promulgation of any religion essentially opposed to Shinto would have signified nothing less than an attack upon the whole system of society. Considering these circumstances, it may well seem strange that Buddhism should have succeeded, after some preliminary struggles (which included one bloody battle), in getting itself accepted as a second national faith. But although the original Buddhist doctrine was essentially in disaccord with Shinto beliefs, Buddhism had learned in India, in China, in Korea, and in divers adjacent countries, how to meet the spiritual needs of peoples maintaining a persistent ancestor-worship. [184] Intolerance of ancestor-worship would have long, ago resulted in the extinction of Buddhism; for its vast conquests have all been made among ancestor-worshipping races. Neither in India nor in China nor in Korea,—neither in Siam nor Burmah nor Annam,—did it attempt to extinguish ancestor-worship, Everywhere it made itself accepted as an ally, nowhere as an enemy, of social custom. In Japan it adopted the same policy which had secured its progress on the continent; and in order to form any clear conception of Japanese religious conditions, this fact must be kept in mind.
As the oldest extant Japanese texts—with the probable exception of some Shinto rituals—date from the eighth century, it is only possible to surmise the social conditions of that earlier epoch in which there was no form of religion but ancestor-worship. Only by imagining the absence of all Chinese and Korean influences, can we form some vague idea of the state of things which existed during the so-called Age of the Gods,—and it is difficult to decide at what period these influences began to operate. Confucianism appears to have preceded Buddhism by a considerable interval; and its progress, as an organizing power, was much more rapid. Buddhism was first introduced from Korea, about 552 A.D.; but the mission accomplished little. By the end of the eighth century [185] the whole fabric of Japanese administration had been reorganized upon the Chinese plan, under Confucian influence; but it was not until well into the ninth century that Buddhism really began to spread throughout the country. Eventually it over-shadowed the national life, and coloured all the national thought. Yet the extraordinary conservatism of the ancient ancestor-cult—its inherent power of resisting fusion—was exemplified by the readiness with which the two religions fell apart on the disestablishment of Buddhism in 1871. After having been literally overlaid by Buddhism for nearly a thousand years, Shinto immediately reassumed its archaic simplicity, and reestablished the unaltered forms of its earliest rites.
But the attempt of Buddhism to absorb Shinto seemed at one period to have almost succeeded. The method of the absorption is said to have been devised, about the year 800, by the famous founder of the Shingon sect, Kukai or "Kobodaishi" (as he is popularly called), who first declared the higher Shinto gods to be incarnations of various Buddhas. But in this matter, of course, Kobodaishi was merely following precedents of Buddhist policy. Under the name of Ryobu-Shinto,* the new compound of Shinto and Buddhism obtained imperial approval and support. [*The term "Ryobu" signifies "two-departments" or "two religions.">[ Thereafter, in hundreds of [186] places, the two religions were domiciled within the same precinct—sometimes even within the same building: they seemed to have been veritably amalgamated. And nevertheless there was no real fusion;—after ten centuries of such contact they separated again, as lightly as if they had never touched. It was only in the domestic form of the ancestor-cult that Buddhism really affected permanent modifications; yet even these were neither fundamental nor universal. In certain provinces they were not made; and almost everywhere a considerable part of the population preferred to follow the Shinto form of the ancestor-cult. Yet another large class of persons, converts to Buddhism, continued to profess the older creed as well; and, while practising their ancestor-worship according to the Buddhist rite, maintained separately also the domestic worship of the elder gods. In most Japanese houses to-day, the "god-shelf" and the Buddhist shrine can both be found; both cults being maintained under the same roof.* … But I am mentioning these facts only as illustrating the conservative vitality of Shinto, not as indicating any weakness in the Buddhist propaganda. Unquestionably the influence which Buddhism exerted upon Japanese [187] civilization was immense, profound, multiform, incalculable; and the only wonder is that it should not have been able to stifle Shinto forever. To state, as various writers have carelessly stated, that Buddhism became the popular religion, while Shinto remained the official religion, is altogether misleading. As a matter of fact Buddhism became as much an official religion as Shinto itself, and influenced the lives of the highest classes not less than the lives of the poor. It made monks of Emperors, and nuns of their daughters; it decided the conduct of rulers, the nature of decrees, and the administration of laws. In every community the Buddhist parish-priest was a public official as well as a spiritual teacher: he kept the parish register, and made report to the authorities upon local matters of importance.
[*The ancestor-worship and the funeral rites are Buddhist, as a general rule, if the family be Buddhist; but the Shinto gods are also worshipped in most Buddhist households, except those attached to the Shin sect. Many followers of even the Shin sect, however, appear to follow the ancient religion likewise; and they have their Ujigami.]
By introducing the love of learning, Confucianism had partly prepared the way for Buddhism. As early even as the first century there were some Chinese scholars in Japan; but it was toward the close of the third century that the study of Chinese literature first really became fashionable among the ruling classes. Confucianism, however, did not represent a new religion: it was a system of ethical teachings founded upon an ancestor-worship much like that of Japan. What it had to offer was a kind of social philosophy,—an explanation of the [188] eternal reason of things. It reinforced and expanded the doctrine of filial piety; it regulated and elaborated preexisting ceremonial; and it systematized all the ethics of government. In the education of the ruling classes it became a great power, and has so remained down to the present day. Its doctrines were humane, in the best meaning of the word; and striking evidence of its humanizing effect on government policy may be found in the laws and the maxims of that wisest of Japanese rulers—Iyeyasu.
But the religion of the Buddha brought to Japan another and a wider humanizing influence,—a new gospel of tenderness,—together with a multitude of new beliefs that were able to accommodate themselves to the old, in spite of fundamental dissimilarity. In the highest meaning of the term, it was a civilizing power. Besides teaching new respect for life, the duty of kindness to animals as well as to all human beings, the consequence of present acts upon the conditions of a future existence, the duty of resignation to pain as the inevitable result of forgotten error, it actually gave to Japan the arts and the industries of China. Architecture, painting, sculpture, engraving, printing, gardening—in short, every art and industry that helped to make life beautiful—developed first in Japan under Buddhist teaching.
There are many forms of Buddhism; and in [189] modern Japan there are twelve principal Buddhist sects; but, for present purposes, it will be enough to speak, in the most general way, of popular Buddhism only, as distinguished from philosophical Buddhism, which I shall touch upon in a subsequent chapter. The higher Buddhism could not, at any time or in any country, have had a large popular following; and it is a mistake to suppose that its particular doctrines—such as the doctrine of Nirvana—were taught to the common people. Only such forms of doctrine were preached as could be made intelligible and attractive to very simple minds. There is a Buddhist proverb: "First observe the person; then preach the Law,"—that is to say, Adapt your instruction to the capacity of the listener. In Japan, as in China, Buddhism had to adapt its instruction to the mental capacity of large classes of people yet unaccustomed to abstract ideas. Even to this day the masses do not know so much as the meaning of the word "Nirvana" (Nehan): they have been taught only the simpler forms of the religion; and in dwelling upon these, it will be needless to consider differences of sect and dogma.
To appreciate the direct influence of Buddhist teaching upon the minds of the common people, we must remember that in Shinto there was no doctrine of metempsychosis. As I have said before, the spirits of the dead, according to ancient Japanese thinking, continued to exist in the world: they [190] mingled somehow with the viewless forces of nature, and acted through them. Everything happened by the agency of these spirits—evil or good. Those who had been wicked in life remained wicked after death; those who had been good in life became good gods after death; but all were to be propitiated. No idea of future reward or punishment existed before the coming of Buddhism: there was no notion of any heaven or hell. The happiness of ghosts and gods alike was supposed to depend upon the worship and the offerings of the living.
With these ancient beliefs Buddhism attempted to interfere only by expanding and expounding them,—by interpreting them in a totally new light. Modifications were effected, but no suppressions: we might even say that Buddhism accepted the whole body of the old beliefs. It was true, the new teaching declared, that the dead continued to exist invisibly; and it was not wrong to suppose that they became divinities, since all of them were destined, sooner or later, to enter upon the way to Buddhahood—the divine condition. Buddhism acknowledged likewise the greater gods of Shinto, with all their attributes and dignities,—declaring them incarnations of Buddhas or Bodhisattvas: thus the goddess of the sun was identified with Dai-Nichi-Nyorai (the Tathagata Mahavairokana); the deity Hachiman was identified with Amida (Amitabha). Nor did Buddhism deny the existence of goblins [191] and evil gods: these were identified with the Pretas and the Merakayikas; and the Japanese popular term for goblin, Ma, to-day reminds us of this identification. As for wicked ghosts, they were to be thought of as Pretas only,—Gaki,—self-doomed by the errors of former lives to the Circle of Perpetual Hunger. The ancient sacrifices to the various gods of disease and pestilence—gods of fever, small-pox, dysentery, consumption, coughs, and colds—were continued with Buddhist approval; but converts were bidden to consider such maleficent beings as Pretas, and to present them with only such food-offerings as are bestowed upon Pretas—not for propitiation, but for the purpose of relieving ghostly pain. In this case, as in the case of the ancestral spirits, Buddhism prescribed that the prayers to be repeated were to be said for the sake of the haunters, rather than to them…. The reader may be reminded of the fact that Roman Catholicism, by making a similar provision, still practically tolerates a continuance of the ancient European ancestor-worship. And we cannot consider that worship extinct in any of those Western countries where the peasants still feast their dead upon the Night of All Souls.
Buddhism, however, did more than tolerate the old rites. It cultivated and elaborated them. Under its teaching a new and beautiful form of the domestic cult came into existence; and all the [192] touching poetry of ancestor-worship in modern Japan can be traced to the teaching of the Buddhist missionaries. Though ceasing to regard their dead as gods in the ancient sense, the Japanese converts were encouraged to believe in their presence, and to address them in terms of reverence and affection. It is worthy of remark that the doctrine of Pretas gave new force to the ancient fear of neglecting the domestic rites. Ghosts unloved might not become "evil gods" in the Shinto meaning of the term; but the malevolent Gaki was even more to be dreaded than the malevolent Kami,—for Buddhism defined in appalling ways the nature of the Gaki's power to harm. In various Buddhist funeral-rites, the dead are actually addressed as Gaki,—beings to be pitied but also to be feared,—much needing human sympathy and succour, but able to recompense the food-giver by ghostly help.
One particular attraction of Buddhist teaching was its simple and ingenious interpretation of nature. Countless matters which Shinto had never attempted to explain, and could not have explained, Buddhism expounded in detail, with much apparent consistency. Its explanations of the mysteries of birth, life, and death were at once consoling to pure minds, and wholesomely discomforting to bad consciences. It taught that the dead were happy or unhappy not directly because of the attention or the [193] neglect shown them by the living, but because of their past conduct while in the body.* It did not attempt to teach the higher doctrine of successive rebirths,—which the people could not possibly have understood,—but the merely symbolic doctrine of transmigration, which everybody could understand. To die was not to melt back into nature, but to be reincarnated; and the character of the new body, as well as the conditions of the new existence, would depend upon the quality of one's deeds and thoughts in the present body. All states and conditions of being were the consequence of past actions. Such a man was now rich and powerful, because in previous lives he had been generous and kindly; such another man was now sickly and poor, because in some previous existence he had been sensual and selfish. This woman was happy in her husband and her children, because in the time of a former birth she had proved herself a loving daughter and a faithful spouse; this other was wretched and childless, because in some anterior existence she had been a jealous wife and a cruel mother. "To hate your enemy," the Buddhist preacher would proclaim, "is [194] foolish as well as wrong: he is now your enemy only because of some treachery that you practised upon him in a previous life, when he desired to be your friend. Resign yourself to the injury which he now does you accept it as the expiation of your forgotten fault… The girl whom you hoped to marry has been refused you by her parents,—given away to another. But once, in another existence, she was yours by promise; and you broke the pledge then given…. Painful indeed the loss of your child; but this loss is the consequence of having, in some former life, refused affection where affection was due…. Maimed by mishap, you can no longer earn your living as before. Yet this mishap is really due to the fact that in some previous existence you wantonly inflicted bodily injury. Now the evil of your own act has returned upon you: repent of your crime, and pray that its Karma may be exhausted by this present suffering." … All the sorrows of men were thus explained and consoled. Life was expounded as representing but one stage of a measureless journey, whose way stretched back through all the night of the past, and forward through all the mystery of the future,—out of eternities forgotten into the eternities to be; and the world itself was to be thought of only as a traveller's resting-place, an inn by the roadside.
[*The reader will doubtless wonder how Buddhism could reconcile its doctrine of successive rebirths with the ideas of ancestor-worship, If one died only to be born again, what could be the use of offering food or addressing any kind of prayer to the reincarnated spirit? This difficulty was met by the teaching that the dead were not immediately reborn in most cases, but entered into a particular condition called Chu-U. They might remain in this disembodied condition for the time of one hundred years, after which they were reincarnated. The Buddhist services for the dead are consequently limited to the time of one hundred years.]
Instead of preaching to the people about Nirvana, [195] Buddhism discoursed to them of blisses to be won and pains to be avoided: the Paradise of Amida, Lord of Immeasurable Light; the eight hot hells called To-kwatsu, and the eight icy hells called Abuda. On the subject of future punishment the teaching was very horrible: I should advise no one of delicate nerves to read the Japanese, or rather the Chinese accounts of hell. But hell was the penalty for supreme wickedness only: it was not eternal; and the demons themselves would at last be saved…. Heaven was to be the reward of good deeds: the reward might indeed be delayed, through many successive rebirths, by reason of lingering Karma; but, on the other hand, it might be attained by virtue of a single holy act in this present life. Besides, prior to the period of supreme reward, each succeeding rebirth could be made happier than the preceding one by persistent effort in the holy Way. Even as regarded conditions in this transitory world, the results of virtuous conduct were not to be despised. The beggar of to-day might to-morrow be reborn in the palace of a daimyo; the blind shampooer might become, in his very next life, an imperial minister. Always the recompense would be proportionate to the sum of merit. In this lower world to practise the highest virtue was difficult; and the great rewards were hard to win. But for all good deeds a recompense was sure; and there was no one who could not acquire merit. [196] Even the Shinto doctrine of conscience—the god-given sense of right and wrong—was not denied by Buddhism. But this conscience was interpreted as the essential wisdom of the Buddha dormant in every human creature,—wisdom darkened by ignorance, clogged by desire, fettered by Karma, but destined sooner or later to fully awaken, and to flood the mind with light.
It would seem that the Buddhist teaching of the duty of kindness to all living creatures, and of pity for all suffering, had a powerful effect upon national habit and custom, long before the new religion found general acceptance. As early as the year 675, a decree was issued by the Emperor Temmu forbidding the people to eat "the flesh of kine, horses, dogs, monkeys, or barn-door fowls," and prohibiting the use of traps or the making of pitfalls in catching game.* [*See Aston's translation of the Nihongi, Vol. II, p. 329.] The fact that all kinds of flesh-meat were not forbidden is probably explained by this Emperor's zeal for the maintenance of both creeds;—an absolute prohibition might have interfered with Shinto usages, and would certainly have been incompatible with Shinto traditions. But, although fish never ceased to be an article of food for the laity, we may say that from about this time the mass of the nation abandoned its habits of diet, and forswore the eating of meat, in accordance with [197] Buddhist teaching…. This teaching was based upon the doctrine of the unity of all sentient existence. Buddhism explained the whole visible world by its doctrine of Karma,—simplifying that doctrine so as to adapt it to popular comprehension. The forms of all creatures,—bird, reptile, or mammal; insect or fish,—represented only different results of Karma: the ghostly life in each was one and the same; and, in even the lowest, some spark of the divine existed. The frog or the serpent, the bird or the bat, the ox or the horse,—all had had, at some past time, the privilege of human (perhaps even superhuman) shape: their present conditions represented only the consequence of ancient faults. Any human being also, by reason of like faults, might hereafter be reduced to the same dumb state,—might be reborn as a reptile, a fish, a bird, or a beast of burden. The consequence of wanton cruelty to any animal might cause the perpetrator of that cruelty to be reborn as an animal of the same kind, destined to suffer the same cruel treatment. Who could even be sure that the goaded ox, the over-driven horse, or the slaughtered bird, had not formerly been a human being of closest kin,—ancestor, parent, brother, sister, or child? …
Not by words only were all these things taught. It should be remembered that Shinto had no art: its ghost-houses, silent and void, were not even [198] decorated. But Buddhism brought in its train all the arts of carving, painting, and decoration. The images of its Bodhisattvas, smiling in gold,—the figures of its heavenly guardians and infernal judges, its feminine angels and monstrous demons,—must have startled and amazed imaginations yet unaccustomed to any kind of art. Great paintings hung in the temples, and frescoes limned upon their walls or ceilings, explained better than words the doctrine of the Six States of Existence, and the dogma of future rewards and punishments. In rows of kakemono, suspended side by side, were displayed the incidents of a Soul's journey to the realm of judgment, and all the horrors of the various hells. One pictured the ghosts of faithless wives, for ages doomed to pluck, with bleeding fingers, the rasping bamboo-grass that grows by the Springs of Death; another showed the torment of the slanderer, whose tongue was torn by demon-pincers; in a third appeared the spectres of lustful men, vainly seeking to flee the embraces of women of fire, or climbing, in frenzied terror, the slopes of the Mountain of Swords. Pictured also were the circles of the Preta-world, and the pangs of the Hungry Ghosts, and likewise the pains of rebirth in the form of reptiles and of beasts. And the art of these early representations—many of which have been preserved—was an art of no mean order. We can hardly conceive the effect upon inexperienced imagination of the crimson frown of Emma [199] (Yama), Judge of the dead,—or the vision of that weird Mirror which reflected, to every spirit the misdeeds of its life in the body,—or the monstrous fancy of that double-faced Head before the judgment seat, representing the visage of the woman Mirume, whose eyes behold all secret sin; and the vision of the man Kaguhana, who smells all odours of evil-doing…. Parental affection must have been deeply touched by the painted legend of the world of children's ghosts,—the little ghosts that must toil, under demon-surveillance, in the Dry Bed of the River of Souls…. But pictured terrors were offset by pictured consolations,—by the beautiful figure of Kwannon, white Goddess of Mercy,—by the compassionate smile of Jizo, the playmate of infant-ghosts,—by the charm also of celestial nymphs, floating on iridescent wings in light of azure. The Buddhist painter opened to simple fancy the palaces of heaven, and guided hope, through gardens of jewel-trees, even to the shores of that lake where the souls of the blessed are reborn in lotos-blossoms, and tended by angel-nurses.
Moreover, for people accustomed only to such simple architecture as that of the Shinto miya, the new temples erected by the Buddhist priests must have been astonishments. The colossal Chinese gates, guarded by giant statues; the lions and lanterns of bronze and stone; the enormous suspended [200] bells, sounded by swinging-beams; the swarming of dragon-shapes under the caves of the vast roofs; the glimmering splendour of the altars; the ceremonial likewise, with its chanting and its incense-burning and its weird Chinese music,—cannot have failed to inspire the wonder-loving with delight and awe. It is a noteworthy fact that the earliest Buddhist temples in Japan still remain, even to Western eyes, the most impressive. The Temple of the Four Deva Kings at Osaka—which, though more than once rebuilt, preserves the original plan—dates from 600 A.D.; the yet more remarkable temple called Horyuji, near Nara, dates from about the year 607.
Of course the famous paintings and the great statues could be seen at the temples only; but the Buddhist image-makers soon began to people even the most desolate places with stone images of Buddhas and of Bodhisattvas. Then first were made those icons of Jizo, which still smile upon the traveller from every roadside,—and the images of Koshin, protector of highways, with his three symbolic Apes,—and the figure of that Bato-Kwannon, who protects the horses of the peasant,—with other figures in whose rude but impressive art suggestions of Indian origin are yet recognizable. Gradually the graveyards became thronged with dreaming Buddhas or Bodhisattvas,—holy guardians of the dead, throned upon lotos-flowers of [201] stone, and smiling with closed eyes the smile of the Calm Supreme. In the cities everywhere Buddhist sculptors opened shops, to furnish pious households with images of the chief divinities worshipped by the various Buddhist sects; and the makers of ihai, or Buddhist mortuary tablets, as well as the makers of household shrines, multiplied and prospered.
Meanwhile the people were left free to worship their ancestors according to either creed; and if a majority eventually gave preference to the Buddhist rite, this preference was due in large measure to the peculiar emotional charm which Buddhism had infused into the cult. Except in minor details, the two rites differed scarcely at all; and there was no conflict whatever between the old ideas of filial piety and the Buddhist ideas attaching to the new ancestor-worship, Buddhism taught that the dead might be helped and made happier by prayer, and that much ghostly comfort could be given them by food-offerings. They were not to be offered flesh or wine; but it was proper to gratify them with fruits and rice and cakes and flowers and the smoke of incense. Besides, even the simplest food-offerings might be transmuted, by force of prayer, into celestial nectar and ambrosia. But what especially helped the new ancestor-cult to popular favour, was the fact that it included many beautiful and touching customs not known to the old. Everywhere [202] the people soon learned to kindle the hundred and eight fires of welcome for the annual visit of their dead,—to supply the spirits with little figures made of straw, or made out of vegetables, to-serve for oxen or horses,*—also to prepare the ghost-ships (shoryobune), in which the souls of the ancestors were to return, over the sea, to their under-world. Then too were instituted the Bon-odori, or Dances of the Festival of the Dead,** and the custom of suspending white lanterns at graves, and coloured lanterns at house-gates, to light the coining and the going of the visiting dead.
[*An eggplant, with four pegs of wood stuck into it, to represent legs, usually stands for an ox; and a cucumber, with four pegs, serves for a horse…. One is reminded of the fact that, at some of the ancient Greek sacrifices, similar substitutes for real animals were used. In the worship of Apollo, at Thebes, apples with wooden pegs stuck into them, to represent feet and horns, were offered as substitutes for sheep.
**The dances themselves—very curious and very attractive to witness—are much older than Buddhism; but Buddhism made them a feature of the festival referred to, which lasts for three days. No person who has not witnessed a Bon-odori can form the least idea of what Japanese dancing means: it is something utterly different from what usually goes by the name,—something indescribably archaic, weird, and nevertheless fascinating. I have repeatedly sat up all night to watch the peasants dancing. Japanese dancing girls, be it observed, do not dance: they pose. The peasants dance.]
But perhaps the greatest value of Buddhism to the nation was educational. The Shinto priests were not teachers. In early times they were mostly aristocrats, religious representatives of the clans; and the idea of educating the common people could not even have occurred to them. Buddhism, on [203] the other hand, offered the boon of education to all,—not merely a religious education, but an education in the arts and the learning of China. The Buddhist temples eventually became common schools, or had schools attached to them; and at each parish temple the children of the community were taught, at a merely nominal cost, the doctrines of the faith, the wisdom of the Chinese classics, calligraphy, drawing, and much besides. By degrees the education of almost the whole nation came under Buddhist control; and the moral effect was of the best. For the military class indeed there was another and special system of education; but Samurai scholars sought to perfect their knowledge under Buddhist teachers of renown; and the imperial household itself employed Buddhist instructors. For the common people everywhere the Buddhist priest was the schoolmaster; and by virtue of his occupation as teacher, not less than by reason of his religious office, he ranked with the samurai. Much of what remains most attractive, in Japanese character—the winning and graceful aspects of it—seems to have been developed under Buddhist training.
It was natural enough that to his functions of public instructor, the Buddhist priest should have added those of a public registrar. Until the period of disendowment, the Buddhist clergy remained, throughout the country, public as well as religious officials. They kept the parish records, and furnished [204] at need certificates of birth, death, or family descent.
To give any just conception of the immense civilizing influence which Buddhism exerted in Japan would require many volumes. Even to summarize the results of that influence by stating only the most general facts, is scarcely possible,—for no general statement can embody the whole truth of the work accomplished. As a moral force, Buddhism strengthened authority and cultivated submission, by its capacity to inspire larger hopes and fears than the more ancient religion could create. As teacher, it educated the race, from the highest to the humblest, both in ethics and in esthetics. All that can be classed under the name of art in Japan was either introduced or developed by Buddhism; and the same may be said regarding nearly all Japanese literature possessing real literary quality,—excepting some Shinto rituals, and some fragments of archaic poetry. Buddhism introduced drama, the higher forms of poetical composition, and fiction, and history, and philosophy. All the refinements of Japanese life were of Buddhist introduction, and at least a majority of its diversions and pleasures. There is even to-day scarcely one interesting or beautiful thing, produced in the country, for which the nation is not in some sort indebted to Buddhism. Perhaps the best and briefest way of [205] stating the range of such indebtedness, is simply to, say that Buddhism brought the whole of Chinese civilization into Japan, and thereafter patiently modified and reshaped it to Japanese requirements. The elder civilization was not merely superimposed upon the social structure, but fitted carefully into it, combined with it so perfectly that the marks of the welding, the lines of the juncture, almost totally disappeared.
[207]
THE HIGHER BUDDHISM
Philosphical Buddhism requires some brief consideration in this place,—for two reasons. The first is that misapprehension or ignorance of the subject has rendered possible the charge of atheism against the intellectual classes of Japan. The second reason is that some persons imagine the Japanese common people—that is to say, the greater part of the nation—believers in the doctrine of Nirvana as extinction (though, as a matter of fact, even the meaning of the word is unknown to the masses), and quite resigned to vanish from the face of the earth, because of that incapacity for struggle which the doctrine is supposed to create. A little serious thinking ought to convince any intelligent man that no such creed could ever have been the religion of either a savage or a civilized people. But myriads of Western minds are ready at all times to accept statements of impossibility without taking the trouble to think about them; and if I can show some of my readers how far beyond popular comprehension the doctrines of the higher Buddhism really are, something will have been accomplished for the cause of truth and [208] common-sense. And besides the reasons already given for dwelling upon the subject, there is this third and special reason,—that it is one of extraordinary interest to the student of modern philosophy.
Before going further, I must remind you that the metaphysics of Buddhism can be studied anywhere else quite as well as in Japan, since the more important sutras have been translated into various European languages, and most of the untranslated texts edited and published. The texts of Japanese Buddhism are Chinese; and only Chinese scholars are competent to throw light upon the minor special phases of the subject. Even to read the Chinese Buddhist canon of 7000 volumes is commonly regarded as an impossible feat,—though it has certainly been accomplished in Japan. Then there are the commentaries, the varied interpretations of different sects, the multiplications of later doctrine, to heap confusion upon confusion. The complexities of Japanese Buddhism are incalculable; and those who try to unravel them soon become, as a general rule, hopelessly lost in the maze of detail. All this has nothing to do with my present purpose, I shall have very little to say about Japanese Buddhism as distinguished from other Buddhism, and nothing at all to say about sect-differences. I shall keep to general facts as regards the higher doctrine,—selecting from among such facts only those most suitable [209] for the illustration of that doctrine. And I shall not take up the subject of Nirvana, in spite of its great importance,—having treated it as fully as I was able in my Gleanings in Buddha-Fields, —but confine myself to the topic of certain analogies between the conclusions of Buddhist metaphysics and the conclusions of contemporary Western thought.
In the best single volume yet produced in English on the subject of Buddhism,* the late Mr. Henry Clarke Warren observed: "A large part of the pleasure that I have experienced in the study of Buddhism has arisen from what I may call the strangeness of the intellectual landscape. [*Buddhism in Translations, by Henry Clarke Warren (Cambridge, Massachusetts, 1896). Published by Harvard University.] All the ideas, the modes of argument, even the postulates assumed and not argued about, have always seemed so strange, so different from anything to which I have been accustomed, that I felt all the time as though walking in Fairyland. Much of the charm that the Oriental thoughts and ideas have for me appears to be because they so seldom fit into Western categories." … The serious attraction of Buddhist philosophy could not be better suggested: it is indeed "the strangeness of the intellectual landscape," as of a world inside-out and upside-down, that has chiefly interested Western [210] thinkers heretofore. Yet after all, there is a class of Buddhist concepts which can be fitted, or very nearly fitted, into Western categories. The higher Buddhism is a kind of Monism; and it includes doctrines that accord, in the most surprising manner, with the scientific theories of the German and the English monists. To my thinking, the most curious part of the subject, and its main interest, is represented just by these accordances,—particularly in view of the fact that the Buddhist conclusions have been reached through mental processes unknown to Western thinking, and unaided by any knowledge of science…. I venture to call myself a student of Herbert Spencer; and it was because of my acquaintance with the Synthetic Philosophy that I came to find in Buddhist philosophy a more than romantic interest. For Buddhism is also a theory of evolution, though the great central idea of our scientific evolution (the law of progress from homogeneity to heterogeneity) is not correspondingly implied by Buddhist doctrine as regards the life of this world. The course of evolution as we conceive it, according to Professor Huxley, "must describe a trajectory like that of a ball fired from a mortar; and the sinking half of that course is as much a part of the general process of evolution as the rising." The highest point of the trajectory would represent what Mr. Spencer calls Equilibration,—the supreme point of development preceding the period [211] of decline; but, in Buddhist evolution, this supreme point vanishes into Nirvana. I can best illustrate the Buddhist position by asking you to imagine the trajectory line upside-down,—a course descending out of the infinite, touching ground, and ascending again to mystery…. Nevertheless, some Buddhist ideas do offer the most startling analogy with the evolutional ideas of our own time; and even those Buddhist concepts most remote from Western thought can be best interpreted by the help of illustrations and of language borrowed from modern science.
I think that we may consider the most remarkable teachings of the higher Buddhism,—excluding the doctrine of Nirvana, for the reason already given,—to be the following:—
That there is but one Reality;—
That the Consciousness is not the real Self;—
That Matter is an aggregate of phenomena created by the force of acts and thoughts;—
That all objective and subjective existence is made by Karma,— the present being the creation of the Past, and the actions of the present and the past, in combination, determining the conditions of the future…. (Or, in other words, that the universe of Matter, and the universe of [conditioned] Mind, represent in their evolution a strictly moral order.)
It will he worth while now to briefly consider [212] these doctrines in their relation to modern thought, beginning with the first, which is Monism:—
All things having form or name,—Buddhas, gods, men, and all living creatures,—suns, worlds, moons, the whole visible cosmos,—are transitory phenomena…. Assuming, with Herbert Spencer, that the test of reality is permanence, one can scarcely question this position; it differs little from the statement with which the closing chapter of the First Principles concludes:—
"Though the relation of subject and object renders necessary to us these antithetical conceptions of Spirit and Matter, the one is no less than the other to be regarded as but a sign of the Unknown Reality which underlies both."—Edition of 1894.
For Buddhism the sole reality is the Absolute,—Buddha as unconditioned and Infinite Being. There is no other veritable existence, whether of Matter or of Mind; there is no real individuality or personality; the "I" and the "Not-I" are essentially nowise different. We are reminded of Mr. Spencer's position, that "it is one and the same Reality which is manifested to us both subjectively and objectively." Mr. Spencer goes on to say: "Subject and Object, as actually existing, can never be contained in the consciousness produced by the cooperation of the two, though they are necessarily [213] implied by it; and the antithesis of Subject and Object, never to be transcended while consciousness lasts, renders impossible all knowledge of that Ultimate Reality in which Subject and Object are united."… I do not think that a master of the higher Buddhism would dispute Mr. Spencer's doctrine of Transfigured Realism. Buddhism does not deny the actuality of phenomena as phenomena, but denies their permanence, and the truth of the appearances which they present to our imperfect senses. Being transitory, and not what they seem, they are to be considered in the nature of illusions,—impermanent manifestations of the only permanent Reality. But the Buddhist position is not agnosticism: it is astonishingly different, as we shall presently see. Mr. Spencer states that we cannot know the Reality so long as consciousness lasts,—because while consciousness lasts we cannot transcend the antithesis of Object and Subject, and it is this very antithesis which makes consciousness possible. "Very true," the Buddhist metaphysician would reply; "we cannot know the sole Reality while consciousness lasts. But destroy consciousness, and the Reality becomes cognizable. Annihilate the illusion of Mind, and the light will come." This destruction of consciousness signifies Nirvana,—the extinction of all that we call Self. Self is blindness: destroy it, and the Reality will be revealed as infinite vision and infinite peace.
[214] We have now to ask what, according to Buddhist philosophy, is the meaning of the visible universe as phenomenon, and the nature of the consciousness that perceives. However transitory, the phenomenon makes an impression upon consciousness; and consciousness itself, though transitory, has existence; and its perceptions, however delusive, are perceptions of actual relation. Buddhism answers that both the universe and the consciousness are merely aggregates of Karma—complexities incalculable of conditions shaped by acts and thoughts through some enormous past. All substance and all conditioned mind (as distinguished from unconditioned mind) are products of acts and thoughts: by acts and thoughts the atoms of bodies have been integrated; and the affinities of those atoms—the polarities of them, as a scientist might say—represent tendencies shaped in countless vanished lives. I may quote here from a modern Japanese treatise on the subject:—
"The aggregate actions of all sentient beings give birth to the varieties of mountains, rivers, countries, etc. They are caused by aggregate actions, and so are called aggregate fruits. Our present life is the reflection of past actions. Men consider these reflections as their real selves. Their eyes, noses, ears, tongues, and bodies—as well as their gardens, woods, farms, residences, servants, and maids—men imagine to be their own possessions; but, in fact, they are only results endlessly produced by innumerable [215] actions. In tracing every thing back to the ultimate limits of the past, we cannot find a beginning: hence it is said that death and birth have no beginning. Again, when seeking the ultimate limit of the future, we cannot find the end."* [*Outlines of the Maheyena Philosophy, by S. Kuroda.]
This teaching that all things are formed by Karma—whatever is good in the universe representing the results of meritorious acts or thoughts; and what ever is evil, the results of evil acts or thoughts—has the approval of five of the great sects; and we may accept it as a leading doctrine of Japanese Buddhism…. The cosmos is, then, an aggregate of Karma; and the mind of man is an aggregate of Karma; and the beginnings thereof are unknown, and the end cannot be imagined. There is a spiritual evolution, of which the goal is Nirvana; but we have no declaration as to a final state of universal rest, when the shaping of substance and of mind will have ceased forever…. Now the Synthetic Philosophy assumes a very similar position as regards the evolution of Phenomena: there is no beginning to evolution, nor any conceivable end. I quote from Mr. Spencer's reply to a critic in the North American Review:
"That 'absolute commencement of organic life upon the globe,' which the reviewer says I 'cannot evade the admission of,' I distinctly deny. The affirmation of [216] universal evolution is in itself the negation of an absolute commencement of anything. Construed in terms of evolution, every kind of being is conceived as a product of modification wrought by insensible gradations upon a preexisting kind of being; and this holds as fully of the supposed 'commencement of organic life' as of all subsequent developments of organic life…. That organic matter was not produced all at once, but was reached through steps, we are well warranted in believing by the experiences of chemists."* … [*Principles of Biology, Vol. I, p. 482.]
Of course it should be understood that the Buddhist silence, as to a beginning and an end, concerns only the production of phenomena, not any particular existence of groups of phenomena. That of which no beginning or end can be predicated is simply the Eternal Becoming. And, like the older Indian philosophy from which it sprang, Buddhism teaches the alternate apparition and disparition of universes. At certain prodigious periods of time, the whole cosmos of "one hundred thousand times ten millions of worlds" vanishes away,—consumed by fire or otherwise destroyed,—but only to be reformed again. These periods are called "World-Cycles," and each World-Cycle is divided into four "Immensities,"—but we need not here consider the details of the doctrine. It is only the fundamental idea of a evolutional rhythm that is really interesting. I need scarcely remind the reader that [217] the alternate disintegration and reintegration of the cosmos is also a scientific conception, and a commonly accepted article of evolutional belief. I may quote, however, for other reasons, the paragraph expressing Herbert Spencer's views upon the subject:—
"Apparently the universally coexistent forces of attraction and repulsion, which, as we have seen, necessitate rhythm in all minor changes throughout the Universe, also necessitate rhythm in the totality of changes,—produce now an immeasurable period during which the attractive forces, predominating, cause universal concentration; and then an immeasurable period during which the repulsive forces, predominating, cause diffusion,—alternate eras of Evolution and Dissolution. And thus there is suggested to us the conception of a past during which there have been successive Evolutions analogous to that which is now going on; and a future during which successive other such Evolutions may go on-ever the same in principle, but never the same in concrete result."—First Principles, Section 183*
[*This paragraph, from the fourth edition, has been considerably qualified in the definitive edition of 1900.]
Further on, Mr. Spencer has pointed out the vast logical consequence involved by this hypothesis:—
"If, as we saw reason to think, there is an alternation of Evolution and Dissolution in the totality of things,—if, as we are obliged to infer from the Persistence of Force, the arrival at either limit of this vast rhythm brings about the conditions under which a counter-movement commences, [218]—if we are hence compelled to entertain the conception of Evolutions that have filled an immeasurable past, and Evolutions that will fill an immeasurable future,—we can no longer contemplate the visible creation as having a definite beginning or end, or as being isolated. It becomes unified with all existence before and after; and the Force which the Universe presents falls into the same category with its Space and Time as admitting of no limitation in thought."*—First Principles, Section 190.
[*Condensed and somewhat modified in the definitive edition of 1900; but, for present purposes of illustration, the text of the fourth edition has been preferred.]
The foregoing Buddhist positions sufficiently imply that the human consciousness is but a temporary aggregate,—not an eternal entity. There is no permanent self: there is but one eternal principle in all life,—the supreme Buddha. Modern Japanese call this Absolute the "Essence of Mind." "The fire fed by faggots," writes one of these, "dies when the faggots have been consumed; but the essence of fire is never destroyed…. All things in the Universe are Mind." So stated, the position is unscientific; but as for the conclusion reached, we may remember that Mr. Wallace has stated almost exactly the same thing, and that there are not a few modern preachers of the doctrine of a "universe of mind-stuff." The hypothesis is "unthinkable." But the most serious thinker will agree with the Buddhist assertion that the relation of all phenomena to the unknowable is merely that of waves to sea. "Every [219] feeling and thought being but transitory," says Mr. Spencer, "an entire life made up of such feelings and thoughts being but transitory,—nay, the objects amid which life is passed, though less transitory, being severally in course of losing their individualities quickly or slowly,—we learn that the one thing permanent is the Unknown Reality hidden under all these changing shapes." Here the English and the Buddhist philosophers are in accord; but thereafter they suddenly part company. For Buddhism is not agnosticism, but gnosticism, and professes to know the unknowable. The thinker of Mr. Spencer's school cannot make assumptions as to the nature of the sole Reality, nor as to the reason of its manifestations. He must confess himself intellectually incapable of comprehending the nature of force, matter, or motion. He feels justified in accepting the hypothesis that all known elements have been evolved from one primordial undifferentiated substance,—the chemical evidence for this hypothesis being very strong. But he certainly would not call that primordial substance a substance of mind, nor attempt to explain the character of the forces that effected its integration. Again, though Mr. Spencer would probably acknowledge that we know of matter only as an aggregate of forces, and of atoms only as force-centres, or knots of force, he would not declare that an atom is a force-centre, and nothing else…. But we find evolutionists [220] of the German school taking a position very similar to the Buddhist position,—which implies a universal sentiency, or, more strictly speaking, a universal potential-sentiency. Haeckel and other German monists assume such a condition for all substance. They are not agnostics, therefore, but gnostics; and their gnosticism very much resembles that of the higher Buddhism.
According to Buddhism there is no reality save Buddha: all things else are but Karma. There is but one Life, one Self: human individuality and personality are but phenomenal conditions of that Self, Matter is Karma; Mind is Karma—that is to say, mind as we know it: Karma, as visibility, represents to us mass and quality; Karma, as mentality, signifies character and tendency. The primordial substance—corresponding to the "protyle" of our Monists—is composed of Five Elements, which are mystically identified with Five Buddhas, all of whom are really but different modes of the One. With this idea of a primordial substance there is necessarily associated the idea of a universal sentiency. Matter is alive.