BENEDETTO CROCE
AN INTRODUCTION TO HIS PHILOSOPHY
by
RAFFAELLO PICCOLI
WITH A FOREWORD BY
H. WILDON CARR
JONATHAN CAPE
ELEVEN GOWER STREET, LONDON
1922
[FOREWORD]
This book is the account of the life and activity of one who is living and acting. Herodotus tells us the Greeks had a proverb which forbade them to pronounce any man happy before he is dead. We may certainly take his warning to this extent,—that we should refrain from attempting to fix a philosopher's thought so long as he continues to think. Benedetto Croce has, it is true, presented his Philosophy of Mind in such "questionable shape," that it gives the student the impression of finality, the feeling that a doctrine which throughout the history of philosophy has been struggling for expression has now at last come to light. But this appearance of finality is due to a certain artistic power which Croce possesses in an eminent degree, the power of reliving the past and making history interpret life. Beneath all his systematization there is the germ of a new life, a new life, which, will take form in new problems. While then we may say that no living philosopher has given so complete an appearance of finality to his doctrine as Croce has done in his Philosophy of Mind it is really the reflection of a work of art which serves only to conceal the living thought.
The publishers of this Introduction to the philosophy of Benedetto Croce by Dr. Raffaello Piccoli have courteously invited me to write this foreword inasmuch as I was the first to introduce this philosophy, otherwise than by translations, to the attention of English students. I do so very gladly. My own work was confined to the purely philosophical writings, my interest in them having been first aroused by the striking address on Æsthetic delivered by Croce to the International Congress of Philosophy at Heidelberg in 1908. When I wrote my book, the Philosophy of Mind consisted of three volumes, the Estetica, the Logica, and the Pratica, but before I had completed my account I read in Croce's Journal Critica the announcement of the forthcoming publication of the fourth volume on the Theory and History of the Writing of History. Croce had, it seemed to me, closed his book on Practice with the plain indication, not that he had solved every philosophical problem, nor that philosophy was not an external problem, but that he had given an exhaustive account of the stages or degrees in their order as moments of the developing life of the mind, and that outside these degrees there were no others. The new work did not, indeed, either negative or qualify this conclusion, but it bore evidence of the ceaseless activity of his mind. Are we then, because the philosophy of Croce is still developing, to refrain from the attempt to interpret it on the ground that any meaning we may find in it is indefinite and insecure? Certainly not, for a philosopher's thinking unfolds and develops like a living thing, it is not constructed like a building, nor does it rest on foundations which may be unsound.
Dr. Raffaello Piccoli, a professor in the University of Pisa, and the author of this book, was born in Naples, Croce's city, in 1886. He himself as a young student came under the personal spell of the philosopher he writes about, and grew up in the intellectual atmosphere which his philosophy was creating. To this great advantage he has added another, for first in Australia, and later in the Universities of England and America he has acquired a perfect command of our language and a thorough knowledge of our philosophy. He is specially qualified, therefore, to give a first-hand account of Croce's literary and philosophical activity, and the kind of influence it has had in forming the mind of Modern Italy.
The author has not confined himself to an exposition of the philosophy of Croce in its narrow and technical meaning, he has given us an account of the whole of his literary and historical activity. He has traced the origin of his philosophy in the circumstances of his parentage, early life and education, and has followed biographically the formation of his philosophical theories and the direction of his philosophical interest. He has shown how his general trend of thought, his literary tastes and historical studies without any professional spur, by the very nature and force of the problems with which they confronted him, led to philosophy as the dominant and culminating interest of life.
Philosophers and philosophies have had in our generation to undergo the trial of a fiery furnace. The Great War and the passions aroused by it and the estrangement between nations nurtured in the same Western culture have been a fierce test of principles. In regard to every great leader we ask first how he reacted to the conflicting emotions of the international struggle. Dr. Piccoli has dealt with this latest and crucial period of Croce's activity in a very sympathetic spirit. Croce's attitude at one time exposed him to an extreme unpopularity. This was largely the result of misunderstanding. He has come through the ordeal with enhanced reputation. This, at least, is the author's judgment—the judgment of one who himself fought and suffered severely in the War.
The two great achievements of Croce are in the domain of æsthetical and ethical theory. Dr. Piccoli shows us each doctrine in its historical origin and in its relation to contemporary philosophy. The first is a reaction against the intellectualism of Hegel. In its affirmation of intuition it is in rather striking agreement with the philosophy of Bergson, although as Croce's approach is from the side of art and literature, and not like Bergson's from the study of biological science, it rather supplements than elucidates Bergson's theory. The second is a reaction against the school of Karl Marx and its materialistic interpretation of history.
At the present time Croce is directing his criticism on the new line of development which his own friends and colleagues are taking in regard to his own principles, in particular to the "actual idealism" of his colleague Professor Giovanni Gentile. To Croce this new doctrine spells mysticism, and of mysticism in all its forms he is the open enemy. On this point we may, I think, detect an inclination on the part of Dr. Piccoli to disagree with Croce. It will be seen, therefore, that we have in this book a very full and a very welcome account, brought right up to date, of one who is, as far as contemporaries can judge, forming the mind of the present age.
H. Wildon Carr
[PREFACE]
When, about a year ago, I undertook to write this little book for its present publishers, all that I had in my mind was a brief exposition of the solutions given by Croce to a number of philosophical problems of vital interest to the students of what were once called the Moral Sciences. I thought at the time that it would be possible to abstract such solutions and problems from the body of his Philosophy of Mind, which is a coherent and austere theory of knowledge of a kind that in the modern decadence of philosophical studies and of general culture is rapidly becoming unintelligible even to the most highly cultivated. I hoped that the specialized reader, for whom the larger aspects of Croce's thought have no appeal, and therefore no meaning, would be able to apply those particular solutions to the problems that confronted him in his particular branch of studies, by translating them into terms of his own naïve philosophy.
This plan had also a personal advantage, inasmuch as it did not compel me to a conscious revision of my own position in regard to those larger aspects of Croce's philosophy. But as soon as I began to think consistently of this book, the history of my own reactions to Croce's work came back to me so vividly that I found it impossible to set it aside; and I discovered that this supposed advantage was a delusion, towards which I had probably been drawn by a very human, very natural desire of avoiding the most obvious difficulties of my task.
As a young man, in my student days in Italy, I was a fervid and enthusiastic follower of Croce's ideas: one of the many who used to swear, as we were wont to say, in verba Crucis. To the generation who opened the eyes of their intellect in the dawn of the century, he had revealed what seemed to be the only safe path between the two precipices of a pseudo-scientific materialism on one hand, and of a mysticism on the other, which in all its many forms (traditionalism, modernism, pragmatism, intuitionism, æstheticism, super-humanism, futurism) could not be anything less than an abdication of thought for the sake of the emotions. And it should not be wondered at, if Croce's books, appearing at short intervals between 1900 and 1910, and building up what presented itself to us as a complete system of answers to all, or practically all, our most pressing spiritual questions, were received by us with deep gratitude but with very little constructive criticism. They covered such an enormous space on the map of European culture, that even for the most ambitious among us, they were very often the first introduction to entirely new fields of studies, and all we could do was to follow our guide in his voyages of rediscovery: to repeat within ourselves the strenuous experience of which each of those books was a report and a testimony.
Impatience with a master who was not of the kind we had been accustomed to, who could not be easily digested, surpassed and disposed of, but had as much energy and courage, as light a step and as curious a mind, as the most gifted among his pupils, prompted a good deal of immature and capricious criticism, which was but a means for an arbitrary liberation. It was an amusing sight to see Croce assailed and, to the satisfaction of his critics, destroyed, with weapons that nobody could have provided but Croce himself, and a dwarf victoriously brandishing against the giant a toothpick for a sword. But there is no epic of thought without such comic interludes.
My own faith in Croce was not shaken until intercourse with one of the greatest critical minds of our day, and the representative of a totally different philosophical tradition, a mathematician and a philosopher, showed me the weakness of the foundations not of Croce's, but of my own idealism. And a long residence in England, where I became intimately acquainted with certain logical habits utterly unlike our Latin ways of thought, made me profoundly sceptical of the intellectual advantages of whatever dogmatism might have been in me. Yet I continued for a long time to keep as it were in separate compartments those that had seemed to me to be established truths in Croce's system, and speculations of a quite different order on problems which were forced upon me by my own experience of life and by contact with a new moral and cultural environment.
All this was in the happy days of peace. The war from its very beginning appeared to me, then living in one of the most purely intellectual centres of Europe, at one of the oldest Universities of England, as the catastrophe of our whole intellectual life. From the trials of the war I emerged with infinitely less faith in the value of our intellectual possessions than I ever had had before, and at the same time with the firm conviction that intelligence, more intelligence, a deeper, purer, more active, charitable, courageous and pervasive intelligence, is our only hope for the future.
It was with such a disposition that I took up this work, and read what Croce had been writing during the war. Three things, in the course of this new acquaintance with him, and while I was meditating and lecturing on him during my American peregrinations, became very clear to me. The first, that his thought is not a system in the ordinary sense of the word, but a method; that therefore it is impossible to sever parts of his philosophy from the main body, the truth of particular propositions being dependent upon an understanding of the whole.
The second, that in the last few years the progress of his thought has been so considerable that an attempt at giving a general exposition of his philosophy without any regard to the successive stages of growth, at describing as a static structure what is a dynamic process, would inevitably lead to the construction of a fanciful system, of an image totally different from the original.
The third, that whatever our individual position may be in relation to his ideas, his work before, during and after the war will remain as the most solemn contemporary monument of that intellectual civilization of Europe, of which we have seen so many false idols, so many white sepulchres, go under during these seven years of passion.
The conclusion to be drawn from these considerations was obvious: first, that I had to give up my former plan, and this with no regret, as I ought to have remembered what Croce has taught again and again, that to the naïve philosophy of the specialist his own solutions of his particular problems, however childish they may appear from a higher standpoint, are perfectly adequate, that ready-made, formal solutions are no solutions at all, and the only truth is the one that we conquer by our own effort, under the impulse of our own need. And second, that, however conscious I was and am of my own limitations, I had to take a first step in the direction of constructive criticism by trying to retrace the history, the ideal biography, of the philosophy of Croce. With the exception of a little book written by Croce himself, there is very little help to be found for a work of this kind in the vast literature that has grown in the last twenty years, in Europe and in America, around his work. And I firmly believe that there is not one man in Europe or in America who is qualified to do that work of creative interpretation which ought to be at the same time a history and a criticism of Croce's philosophical activity: least of all, the professional philosopher, who has dealt all his life with the conceptual residuum of the problems of life, and has no direct experience of any of them. Croce, as this little book will try to show, has always come to the concept from the concrete, particular problem, and has occupied himself with such a variety of problems, going into them so deeply and so thoroughly, that a complete valuation of his work will never be possible to a single man, but will take place, will happen, in the history of the various disciplines, and in the general history of thought, for years and years to come. For the present, and as long as he will be alive and thinking, the only creative interpreter of Croce is Croce himself.
This book does not therefore intend to substitute itself, not even as a summary and a short cut for lazy minds, to the works of Croce. It is rather an introduction to those works, and at the same time the confession of one individual experience of that philosophy. It is an historical sketch, and implicitly a criticism, since our way of understanding a thought is our judgment of that thought (when not a judgment that that thought passes on us); a sketch which I think I can honestly write because so much of that philosophy has been the daily food of my intellectual life, my own history, for years. Before the war I should probably have been able to write it with less difficulty, with more complete adhesion; but the perspective of these few years will make it perhaps less passionate and more reflective. An explicit criticism of the whole philosophy of Croce it is not, and it does not attempt to be: the reader may find traces of my doubts and of my preoccupations in it, but I have humbly tried to give not more, and I hope not less, than what he has a right to expect from the title.
I do not write this book for the professors of philosophy. Those among them who know Croce will not need it; and those who either have not as yet taken any notice of him, or from a casual acquaintance with one of his books have proceeded to damn most vigorously what they have hardly understood, are certainly beyond my power. I write it for the young, from the heart of my own now fast receding youth, trying to raise before their eyes, in the words of Dante to Brunetto Latini,
la cara e buona immagine paterna
di voi, quando .... ad ora ad ora
m'insegnavate come l'uom s'eterna.
I trust that they will find in it what they need not less than we of an older generation needed it, and what I know they are thirsting for: an example of intellectual energy and of moral strength converging into a life of unremitting devotion to the service of that truth which is light and love and joy,—our only light against the menace of darkness.
Raffaello Piccoli.
Northampton, Mass., June-October, 1931.
[TABLE OF CONTENTS]
| I. | [The Beginnings] | |
| II. | [Early Environment] | |
| III. | [The Origins of his Thought] |
PART FIRST
From Philology to Philosophy (1893-1899)
| I. | History as Art | |
| II. | On Literary Criticism | |
| III. | History and Economics |
PART SECOND
The Philosophy of Mind (1900-1910)
| I. | The Growth of the System | |
| II. | Intuition and Expression | |
| III. | The Concept of Art | |
| IV. | Criticism and Technique | |
| V. | The Pure Concept | |
| VI. | The Forms of Knowledge | |
| VII. | The Theory of Error | |
| VIII. | The Practical Activity | |
| IX. | Economics and Ethics | |
| X. | The Laws |
PART THIRD
Philosophy as History (1911-1921)
| I. | Works and Days | |
| II. | The Theory of History | |
| III. | Criticism and History | |
| IV. | Veritas filta temporis |
Bibliographical Note
Index
BENEDETTO CROCE
[INTRODUCTION]
Croce's family, and early education—His religion—Life in Rome in the eighties—Labriola's influence—Meditations on ethics—Return to Naples; life as a scholar—Travels; and the problem of history —Philosophus fit—The intellectual conditions of Italy after the Risorgimento—Contemporary European culture—American analogies —Two leaders of Italian thought—Francesco de Sanctis—Giosuè Carducci—Croce's approach to philosophy, and his method of work—His relations to the philosophical practition—Vico and the philosophy of the Renaissance—Bruno and Campanella—The humanism of Vico—Naturalism and spiritualism—A philosophy of the human spirit.
[I. The Beginnings]
Benedetto Croce was born in 1866, in a small town in the Italian province of Aquila, the only son of an old-fashioned, Catholic, and conservative Neapolitan family. His grandfather had been a high magistrate, untouched by the new liberal currents in his devotion to the old régime and to the Bourbon dynasty then reigning in Naples. His father followed the traditional maxim of the "good people" of Naples: that an honest man must take care of his family and of his business, and keep away from the intrigues of political life. His mother was a woman of culture and taste, such as the old type of education for women, which is now as completely forgotten as if it had never existed, used to produce. Bertrando Spaventa, the philosopher, and Silvio Spaventa, a statesman who had brought to his enthusiasm for the national cause all the traditions of his Neapolitan conservatism, were her brothers: both of them, however, estranged from Croce's family because of their political ideas.
The child grew in this greyish, subdued atmosphere, in which the only touches of colour were added by his own passion for books of history and romance, and by the visits to the beautiful old churches to which he accompanied his mother. To the circumstances of his childhood, Croce attributes the relative delay in the development of his political feelings and ideals, for a long time submerged by his interests in literature and erudition. But because every fault brings with itself some compensation, he also owed to them his critical attitude towards partisan political legends, his impatience towards the rhetoric of liberalism, his vehement dislike of great emphatic words, and of any kind of pomp and ceremony, together with a power to appreciate what is useful and effectual in the actions of men, wherever it may come from.
As a boy, he went to a Catholic "collegio" or boarding school, and in this too his experience differed from that of the majority of his contemporaries. The insistence on lay education imparted by the State, and the preference for the day school, which allows the family to supplement the work of the school, in fact, to take care of the moral and social side of education, as distinct from the purely intellectual one, are characteristics of the new Italian methods, obviously in keeping with the general tendencies of the age. I remember that to myself as a boy it was inexplicable why anybody should be sent to a "collegio" unless he were an orphan or an unmanageable scamp. But Croce seems to have enjoyed his experience, to which he was submitted merely in accordance with the habits of his family; and even now he praises the system for breeding in him those feelings of loyalty and honour, which are the result of life in common with boys of one's own age, and of the necessity of adapting oneself to a variety of dispositions and temperaments.
Classical secondary education in Italy roughly corresponds in its scope, even to-day, to that which is imparted in Anglo-Saxon countries by secondary schools and liberal colleges. It is supposed to end the "formative" phase of education, and to lead to the higher phase in the Universities, which is, whether cultural or professional, of a highly specialized and "informative" kind. It is the direct outcome of the humanistic tradition, and rather more so in the clerical schools, like the one which Croce attended, than in the public ones. By the time he was ready for the University, he must have had a good knowledge of the classics, as a general background to a mainly literary and historical culture, in which the elements of scientific knowledge, and a good deal of mathematics, had also their place.
The religion which played such an important part in his family and school life was probably little more than a habit with him: a set of answers to certain fundamental problems which, accepted on the authority of parents and teachers, released his mind for the pursuit of his favourite studies. And yet, there is no doubt that we can find traces of this religious education in all his work: a personal experience of the catholic catechism and of catholic morality brings a spirit in contact with some of the great ideas and of the great realities of life in a much more intimate and profound way than the purely intellectual apprehensions of the same ideas and realities ever will. It creates habits of mind and moral tastes which will still be recognizable even after the individual mind to which they belong has undergone the most radical changes. In a philosopher, in particular, it forms a kind of personal background to thought, similar to that which modern philosophy actually has in its own history: it reproduces in the youth of one man that religious phase which corresponds to the youth of a civilization, and is the source of the intellectual development of a more conscious age. At intervals during his adolescence, Croce's faith intensified itself into passing aspirations towards a life of devotion, until it quietly vanished, so to speak, from his consciousness, through no great dramatic crisis, but merely in consequence of a course of lessons on the philosophy of religion, which were intended to strengthen it and make it more resistant to criticism, during the last years of his secondary education. At about the same time, having come under the influence of both Carducci and De Sanctis, he began to write, and contributed his first articles to a literary weekly, the Fanfulla della Domenica, which represented the most vigorous and advanced tendencies of the day.
In 1883, in the earthquake of Casamicciola, in the island of Ischia near Naples, Croce lost both his parents and his only sister, he himself remaining buried for several hours under the ruins, and broken in several parts of his body. The years immediately following were the "saddest and darkest" of his life, and he spent them in Rome in the house of his uncle Silvio Spaventa, which was one of the most conspicuous political and intellectual centres of the capital of the new kingdom. Spaventa was one of the leaders of the Right, or Conservative party, which had been thrown out of office by the Left, or Liberal party, a few years before; by him and by his friends the young Croce was strengthened in his mistrust of the prevailing ideas and methods, which he heard bitterly and sarcastically criticised by men of great culture and of profound political honesty. While his temperament and the shadow of his grief kept him away from the brilliant social life of the Roman jeunesse dorée his relations with the men of a party which had little hope of ever coming back to power prevented him from taking any part in active political life, in sharp contrast with the habits of the majority of Italian university students, to whom politics are what the major sports are to Anglo-Saxon students. He divided his time between the University and the great Roman libraries, among which the one he loved best was the Casanatense, in those years still served by Dominican monks, a typical old monastic library, its benches provided with old-fashioned inkhorns, sandboxes with golden sand, and goose-quills. Anyone seeing him there, buried among his ancient and curious books, and not suspecting the deep perpetual dissatisfaction and unhappiness which accompanied him in a work which seemed to be but a work of love, would have prophesied for him the life of one of those ascetics of erudition, intoxicated by the romantic dust of the past, who still haunt the solemn halls and the dark corridors of the libraries of the old world.
But the great event of his University life, the one which awakened him from the torpor of mere erudition, and set before him a new goal and a higher hope, was the lessons on moral philosophy which he heard from Antonio Labriola. Croce himself has described this new, decisive experience: "Those lessons came unexpectedly to meet my harrowing need of rebuilding for myself in a rational form a faith in life, and in the aims and duties of life; I had lost the guidance of a religious doctrine, and at the same time I was feeling the obscure danger of materialistic theories, whether sensistic or associationistic, about which I had no illusions at all, as I clearly perceived in them the substantial negation of morality itself, resolved into a more or less disguised egotism. Herbart's ethics taught by Labriola restored in my mind the majesty of the ideal, of that which has to be as opposed to that which is, and mysterious in its opposition, but because of this same mysteriousness, absolute and uncompromising."[1] Labriola's influence on Croce was not limited to the classroom; the professor and the student became friends, and Croce enjoyed the benefit of his wonderful gifts as a conversationalist, on which even more than on his academic activity, or on his published work, his fame rests. He seems to have been an awakener of souls, an intellectual stimulant in the fashion of the Greek philosophers, a breaker of new paths and a spiritual guide such as a younger generation had in the mathematician Vailati.
The mind of the young scholar is henceforth constantly occupied by meditations on the concepts of pleasure and duty, of purity and impurity, of actions prompted by the attraction of the pure, moral idea, and of actions which result in apparent moral effects through psychic associations, through habits, through the impulse of the passions. It is easy to discover the dependence of such meditations on the early religious education of Croce; they are the link, in fact, between his religion and his philosophy, since we find them, at a more mature and elaborate stage, reflected in the third volume of his Philosophy of Mind, which, to the eyes of its author, has still an almost autobiographical aspect, entirely concealed from the reader by its didascalic form.
The plan of life that he sketched for himself about this time, was a distinctly disillusioned and pessimistic one: on one hand, he would pursue his erudite and literary work, partly because of his natural inclination towards it, and partly because one has anyhow to do something in this world; and he would, on the other hand, fulfil his moral duties to the best of his capacity, conceiving them to be above all duties of compassion. In later years he criticised this view as a purely selfish one, since "the true and high compassion is that which one practices by setting the whole of one's self in harmony with the ends of reality, and by compelling others too to move towards those ends, and a kind heart makes itself truly and seriously kind only through an ever broader and deeper understanding."[2]
After three years of residence in Rome, Croce returned to Naples, where he lived in the society of curious and learned old men, librarians and archivists, all absorbed in minute and painstaking historical researches. The moderate fortune which he had inherited from his parents gave him the independence he needed for his quiet, laborious tastes, and allowed him gradually to collect in his own house a very large and precious library. To it he owed also the possibility of learning without teaching, and therefore of keeping his own work entirely free from any academic taint: of subordinating his studies rather to the necessities of the development of his own personality than to those of professional specialization.
Practically all the production of the years between 1886 and 1892 is concerned with one aspect or another of the history of Naples. Through his researches on the Neapolitan theatres, on Neapolitan life in the eighteenth century, and on the literature of the seventeenth century, he acquired an intimate and exhaustive knowledge of the minutest literary, political, social and archæological details of that life of his own city, which was the immediate historical background of his own life. Towards the end of this period, this complex activity crystallized itself into two rather ambitious enterprises: the editing of a Biblioteca letteraria napoletana, for the publication of texts and documents of Neapolitan literature; and of a periodical, Napoli Nobilissima, which in the fifteen years of its existence collected an enormous amount of material for the history and archæology of Naples, and to which Croce himself contributed the essays of his Storie e leggende napoletane.
We have here a Croce, who, though not a professor, was yet truly a specialist: one of that great host of local and municipal historians which are to be met with in even the least important Italian towns. And undoubtedly this kind of activity offered him, as he willingly acknowledges, not only an outlet for his youthful imagination, in the reconstruction of an adventurous and picturesque past, but a formal discipline of precision and thoroughness in scientific work. But it must be remembered that municipal or regional history in Italy has in many cases the breadth and depth of national history in other countries, because of the number and variety of divergent political, literary and artistic traditions which are present in the life of each Italian city or state. And Naples, though she never had as preponderant a part in the formation of the national consciousness as either Rome or Florence, was a world in herself, with her own art and poetry, with her own philosophical and political tendencies, with her peculiar relations to non-Italian states and cultures, such as France and Spain. Croce's Neapolitan researches, however specialized and barren they may appear at first sight, were therefore well fitted to give him, in one particular instance, that direct and concrete experience of historical reality, of a complex and variegated historical reality, which is among the necessary premises of his philosophical thought. They gave him also a clearer consciousness of the processes of thought which were naturally connected with that particular experience, and they thus helped him to penetrate the minds of his two great Neapolitan predecessors, Vico and De Sanctis. And finally, especially through his interest in the cultural relations between Naples and Spain, they enlarged his horizon from the problems of local to those of general European history.
He visited, always as a scholar, not only Spain, but France and England and Germany, constantly widening the range of his excursions in libraries and archives. But the more he acquired of the knowledge of individual facts, the deeper he felt the futility and vacuity of their purely material accumulation. There was no end, apparently, to the labor of research and erudition, unless a guiding and limiting principle should be found: by the mere piling up of historical information, however minute and exact, it would be forever impossible to decipher the secret of the past. No amount of erudition would ever make history. It is no wonder that to a mind which already had been preoccupied with religious and moral problems, the problem of its own work should present itself with the same intensity and in the same shape as a moral experience. He began to feel a satiety and distaste for that which he had once thought would be the labour of his whole life, and a yearning for a more satisfying, more intimate form of activity. He felt a vague attraction towards a new type of history, moral history, in relation to which all his previous researches appeared as a kind of amorphous and unconscious preparation. He planned a book on the psychological and spiritual history of Italy from the Renaissance to our own times, and he undertook a series of studies on the relations between Spain and Italy, to be followed by similar work in regard to the other nations of Europe, as necessary to a full understanding of his main theme.
But his old methods and habits followed him in the new field: again it seemed to him that there would be no end to his merely preparatory work, once he had undertaken it in what was practically still his old spirit. In fact he had sensed a spiritual need which had announced itself by that peculiar feeling so closely resembling one of moral dissatisfaction, but he had not been able as yet to formulate the terms of his problem. It is probable that what kept him for quite a long time from doing so was partly the character of his literary education, and partly a kind of intellectual humility, which made him distrust his own powers, on entering into a completely new form of mental activity.
The problem which he had to solve for himself was, indeed, not an historical, or philological, or archæological one, but a purely philosophical one: the problem of the nature of history and of science. We know with what religious awe Croce regarded the professional philosophers at the time; and certainly nothing could have been more painful to the young and modest scholar than the thought of stepping beyond the limits of his own specialty, and invading a ground so powerfully occupied and defended. But Croce discovered through his own experience that you cannot reject a problem, once it is forced upon you by the facts of your own life, and that philosophus fit with the same kind of necessity with which poeta nascitur. It is from this point that we can observe the transformation of the young scholar into a philosopher; his philosophical career will appear to us as a continued effort towards the solution of that first problem, and of all the problems which followed in its train. The last answer to it is in Croce's theory of the identity of history and philosophy; and the dependence of this theory on the first impulse from which the whole of his philosophy arose is clearly visible in the desire which he has again and again expressed and partly fulfilled in his latest writings, of going back from abstract and formal philosophy to the philosophy of particular facts or history: storia pensata; "since this is the meaning of the identity of philosophy and history, that we philosophize whenever we think, whatever may be the subject or form of our thought."[3] The philosophy of Croce, which begins with the raw material of history, presenting itself as a dense, impenetrable mass, ends in a new conception of history, which is permeated in all its parts by the vivifying breath of thought.
I may add here, since it will be very hard to interrupt the history of his intellectual development with biographical details, that the new direction of his thought did not alter Croce's external mode of life; that the discipline acquired in his early work remained the norm of all his later activity; that he accepted public offices in his own town, and later as a senator (which in Italy is a life-office) and as a Minister of Public Education in the last Giolitti Cabinet, certainly more out of the consciousness of a moral obligation than through his inclination or his ambition. His life on the whole has been and is essentially that of the scholar and of the thinker: his work, a political work only in the wide meaning which Plato gives to the word.
[1] Contributo, pp. 21, 22; and passim, pp. 1-30, for practically the whole substance of this section.
[2] Contributo, p. 23.
[3] Contributo, p. 81.
[II. Early Environment]
Benedetto Croce was thirty-four years old in nineteen hundred: his education (if it is possible to set a term to the education of a philosopher) is therefore the work of the last quarter of the nineteenth century. A rapid examination of the intellectual conditions of Italy during those years will help us to see that education in its true light, that is, as a reaction to, rather than a fruit of, the environment.
The Risorgimento, with its fifty years of wars and revolutions coming close on the heels of the great Napoleonic upheaval, left Italy materially and morally exhausted. After centuries of foreign domination, of political and spiritual servitude, all the elements of Italian culture had been gathered by the two generations of the Risorgimento into a new culture, which was much more an instrument of combat, for the conquest of unity and independence, considered as the necessary premises of national life, than the best soil for the spiritual growth of that life after the conquest. This new culture, in the poets who had announced and formed it, Parini, Alfieri, Foscolo, Leopardi, Manzoni, in its philosophers, Rosmini and Gioberti, and in its prophet and apostle, Mazzini, had forms and spirits, the value and meaning of which by far transcended the importance of its immediate historical purpose; but through the difficulties and labors of the practical effort, it reached the end of the period shorn of a good deal of what was deepest, most beautiful, nearest to the universal, in it. Italy in 1870 was very much like the sprinter who wins the race, but collapses at the crossing of the line.
The culture of Italy had been for centuries oscillating between the pursuit and discovery of certain universal values, which had gradually become part of the common European culture (the Roman idea, the Christian idea, the main principles, æsthetic and moral, of the Renaissance), and the development of purely local, regional characteristics. At the end of the Risorgimento, the links that had kept Italian culture in constant contact with the rest of Europe were broken, and on the other hand the local cultures found themselves, as it were, lost and submerged in the new political readjustment, threatened in their very existence by the new claim of loyalty advanced by a literary and abstract national ideal. The duties of Italian culture, clearer to us now than to the men who lived in the midst of those events, were then, on one side, to re-establish the connection between Italian and European culture, and this time more by learning than by teaching—and on the other side to utilize the less particular elements of the regional cultures as a foundation for a real and concrete and diffused cultural life in the nation.
Thus Italy becomes, at the beginning of her new, unified existence, little more than a province of European thought. She looks around herself and she is compelled to take notice of what had happened beyond her frontiers during the last two or three centuries. It is interesting to compare the characteristics of the other great nations of Europe as they appear to Italy during and after the Risorgimento. England, who had been a symbol of political liberty, a source of political and economic wisdom, reappears as a model of industrial development and at the same time as the proclaimer of a new creed to the world, the creed of evolution, which after having infused a fresh spirit in the natural sciences with Darwin, seems to promise a new interpretation of human life, a new organization of science and of social thought, with Spencer. France, the mother of revolutions, the deliverer of the spirit of man from the shackles of divine and earthly tyranny, remains, in a vague and hazy fashion, through the many disappointments that her policies give to her Italian lovers during all this period, the same kind of inspiration that she has been ever since the Encyclopédie and the Revolutions; but contributes to the new effort little more than her veristic fiction, in which art itself is reduced to a handmaid of the goddess of the hour, biological and social science.
Germany had saturated with the romantic atmosphere of her poetry the passionate struggle of the times, and she had captured a little band of thoughtful patriots, among whom we find Croce's uncle, Bertrando Spaventa, with the fascination of her new metaphysics, in which they found the fulfilment of all the promises of Italian thought in the foregoing centuries; but after her victory over France, the same cause that makes French influence less vigorous, makes also German influence less deep and less inspiring. A Germany who has like Faust sold her romantic and metaphysical soul, yields only a shadow of her great historical and philosophical culture of the eighteenth and of the first half of the nineteenth century, though a tremendously powerful one, and such that for a long time it overawes the academic mind not of Italy only, but of the whole continent. A narrow and materialistic philology, under the name of historical method, becomes the heir to the humanistic tradition, and substitutes itself for every native impulse, even in fields in which Italian thought had been master for centuries, as in that of law: where it mercilessly destroys, of the ideologies of the Risorgimento, not only that which was arbitrary and fanciful, and therefore destined to perish, but even that which through the subsequent course of history was to prove vital and sound. The Italian school of international law, the new conception of the Law of Nations, for instance, which was the fruit of the Italian juridical tradition during the experiences of the Risorgimento, and which is the more or less consciously accepted foundation of all the doctrines of international relations striving for realization in our times, in no country and in no schools was so resolutely repudiated as in the Italian universities. And it could not have been otherwise, since the new philology was as static and deterministic a doctrine, only more logically and rigorously so, as the evolutionary positivism which we had learnt from England.
The faults of Italian culture during this period are therefore the faults of the other European cultures which Italy had to assimilate: at a time when Italy was most in need of cultural help from without, she found that, for reasons infinitely complex and totally different from those which had caused her own exhaustion, the other nations of Europe were also spiritually exhausted. And yet it cannot be said that from these very faults Italy did not draw some useful lessons. The so-called historical method, which completely disregarded the great forces of history, and made of the least significant historical datum a Ding an sich in which the mind of the scholar seemed to find its ultimate object, proved in the end to be a salutary discipline as against the facile and enthusiastic generalizations of the historians of the Risorgimento. Positivism, however barbarous and uncouth in itself, was a powerful weapon for the destruction of the last remnants of a more or less mythological metaphysics, and in that sense it afforded an example of intellectual honesty; and at the same time it awakened the consciousness of the continuity of natural and spiritual life, announcing, though in a hasty and imperfect synthesis, what every philosophy of the future will have to be. And about the middle of the period which we are now considering, the only real contribution of Germany to European thought in the second half of the century became known in Italy with the advent of Marxism, in which we found a new conception of history, in so far adequate to the true spirit and conditions of the times, as it afforded to blind social forces, striving for political expression, an interpretation of their needs and a rationalized programme of action.
The analogies between this general cultural atmosphere, and the present conditions of the intellectual world in America, are, provided we do not stress them too hard, so striking that I cannot refrain from calling the attention of the reader to them. I believe this will help him to apply a good many of Croce's criticisms and ideas to tendencies and problems with which he is thoroughly familiar. The most recent forms of American philosophy, pragmatism, instrumentalism, realism, are indigenous elaborations of that same English positivism and empiricism which was dominant in Italy a generation ago: the relations between science and philosophy are seen in the same light in America to-day as in Italy before the beginning of this century. And the two most significant and far-reaching directions of research, social psychology and psychoanalysis, branching out into every ramification of social and moral and æsthetic thought, are based on assumptions, and lead to results, very similar to those of the Spencerian sociology and of the Lombrosian theory of insanity and genius. Even in fiction America is to-day trying her hand at verism, and in poetry, apart from a few marked exceptions, she is experimenting in the same spirit in which we began to follow, about the end of the period, the most recent fashions of Paris in verslibrism and decadentism. In academic circles German philology has maintained its sway for a much longer time than in Europe, and the war has brought about more an emotional than an intellectual consciousness of the need of a vaster and deeper understanding of history. Finally, certain aspirations towards ancient and totally different systems of moral and æsthetic standards, embraced with an enthusiasm that is akin to an act of faith—the hope to discover a refuge and a consolation from the chaos of modernity in a restoration of classical or mediæval ideals—are American varieties of an attitude of mind which found its satisfaction in Italy in patterns which we drew after the models of Ruskinism and of French traditionalism.
On the whole, Italian culture was suffering from the effects of the same delusion which accounts for the straits in which American culture is to-day: that European culture could be assimilated through its representatives at one particular moment only, and as if it were at the surface of time, rather than by the only legitimate and fruitful method, which is that of delving beneath that surface for the truly fundamental contributions that each nation has made to the common mind. Not one of the nations of Europe was then, or is now, at one of those turning points in the history of culture in which principles of universal value are elaborated within the limits of a single national group. The only possible exception was that of Russia, sending out to an age-worn Europe a fresh message of human pity and Christian love in a succession of epic masterpieces; but the quality of the message was such as to affect the heart much more than the intellect, to produce a new and deeper feeling rather than a sounder knowledge.
Two great individual figures, however, dominate the whole period, and among so many contrasting currents of thought and feeling, among the fluctuating fashions of the times, connect the new generations with the traditional elements of Italian culture. That breadth of vision, that sense of the perspective of history, which was totally lacking in the prevailing cosmopolitan thought, was a conspicuous characteristic of the work of a great critic, Francesco de Sanctis, and of a great poet, Giosuè Carducci. And what made the secret of the strength of the one as well as of the other, was their fidelity to the regional traditions from which they were issued, coupled with a power to invest them with a much broader significance than they had ever possessed. With De Sanctis, the speculative trend of the Southern Italian mind, with Carducci the humanism of Florence and Tuscany, for the first time in history become real elements of a greater national consciousness. Neither the one nor the other was, moreover, without a knowledge of, and a taste for, foreign cultures; but what they gained from these were elements of more permanent value than the ones which attracted the attention of the crowds, and they both succeeded in grafting those foreign elements on their native dispositions in such a way and with so little violence that they seemed to belong rightfully to them. This is true of what De Sanctis learnt from the idealistic philosophers of Germany, and particularly from Hegel, as well as of what Carducci acquired from the great poets and historians of the two previous generations in France, in England, and in Germany. Nor should we marvel at this, since by going deep enough or high enough into any of the European cultures, it is always possible to find a level that is common to all of them.
Francesco de Sanctis was not a philosopher in the strict meaning of the word; yet, among all the European critics of the nineteenth century, he is the only one from whose works it is possible to derive a consistent line of æsthetical thought. His education had been partly philosophical, of old Italian and modern German philosophy; and partly grammatical and rhetorical, in those literary doctrines of the old school which embodied a secular experience, and in comparison with which the modern science of literature is ineffably shallow and puerile. It was through a philosophical elaboration of those doctrines, and through a criticism of the intellectualistic æsthetics of Hegel and his followers, for whom art was the sensuous clothing of the concept, that De Sanctis, guided by an unerring taste and by a unique power for discerning the essential and vital element in poetry, came to his conception of form as not an a priori, a thing by itself and different from the content, but something that is generated by the content itself when active in the mind of the artist. This is the principle which he had constantly in mind in approaching the concrete works of poetry, and which enabled him to analyze and reproduce the terms of the spiritual experiences of which they are an expression. Thus his Essays and his History of Italian Literature, though in a sense the purest and most genuine kind of literary criticism, are at the same time a complete spiritual history of a people, as it reveals itself in its literary manifestations, such as no other country possesses. The immediate influence of his work was not as great as it ought to have been: the generation of philologists who immediately followed him was unable to see in him more than a brilliant exponent of what was then contemptuously called æsthetic criticism, and could never forgive him for his apparent lack of method, due to the circumstances of his life as an exile and a politician. It was only unwittingly, and through the intermediary of a German disciple of De Sanctis, Gaspary, who wrote a standard handbook of Italian literature, that they came to accept the greatest part of his interpretations, and followed the main directions of his thought in their own researches.
Giosuè Carducci was a disciple of Parini and Alfieri, of Foscolo and Leopardi, and in a sense of all that lineage of Italian poets, beginning with Dante and Petrarch, for whom poetry was not less an arduous discipline for the attainment of a certain standard of formal beauty, set down once and forever by the poets of the classical tradition, than a moral and political function in the life of the nation. As his predecessors had been, he was not only a poet, but also a student and historian of literature, of literature as the only field in which that life had truly realized itself. But though his contributions to the study of Italian literature were many and important, and the knowledge and taste which were the instruments of his art made of him an exquisite critic of poetry, yet what even in his historical and critical prose attracts us most is his lyrical imagination, his poetry. And his poetry, on the other hand, is mainly the poetry of the history and of the historical and poetical landscape of Italy,—of an Italy which was to him not merely one among the nations of Europe, but the heir of Greece and of Rome, the cradle of western civilization; not a land and a community limited in space and in time, or not that only, but an ideal of beauty, of freedom, of right, of a full and harmonious life, which was Italian, as it had been Greek and Roman, because it was universally human. In his early works, the contrast between this ideal and the actual conditions of Italy in his times found expression in a strain of invective and satire, from which the poet lifted but rarely his soul to the contemplation of the great deeds and thoughts of the past; of a past which in some cases was very recent, as some of the men of the French Revolution and of the Risorgimento were among his favourite heroes. But later, and especially in his Odi Barbare, for which he adapted a new technique from the metres of ancient Greece, while he added many personal notes to his lyre, his historical inspiration became higher and deeper and purer, and Italy had in his poetry that which she had lacked in all the course of her literature, a true epos, though in a lyrical form, of her secular life, from the fabulous kings and priests of Etruria to that most legendary of all her heroes, Garibaldi.
The influence of Carducci, not a purely literary, but a moral and political one, on the generation to which Croce belongs, can hardly be overestimated; and Croce himself calls his own generation carducciana And the two other great poets that Italy has produced after him, D'Annunzio and Pascoli, were both disciples of Carducci at the beginning of their careers. But the formation of their personalities, so widely divergent in their later developments, is contemporaneous with what we have called the education of Croce, and therefore outside the scope of this rapid review of the circumstances under which that education took place. The growth of the erotic-heroic poetry of D'Annunzio and that of the idyllic-humanitarian poetry of Pascoli are no longer among those circumstances but rather products of the same environment.
[III. The Origins of His Thought]
There are philosophers for whom it is possible, and relatively easy, to trace the roots of their speculations and of their systems in the thought of one or a few predecessors. The research of what we might call their sources, or more precisely of the terms in which certain problems were handed down to them through the particular philosophical tradition to which they belong, would probably not lead us very far in space or very deep in time: it might be useful in such cases to preface the history of their thought by a brief summary of these immediate antecedents. But in the case of Benedetto Croce, such a summary ought to extend, in relation to the problems in which he is or has been interested, to the whole range of the history of human thought. This is due partly to his peculiar approach to the problems of philosophy, and partly to his method of work.
Philosophy is to him neither a special science nor a specialized technique: not a discipline which requires a scholastic training, and which you can definitely acquire after a given number of years of study, but just what it was in the beginning: that love of wisdom which prompts every man to the exercise of his thinking powers. The problems of philosophy cannot be enumerated and defined, but that which happens to you, or your own doings, in your life, in your conduct, in your work, in your study, is the perpetually renewed material for your meditation. Problems are not given to you from outside, as puzzles at which you might try your skill or duties imposed by a pedagogue: they are your experience, and your philosophy is your conscious logical reaction to them.
This unprofessional and broadly human view of philosophy was not, however, an obvious and spontaneous attitude of Croce's spirit, but a laborious conquest. In the years of his erudite and unphilosophical youth, at his first coming in contact with philosophy in the strict and technical meaning of the word, with philosophical treatises and dissertations, his attitude was one of profound respect for the professors of philosophy, "as I was persuaded," (he tells us in his autobiographical notes), "that they, as specialists, should possess that abstruse science, of whose sacred curtain I had hardly lifted a few folds, and I did not know that in a few years I should with wonder and irritation discover that most of them did not possess anything, not even that very little which I, merely by my good will to understand, had succeeded in acquiring."[4] The fact is that these professors and specialists could hardly be termed philosophers at all, while Croce had already in himself that obscure and tormenting desire for intellectual clarity, which is the beginning of philosophy.
But in this initial ignorance, in his coming as if unaware to the gates of the temple, we shall find the reasons of Croce's method of work. When a given problem presents itself to him, not as a subject of learned controversy, but as a spiritual necessity, he becomes suddenly conscious of the duty of following the history of that particular problem through centuries of thought. The first impulse may come from a mere attempt at understanding the terms under which the problem presents itself to him: a clarification of words. His mental habits are, in fact, those of the conscientious and painstaking philologist, and he brings the method and discipline of the severest erudition into the field of logic. There is no problem for him that is purely logical, in an abstract and formal sense; still less, purely psychological. The mere occasion for his speculation is sometimes offered, as we shall see, by contemporary discussions, but he feels from the very beginning that these discussions are merely concerned with the surface of things, are taking place on a plane of thought, mechanical and dilettantesque, on which all conclusions are equally legitimate and equally irrelevant. Very soon, and long before any trace can be found in his writings of his final identification of philosophy with history, he practically identifies each problem with its own history, by retracing, generally in an inversely chronological order, the original meanings of terms and theories of which contemporary culture gave him only a pale and distorted reflection.
But this intimate and vital contact with the past never leads him to that attitude of reaction, which our forefathers typified in the laudator temporis acti, and which even to-day is so abundantly exemplified by the scholar who, having laboriously climbed the heights of the thought of one man or of one epoch, feels himself in the possession of final truth, and smiles contemptuously on the childishness of the moderns. He is as much on his guard against the idols of the school as against the idols of the market place. His relation to the great thinkers of the past is not one of blind discipleship, but of critical collaboration. The favourite process of his own thought might be defined as one of historical integration.
By emphasizing one aspect or another of Croce's philosophy, it is possible, however, to connect him more particularly with one or another philosopher. The name that is most frequently pronounced in this connection is that of Hegel, probably because Hegel stands, in the mind of the positivist and of the pragmatist, for a certain type of thought, much more ancient than Hegel himself and practically coextensive with the history of philosophy, rather than for what Hegelianism actually is. The facile critic of Croce, who condemns and rejects him as a Hegelian, would probably find it very hard to define the actual points of contact between the two thinkers; but we know that the word "Hegelian" is more a term of abuse, in such cases, than the expression of a critical judgment. Croce himself has defined his attitude towards Hegel, and generally towards the philosophers of the past, in the conclusion of his examination of Hegel's thought: "I am, and I believe one has to be, Hegelian; but in the same sense in which any man who to-day has a philosophical mind and culture, is and feels himself, at the same time, Eleatic, Heraclitean, Socratic, Platonic, Aristotelian, Stoic, Sceptic, Neoplatonic, Christian, Buddhist, Cartesian, Spinozian, Leibnitzian, Vichian, Kantian, and so on. That is, in the sense that no thinker, and no historical movement of thought, can have passed without fruit, without leaving behind an element of truth, which is an either conscious or unconscious part of living and modern thought. A Hegelian, in the meaning of a servile and bigoted follower, professing to accept every word of the master, or of a religious sectarian, who considers dissension as a sin, no sane person wants to be, and no more I. Hegel has discovered, as others have done, one phase of truth; and this phase one has to recognize and defend: this is all. If this shall not take place now, it matters little. 'The Idea is not in haste,' as Hegel was wont to say. To the same content of truth we shall come, some day, through a different road, and, if we shall not have availed ourselves of his direct help, looking back on the history of thought we shall have to proclaim him, with many an expression of wonder, a forerunner."[5]
This last hypothesis describes what actually happened in the case of another among the ancestors of Croce's Philosophy of Mind. For two centuries either unknown or misunderstood, Vico came into his own only a few years ago, and mainly through the efforts of Croce himself. In Vico, that is in Italy at the beginning of the eighteenth century, practically all the germs of the idealistic philosophy, and of the historical and critical culture of the nineteenth century, were already present, as a natural development of the philosophical and humanistic Renaissance. And it is through what, in Vichian style, we may call the discovery of the true Vico, that Croce inserts himself in the central tradition of Italian, and European, culture, and is saved from the dangers inherent in his catholic attitude towards the philosophers of the past, that of a material, mosaic-like eclecticism on one side, and that of a metaphysical syncretism, such as led Hegel to the dialectic constructions of his Philosophy of History, on the other.
The philosophy of the Renaissance, in which the fundamental impulses that are the soul of that movement find their clear and distinct expression, had produced a new naturalism and a new spiritualism with Giordano Bruno and Tomaso Campanella: that is, two widely divergent views of reality, which however had sprung from a common source, the opposition to that scholastic synthesis in which all the transcendental elements of Greek and Roman philosophy had been gathered to the support of mediæval theology, in direct relation with the mediæval description of the cosmos. There has probably never been made in the world, either before or after the Middle Ages, such a resolute and comprehensive attempt at an intellectual understanding of the moral and material universe, as the one that is the work of mediæval philosophy: but that attempt had been made possible, and had brought definite results, only through the acceptation of the limits of revealed truth, which, however freely accepted, proved in the end to be much more compelling than to the modern scientist are the freely accepted limits of external reality. Revealed truth could not be a mere object of thought, as it carried within itself, under the mythological disguise, its own metaphysics and its own ethics: a new principle, in fact, a more absolute and intimate spirituality than had been known to either the Greeks or the Romans, which attracted to itself all the kindred elements in ancient thought, and determined the essential characteristics of mediæval speculation.
The discovery and establishment of this spiritual principle, as a universal reality which transcends nature and the spirit of man, and which to this natural and human world is as a law dictated from outside and from above, is the message of the Middle Ages, not in pure philosophy only, but in religion and ethics, in science and in the life of society. The Renaissance is the beginning of our modern world, inasmuch as it is, through the infinite variety of its artistic, social, religious, scientific manifestations, an effort to see that same spiritual principle no longer as a transcending reality, but as the active, immanent, all-pervading soul of immediate reality, both natural and human. The Ptolemaic cosmography, which is the visible form of mediæval thought, a system of the finite universe, of which the Earth is the centre, and which leaves an infinite space for the seat of the only real, transcending existences, beyond the compass of the heavenly spheres, and as if it were outside itself, loses its hold on the imagination, and therefore on the conscience of men, long before Copernicus and Galileo read in the skies a new system of an infinite universe, within which, or nowhere, the divine principle must live and work.
The impulse towards the identification of the spirit with nature, on one side, and with man on the other, had been at work in Italian life and thought all through the Renaissance; but it is only at the end of that miraculous spring of Western civilization, between the close of the sixteenth and the beginning of the seventeenth century, that it expresses itself in the philosophies of Bruno and Campanella. Bruno presents himself as an expounder and defender of Copernican astronomy, and Campanella writes the apology of Galileo. And to each of them the scientific discoveries are much more than mere helps and suggestions for metaphysical speculation; they are the revelation, in one field of human thought, of a new logic which has to be recognized, in one form or another, as the fundamental principle of modern civilization.
Both in Bruno and Campanella, inert remnants of the ancient and mediæval logic are still part of the structure in which their new intuitions try to express themselves; but such remnants are to be met with even in much later philosophers, and constantly reappear, as blind spots in the active process of thought, in the whole history of European philosophy down to our days. What is significant of each thinker, what marks him as the legitimate interpreter of the deepest spiritual life of his times, is not his system as a whole, but the particular new intuition on which in each case the system is founded: in Bruno, the conception of an infinite universe, and of the infinite life of God in the universe; in Campanella, the affirmation of the value of human experience and human consciousness, to which God is present per tactum intrinsecum, intrinsically, and in which knowing and being coincide.
The two main directions of modern thought, or rather of all human thought, are thus represented in the naturalism of Bruno and in the spiritualism of Campanella, at the conclusion of the Renaissance, respectively prefiguring the pantheism of Spinoza and the rationalism of Descartes, that is, the two systems through which similar conceptions became active and effective in all subsequent developments of European philosophy. And it is useful to recall their names as an introduction to the exposition of the ideas of a modern Italian philosopher, because we are to-day only too prone to identify certain forms of common European thought, originating from Greece and from Italy, with what was only their last expression in the great idealistic movement in Germany in the nineteenth century; where Bruno and Spinoza reappear in Schelling, and Campanella and Descartes, through the intermediary of the English thinkers of the eighteenth century, in Kant and Hegel.
I am not trying to establish an Italian pedigree for the kind of philosophy to which Croce belongs: nowhere are national distinctions so futile as in the history of thought. But the Italy of the Renaissance shares with India and with Greece the purely material privilege of having given birth to a vision of the world and its problems, which is national only in the sense that it was elaborated for a certain time at least by minds belonging to a single nation. The value of that vision, however, does not reside in any tribal or national characteristic, but in those elements of universality, which made of the Italian culture of the Renaissance, and of its inherent logic, the basis of all modern European culture. What can still be recognized as peculiarly Italian, or French, or English, or German in the thought of modern philosophers, is not that phase of truth, which may be present in it, but the element of prejudice, of crowd-mindedness, of spiritual inertia, which even the greatest among them have in common with their weaker brothers.
In Bruno and Campanella we find an interest in certain problems of thought, which we may call either religious or, more technically, ontological: the problems of the relations of being and knowing. In Vico, who is infinitely nearer to Croce in intellectual temper, the centre of interest is shifted. Vico is apparently satisfied with Catholicism as a religion; and he spends all his efforts in creating a philosophy out of the purely humanistic and historical side of Renaissance culture. And yet, long before Kant's Prolegomena, he foresees the necessity of the new metaphysics being the metaphysics, as he says, of human ideas, and his theory of knowledge is founded on a principle which bears an external resemblance to certain aspects of pragmatism, but is in reality of a quite different, and much deeper, character: that of the interchangeability of the factum with the verum, of that which we make with that which we know. It was a commonplace of the schools that perfect science is to be found in God only who is the author of all things: Vico transfers this logical formula from God to man, and applies it, in the first stage of his thought, to mathematics, which appears to him as of man's own making, in a narrow and abstract sense, and later to the whole world of history and human thought and action, which, in a much truer and broader sense, is made by man.
Vico was brought to this second and final form of his theory of knowledge by his studies on the history of law, of religion, of language and poetry: his philosophy is essentially a philosophy of the moral sciences, of philology in its widest meaning. And the whole of his speculation, in his Scienza Nuova takes the shape of an enquiry into the origins and development of human society: not essentially of a sociology, an empirical and inductive science of man (though this aspect is undoubtedly also present in his mind), but rather, through "the unity of the human spirit that informs and gives life to this world of nations," of an ideal and eternal history of mankind, a philosophy of the human mind.
A contemporary and an antagonist of Descartes, Vico is one of the last among European philosophers to embrace practically the whole range of contemporary culture. But while Descartes lays the foundations of his theory of knowledge on the certainty of mathematical method, mistrusting the imperfection and vagueness of any other form of science, Vico is enabled by his intimate contact with rhetoric and history, with that philology which had been the soul of the intellectual life of the Renaissance, and which through the erudition of his century was preparing the historical consciousness of the following one, to anticipate the general principles of idealistic philosophy and, on the theories of art, of language, of law, of religion, as well as on a large number of particular historical problems, the general development of subsequent European thought.
At a later stage in our exposition, we shall examine in greater detail the indebtedness of Croce to Vico, especially as regards the theory of art and language; but the similarities of circumstance and of temperament between the two philosophers are already apparent. Both Vico and Croce came to philosophy through erudition and philology; and in Croce as well as in Vico, the fundamental philosophic attitude, their theory of knowledge, their idealism (what in the case of Croce has been called his Hegelism), is the intrinsic and necessary logic of the same humanistic tradition, the natural outcome of the centering of their intellectual interests on the history of the human spirit rather than on the mathematical or natural sciences. It is only after Descartes and Vico, and through the independent progress of scientific thought in the last two centuries (during the Renaissance, science is constantly in contact with philology, and there is no scientist who is not also a humanist)—that the two divergent attitudes of mind which we have seen exemplified in Bruno and Campanella, naturalism and spiritualism, are finally divorced from each other, and respectively linked with the scientific or with the historical aspect of modern European culture. Rationalism, intellectualism, positivism, pragmatism, on one side, are the more and more rarefied logics of science, in its progressive estrangement from the humanities; and because of the increasing prestige of scientific thought, we see them making constant inroads even in the fields of the historical and philological disciplines. Idealism, on the other side, represents in its many forms the central tradition of European culture, and is heir to the religious thought of the Middle Ages as well as to the humanism of the Renaissance; but in many of its exponents, and to my mind, even in some aspects of Croce's philosophy, it suffers from that same condition of things which is the cause of the poverty and narrowness of the so-called scientific philosophies: from that inability to grasp both nature and the spirit of man, the world of science and the world of history, which is a characteristic of our times. The recurrence of the realistic position, after every great affirmation of idealistic philosophy, is certainly not the mere recurrence of error, the obstinate permanence of human folly after the pronouncements of wisdom, but rather the restatement of a logical exigency which cannot be entirely satisfied and disposed of by any of the idealistic solutions of the problem of reality. Idealism and realism in modern philosophy are two distinct and divergent elaborations of different fields of modern culture: that unity of the intellectual vision, which is perfect, within its accepted limitations, in mediæval philosophy, and which is never entirely lost sight of in the thought of the Renaissance, is the goal towards which both realism and idealism continually tend, but which will not be reached by either, until the disiecta membra of our intellectual consciousness will be brought together through a higher synthesis than the one from which they fell apart at the end of the Renaissance.
We are now in a position to understand why it would be vain to look in the work of Croce for either an organized synthesis of scientific thought, understood as a means through which the mind of man grasps the reality of nature, or a system of metaphysics attempting to explain the facts of our human life by reference to an order of superhuman and supernatural realities. These are two types of philosophy, a criticism of which is implicit in every step of Croce's philosophical career, as well as in the quality of his philosophical ancestry. But in their place we shall find a series of meditations on the problems of the human spirit in its actual historical development; on the distinctions and inter-relations of the various forms of spiritual activity, not as they appear, in a purely abstract and external consideration, to the eye of the psychologist, but as they reveal themselves in the intimacy of those spiritual and historical processes, in which man creates at the same time his own being and his own truth. As we have stated already, the philosophy of Croce is essentially a philosophy of the humanistic tradition, of that Italian and European tradition the consciousness of which seems to be fast disappearing even among those who consider themselves as its exponents and defenders; and which in his thought not only justifies and understands itself, but brings that justification and that understanding to a greater depth, to a more comprehensive clarity, than it ever reached during the many centuries of its existence.
[4] Contributo, p. 26.
[5] Hegel, pp. 147-8.
[PART FIRST]
FROM PHILOLOGY TO PHILOSOPHY
(1893-1899)
[I. HISTORY AS ART]
Croce's first philosophical essay—Is history an art or a science?—The essence of art—History as the representation of reality, and therefore, art—The distinction between art and science—A tentative definition of history.
Croce's first philosophical essay is a short memoir, La Storia ridotta sotto il concetto generale dell' Arte, which he read to the Accademia Pontaniana of Naples in March, 1893. In his autobiographical notes, Croce tells us that this memoir was sketched by him one evening in February or March of the same year, "after a whole day of intense meditation."[1] But the reader cannot help feeling that those few pages are very far from being an improvisation; and this, not only because of the ease with which the author finds his way among the literature of his subject, but especially because one realizes that only a discipline so constant and so severe as to become a kind of second nature could give him that sure grasp of the essentials of his problem, which he shows from the very beginning of his speculation. The majority of historians and philologists, when they turn their attention to what Croce calls the logic of their discipline, are apt to trust themselves exclusively to their immediate experience of their work, and to disregard the very obvious fact that an inquiry into the general principles of a certain branch of knowledge is, and cannot be anything but, philosophy: they are therefore either unwilling or unable to follow the implications of that logic on to their ultimate consequences, as this operation would inevitably lead them away from their own safe and solid ground into a discussion of unfamiliar concepts and ideas. They seem to perceive but dimly that the problems of that logic have been intimately connected with the whole development of philosophical thought from the Sophists to our day; and therefore even when they go back to philosophical authorities in their treatment of these problems, when they quote Plato or Aristotle, or Leibnitz or Hegel, they are content with mere fragments, arbitrarily understood, unconnected with the general body of thought from which they derive their meaning. The result is, at best, a futile rediscovery of truths and truisms which have their place in the history of thought, but are meaningless in their modern context. An examination of the greatest part of the methodological literature of the last fifty years, both in Europe and in America, would easily bear out this contention: that it is hard to find a more shallow and imcompetent philosophy than that of the average historian and critic.
What saved Croce from the academic weakness which seems to be congenital to this kind of lucubrations was, besides the native temper of his mind, an instinctive realization of the true philosophical import of the problems involved. The question, whether History is an art or a science, had been a favourite one with the generation to which Croce's masters belonged; and it was really threatening to become an endless, insoluble one, since no attempt was ever made to solve it by the only method which could give positive results, that is, by an accurate definition of the concepts of both art and science. The most common answer to it, and the one that most clearly proved the confused state of mind of those who formulated it, was that history was at the same time a science and an art. The traditional humanistic view, which considered history as one of the arts, and to which the inclusion of Clio in the college of the Muses bears witness, found but little favour in a time which was entirely under the domination of the pseudo-scientific philosophy of Herbert Spencer, and could therefore hardly admit of any form of knowledge which was not scientific knowledge. The third solution, history as a science, was in fact the most usually accepted one, being but one aspect of that general tendency of the age, superficial and uncritical, through which all forms of knowledge were striving hard to assimilate themselves to the mathematical and natural sciences. This tendency which was present in all fields of philology, manifested itself in history either in the attempt to transform history into sociology, and to substitute a system of institutional schemes or of so-called general laws for the actual historical processes, or in the raising of the usual canons and criteria of historical method, that is, of a collection of maxims and precepts for the proper handling of sources, documents, and monuments, to the dignity of a supposititious science. It is characteristic of Croce, that he did not directly attack the English and French and Italian sociologism which was so popular in his day: to a mind which had received its first logical training at the hands of a Thomistic schoolmaster, and had been introduced to modern philosophy through Labriola's Herbartism, the logic of the average sociologist was so abhorrent in its barbarity, that it did not even afford him a starting point for his own criticism. The fallacy of sociologism is made evident in the course of the discussion, but rather by implication than through a direct animadversion. He chose his own adversary among the exponents of the other form of the same error, among the German critics, whose ideas were more clearly defined and logically more consistent.
Their main position can be stated in a few words: history is a science and not an art, because its aim is not to give æsthetic pleasure, but knowledge. The premises of this formula are a hedonistic conception of art, and the identification of all forms of knowledge with science: that is, a too narrow definition of art, and a too broad definition of science. Croce's demonstration takes the form of a rigorous syllogism: he defines the concept of art and the concept of science, the two definitions forming so to speak the two horns of a dilemma; history is shown by its own definition to be included in the definition of art, and the only remaining question is that of the distinction, within the same concept, between art in the strict sense and history.
The most important part of this demonstration is that which concerns art. Croce's object was to discover the nature of history, but his real achievement in his first essay was that of stating the æsthetic problem in its true terms. His opinions about history and about science were destined to undergo many changes in the further development of his thought; but his whole theory of æsthetics is already virtually present in these few pages about art and the Beautiful.
"Art is an activity aiming at the production of the Beautiful."[2] A purely psychological doctrine of æsthetics, which considers not art as an activity, but the objects of art as a collection of stimuli, a doctrine of æsthetic appreciation rather than of æsthetic creation, of the land that has flourished in Germany and in England during the last twenty years, especially in the field of the graphic and plastic arts, will therefore be incapable of even grasping that which is the specific subject of æsthetics. But Croce does not lose his time in attacking the psychologists. The error of their ways has its philosophical expression in Sensualism and in Formalism, which he summarily dismisses together with Rationalism or Abstract Idealism: the Beautiful as pleasure, the Beautiful as a system of formal relations, the Beautiful as abstractly one with the Good and the True. The fourth solution of the problem of the Beautiful, which he accepts, is that of the Concrete Idealism of Hegel and Hartmann: the Beautiful as expression, as the sensuous manifestation of the ideal. But Croce was guided by his Latin moderation (and probably also helped by his, at the time, insufficient understanding of German Idealism) to give to this formula not the intellectualistic interpretation which rightly belongs to it, but the very simple meaning of an adequate and efficacious representation of reality. The difference between this conception of Art—as an activity aiming at the representation of reality—and the one that we shall find in Croce's later elaborations of his æsthetic theory, does not lie in the conception itself, but in its context of general thought. Here he is still working under the common-sense assumption of a double reality, of being and of thought, and this explains why he still speaks of form and content, and why he still admits of a category of Beauty of nature side by side with artistic Beauty. Later, the relation between form and content will transform itself into that of the æsthetic activity with the other forms of spiritual activity; but even such a momentous change in the foundations of his theory does but slightly impair the substantial truth of the words in which he first expressed it: "An object is either beautiful or ugly according to the category through which we perceive it. Art is a category of apperception, and in art, the whole of natural and human reality—which is either beautiful or ugly according to its various aspects—becomes beautiful because it is perceived as reality in general, which we want to see fully expressed. Every character, or action, or object, entering into the world of art, loses, artistically speaking, the qualifications it has in real life, and is judged only inasmuch as art represents it with more or less perfection. Caliban is a monster in reality, but no longer a monster as an artistic creation."[3] As to natural Beauty, Croce observes that it is not inanimate, as Hegel and his followers would have it, but animated by the spirit of the beholder, and its contemplation is therefore a kind of artistic creation:[4] but this observation, in which the later doctrine is present in germ, is set forth timidly in a note, and remains for the moment sterile and as if incapable able of yielding its obvious logical results. If it were admitted that history is a representation of reality, its inclusion in the concept of art would be obvious. But the adverse contention is that history is a scientific study of reality, or to use Bernheim's definition, the science of the development of men in their activity as social beings. Croce's answer is that history is not a science, because history is constantly concerned with the exposition of particular facts, and not with the formation of concepts, which is the proper sphere of science. There may be a science or philosophy of history, investigating the philosophical problems connected with the facts of history, but such a science or philosophy, which cannot be distinguished as a separate organism from the philosophy of reality as a whole, is not history. History does not elaborate concepts, but reproduces reality in its concreteness: it is therefore not science but art.
Sociology, on the other hand, which renounces the concreteness of history in the quest for the general laws of human development, is neither art nor science. When compared with the concepts or laws of science, the laws of sociology appear as vague and empty generalizations, and sometimes as mere pseudo-scientific enunciations of contemporary social and political ideologies. The sociology which Croce had in mind in his criticism was, in substance, because of the fallacy of its logical premises, either inferior science or poor philosophy; but because of the uncertainty of his own idea of the relations between science and philosophy, it was easier for him to reject it than to define it. His reaction was the instinctive one of a sound logical organism against a mental hybrid. He was certain that sociology, whatever else it might have been, was not history.
This part of Croce's argument is undoubtedly the weakest. His conception of science was inadequate, and his discussion of the relations of history with science suffered from this inadequacy: the problem which he had attacked could not be solved at this stage of his speculation. While his æsthetics was contained in germ in his conception of art, his logic was not even adumbrated in his conception of science. In fact, the only real function of the latter was to mark the limits of the former: "In the presence of an object, human mind can perform but two operations of knowledge. It can ask itself: what is it?, and it can represent to itself that object in its concreteness. It can wish to understand it, or merely to contemplate it. It can submit it to a scientific elaboration, or to what we are wont to call an artistic elaboration." "Either we make science, or we make art. Whenever we assume the particular under the general, we make science; whenever we represent the particular as such, we make art."[5]
This distinction is the old Platonic one between logos and mythos; a distinction that appears in one form or another in practically every system of philosophy, but the true import of which has never been completely grasped before Vico. From Vico Croce quotes in this connection the following passage: "Metaphysics abstracts the mind from the senses, the poetical faculty must submerge the whole mind in the senses; metaphysics lifts itself above the universal, the poetical faculty must plunge itself in the particulars."[6] This quotation shows how decisive was Vico's influence in the determination of the main theses of Croce's æsthetics: of which we already find here the three fundamental ones, that is, the recognition of art, or the æsthetic activity, as one of the fundamental forms of knowledge; the distinction of the æsthetic activity from, and its opposition to, the logical activity; and, finally, the exclusion of any other form of knowledge besides the æsthetic and the logical, which exhausts the whole of man's theoretical activity.
The rest of this particular discussion is not as fruitful or as interesting. Having included history in the concept of art, Croce proceeds to draw a distinction between art in the strict sense, which is a representation of imaginary or merely possible reality, and history, which represents that portion of reality which has actually happened. His final definition of history is: "That kind of artistic production the object of which is to represent that which has really happened."[7] The value of this definition is what we might call a value of reaction against the pseudo-scientific sociology of his day: it consists in the emphasis laid on the concreteness and individuality of historical processes, against the void schematism of general laws. But by introducing the distinction between the possible and the real, Croce had in fact recognized the presence of a conceptual element in history—a conceptual element totally different from the concepts of the sciences, which were all that he could then see outside the æsthetic activity in human knowledge. In a preface to a reprint of his early philosophical essays, written twenty-five years later, Croce explained the conditions which prevented him from perceiving the new problem at once, in a page of admirable self-criticism: "Why did I not perceive it? Because I was full of the first truth which I had found, and for the moment I did not feel any other need: I had violently rejected the weight of sensism and sociologism, and I could breathe. And in my culture at that time the impulses towards that other need were lacking; because neither my scholastic logic nor Labriola's Herbartism opened my mind to a distinction between the concepts of the sciences and the speculative concept; and De Sanctis, entirely given to the criticism of poetry, gave little attention to logical problems. The authority of my first masters of philosophy induced me, in regard to the problems which I had not experienced in myself, to content myself with temporary formulas and solutions, which attracted me through some aspects of truth, and to be satisfied with an imagination of the Ideal above the real, and of the world of Concepts above the world of representations. By this separation, by this collocation in the Empyrean, it seemed to me that I could better attest my reverence for concepts and ideals, which positivists and evolutionists were dragging in the mud, or lowering to the status of superstitions and hallucinations. Now, running again through my pages, it is not possible for me to think those transcendental doctrines again, not because I thought them in the past, and what is past is past, but, on the contrary, because I did not truly think them even then, but only received them or imagined them, so that what I can think now is only the way in which, then, I was brought to imagine them, and to believe that I thought them."[8]
[1] Contributo, p. 32.
[2] Primi Saggi, p. 8.
[3] Primi Saggi, p. 14.
[4] Primi Saggi, p. 140.
[5] Primi Saggi, p. 23.
[6] Primi Saggi, p. 230.
[7] Primi Saggi, p. 36.
[8] Primi Saggi, pp. XI-XII.
[II. ON LITERARY CRITICISM]
The problem of literary criticism—The three phases: exposition, valuation, history—Æsthetic judgment and history of art: the exigency of a new Æsthetics—The place of Æsthetics in Croce's thought—Moral and logical preoccupations—Croce and Spaventa.
At the end of the following year (1894), Croce interrupted again the steady flow of his erudite production with the publication of a little book, La Critica Letteraria: questioni teoriche, which was the outcome of a discussion he had had during the summer with a friend, a professor of philosophy. As the net result of his first philosophical effort had been the conquest of a clearer conception of art, it was natural that he should proceed to investigate the relations between history and the subject-matter of history in that field in which he felt he had already been able to find some light. The general problem of the nature of history, of which he had seen but one aspect, was set aside for the moment, giving way to a close examination of the methods of historical thought in the study of literature.
Only a few of the conclusions of this particular research were destined to have any kind of permanency in Croce's theories; but it is useful to recall them, not only as a step in the development of his thought, but as representing a marked progress in that conception of literary criticism which is still predominant wherever the influence of that thought has not yet been felt. Croce submitted that conception to a process similar to what a French critic calls a disassociation of ideas, trying to establish which can be said to be the essential operations of literary criticism, and the relations between these and the various kinds of possible works on literary material. Given this method, which is that of abstract classification, and having approached his problem through criticism itself instead of starting from the other end and deducing the concept of criticism from the concept of art and literature, he was bound to reach a number of abstract concepts, apparently irreducible to each other, and the fundamental unity of which he could only later affirm through the general progress of his theory of æsthetics.
Literary criticism, which until fifty or sixty years ago, stood only for the judgment and valuation of literary works, to-day usually includes, beside the æsthetic valuation, the study of the historical development, the edition and comment of the text, the biography of the author, the exposition of the work itself, the æsthetic theory of literature, and so on; in fact, every kind of conceivable work on literature. The danger of this extension of meaning lies in the facility with which we are led to believe that many things, when called with one name, are really one thing: we think of literary criticism as of the synthesis of all the above-mentioned operations—a synthesis which, as Croce observes, when it exists cannot be due to anybody but the printer. Or, again, we may consider that one or another of those operations is the true aim of literary criticism—and to that one we subordinate all the others, as merely subservient to the particular aim we have in sight. This is the origin of the various schools of criticism—æsthetic, historical, psychological—each of which believes itself to be in possession of the only legitimate method. But if we subordinate the history of a work to its æsthetic valuation, we deny the independence and intrinsic importance of history; if we subordinate the æsthetic valuation to the historical consideration, we make of the former a useless accessory of the latter; if we subordinate the biography of the author to the historical explanation of the work, we destroy the importance of biography, which, though useful in a certain sense to the explanation of the work, is in itself "nothing but the history of the development of a moral personality."[1] In fact, the unity of literary criticism lies not in its aim, but in its subject-matter: what we mean by literary criticism is "a series of particular operations having independent aims, without any other connection than that of the material employed in each of them."[2] Croce does not deny the possibility of using the results of one of these operations for the purposes of another, but this does not change the nature of either: "the spirit of man is not divided into small compartments: all our experience helps us in whatever work we are doing. To understand Petrarch's poetry, it is useful either to be or to have been in love; but it doesn't follow that to make love and to understand that poetry are one and the same thing."[3]
The study of the principles of literature does not belong to literary criticism, but to Æsthetics; or, to use Vico's distinction, not to Philology but to Philosophy. Textual criticism, and interpretative comment, are preliminaries of literary criticism, which begins only with the contemplation or æsthetic enjoyment of literature: that is, with that operation of reading which is made possible through the establishment of a correct text, and by the help, when needed, of a convenient commentary. In literary criticism proper Croce distinguishes three successive phases, or moments, answering respectively to the questions: What have I read? What is the value of that which I have read? Which is the genesis and fortune of this particular work? The first is the exposition or description—which in itself is a work of art of which another work of art is the subject; the second, the valuation or æsthetic judgment; the third, the history of the work under consideration. Outside these three moments or phases, Croce does not admit of any other independent critical operation: the research of the sources of a work is only part of the history of that work; comparative criticism is an instrument of historical criticism; philology in the strict sense of the word can in turn be used as a help to each of the three main operations, but when it is exclusively concerned with the general history of a language, it is no longer a literary discipline; bibliography is a mere external element of the history of the work; the study of the content is a literary study only if it is pursued in relation with either the exposition, valuation or history of the work, that is, when the work itself is viewed as literature, and not as a document for the purposes of another science or discipline; the biography of the author is an element of the genesis of the work, and therefore of its history, but its main interest is moral and not literary.
It is easy to see that, however fruitful as a reaction to the prevailing confusion, this abstract partition was still very artificial; but it was impossible for Croce to go beyond it, with the help of the mechanical and unhistoric logic which was his only instrument at that time. He still divided a fact from its genesis, and the fact and genesis from the judgment, and therefore it was impossible for him to see that the internal history of a work is its true exposition or characterization, and that such characterization is one with the valuation. In regard to the valuation itself, he considered it to be purely subjective and relative, as he was unable to accept either Kant's theory of the objectivity of taste, because of its intellectualism, or the psychologists' childish delusion of the possibility of drawing a normal or standard taste from the average of the æsthetic likings and judgments of different communities and different ages; and on the other hand he was still very far from discovering that identity of the æsthetic judgment with the æsthetic activity, which was to be the foundation of his later doctrine.
The discussion that follows, on the relations between the æsthetic judgment and the history of a work of art, obviously suffers from the impossibility of drawing useful consequences from a distinction of purely abstract concepts; from the fact that that which was Croce's only real discovery at the time, his conception of art, had not yet been thought out by him in the fulness of its relations with the other activities of the human spirit. As regards history, this little book is a step forward because it is a valid criticism of a confused and naïve state of mind, in which these abstract concepts could help to introduce some sort of order and method; but, on the whole, though it clarifies the terms of the general problem, it does not bring it appreciably nearer to a solution.
Croce was, however, more or less consciously aware of this deficiency. In a long excursus on De Sanctis, whose work he upheld as a model of perfect literary criticism, he insisted on the importance of a sound theory of art, such as De Sanctis undoubtedly possessed, as an essential part of the mental equipment of a literary critic; and the chief reproach that he addressed to his contemporaries in the field of literary studies in Italy, was that of neglecting those theoretical problems to which very little attention had been paid in our country after the work of Vico. He pointed to the great development of æsthetic studies in Germany during the nineteenth century, and affirmed the necessity of "dismissing every spirit of impatience and false pride, and of submitting oneself to the hard labour of extracting the essence of the abundant literature created by the philosophic activity of the Germans around those problems."[4] His final words contained at the same time an appeal and a programme of work: "There is a good deal to be expected from a work especially directed towards these two points: to banish a series of concepts which have introduced themselves in æsthetics, and which are entirely foreign to it, and with their presence maintain an invincible confusion; and to free the concept of art and of the Beautiful from the limits within which it has been circumscribed by linguistic habits, acknowledging the intimate connection between the so-called æsthetic and artistic facts and other facts of the life of the spirit."[5] That his attitude towards the later German æsthetics was, from the very beginning, a critical one, is clearly shown by what immediately follows: "Working in this direction, I believe that we shall find ourselves, with a new consciousness and with a wealth of observations gathered in the course of a century, to the point from which modern Æsthetics started, to the school of Leibnitz and Wolff, and to Baumgarten's conception,"[6]—that is, to Baumgarten's Meditations of 1735, which the word Æsthetica appears for the first time as the name of an independent philosophical cal discipline, contrasted to Logic in the same sense in which the Greeks used to contrast aisthēta to noēta, the facts of sensuous knowledge to the facts of mental knowledge. Which means that Croce believed the science of Æsthetics to be still in its infancy, and to require a great creative effort which was well worth making, both for the sake of the general philosophical problems involved, and for the effects that a deeper view of those problems could not but have on the practical work of the literary critic and of the historian.
Through these first discussions, which at the time appeared to him more as acts of personal liberation than as the beginning of a philosophical career, Croce had really discovered his vocation. From De Sanctis he had learnt that "art is neither the work of reflection and logic, nor the product of craft, but a pure and spontaneous forma fantastica":[7] through his own experience of dry erudition, and through his meditations on the relations between history and criticism, he had verified the validity and usefulness of De Sanctis' conception, and had been made aware of the necessity of doing what De Sanctis had not been either willing or capable of doing: "of creating a philosophy where he had given nothing but critical essays and delineations of literary history, and a new criticism, a new historiography, as a consequence of the philosophic deepening and systematization of his thought."[8]
But from Croce's published work at this time it would be easy to gather the fallacious impression that his interest was an exclusively literary one: that he proceeded to create a philosophy of literature and art, and that only through the necessities of the system he was led to the consideration of logical, economic and ethical facts. If that were true, with the exception of his theory of æsthetics, practically the whole of his philosophy would be opened to the reproach that he levelled against the greatest part of the German æsthetic theories of the nineteenth century: "of not being derived from spontaneous and direct researches, but rather from the need of filling a compartment in a philosophical system."[9] A good many among Croce's critics have been the victims of such a misconception of the actual genesis of his thought; and have discounted the importance of any but his æsthetic theories, considering all the rest as a kind of philosophical by-product, with the result that they have not been able properly to understand even that part of his work in which they were interested. The typical example is given by those moralistic critics of his æsthetics, who would have been spared many mistakes and inanities, if they had thought Croce's ethics and logic worth a little consideration. They would then have realized that their criticisms had been anticipated and criticized long before they had been uttered. But perhaps it is asking too much of the average student of literature, once he has made the effort to think about the problems of art, that he should also try to turn the light of his reason on the obscure promptings of his moral consciousness; a suggestion which in many cases would be violently rejected as the height of immorality.
We shall soon see from which source Croce derived his interest in economic problems and in the history of the practical activities of man. Of the permanence of those moral preoccupations which had been his constant companions since his adolescence, we find the traces in his autobiographical notes. In De Sanctis, whose History of Italian Literature is as much a moral as an æsthetic history of the Italian people, he had the model of "a sound and simple morality, austere without exaggerations, and high without fanaticisms."[10] But the same difficulties which prevented him from fully understanding De Sanctis' æsthetic principles, and from using them as a vivifying element in his literary work, made him also for a long time accept an inferior moral conception, that of Herbart's realism, "in which the moral ideal was energetically asserted, but as a thing of another world, as having man under itself as brute matter, on which its stamp, more or less marked, might or might not be impressed." That is, he saw the moral ideal in relation to the actual life of man, in a position similar to that which concepts and ideals had for him in relation to reality as a whole: his moral abstractism and rigorism was the counterpart of his logic. "But that rigorism and abstractism was the way that I had necessarily to follow in order to understand the moral concreteness, and to lift it to the plane of a philosophical theory." "And that rigorism, which was at the same time a love for sharp distinctions, while it saved me from associationism and positivism and evolutionism, put me on my guard against, and hindered me from falling into the errors of that now naturalistic, now mystic, Hegelianism, which through a hasty and often mythological dialectic, obliterated or weakened the distinctions which are the life of the dialectic process."[11] What Croce lacked, in ethics as well as in æsthetics, was a new logic or theory of knowledge, which would allow him to grasp the concept or the ideal, that is the universal, in the concrete spiritual activity, that is in the particular and individual. Meanwhile, his own dealing with abstract concepts, with purely formal universals, was to be, in relation to the further developments of his logic, what his early literary work, of a purely erudite character, had been in relation to his meditations on art and history: that personal experience, of difficulties and errors, without which no truth can ever be reached.
On the whole, Croce's position at that time was, as he himself defined it many years later, a Platonic-Scholastic-Herbartian one; one that, in the moral held, had at least the advantage of being "invulnerable to the subtle menace of sensualism and decadentism,"[12] in the European life and thought of the nineties, the acme of spiritual distinction—an illusory reaction to and escape from the prevailing positivism and determinism, of which in reality they were but thinly disguised variations. Croce "never lost, even for an instant, the power of discerning sensual refinement from spiritual finesse, erotic flights from moral elevation, false heroism from sheer duty."[13] Here lies the fundamental difference, "of spiritual race," between him and his most illustrious contemporary, Gabriele d'Annunzio, with whom he has more than once been coupled by superficial critics. The character of their respective influence on the younger Italian generations, of D'Annunzio between 1890 and 1900, and of Croce between 1900 and 1910, is more than sufficient evidence on this point.
It is something of a surprise to find that he had learnt practically nothing from his uncle Bertrando Spaventa, who had been the most powerful representative of the Hegelian tradition in Italy. The central problem of Spaventa's speculation had been that of the relations between knowing and being, of transcendence and immanence; and although it was only through a solution of this problem that Croce could hope for progress in any of his particular philosophical researches, yet he could take no interest in it when its discussion was earned on independently of those problems of art, of moral life, of law and history, towards which his attention was naturally drawn. Croce himself explains this lack of interest as due to his "unconscious immanentism": "as I met with no difficulty in conceiving the relation between thinking and being; if I had any difficulty, it was rather in conceiving a being severed from thought, or a thought severed from being."[14] But in this case he is probably seeing himself in the light of his later experience: that difficulty did exist, and is the fundamental difficulty of his early speculation. Only, he could not solve it by Spaventa's methods, which were those of a rigorous and formal logician, of a philosopher with a theological background, but only through the elaboration of the materials of his own particular moral and intellectual experience. At a later stage, and when he had already independently arrived at a position much more similar to that of Spaventa, than he would ever have thought possible for him, the influence, if not of Spaventa himself, at least of that attitude towards philosophy which had been his, came back to him through his friend Giovanni Gentile, whose mental temperament was much more akin to that of the old Neapolitan thinker, than Croce's ever was. Croce's idealism (or Hegelianism) was at this time limited to what he had unconsciously absorbed through De Sanctis' conception of art; but his theory of knowledge, not yet logically unfolded, was still oscillating between intellectualism and naturalism. He was decidedly anti-Hegelian, on the other hand, in his theory of history and in his general conception of the world.
[1] Primi Saggi, pp. 79-80.
[2] Primi Saggi, p. 80.
[3] Primi Saggi, p. 82.
[4] Primi Saggi, p. 163.
[5] Primi Saggi, p. 164.
[6] Primi Saggi, ib.
[7] Contributo, p. 54.
[8] Contributo, pp. 55-56.
[9] Primi Saggi, p. 163.
[10] Contributo, p. 58.
[11] Contributo, p. 59-60.
[12] Contributo, p. 60.
[13] Contributo, p. 61.
[14] Contributo, p. 63.
[III. HISTORY AND ECONOMICS]
A new interest: Marxism—Historical materialism—Criticism and interpretation: a new historical canon—Marxian economics as an application of the hypothetic method—The concepts of science and the economic principle—Science and practice—Marxism and morality.
In April, 1895, his old professor at the University of Rome, Antonio Labriola, sent to Croce an essay on the Communist Manifesto, in which he submitted to a critical examination the materialistic conception of history elaborated during the fifty preceding years by Karl Marx and Friedrich Engels. Labriola had been probably the first professor in a European University to take Historical Materialism as a subject for his academic lectures, his first course on Marxism having been delivered in 1889. But Croce, who had given all his thoughts first to his literary work, and then to his meditations on art and criticism, had not been as yet able to perceive the bearing of the new problems discussed by his master on that problem of the nature of history which had been the subject of his first philosophical essay, and was to be the centre of his later speculations. Labriola's little book came to him at a moment when he had reached an impasse in the course of his research, and it opened to him an entirely new field of investigations, it afforded him an escape towards studies and meditations, at first apparently unrelated to his former ones, but the results of which were destined to react vigorously on them. He plunged with youthful enthusiasm into the literature not of Marxism and historical materialism only, but of Economics in general. In the five following years, while he continued with unremitting energy his literary labours, now more clearly directed towards an understanding of the historical problems of Æsthetics, and a clarification of the concepts of a philosophical science of Æsthetics, he published a series of critical essays on Materialismo storico ed economia marxistica, intended at the same time as a defence and a rectification of Marx's doctrines.
We shall consider this phase of Croce's work from two distinct points of view—as a new individual experience, and as a stage in the development of his philosophy. For the first of them, we shall again leave the word to Croce himself: "That intercourse with the literature of Marxism, and the eagerness with which for some time I followed the socialistic press of Germany and Italy, stirred my whole being, and for the first time awakened in me a feeling of political enthusiasm, yielding a strange taste of newness to me: I was like a man who having fallen in love for the first time when no longer young, should observe in himself the mysterious process of the new passion. At that fire I burnt also my abstract moralism, and I learnt that the course of history has a right to drag and to crush the individual. As I had not been disposed in my family circle to any fanaticism, and not even to a liking for the current and conventional liberalism of Italian politics ... it seemed to me to breathe faith and hope in the vision of the rebirth of mankind redeemed by labour and in labour."[1] This political enthusiasm did not last very long: it disappeared when that which was Croce's true nature, not practical but essentially theoretical, reasserted itself, by reducing this new experience into new conceptual forms; but without it, the whole of his philosophy of the practical activity would forever have been like a theory of vision in the mind of a blind man, or a theory of love in that of a keeper of the harem. Art, thought, mortality, had already appeared to him as aspects of his own life; to these, a new element was added now, not as a mere object of thought, but as a passionate and concrete experience.
The interpretation of the doctrine of historical materialism presented a number of difficulties deriving partly from the form in which the doctrine itself had originally appeared—not as a coherent theory, but as a series of pronouncements and observations scattered in a variety of writings, composed at a distance of years, and the aim of which was rather political and polemical than scientific; and partly from its association with remnants of old metaphysics, both in its originators and in their followers. In Marx and Engels, as well as practically in the whole literature of Marxism, the emphasis being laid on the substantive rather than on the adjective, historical materialism implied the adhesion to that metaphysical materialism which was one of the children of Hegelian metaphysics. What had been the Idea for Hegel, was the Economy of the new metaphysicians: the only reality, working beneath the surface of human consciousness, as an under-structure beneath a merely apparent and illusory superstructure. Given this conception, it is easy to understand why historical materialism appealed so strongly to positivists and evolutionists, who concealed a similar kind of metaphysics under their proclaimed contempt for philosophy. The old philosophies of history had attempted to reduce the sequence of history to a scheme of concepts, starting with God, or Providence, or the Hegelian Idea: the new unconscious metaphysicians substituted for the old concepts that of Economy, or of Matter, or of Development and Evolution, from which all the particular historical determinations could be deduced with not less certainty than from the old metaphysical entities. And from their predecessors they also borrowed those teleological tendencies which are implicit in all metaphysics, attributing a will and an end to their new God, be it called Progress or Matter, and trying to deduce the future course of history from the dialectic of the past. Hence the growth of a vast literature inquiring into the development of abstract sociological schemes or of economic forms reduced to characteristics of economic epochs, forcing the concrete materials of history into rigid conceptual frames; hence the naïve faith in the deduction of social predeterminations, of which the most striking was the asserted necessity of the advent of socialism as the only logical outcome of capitalist society.
Croce, pursuing the analysis initiated by Labriola, began by dissociating what seemed to him to be the vital element in historical materialism, from any intrusion of either Hegelian or positivistic metaphysics. His criticism of historical materialism as a philosophy of history and, generally, of the possibility of constructing any philosophy of history, is the first resolute step towards an anti-metaphysical conception of philosophy. Whether by metaphysics is meant the knowledge of another world of real essences, of things in themselves, beyond the objects of our immediate experience, or the creation of abstract concepts duplicating and falsifying the complex world of life, the whole trend of Croce's thought will henceforward oppose any claim on the part of these spurious philosophies, mythological or pseudo-scientific, to furnish an adequate interpretation of reality. Vico's metaphysics of human ideas, which is no metaphysics at all, because it does not postulate the existence of any reality beyond that of the spirit of man, will more and more become the model of Croce's own philosophy. That immanentism which he considers as one of the spontaneous attitudes of his mind slowly extricates itself from the ruins of his own transcendental logic, and shows itself impervious to the allurements of both Platonism and Positivism, of the ancient and the new myth.
Purged of its unessential philosophical associations, historical materialism (or, more precisely, the economic interpretation of history) appeared to Croce as nothing more than a new canon or criterion of historical interpretation, fixing the attention of the historian on a mass of new data, the importance of which had not been recognized before. It was neither a new philosophy nor a new method: it could not be legitimately employed to draw conclusions on the relations between economic facts and the other facts of history, nor to reduce history itself to the operation of a few abstract laws. It was a tendency of historical thought, coinciding with the manifestation of certain objective conditions of society (the industrial revolution) and their reflexes in political thought, by which the economic element in social facts acquired a stronger relief than it had ever had in the consciousness of man. And it seemed to point, both for the historian and for the philosopher, towards the existence of a fundamental principle or form of human activity—economic activity, about the nature of which, and its relation with æsthetic, logic, and moral activity, very little had been thought and written, besides what is contained in the introductions to all classical manuals of political economy. While still insisting that history is art, that is, the representation of individual happenings, Croce was thus implicitly brought to admit of the importance of philosophy, that is, of the study of the fundamental forms or categories of human activity, for the historian. His conception of history was undergoing a transformation in a direction similar to that towards which his conception of philosophy was moving.
When he passed from the consideration of the general theory to the examination of more technical aspects of Marx's doctrines, the first difficulty which presented itself to him was that of the relations between Marxian economics and pure economics, or general economic science. The society whose economic life Marx had studied in Das Kapital, was neither human society in general, nor any particular historical society, but a purely ideal and formal society deduced from a proposition assumed outside the fields of pure economics: that of the equivalence of value and labour. Starting from this postulate, Marx had proceeded to inquire into those processes of differentiation between the assumed standard and the actual prices of commodities in a capitalist society, by which labour itself acquires a price and becomes a commodity. It was a method of scientific analysis consisting in regarding a phenomenon not as it actually exists, but as it would be if one of its factors were altered, and in comparing the hypothetical with the real phenomenon, conceiving of the first as diverging from the second which is postulated as fundamental, or the second as diverging from the first, which is postulated in the same manner. It is only when the whole of Marxian economics is considered as the application of such a method, that the concepts of labour-value and of surplus-value acquire a definite and precise meaning: the description of economic society as a pure working society (producing no goods which cannot be increased by labour) must then be interpreted as a concept of difference, or an instrument of elliptical comparison, as against the descriptions of actual economic society given by pure economics. Its positive value, not as an abstract hypothesis, but as a means of knowledge, depends on the fact that such a society does actually coincide with certain aspects of historical capitalist society; that the equivalence of labour and value is not a purely imaginary fact, but a fact among other facts, empirically opposed, limited, and distorted by other facts. Having assumed this equivalence as a test for the study of the social problem of labour, Marx's object was to show the special way in which this problem is solved in a capitalist society. And this was the real justification for his employment of the hypothetical method.
It is clear that Croce was infinitely more interested in what Marx had actually accomplished, than in what he had intended to do. In Marx's own mind, the analysis of the conditions of capitalist society led inevitably to the conclusion that a passage from capitalism to socialism was predetermined by the structure of capitalist society itself. It is well known that the prevision assumed what claimed to be a strictly scientific character in the formulation of the law of the fall in the rate of profits: the gradual decrease of surplus-values accompanying the increase in technical improvements, and automatically re-establishing the equivalence of labour and value. Croce offered a very convincing criticism of this law on Marx's own grounds, by showing that it rested on a confusion between technical and economic facts, thus affording a remarkable example of Marx's uncertainty of his own method. It was clear that in this particular case Marx had been carried away by his desire to reduce the metaphysical implications of his economic sociology to the status of an historical law. And Croce's criticism was evidently intended both to deprive Marx's historical determinism of one of its most powerful instruments, and to confirm his own view of the method which gave validity and importance to such economic speculations as Marx's were.
Marxian economics stood thus interpreted as comparative sociological economics, and by the definition Croce also defined the scope of sociological science, and the nature of the logical processes which it could legitimately employ. It was a considerable advance in the study of scientific concepts, as distinct from purely speculative concepts. But he still believed at the time, misled by the economists' discussions on the nature of the economic principle, that pure economics and the philosophy of economics practically coincided; and as he had maintained the legitimacy of Marx's method against the criticisms of the pure, or scientific, economists, he defended pure economics against Marx and his school, as the general science of the economic datum. But he was soon to understand that his own point of view and that of the pure economists were widely divergent, and that the methods of pure economics are in fact scientific and not philosophical. In later years, when he came to regard the science of economics as an empirical and mathematical science, Marxian economics appeared to him merely as a special branch of economic casuistry, employing methods fundamentally identical with those of pure economics: a relationship which could be illustrated by a comparison with the parallel of non-Euclidean and classical geometry. Although he did not reach this final position at the time, there is no doubt that his experience of the actual scientific processes of economics freed him from his allegiance to Herbartian logic, in which science and philosophy were still formally undifferentiated, and led him gradually to the distinction between the scientific and the speculative concept, of which the relation established between Marxian and pure economics is a tentative prefiguration.
But the most essential gain of his economic studies was in the direction of the affirmation of the merely practical, or economic, principle, as one of the irreducible forms of human activity, raising the concept of the Useful to the same level (logically speaking) at which those of the Beautiful, the True, and the Good had been kept by the whole European philosophical tradition since Plato. He was here actually elaborating not a scientific, but a speculative concept, though his approach to it was always by means of the discussion of particular problems, the solution of which implied a definite view of the relations between the economic principle on one side, and respectively on the other side, the intellectual and the moral principle.
As regards the possibility of inferring practical programmes from scientific principles, he objected that neither the desirable nor the practicable are science. Science may be a legitimate means of simplifying problems, making it possible to distinguish in them what can be scientifically ascertained from what can only be partially known; in the case of the Marxian law of the fall in the rate of profits, for instance, if such a law were proved to be scientifically correct, it could be said, under certain conditions that the end of capitalist society was a scientific certainty, though it would remain doubtful what would follow it. But logic is not life, and the appraisement of social programmes is a matter of empirical observations and of practical convictions. The unconquerable indetermination of social facts brings forth that element of dating in the actions of practical men, which is to will what inspiration is to expression, insight to intellect, in the poet and in the scientist.
Socialism could not be called a scientific programme, except in a limited and metaphorical sense, which was not a criticism of socialism itself, but of the bad logic of certain Socialists: the Marxian programme as such, Croce recognized as one of the noblest and boldest, and also one of those which obtain the greatest support from the objective conditions of existing society. Having already denied the dependence of intellectual truth on economic fact, by criticising the metaphysics of historical materialism, he thus asserted now the autonomy of the economic from the logical principle.
On the other hand, he destroyed the legend of the intrinsic immorality of Marxism, which was due to Marx's repeated assertions that the social question is not a moral question, and to his sharp criticisms of class ideals and hypocrisies. He pointed to the moral interest which had guided Marx's political activity, and which could even be said to have prompted the choice of the fundamental hypotheses of his economics. What Marx had called the impotence of morality was the futile attempt at apportioning praise or blame for the natural conditions of the social order. It is only when such conditions are no longer conceived as necessary for the social order in general, but only for a stage in its history, and when new conditions appear that make it possible to destroy them, that moral condemnation is justified and effective: to use another of Marx's phrases, morality condemns what history has already condemned. This is as much as saying that the only real moral problems, as all other problems of human life, are those that present themselves under given historical circumstances, at a given time; concrete, not abstract; and that moral judgments apply not to facts or conditions, but to actions. The passage from such a concrete, or historical, view of morality, to a doctrine of moral relativity is a very easy one, but Marx's own views on this point, which he never deliberately expounded, are irrelevant to the substance of his doctrine. For his own part, Croce reasserted the value of Kantian ethics, and the absoluteness of the moral ideal, as an ideal which is not above and outside the spirit of man, but rather one of its intrinsic forms or categories. And Marx's conclusions in regard to the function of morality in the social movement, and to the method for the education of the proletariat, though clashing with current prejudices, contain no contradiction of general ethical principles. But Marx's interest was not essentially an ethical one: the moralistic criticisms of Marx were similar to the puritanic criticisms of Machiavelli, and resolved themselves into a charge that neither the one nor the other had treated problems totally different from those which they had actually attempted to clarify. While vindicating the importance of Machiavelli in the history of the study of the economic activity of man, Croce called Marx himself the Machiavelli of the labour movement, implicitly suggesting a similarity of both object and method between Il Principe and Das Kapital, which is singularly illuminating.
The last essays of the book on Materialismo Storico are two letters to Professor Pareto "On the Economic Principle," written in 1900; but with these we reach a time when Croce's thought was already organizing itself in the system of the philosophy of mind. In them we find a sketch of the system in the form in which it appeared in the first edition of the Estetica: that is, we already decidedly enter into the maturer phase of Croce's thought. We must here pause on the threshold, and looking back on the years of Croce's special interest in economic problems, sum up the new elements that the study of these problems adds to his intellectual physiognomy: a more deliberately anti-metaphysical attitude, a growing consciousness of the complexity of history and of the concreteness of moral life, a realization of the function of the economic activity, a progress in the analysis of scientific concepts, and therefore in the foundations of his logic—but, most important of all, a continued practice of philosophical thought under the shape of historical methodology. Apart from their interest as documents of the growth of his philosophy, Croce's studies have also a place in the history of social and economic thought, side by side with those of Labriola and of Georges Sorel, as a significant episode in that Latin crisis of Marxism, the ultimate outcome of which are the theories of French and Italian Syndicalism.
[1] Contributo, p. 36-37.
[PART SECOND]
THE PHILOSOPHY OF MIND
(1900-1910)
I. THE GROWTH OF THE SYSTEM
The unity of thought—The writing of the Estetica—The method of philosophy—A philosophy of mind—The Filosofia della Spirito and the Critica—Other activities.
The salient feature of Croce's mind, fully displaying itself in the maturity of his work, is a power to follow different lines of thought and research, without either confusing the issues or losing sight of the deep underlying connections. For the average scholar, an incursion into alien ground will generally mark the abandonment of his former interests; or, in the best hypothesis, the creation of a new mental personality coexisting with the original one, but neither reacting on it nor being influenced by it. The reason is obvious: the substance of each personality is a cross-section of the body of one discipline, which in its actual history, in its methods, associations and sphere of interest, touches the other one at very few points only, if at any at all. The establishment of new relations between the two requires a new personal elaboration, a complete individual mastery of the materials and methods of each discipline. We are hardly aware of the independence gained by even very closely related fields of research through the specialists treatment of the last century: how each of them has developed, so to speak, a language of its own, which has its foundation in the peculiar, and inevitable, terminology, but extends far beyond it into the logical structure of the specialist mind. We have more or less consciously built up a world (that is, an implicit conception of the world, a naïve philosophy) for the economist, one for the biologist, one for the mathematician, one for the student of literature, and so on. The scholar with the dual personality lives alternatively in separate and self-contained worlds; but to melt the two images into a single one, is far beyond his power. In other cases, he will relate all the experiences legitimately belonging to one special world, to another one, probably to the one with which he was first acquainted; but then we have those awkward hybrids, the economics of the literary man, or the literature of the biologist, or the biology of the economist; and the confusion is so apparent that it generally reflects itself in the very quality of the terminology employed.
It was against this kind of confusion, against the transference of the concepts of one science into another, which was the favourite device of positivism, that Croce continually reacted in his criticism of contemporary thought. He instinctively knew the value of distinctions, and also the value of unity; but he would never pay for unity at the expense of the fine, precise, necessary distinctions. This explains why for a certain number of years he may have appeared as a man occupied in the pursuit of two quite different and unconnected lines of research: his literary friends used to look on his economic studies with wonder and distrust, as on a strange whim and a total waste of time, while the economists more or less resented the intrusion of the outsider. But it explains also why, when he finally attempted to give shape to the conclusions he had reached in regard to one particular group of problems, his grasp of the essential unity and his power to build an inclusive and unspecialized conception of reality, were made visible at once. There was no special problem of thought which could be treated apart from an either implicit or explicit view of the whole of reality: there was no solution of any particular problem which would not affect, and in turn be affected by, the solution of every other problem. Or, to say the same thing in different words, philosophy was a system, not in the sense that a rigid logical scheme could once and forever fit the ever moving stream of reality, but because it is impossible to think the distinctions without the unity, or the unity without the distinctions. That which appears to us, psychologically, as the main characteristic of Croce's mind, transforms itself into the intrinsic logic of his system, in which the principles of unity and of distinction are, as we shall see, fundamental.
In the year 1899 Croce had been compelled to spend a good part of his time in a more or less practical activity in connection with the Centenary of the Neapolitan Republic of 1799, and it was only towards the end of that year that he could dedicate himself entirely to the work he had constantly had in mind since the publication of his essays on literary criticism: the exposition of his concept of art in the fulness of its relations and determinations. It will be well to let Croce himself give us an account of that decisive moment, of the ripening and gathering of his various speculations into their first coherent and systematic expression. "When I started my work, and began to collect my scattered thoughts, I found myself extremely ignorant: the gaps multiplied themselves in my sight; those same things that I thought I held well in my grasp wavered and became confused; unsuspected questions came forward asking for an answer; and during five months I read almost nothing, walked for hours and hours, spent half days and whole days lying on a couch, searching assiduously within myself, and putting down on paper notes and thoughts, each of which was a criticism of the other. This torment grew much worse, when in November I tried to set forth in a concise memoir the fundamental theses of Æsthetics, because, ten times at least, having carried my work up to a certain point, I became aware of the necessity of taking a step which was not justified logically, and I started all over again in order to discover in the beginnings the obscurity or error which had brought me to that quandary; and, having rectified the error, again went my way, and a little further I again stumbled into a similar difficulty. Only after six or seven more months was I able to send to the press that memoir in the form in which it has been printed under the title Tesi fondamentali di un' Estetica come scienza dell' espressione e linguistica generale; arid and abstruse, but from which, once I had finished it, I came out not only quite oriented in regard to the problems of the mind, but also with an awakened and sure understanding of almost all the principal problems about which classical philosophers have toiled: an understanding which cannot be acquired by merely reading their books, but only by repeating within oneself, under the stimulus of life, their mental drama."[1] We are so used to see the intellectual worker surrounded and propped up by libraries, laboratories, files, and statistics, that the sight of a man abandoning his books, giving himself up to what by all material standards must be classed as a state of idleness, in order to withdraw into the intimacy of his own consciousness, there to find an answer to the problems of reality, cannot but strike us as incongruous and anachronistic. If we were frank about ourselves, we should confess that our unbounded confidence in the purely material helps is merely a mask for our deep-rooted scepticism, for our absolute lack of confidence in the power of reason. What we cannot hope to attain through our individual effort, we expect as the product of a great machine of thought, in which man enters as a little wheel, accomplishing a given function, as mechanical and impersonal as the rest of the machine. We strive for objectivity, and believe in the automatic fabrication of truth. Through a false analogy with the methods of the natural sciences, imperfectly understood, and assimilated to those of industrial production, we call this process scientific, and we pretend to despise what we fear, the testimony of our consciousness and the hardships of personal thought. Reason, the human reason, the ultimate source of all knowledge, we pay lip homage to, but really put in the same category as the obscure intuition of the mystic. Outside our mechanical objectivity, we seem unable to see anything but an arbitrary subjectivism, a capricious and empirical individuality.
But however incongruous and anachronistic it may appear to us, there is little doubt that this method is the only philosophical method, the method of philosophy in all times. Croce's originality consists merely in having reasserted its validity in such sharp contrast to all the tendencies of the age, and to have shown that true objectivity belongs only to the truth we discover within ourselves, when the eye of our mind is not turned on the transient spectacle of our superficial life, but is reaching under it for that universal consciousness which is the foundation of the individual one. There is no scholar who is as exacting and punctilious as Croce in the choice and elaboration of his material—as conscious of the need of thoroughness and precision—as impatient of any form of improvisation; but he never forgets that the end of all his labours is merely that of knowing himself, in the spirit of the ancient oracle, by acquiring a direct, intimate experience of the processes through which a mind of to-day has come to be what is truly is; of making his own individual consciousness partake more and more of that universality which alone is true consciousness, by liberating itself from all casual determinations, and becoming historically acquainted with itself. It is easy to see how in such a general attitude the road to philosophy is also the road to history; and how both in philosophy and in history the final test must be not that of the dead material, but of the living spirit.
The employment of such a method leads to two consequences: the first, that a philosophy thus conceived will be a philosophy of the human spirit—Filosofia dello Spirito—or, as we, following the habits of English-speaking philosophers, shall tentatively call it, a philosophy of mind; the second, that the universality which the individual spirit discovers within itself, not being a static, immovable universality, but merely the form of its ever-changing, historical actuality, philosophy itself will be a continuous progress, and at no particular moment will it be possible to define the thought of the philosopher as a completed system. As we cannot, however, in the small compass of this book, minutely follow all the successive modifications and accretions of Croce's thought, we shall speak of the ten years between 1900 and 1910 as of the period in which the system of the philosophy of mind was developed and determined, and we shall attempt in the following chapters to give a general view of the system itself as it might have appeared in 1910 to a conscientious student of all the works of Croce published during that interval of time.
The Tesi contained already the substance of the Estetica come scienza dell' espressione e linguistica generale which was completed in 1901 and published in 1902, and with which Croce definitely took his place in modern philosophy. The book is divided in two parts, the exposition of the theory and the history of the doctrine. But the two parts are very closely related to each other, as the exposition already criticises all the possible aspects of æsthetic theory, and the history merely disposes the same criticisms in a chronological order, and labels each of them with a name. This plan, with slight alterations, is that of the successive volumes of the Filosofia dello Spirito: to the reader who is already acquainted with the history of philosophy, the historical character of the purely theoretical exposition is readily apparent.
Soon after the publication of the Estetica, Croce began to consider his book merely as a programme and a sketch which needed filling in with further developments,—with the investigation of the other forms of human activity, which had been merely postulated in the study of the æsthetic activity; and with a wide cultural work, to be carried on especially by means of a review, through which his ideas should be tested in immediate and constant relation with the problems of contemporary Italian and European thought. The enormous activity of the following years falls easily into this rough division. On one hand we have the completion of the Filosofia dello Spirito, with the Logica come scienza del concetto puro, the first edition of which appeared in 1905 (Lineamenti di una Logica, etc.), and the second, deeply modified by his meditations on the practical activity, in 1909, with the Filosofia della Pratica: Economica ed Etica, written in 1908, but of which some parts had already been given in 1907 in the memoir Riduzione della filosofia del diritto alla filosofia dell' economia; and with the new and fuller formulation of his Æsthetics in a paper read to the International Congress of Philosophy in Heidelberg in 1908, on L'intuizione pura e il carattere lirico dell' arte. To these must be added the two monographs on Hegel (1906) and Vico (1910), which are at the same time an exposition of their philosophies and a restatement of Croce's own main positions, in so far as they coincided with those elements of truth which he still recognized as living in their thought.
On the other hand we have the publication of a bi-monthly review, La Critica, the first number of which appeared in January, 1903, and which is still being published. La Critica announced itself as a review of literature, history and philosophy, but it differed from all other publications in the same fields in two main features: the first, that the number of its contributors was practically limited to two, Croce himself, and his friend Giovanni Gentile, with whom he had first been brought in contact through their common interest in Marxian studies, and who followed for some years at least a line of thought which touched his own at many points; the second, that it imposed upon itself a very definite programme of work, each number containing an essay, or part of an essay, by Croce on some Italian writer of the preceding half-century, and one by Gentile on the Italian philosophers of the same period, besides a number of reviews of new Italian and foreign books, and notes and comments on contemporary questions of culture and moral life. In his own main work for the Critica, Croce was at the same time aiming at giving concrete examples of the application of æsthetic theory in the domain of literary criticism, and at clearing the ground for the work of the new generation, through an appraisement of the literary values of the preceding one. The general temper of the review is clearly expressed in the following words from the already so often quoted autobiographical notes: "The ideal which I cherished was drawn not from my own personality, but from my varied experience, because, having lived sufficiently in the academic world to know both its virtues and its faults, and having at the same time preserved a feeling of real life, and of literature and science as being born from it and renovating themselves in it, I addressed my censures and my polemics on one hand against dilettanti and unmethodical workers, on the other against the academicians resting in their prejudices and idling with the externals of art and science."[2]
The greatest part of the writings contributed by Croce to the Critica during these years were later collected in volumes, of which however only the Problemi d'Estetica (1910), containing, besides the Heidelberg lecture, a large number of essays both on the theory and history of Æsthetics, appeared before the end of the period we are now considering. To intensify the action of both his books and his review, he initiated in 1906, in connection with the publisher Laterza of Bari, the publication of a series of Classici della filosofia moderna, in which he published his own translation of Hegel's Encyclopedia; and in 1909, of the collection Scrittori d' Italia, which is in the way to becoming the standard corpus of Italian Literature. He took also a leading part in the editing of the same publisher's Biblioteca di cultura moderna, which was enriched through his care and advice with reprints of rare works of southern Italian writers of the Risorgimento and of the early years of the Unity, and with translations of books representative of foreign contemporary thought.
If we add to all this, a number of scattered essays and monographs, editions of texts and documents, and bibliographies, and the generous cooperation, extending from the friendly discussion of plans and ideas to the humble reading of proofs, with a host of friends and disciples, we have a fairly complete idea of the significance of Croce in the cultural life of young Italy. He very rapidly became something like an institution; he was hailed as the master and spiritual guide of the new generation. His work and his example, the clarity of his thought and the rhythm of his steady, harmonious, powerful activity, were an element not of the limited life of the intellectual laboratory only, but of the spiritual life of the nation.
[1] Contributo, pp. 40-41.
[2] Contributo, p. 48.
[II. INTUITION AND EXPRESSION][1]
The four grades of spiritual activity—Intuition and conceptual knowledge—The intuitive consciousness—The limits of intuitive knowledge—Identifications of intuition and expression—Art as expression: content and form—Language as expression; the reality of words—Croce's use of the word intuition—The lyrical character of the pure intuition.
The whole cycle of the philosophy of mind exhausts itself in the study of the four fundamental forms of human activity, the concepts of which we have seen slowly developing through the mazes of Croce's early speculations: the æsthetic, the logic, the economic and the ethic; of the distinction and the unity of æsthetic and logic in the theoretical activity, or knowledge, and of economic and ethic in the practical activity, or action; and finally of the relations between the theoretical and the practical, or knowledge and action. This may be said to be the positive aspect of Croce's philosophy: the negative aspect consists in the criticism and exclusion of any other form of activity from the system of the human spirit, and of that which is not the spirit, or nature, from the system of reality.
To the four forms or grades of spiritual activity, correspond four philosophical sciences: Æsthetics, Logic, Economics, and Ethics. Each of them can be said to be the organum of the particular form of activity which it studies; the affirmation of that sphere of consciousness which is proper to it, and of its relations to the other forms. Each of them is therefore related to the others in the same way as the various forms of activity are related to each other. They might be defined as the projection on the plane of logic of the whole system of human activity, that is, of the whole of reality. They derive their intrinsic validity from this perfect coincidence of their several objects with the only conceivable aspects of reality.
We shall in this and in the following chapters attempt to fill in with the strictly necessary detail this very ample frame. But we can already point to the idealistic character of such a philosophy resulting from its method, which is that of the testimony of consciousness, as opposed to the naturalistic or psychologic method of indirect observation; from its object, which is the human spirit or mind in the fulness of its determinations; and from the exclusion of any aspect of reality which is not immanent in consciousness, that is, both of the naturally and the supernaturally transcendent. As against another kind of idealism, of which the typical example is Platonic transcendentalism, Croce's idealism is realistic and immanentistic: the task of the philosophy of mind is to discover the immanent logic of reality. But against current realism, which considers mind as the mere spectator and observer of external or natural reality, it asserts the identity of reality and consciousness, which is the basic position of all idealism.
There are two forms of knowledge: intuitive (or æsthetic) and conceptual (or logical). Intuition is the knowledge of the individual or particular; the concept is the knowledge of the universal. This distinction, as we have already seen, corresponds roughly to the old classical distinction of mythos and logos, to Vico's definitions of poetry and metaphysics, and to the new meaning given by Baumgarten to the old antithesis of aisthēta and noēta. Let us quote Vico again: "Men first feel without perceiving, then they perceive and are perturbed and moved; finally they reflect with pure mind." Here we have three successive grades, of which the first is mere sensation, the lower limit of mental activity; the second is intuition; the third, concept. For Vico, the second grade is identical with Poetry, and the science of this form of knowledge, which we call Æsthetics, he called Poetic Logic, the science of poetry as "the first operation of the human mind." Vico's discovery consists in this definition of Poetry (and Art), not as a casual, capricious, lateral form of spiritual activity, but as the first and necessary grade of knowledge, as an essential function of the mind. But Vico's thought was clothed in what we might well call a mythological form: the various grades of spiritual activity were presented by him as successive stages or epochs in the history of mankind; and the inter-relation of the various grades, as the actual law of the development of human society. Croce unravelled Vico's philosophy, or ideal history, history of the mind, from Vico's concrete, sociological history, and the result was this new Æsthetics which is at the same time a science of the first grade of knowledge, and of art and language.
Of the reality of intuitive, as distinct from reflected knowledge, we have constant evidence in our immediate experience. If I examine my own consciousness, at any particular moment, I find it crowded with things I know, as, now, this room in which I am writing, the piano that is open before me, the flowers in a little basket, blue fragments of sky and green branches washed by the recent rain swaying in the clear sunlight, the shrill voice of a child from the road, the light steps of a girl moving about the house. I am not conscious of all these intuitions at once: I write, and I distinctly know this white paper only, and the black signs I am tracing, the pen guided by my hand, and the edges of a few books on my table: all the rest has faded away into a blurred, fused intuition, the intuition of an atmosphere, composed of mere shreds and shadows of the colours and sounds of which I was so distinctly conscious but one minute ago. But now I put down my pen again, and I look at the piano; and I let my mind wander away, from what I see to what I remember or imagine: the fair-headed figure playing this morning Franck's Prelude, Choral and Fugue, the rapid and sure movements of the fingers on the white and black keys, a vague image of the solemn and passionate music, memories of distant days, a sudden rush of obscure fantasies, evoked by the actual playing, and still lingering in the recesses of my mind, returning now with a fragment of a melody, with a succession of triumphant chords. And again, I look beyond the window, and the little square of green and blue expands itself into the vast valley beyond, screened from my view by these few trees clustering around the house, and yet mysteriously present to my inner eye: I see a little company of riders cantering along a shaded lane, coming out in an open meadow surrounded by low, thick-wooded hills; the sun sets in a pale purple sky, and I hear the tramping of the slow, heavy hoofs, as the horses find their way back through the woods, through a darkness much more opaque and solid than that of the remote twilight, still visible above the highest branches, animated by the first faint glittering of a star. And the woods are full of a myriad small breathing and stirring noises, of the sense of the deep surging inhuman life of trees and shrubs, of the penetrating scent of the rich damp earth, of decaying wood, of fallen leaves.
And now, I suddenly shut myself out of this world of perceptions and imaginations, or rather I keep them all before me, but not because of the immediate, individual interest I have in each of them. I try to extract the common, the universal element of which I suspect the existence not beyond but within them. I renounce all particular intuitions for the concept of intuition. I am no longer an image-making mind, no longer engaged in this elementary or "first" operation of the human mind, but I have passed on to a different, and manifestly a "secondary" plane of mental activity, since it would be impossible for me to root my thinking anywhere but on the soil of my intuitions.
What, then, is intuition? Clearly it is not the mere sensation, the formless matter which the mind cannot grasp in itself, as mere matter, but possesses only by imposing its form on it. Without matter no human knowledge or activity is possible, but matter is, within ourselves, the animal element, that which is brutal and impulsive, not the spiritual domain, which is humanity. Matter conquered by form gives place to the concrete form. Matter, or content, is what differentiates one intuition from another; the form is constant, and the form is the spiritual activity. In this way we set the lower limit of intuitive knowledge, and we recognize its characters of awareness and activity: an intuition is not that which presents itself to me, but that which I make my own, by giving form to it. It may be an actual perception, but the distinction between that which is real and that which is imaginary is not an intuitive, but a logical or intellectual one; the knowledge of things which I do not perceive, but only remember, or even only create with my imagination belongs to the same class, partakes of the same formal character. Space and time, which have more than once been considered as intuitions, are in reality categories of an intellectual order: they may be found in intuitions, as other intellectual elements are found, but as ingredients and not as necessary elements, materialiter and not formaliter. In relation to the usual psychological concepts of association and representation, it can be said that an intuition is an association, when by that word we mean an active mental synthesis, and not a mechanical juxtaposition of abstract sensations; and that it is a representation, not as a complex sensation, but as a spiritual elaboration of the sensation.
The upper limit of intuitive knowledge is given by reflected, or intellectual, or logical knowledge, or whatever we may call that which is no longer knowledge of the individual, of things, but of the universal, of relations among things, of concepts. Intuitive knowledge is independent of intellectual knowledge, as it is possible to form intuitions without forming concepts; in the examples which I have given in the preceding paragraph, practically all the intuitions are pure intuitions, in the sense that they do not contain any logical ingredients. But even when such are found, they appear as mere intuitions, and not as concepts: as, for instance, Hamlet's philosophy, which I do not read as a help towards the understanding of metaphysical problems, but as a characterization of an imaginery individual. On the other hand, logical knowledge is founded on intuitions, presupposes the world of intuitions as its matter or content. The relation between æsthetic and logical knowledge is one of grade or development: the former stands by itself, rests directly on that which is not yet spirit or form, is the first grade of spiritual or human activity; the latter gives a further spiritual elaboration to the intuitive material. This relationship, to which we shall return later, is the typical process of Croce's own logic, the logic of spiritual or mental grades, which he substitutes throughout his system for the naturalistic or transcendental logic of his early masters.
A further step in the deduction of the concept of intuitive or æsthetic knowledge, is made by identifying intuition with expression. Given the active and conscious character of intuition, we are already prepared to admit that every true intuition is at the same time an expression; that which cannot objectify itself into an expression is nothing but mere sensation. The mind does not actually intuit except by doing, forming, and expressing. We must not think only of verbal expressions: there are intuitions which cannot be expressed by words, but only by sounds or lines or colours. But in any case the two words are interchangeable: what really exists in our spirit is only what we can express. It is only when we can express ourselves, that we are conscious of actually possessing, that is, of having actually formed, our intuitions. It is impossible to distinguish the expression from the intuition because they are not two but one.
This identification runs counter to a number of very common and very dear delusions: we constantly imagine that the difference between ourselves and a great painter or a great poet does not consist in the power of seeing and feeling, but in a supposed gift of merely external expression; and again, we credit ourselves with a number of thoughts and images, which we might express if we only wished to. The easiest way to free ourselves of such delusions is to try to express whatever it seems to us that we possess: it becomes then apparent that our pictorial or poetical intuitions are really mere fragments, or echoes, of intuitions; are, in fact, not more than that which we succeed in expressing. It must however be borne in mind that we give here to the word expression a purely mental or spiritual significance: we mean by it the image that we form in our mind, and of which the painting or the poem, as objects, are the material extrinsications. It requires but little reflection to realize that there is no painting or poem—there is no word that we utter—unless it be a mere flatus vocis, which has not been preceded in our mind by an internal image, which is the true expression.
The reader will have remarked that, in order to give examples of intuitive knowledge, we have now had recourse to poetry and to painting. The fact is that there is no difference between intuitive knowledge, or expression, and art, except a purely extensive and empirical one: that is, we call a poet or an artist a man who possesses this expressive power in a higher degree than the rest of mankind; we call a poem or a work of art an expression which is fuller, more complex, more elaborate, than those which are the product of our common intuitive activity, mere waves of the continuous stream of spiritual life, in which they are constantly interrupted by and mixed with reflections and volitions, with logical and practical facts. The difference between the genius and the common man, in the æsthetic as well as in the other spheres of human activity, is a quantitative, not a qualitative one. Art is not a peculiar spiritual function, and therefore a closed circle to which none but the elect are admitted: the artist appeals to the intuitive man in each of us, in a language of which every human mind finds the key within itself.
The definition of art as expression emphasizes the creative and formal character of art; and its immediate consequence is the identification of form and content, that is, the solution of one of the oldest and most confused of æsthetic problems. Art is form, not in the technical or formalistic sense, but in the meaning which we have given to the word when discussing the relation between sensation and intuition; and the content of a particular work of art cannot be abstracted from the work itself as something that existed before it, and to which a form has been added from outside. There is no content, in art, which is not the content of a particular form, that is, that which has ceased to exist as a possible content, and has transformed itself into a definite form. This conception of the relations of form and content implies also either a new interpretation, or the repudiation, of the theory of art as the imitation of nature, meaningless in a mechanical sense, true, and synonymous with the theory of intuition, in a creative and formative sense. Through the same critical process, all discussions of the relations between art and the senses appear as being founded on a confusion between that which is still beyond the limit of spiritual activity, the sensation or impression, and the actual æsthetic elaboration, which begins only when the mind becomes aware of the impression that has reached it through the channel of the senses.
We have mentioned, in connection with the identification of intuition and expression, the fact that every word that we utter is constantly preceded by an internal image; which is as much as saying that language is a perpetual spiritual creation, on the same plane as all our other expressions, and as art. We are accustomed to seeing dead words and syllables in grammars and dictionaries, and we consider them as something external, as a kind of instrument that we use and accommodate to this and that purpose. But words that grammarians study, through a naturalistic process, as independent elements of the linguistic organism, are really alive and full of their meaning only in the active context of speech. The reality of words is only in the individual spirit that speaks, and every word is new every time that it is employed because it expresses that particular, individual moment of spiritual activity, which cannot be the same as any other one. Philologists have been divided on the question of the origin of language for centuries, some finding it in the logical activity, others in a system of mechanical symbols and conventions, a few admitting the conception of language as a pure æsthetic creation only for a mythic, primitive period, which is succeeded in the history of every language by a period of development by convention and association. But, as in all other branches of spiritual activity, it is here impossible to draw a distinction between the problem of the origins and the problem of the nature of language: linguistic expressions have fixed themselves in the course of centuries and stand before us as a body of language, as a reality independent of the individual activity that produces the particular expressions; this is what prevents us from recognizing in the actual linguistic facts the same creative energy that formed the first words uttered by man.
In this reduction of the philosophy of language to æsthetics, Croce again follows Vico, who professed to have found the true origins of languages in the principles of poetry, who first asserted the functional identity of language and poetry. This theory, however, seems to clash with the existence of what we might call the implicit conceptuality of language, of which we are constantly made aware by our grammatical categories. The fact is that the relation between language and concept is the same as between intuition and concept: that is, on one side, language is the material of our reflected thought, and it would be impossible for the reflection to begin without or before the language; but, on the other hand, the concepts appear in language not as forms but as matter. In other words, to speak it is not necessary to think logically, but it is impossible to think logically without speaking. The grammatical categories are not real elements of language, but products of abstraction, of a purely practical character, of the kind that we shall soon have to examine in the rhetoric of the arts.
What may help us, in thus conceiving of the active and intuitive character of language, is a comparison with other classes of expressive facts. When we speak of musical or pictorial language, we are aware that we are using mere metaphors for the purpose of collecting certain general characteristics which are common to some of these facts. The various musical grammars, the rules of harmony or of orchestration, are nothing but summaries of abstractions: in the presence of a certain music, or of a certain picture, we cannot forget the principle that no expression can give birth to a new expression without first undergoing a new creative process. And this is as true of the highest forms of artistic expression as of the words which we use in our daily life.
A number of objections to Croce's æsthetics have been prompted by his use of the word intuition. To the reader who has followed our argument, it is not necessary to explain that Croce's intuition has nothing in common either with the mystic intuition of the Neoplatonists or of the ultra-romantics, or with the intuition which Bergson substitutes for the intellect as the proper organ of absolute knowledge. It is not a mysterious instrument of the mind, by which man can either come in contact with supernatural realities, or, renouncing that which is distinctively human in him, enter into the actual movement and life of nature. The fact that Croce has spent so much time and thought in trying to understand this first, naïve, elementary grade of the theoretical activity, does not justify his critics in putting him in the same class either with romantic metaphysicians or with romantic naturalists. That such a confusion has ever been possible is only a further proof of the immaturity and superficiality of a large part of our most solemn contemporary thought. It shows how it has been given to grown-up and apparently educated men, to read a book without knowing what its subject was, and without even being able to shield themselves behind the saving grace of silence.
An objection of a quite different order was raised by Croce himself, who found its solution in the elaboration of his philosophy of the practical, or of will. It can be said of the theory of art as intuition, that it reduces art to a form of knowledge, to a theoretical function, while what we look for in works of art is life and movement, and the feeling and personality of the artist, that is, something that is not theoretical but practical. The answer might be that the feeling is content and the intuition form; but such a dualistic point of view would in reality destroy not only Croce's æsthetics, but the foundations of his whole philosophy of mind. And we would be back at a position which we thought we had already criticised and surpassed. The truth is that intuition, and the personality, or lyrical character, of a work of art, are only different aspects of the same spiritual process, that where one is, the other too will have to be found. What we can abstract as the psychic content of intuition, since we have already excluded abstractions and concepts, is only what we call appetition, tendency, feeling, will—the various facts which constitute the practical form of the human spirit. Pure intuition cannot represent anything but the will in its manifestations, that is, nothing but states of mind. And the states of mind are that passion, feeling, and personality which we find in art, and which determine its lyrical character.
In order properly to understand this new point of view, it must be borne in mind that the lyrical character of the poetry does not however coincide with the practical passion of the poet: the relation between the emotion and the intuition is not a deterministic one, as of cause and effect, but a creative one, as of matter and form. The poetical vibration is different in kind from the practical one. If I grasp Croce's meaning correctly, the feeling and movement which we find in art is something that belongs intrinsically to the intuitive activity—it is the dynamic of the creative process itself. And in fact, what we look for in the works of art is not the empirical personality of the artist, but the tonality of his individual æsthetic activity, which is always new and always unmistakably his own,—not the rhythm of his passion but that of his vision or contemplation, of his intuition of the passion. Any other way of considering this relation would inevitably lead us back to the conventional distinction of form and content, to the attribution of æsthetic characters to the emotions themselves, and to a definition of intuition not as a simple and primitive fact, but as a combination of the practical and the theoretical, of will and knowledge. I consider this deduction of the lyrical character of intuition as one of the points of Croce's æsthetics which opens the way to new problems and stand in need of further elaboration; but what is important in it, and already firmly established, is the recognition of this character, through which the whole doctrine of intuition gains a deeper and richer meaning, and becomes more apt to deal with the concrete facts of our æsthetic experience.
[1] This chapter and the following two are founded especially on the Estetica, pp. 1-171; the essay on L'intuizione pura e il carattere lirico dell' arte, in Problemi, pp. 1-30; and the Breviario, in Nuovi Saggi, pp. 1-91.
[III. THE CONCEPT OF ART]
Further determinations of the concept of art—Theoretical and practical activity—The progress of æsthetic theories—An American instance: morality and art—The typical—The ends of art—The process of æsthetic production—Relations of the æsthetic with the practical activity—The delusion of objective beauty—Æsthetic hedonism—The æsthetic value.
The determination of the concept of art as pure intuition would be little more than a verbal variation of older doctrines, if its validity and importance could not be proved in the actual practice of thought on æsthetic problems, in the study of the relations of the æsthetic fact with the other facts of human activity, and in the criticism of errors which have invaded the field of æsthetic thought through a confusion of the æsthetic with the intellectual or the practical. We shall therefore not be able to grasp the new concept in the fulness of its meaning until we have surveyed the whole ground of the philosophy of mind: the æsthetic concept cannot be said to be fully determined until we have a clear conception of the other fundamental grades or forms of the spirit. For the purposes of our exposition, we may however anticipate a summary or scheme of the essential relations, which will be more fully developed in the following chapters.
We have already seen how the logical activity springs from the soil of the pure intuition; how the knowledge of the universal follows the knowledge of the individual. The æsthetic and the logic grade, of which the second implies the first, exhaust the whole of knowledge, the whole theoretical life of man. A third grade or form does not exist: not in history, which Croce still considered, in the first years of this period, as reducible to the concept of art, and differentiated from it only by its employment of the predicate of existence, of the distinction between reality and imagination; and not in the natural and mathematical sciences, which elaborate the data of intuition through fictions, hypotheses, and conventions, which are practical and not theoretical processes.
The relation between the theoretical and the practical activity is of the same kind as that between the two grades of the theoretical activity: that is, the first is the basis of the second. We can think of a knowing which is independent from the will, but not of a will which is independent of knowledge: it is impossible to will without historical intuitions and a knowledge of relations. Within the practical activity, we can further distinguish two grades corresponding to the two grades of the theoretical activity: the economic, which is the will of the individual, of a particular end, and the ethic, which is the will of the universal, of the rational end. The relation between the economic and the ethic activity is again the same grade-relation as between the æsthetic and the logic, the theoretical and the practical. The concrete life of the human spirit consists in the perpetually recurring cycle of the four grades of its activity, which is the law of its unity and development. The concept rises from the intuition, and action from knowledge; ethical activity is not conceivable without a theoretical foundation, and the concreteness of a particular end. At the close of the cycle, the spiritual life itself becomes the object of a new intuition, from which a new concept and a new action are reproduced ad infinitum. In the history of æsthetics, the errors deriving from the confusion of that which is distinctively æsthetic with other forms of theoretical or practical activity, present themselves as a series of doctrines, which can be considered as gradual approximations to the definition of art as intuition. It is not necessarily, or not only, a chronological series, but rather a succession of actual moments in the deduction of the concept of art. Empirical æsthetics recognises the existence of a class of æsthetic or artistic facts, without attempting to reduce them under a single concept; practical (hedonistic or moralistic) æsthetics makes a first attempt at interpreting them by putting them in relation with one of the categories of spiritual activity; intellectualiste æsthetics denies that they belong to the practical sphere, though failing to discover their precise theoretical character; agnostic æsthetics criticises all the preceding moments, and is satisfied with a purely negative definition; mystic æsthetics, conscious of the difference of æsthetic from logical facts, makes a new spiritual category of them, affirms their autonomy and independence, but mistakes the nature of their relation with conceptual knowledge. We are all more or less familiar with the various aspects of these doctrines, and it can be said that none of them (with the exception of the first, which is now represented by psychologic æsthetics) is now being held consistently by any responsible thinker. The truth of the intuitive theory, which we find adumbrated already in classical antiquity in the Aristotelian theory of mimesis, and of which artists and critics have always had a kind of obscure presentiment, is now implicitly recognised by all who have an intimate contact with and a sincere feeling for art and poetry. The literary and artistic development of the end of the eighteenth and of the nineteenth century has been accompanied by such a wealth of critical thought, that a conscious understanding of the nature of art is now much more frequent than in former ages. The forces that were at work liberating logical and moral thought from the shackles of the past, reacted vigorously on æsthetic thought, and helped to make it more and more independent from both intellectualistic and moralistic errors. It would be possible to extract aphorisms and meditations from the writings of the greatest poets, artists, and musicians of the period, to show how common among them was and is the knowledge of the spiritual autonomy and of the intuitive character of art. But because the task of the artist is not that of elaborating a philosophy of art, and a good many critics and æstheticians, on the other hand, have very little experience of the actual æsthetic processes, we find that though the other doctrines are discredited, yet a number of prejudices which have their roots in them are still current,—the artists themselves rejecting them, as it were, by instinct and not by reasoning, and the critics and æstheticians clinging to them because they help them to gain a fictitious possession of that artistic reality which escapes them in its purity and actuality. An intellectualiste or moralistic critic can easily mask his lack of æsthetic taste, his fundamental ignorance of art, by talking at length and with great solemnity about unessentials. Artists and poets, on the other hand, are apt to react to these prejudices by falling into the errors of æstheticism, that is by attributing to their empirical selves the freedom that belongs to their function, and by denying in the name of art the autonomy and dignity of intellectual and moral values. In both cases, what is manifestly lacking is a proper understanding of the meaning of logical, or ideal distinctions, for which the artists, I suppose, ought to be more readily forgiven than the critics, though æstheticism may be as dangerous to art as moralism or intellectualism are to thought.
A recent literary polemic in America offered some striking examples of these prejudices. A critic of the older school, in a discussion of the moral tendencies of the age, introduced a criticism of the proposition that art is not concerned either with truth or morality, by affirming that this negative proposition could legitimately be converted into the positive one: the object of art is to deny that which truth and morality affirm. The sophism of this conversion is based on a confusion between the two logical concepts of distinction and opposition. The critic was not deducing a logical consequence of the first proposition, any more than if he were interpreting my saying that I am not interested as a student of literature in the law of gravitation, as implying a disbelief in the law of gravitation: he was merely stating his own conception of art as a conceptual and moral function, and of the value of art as an intellectual and moral value; which is the error of intellectualism and moralism. In his reply to the older critic, a writer of the younger generation contended that æsthetic values are higher than either logical or moral values, and in some mysterious way transcend and comprehend them both. The younger writer was evidently using the same kind of logic as his adversary, and affirming on his own account the error of a variety of æstheticism.
What the original proposition actually implies is that judgments regarding the logical truth or the historical verity, the moral merit or demerit of a work of art, do not treat art as art, but dissolve the work itself into its abstract elements, and deal with these elements in an entirely different context. If I discuss the theology and philosophy of Dante, I shall find a number of propositions which to my mind are untrue; but the beauty of Dante's poetry is incommensurable with the truth or falsehood of his logical thought. The beauty of Francesca's episode is not impaired by the quite reasonable suspicion that the poetical idealization of a guilty passion might have a dangerous influence on weak and sentimental souls.
The imperfect distinction between art and logical or scientific truth is responsible for the critical prejudice of art as expressive of the typical. The typical is a product of abstract thought, of the kind that is employed in the natural sciences. The expressions of art are essentially individual and particular, and when we consider them as typical, we merely use them as the starting point for our own abstractions, that is, for the purposes of a quite different mental process. Similar to the concept of the typical are those of the allegory and symbol, which are mechanical constructions of the intellect, and which art is unable to represent unless it reduces them to the particular and concrete.
The confusion between art and morality, being ultimately founded on the supposition that art is not a theoretical function, but an act of the will, gives rise to the theories of the ends of art, and of the so-called choice of the subject. But the end of art is art itself, expression or beauty, or whatever other name we shall give to the æsthetic value, just as the end of science is truth and the end of morality is goodness; that is, the concept of end coincides in every case with the concept of value. And the artist cannot choose his subject, since there is no abstract subject present to his mind, but only the world of his own already formed intuitions and expressions; which he can neither will nor not will. This is the truth contained in the old idea of poetical inspiration, which was merely another word for the spontaneity and unreflectiveness of art. A choice of the subject according to ends other than æsthetic is a certain cause of failure. The only conceivable meaning that advice as to the choice of a subject may have, is a kind of artistic know thyself, a warning to the artist to be true to himself, to follow his inspiration, and that which is deepest and most genuine in it. It is, however, a tautological meaning, and the reverse of the one which is given to it by the moralistic critic.
If it is impossible for us either to will or not will our æsthetic vision, the internal image which is the true "work of art," it is clear that an element of will enters into the production of the physical or external image, made of sounds or lines or colours or shapes, which we call works of art in a naturalistic or empirical sense. The complete process of æsthetic production is symbolized by Croce in the four following stages: a, the impression; b the expression or æsthetic spiritual synthesis; c, the feeling of pleasure or pain which accompanies the æsthetic as well as any other form of spiritual activity; d, the translation of the æsthetic fact into physical phenomena. The only true æsthetic moment of the whole process is in b, which alone is real expression, while d is expression in the naturalistic and abstract sense of the word. Such a conception clashes against a number of deep-rooted fallacies, which in their turn are the source of innumerable æsthetic prejudices. It is clear, however, that what we call a printed poem is no poem at all, but only a collection of conventional black signs on a white page, which suggest to me a number of movements of my vocal organs destined to the production of certain sounds; and again, that these sounds are not the poem in itself, apart from my understanding of their meaning, from my re-creation of the internal image which prompted their original production now recorded in the pages of a book. Physically, a painting is constituted by colours on a wall, or board, or canvas: here, the first stage of reproduction which is required for the written poem is not necessary: the material (visual, as it was auditive for the poem) on which the original image fixed itself is directly present to me; and yet, again, that material object is not the æsthetic vision, but a mere stimulus for its reproduction. Starting from the material object, Croce symbolized the inverse process of æsthetic reproduction in the following series: e, the physical stimulus; d-b, the perception of physical facts (sound, colours, etc.), which is at the same time the æsthetic synthesis previously produced; c, the æsthetic pleasure or pain. Here, again, the only moment of true æsthetic activity is in b where, at least in the hypothesis of a perfect understanding, my vision coincides with the orignal creation.
It must be understood, however, that these successive stages are not real, but abstract or symbolical distinctions. We cannot re-create an æsthetic vision except through the sounds or colours in which it originally expressed itself; and those sounds or colours coincide with the original expression. The words and rhythm of a poem are to it what the body is to the soul, and once you have dissolved that form, there is nothing left. Hence the theoretical impossibility of a translation, which can only exist as a new creation. But when we consider those words or that rhythm not within the expressive synthesis, in which their reality is spiritual and not physical, but outside it, as words, as rhythm, we build up by abstraction a category of physical facts, to which we attribute a reality not inferior to that of the spiritual activity. B and d, in the preceding analysis, are not different realities, but different elaborations, the first, ideal, the second, naturalistic, of the same fact.
We have now established a relation between the æsthetic and the practical activity: the physical expression is an act of the will, and as such it falls legitimately in the domain of both economic and ethical judgments. We may buy or sell the physical stimuli, books, statues, and paintings, though no amount of wealth can give the æsthetic vision: the possession of the objects of art is of another order than the possession of the spiritual creation. We may consider that the communication of a certain intuition is in certain cases morally undesirable, and censure the artist for having willed it, or try to prevent him from accomplishing it. The principle of the spiritual autonomy of art, necessary to establish the nature of æsthetic value, cannot be understood to imply the absolute practical freedom of the artist from the laws that bind all other men. But even from this point of view, there is no doubt that art is more likely to suffer from excessive constraint than from excessive freedom; and that the fanatics of morality in art are only too often inclined to mistake a set of arbitrary rulings for morality, and to overlook the intention of the artist. It is a significant fact, and one which deserves more attention than it seems to have ever received, that the so-called moral condemnation of a true work of art has never outlasted one or two generations, and their prejudices and weaknesses.
The existence of the physical stimuli or material helps for the æsthetic reproduction, fosters the illusion of beauty as an intrinsic attribute of physical objects, first as artistic, and then as natural beauty. It is hardly necessary to criticise this illusion at this point of our discussion: beauty is not an objective attribute, but a spiritual value. In the same way as there is no intrinsic beauty, independent dent of our either creative or re-creative activity, in words or notes or lines or colours, there is also no category of natural beauty. What we call beauty of nature is either that which in nature is merely pleasureable from a practical and sensuous standpoint, or the presence of certain stimuli for the reproduction of a preëxistent æsthetic vision. We recognise the obvious truth of this fact, when we remark that the beauty of a certain landscape is not visible to everybody, but only to him who looks at it with an artist's eye. And it would be possible to write a history of the progressive development of beauty in nature, which would practically coincide with, or follow at a short distance of time, the various stages of the history of poetry and painting.
Closely related with the confusion between the physical attributes of the objects of art, and the true æsthetic value, are all the theories of æsthetics which consider that the end of art is pleasure, or æsthetic hedonism in its various forms. Of these the most ancient is the one that considers beautiful that which gives pleasure to the higher senses, he hearing and the sight; and other forms of it can still be found, if not among artists and critics, at least among psychologists. Two of the most recent interpretations of æsthetic facts, the theory of empathy or Einfühlung and the theory of tactile values, are merely modern scientific variations of the old prejudice. But no hedonistic theory can ever give a consistent account of æsthetic facts, as it is impossible to draw a distinction, on a purely psychological plane, between those pleasures of the senses which may precede or accompany the æsthetic fact, and those that are purely sensuous; and the inevitable result is a complete reduction of the æsthetic to the sensual. In such theories, the real æsthetic problem does not even reach the stage of being formulated.
The truth that the hedonist obscurely foresees is that every spiritual activity is constantly accompanied by the practical reflex of satisfaction and dissatisfaction, pleasure and pain, value and dis-value. Value is every activity that unfolds itself freely, dis-value is the contrasted, hindered, impeded unfolding of the same activity. If we call beauty the æsthetic value, then beauty is but the successful expression, or better, the expression, since an unsuccessful expression is not an expression at all. And it is not necessary to repeat that by expression we distinctly mean not the physical stimulus, but the spiritual synthesis.
With this definition of æsthetic value we reach one of the most important points of Croce's thought: the solution of what he calls the dualism of values, or ideals, to the concrete realities. As the beautiful expression is simply expression, the true thought is simply thought, and so on, so the ugly expression or the false thought are non-expression and non-thought, the non-being which has no reality outside the moment of its opposition and criticism.
[IV. TECHNIQUE AND CRITICISM]
Art and technique—Errors deriving from the common conception of technique—The theories of the particular arts—The literary genres —The rhetorical categories—The categories of language—Genius and taste—The æsthetic judgment—The idolatry of standards—The æsthetic standard: the true objectivity—Criticism and history.
The relation between the æsthetic activity and the practical moment of the production of the physical objects of art may be regarded under the aspect of the relation between art and technique. The only legitimate meaning of the word technique is that of a body of naturalistic knowledge in the service of the practical activity of the artist. In this sense we can conceive of a great artist who is a poor technician, as in the case of a painter who should use Colours subject to rapid change and deterioration, a musician who should be a bad singer or pianist, a poet who should not be able to recite his own poetry. But in the common language of critics, we mean by technique something quite different—in painting what we call drawing or composition, in music, harmony or orchestration, in poetry, metre and construction. Now it is quite clear that we cannot conceive of a great painter who could not draw, a great musician unable to harmonize or to orchestrate, a great poet whose lines are defective. What we here isolate as the technical handling of an artistic subject is but the process of æsthetic creation itself, the succession and progression of intuitions in the artist's mind; using the naturalistic or psychological method, we abstract certain moments of the creative process, and we attribute a reality to such abstractions. We talk of the technique of a poem or of a painting as being something that has been superadded to the original intuition; we see the poet or the artist engaged in learning the technique of his art; we see him correcting or modifying his original expression according to certain technical standards. But what we call the technique of a poem or of a painting is that particular poem or painting in its concreteness; and no poet or artist can learn a technique except by re-creating in his own spirit the work of the great masters, his technical education being but one with his æsthetic education; and finally, the process of correction or modification is merely a stage of the expressive process itself: no poet can correct a line in his poem, no painter change a line or a shade in his picture, if the internal image has not first spontaneously undergone such corrections and changes in his mind.
The consequences of the common conception of technique in criticism are more dangerous, because more subtle and affecting a more intimate knowledge of art, than those of any other æsthetic error. The talk of the connoisseur and of the average musical or dramatic critic is full of such fallacies as the technical errors of great painters, the harmonic or orchestral wonders of poor music, the faulty construction of a great play; fallacies which may sometimes have originated from some real character of the æsthetic fact, but which are mere contradictions in terms. And the literary critic will speak of the fine frenzy and the quiet eye, meaning by the one, the abstract inspiration, and by the other the abstract production, and so miss the true æsthetic moment which is neither the one nor the other, but the synthesis of the two. Or he will oppose romanticism to classicism, in a similar sense, without realizing that all art is at the same time romantic and classic, truly inspired, and because truly inspired, able to express itself.
Mere variations of the naturalistic or psychological conception of technique, as an actual moment of the æsthetic creation, are a series of theories which Croce has extensively criticised, and of which we can give but a cursory account.
The theories of the particular arts and of their limits originate from the manuals of practical precepts useful to architects, sculptors, painters or musicians, and are founded on the assumed possibility of finding a field of the æsthetic activity corresponding to the physical means employed by each category of artists. But we have already seen that in the æsthetic fact there is no distinction between means and end: we can speak of the various arts in a purely empirical sense, as an external classification of the objects of art, but not as classes of æsthetic activity.
A similar kind of classification is the one which gives rise to the literary genre, and to similar abstractions in the other arts: legitimate instruments of work as long as we do not forget that there does not exist anything like the idea of a tragedy or sonata apart from all concrete tragedies or sonatas, and as long as we do not condemn a new tragedy or a new sonata simply because it is not like the old ones, that is, as long as we do not transform an abstract type into a law. Every new æsthetic creation, far from being bound to obey external laws, establishes new laws, or rather is its own law. It must, and will, answer only for itself, and the only claim that we can put upon it is that of internal coherence. Both the theories of the arts and the theories of the genres, when we try to treat them as true and rigorous, and not as mere practical expedients, manifest the absurdity of their task through their incapacity to give precise and absolute definitions. Every work of art expresses a state of mind, and every state of mind is irreducibly individual and new: a complete classification would therefore be only that in which every class has under itself a single intuition.
Another form of the technical prejudice is the creation of rhetorical categories, which are also abstract classes of expressions tending to transform themselves into precepts. The main prejudice of rhetoric, in literature as well as in all other arts, is that of the distinction between the simple and the ornate, which is founded on a conception of beauty not as the value of the expression, but as something that can be added, so to speak, mechanically, to the expression. Because of its preceptive character, rhetoric has done more harm in the history of poetry and art, than any of the other classifications of the same order; and though it is generally discredited among artists and critics to-day, in its pure original form, yet rhetorical prejudices, both in the creation and judgment of art, are still endowed with an obstinately vigorous life.
These naturalistic classifications in art have their counterpart in the study of language, in the creation of grammatical genres or categories or parts of speech, and in the attempts to reduce the empirical grammars to preceptive or normative grammars: that is, a practical or pedagogic expedient, to a rhetoric or technique of language. But the individuality and indivisibility of expression is in the nature of language as well as of art, and language obeys not the abstract precepts of grammarians, but the law of the æsthetic spirit which makes us find a new expression for every new intuition. Even phonetic laws, the modern scientific instruments of grammar, are mere descriptive summaries of observed facts, of physical moments abstracted from their spiritual reality, and therefore abstract or naturalistic laws, and never actually represent the concrete, individually determined facts of language.
A coherent theory of æsthetic (literary and artistic) criticism can be deduced from the concept of art as intuition, and we have already anticipated its main theses in the discussion of the concept itself. We have seen that in the process of reproduction of an æsthetic process, the actual moment in which the original image, through the medium of what we have abstracted as the physical stimulus, reproduces itself in a mind other than that of the creator (or, in what we might consider as a particular case, in the mind of the creator himself at a time other than that of the original creation), is a moment of æsthetic activity identical with that of creation. Given an identity of circumstances, that which takes place within my mind is the same æsthetic process which took place originally in the mind of the artist. If we call genius the creative, and taste the reproductive activity, the corollary of these considerations is that of the identity of genius and taste: in the act of contemplating and judging a work of art, our spirit becomes one with the spirit of the artist. Though in practice this identity may never be attained (because of variations in the material conditions of the physical stimulus, or in the spiritual attitude of the contemplator), yet if we deny it, and establish a difference in kind between these two aspects of æsthetic activity, we find ourselves inevitably led to exclude the possibility not of the æsthetic judgment only, but of all forms of æsthetic communication. There is a sense in which we can speak of the relativity of taste, and which accounts for the actual variety of judgments, not in relation to art only, but to all forms of human activity: every judgment is relative to our knowledge, at a particular moment, of the actual conditions in which the work of art was originally produced. But this is the intrinsic relativity of all the particular determinations of reality, not a relativity peculiar to æsthetic values, which are as real, though of a different order, as those of logic or morality.
But the æsthetic judgment itself is not the mere intuitive reproduction of the work of art, made possible by what we call historical criticism in the narrow sense of the word, that is, by interpretation and comment. These are the antecedent of the æsthetic judgment, which consists in a logical proposition of the form: "A is art," or "A is not art," "A is art in a b c, A is not art in d e f"; or again: "There is a fact, A, which is a work of art," "There is a fact, A, which is falsely believed to be a work of art." The æsthetic judgment, like all other judgments, establishes a relation between a particular, concrete fact, and a universal category, which is that of art. And, like all other judgments, it is at the same time a judgment of value and an historical judgment, which is the obvious consequence of Croce's identification of value and fact. Æsthetic criticism therefore coincides with the history of the æsthetic activity, with the history of poetry or art.
A frequent reaction to Croce's æsthetics, and to its implications in the theory of criticism, especially among literary critics, is a sense of irritation caused by the loss of the so-called standards of judgment. It would be interesting to analyze these supposed standards, which generally are not explicitly enunciated (probably because their clear enunciation would manifest their true nature, and annul them as standards of æsthetic judgment), but only more or less obscurely referred to with a mixture of pride and reverence. They would then show themselves to be the critical duplicates of the various æsthetic errors which we have already discussed.
If the standards of which the critics speak are, as is often the case, moral or intellectual ideals, it is clear that Croce's æsthetics does not question their validity, but only their application. There is a large number of literary critics, who are such only in name, and whose real interests are intellectual or moral, critics of thought and of the ethical life, and not of art. They use works of art as documents and undoubtedly works of art are, in the unity of the human spirit, documents of intellectual and moral life; but their error begins when they confuse the issues, and censure or praise the art of the past, or try to influence the art of the future, with criteria which are no longer intellectual or moral, but, because they have been transposed outside their legitimate sphere, intellectualistic and moralistic.
All other so-called standards are derived from the abstract ideas of literary genres and of rhetorical categories. It is easy to judge of a new tragedy if you know what a tragedy ought to be, if you have a catalogue of purely external characteristics which you may either find, or not find, in the new work that comes before you. This is, of course, the crudest form of rhetorical criticism; there is another which is not less frequent, but more subtle. The critic builds up an ideal of what art ought to be, not with abstract categories, and classifications transformed into arbitrary æsthetic precepts or standards, but through his predilection for one particular author, or for one particular epoch, the Middle Ages or the Renaissance, the Classics or the Romantics: every work of art which is different either in spirit or in form from those that have been chosen is condemned in proportion to its variation from the ideal. This form of criticism is often also vitiated by the intrusion of intellectualistic and moralistic errors, since an ideal which is a mere particular determination of the past assumed as a universal value is likely to be mere rhetoric of thought and morality as well as of art.
The only legitimate standard in æsthetic criticism is the æsthetic standard, that of beauty or expression, as against ugliness or non-expression. Our critical judgment is the reaction of our æsthetic personality in the presence of a work of art, as the moral judgment is the reaction of our moral personality in the presence of an action. Our knowledge of a work of art, of a concrete and individual intuition, as our knowledge of an action, approaches more or less to the ideal limit, according to the breadth of our experience and the depth of our understanding; but there exist no external criteria on which we can rest our judgment, no mechanical props which will support it. This theory of criticism, far from justifying a capricious and arbitrary subjectivism, requires from the critic a constant vigilance against that which is narrowly personal, capricious, and arbitrary in himself; a patient, unceasing effort in the labor of recapturing and recreating the material and spiritual circumstances from which the work of art originally sprang; and the quick sensitivity of the artist coupled with the wide understanding of the historian and the philosopher.
When æsthetic criticism is raised to this plane on which it coincides with the history of poetry, or of art, it transforms itself necessarily into a general criticism of life. What to the æsthetic consciousness appears as ugly or non-expressive, since in the world of history there are no negative facts, will not, when historically considered, appear as a negative value, but as a value of another order, as an intrusion of the logical or of the practical spirit in the work of the poet or of the artist. What in the Divine Comedy is not poetry is the outcome of philosophical or moral preoccupations which have not become art, have not fused themselves into a new, coherent intuition, and must be apprehended not as art, but as philosophy and morality. The allegory of the Færie Queene is not art, but it is an expression of certain aspects of the Protestant spirit in the England of Elizabeth. In a poet like Byron, the presence of practical motives is felt all through his poetical production; and the critic cannot limit his work to tracting the gems, and to saying of all the rest: this is not poetry. He must tell us what it is, and only by telling what it is, he criticises it completely as poetry. It is impossible, in fact, to give to art its place, without assigning its place to all the other activities of life. The great æsthetic critic will also be a critic of philosophy, of morality, of politics; but, as Croce says of De Sanctis, the strength of his purely æsthetic consideration of art will also be the strength of his purely moral consideration of morality, of his purely logical consideration of philosophy, and so on. The forms or grades of the spirit, which the critic employs as categories for his judgment, are ideally distinct in the unity of the spirit, but cannot materially be separated from each other or from that unity without losing all their vitality. The distinction of æsthetic criticism from the other forms of criticism, of the history of poetry and the arts from the other kinds of history, is but an empirical one, pointing to the fact that the attention of the critic or historian is turned towards one aspect rather than another of the same indivisible reality.
[V. THE PURE CONCEPT][1]
The function of logic in the system—The concept—Logical concepts and conceptual fictions—The pure concept as the unity of distinctions— Singularity, particularity and universality—The dialectic process in Hegel and in Croce—Opposition, distinction and value—The expressiveness of the concept—Definition and individual judgment: their identity—Classification and numeration—The a priori synthesis.
We have summarily examined in the three preceding chapters the theory of æsthetic, or intuitive, or individual, as distinct from logical, or conceptual, or universal, knowledge. We must now leave the æsthetic activity in the background as the mere antecedent of the logical one, and proceed to investigate the latter.
In a sense it may be said that the key to every system of philosophy is to be found in the either implicit or explicit solution given to certain logical problems and that only by understanding the logic of a philosopher can we be sure to give its true meaning and value to his thought. The reverse is, as a general rule, also true: any solution of a particular problem, any particular elaboration of the concept, when fully understood, will lead us back to the philosopher's logic, to his concept of the concept. The main points of Croce's logic could easily be deduced from his æsthetics; but an untrained mind might unwittingly transpose the whole æsthetic theory on a purely psychological plane, and involve it again in the errors and contradictions of which it aims at being a conclusive refutation. A study of Croce's logic will render such a shifting of the perspective impossible. It will show that a discussion of Croce's æsthetics has no meaning except on the logical plane on which Croce has put it, and that therefore any serious objection to it ought necessarily to imply either a revision of the logical premises, or a demonstration that the actual logical processes are not rigorously in accord with these premises. What is here said of Croce's æsthetics is valid also for Croce's economics or ethics, and the reason is obvious. Croce's Logica is not a manual of logic, in a scholastic and formalistic sense: it is the exposition of his conception of the logical activity, and therefore the philosophy of his philosophy.
This method of approach to the logical problems, although unusual in our times, and antagonistic to the general tendencies of our culture, is not only, as its opponents assume, that of Kant and Hegel, but that of the whole tradition of European philosophy, beginning with Socrates, Plato, and Aristotle. It was only in epochs of philosophical decadence that logic reduced itself to a mere formalism or instrumentalism, ism, to a doctrine of the means of thought, as opposed to its proper function, which is that of inquiring into the nature of thought, and therefore, since there is no way by which we can reach reality except through thought, into the nature of reality itself. To Croce, as before him to Hegel, the philosophical tradition is not a capricious sequel of unrelated speculations, but a series of connected efforts through which the human mind becomes progressively conscious of its own functions and structure. Nothing is more alien from him than that type of philosophical criticism, which exhausts itself in an attempt at reducing under a common denominator apparently similar solutions of problems, which in fact are profoundly different in their historical determination: but this consciousness of the historical factor in philosophy, far from breeding in him a sense of scepticism and of the relativity of truth, impels him to consider every effective thought as a necessary moment of truth, and to represent therefore the succession of effective thoughts, critically separated from what in the various concrete philosophies is merely postulated or imagined, as a perpetual integration of truth. This attitude explains why the immediate foundations of Croce's logic should be Kant's a priori synthesis and Hegel's dialectic, that is, the highest stages of the development of European thought before the positivistic anti-metaphysical reaction which swept away for a time, not the last traces of transcendental metaphysics only, but philosophy and logic itself; and why also, among all the recent critics of Kant and Hegel, Croce should be one of the keenest and sharpest. His sure grasp of fundamentals made it easy for him to demolish all that is artificial and unessential in their systems; as is particularly evident in the case of Hegel, who emerged from Croce's criticism as the discoverer of one great principle and at the same time the creator, through the misapplication of the same principle, of many a false science.
This return to the philosophical tradition, which between the end of the last and the beginning of this century, was not limited to Croce and to Italy only, was accompanied and indirectly favoured by the researches of pure scientists on the method of exact and natural sciences. The economic theory of the scientific concept, such as it appears especially in the works of Mach and Avenarius, and to an understanding of which Croce had been prepared by his own studies on Marxism, was probably the most efficient instrument in destroying from within the pseudo-scientific constructions of positivism. The scientists themselves, by defining the limits of scientific thought, proved the impossibility of building a philosophy which should be at the same time a synthesis of all particular sciences and a system of reality. The conclusions of this new scientific methodology are on the whole accepted by Croce, and the fact that they naturally fall into their proper place in his logic is the most valid justification of his method, to which the distinction between the concept of philosophy and the concepts of the sciences is essential.
We need not point to the object of logic, or concept, as we did in a former chapter to the object of æsthetics, or intuition. The writing of this book implies a belief in its existence, and we could take practically any page of it as an example of what we mean by concept, or logical knowledge. We shall not therefore pause to confute logical scepticism, except by repeating the old argument that it is impossible to deny the existence of the concept except through the formulation of a concept. Such affirmations as that there is no other knowledge than the æsthetic one, or the one which is given by the ineffable intuition of the mystic, or by practical fictions, are in their turn neither æsthetic knowledge nor mystical intuitions, nor practical fictions, but affirmations, however contradictory in themselves, of a universal value and of an absolute character, that is, concepts. Through them, it is possible immediately to distinguish the logical form of knowledge, as represented by such affirmations, from the æsthetic or representative one, from the sentimental or practical state of mind of the mystic, and from those concepts which are mere empirical fictions. It is evident, in this last instance, that the theory of the fiction cannot be a new fiction, but must belong to an activity of a different kind, the logical activity, whose value is truth.
Of those three forms of logical scepticism, æstheticism, mysticism, and empiricism, the third one leads us to the distinction between the logical concept and the scientific concepts, or fictions. The logical or pure concept is beyond all individual representations, and must therefore not contain any particular representative element; but, on the other hand, being the universal as opposed to the individuality of representations, it must refer to all and each of them. If we think, for instance, of the concepts of beauty, truth, quality, development, and such like, it will be impossible for us to represent or imagine a sufficiently large fragment of reality that will exhaust them, or such an infinitesimal one as will not admit them. This is what is meant by saying that the concept is at the same time universal and concrete, or, in other words, that it is transcendent in respect to every single representation, and yet immanent in all of them. A third characteristic of the pure concept, besides those of universality and concreteness, is that of expressivity: being a product of knowledge, it must be expressed and spoken, and cannot be a dumb act of the mind, such as practical acts are.
The conceptual fictions, or, as Croce called them on account of their non-theoretical character, the pseudo-concepts differ from the pure concept in being either concrete and representative but not universal, or universal without any possible reference to individual representations, that is, without concreteness. The first class is that of empirical concepts, which contain some objects or fragments of reality, but not the whole of reality: such as the concepts of house, cat, rose. The second is that of abstract concepts, which contain no object or fragment of reality: such as those of triangle in geometry or of free movement in physics. The first are real, but not rigorous, the second rigorous, but unreal. Neither the ones nor the others can be considered as mistaken concepts or errors, since after having criticised them from a logical point of view, we still continue to use them for what they are; nor as imperfect concepts, and preparatory to the perfect ones, since their formation presupposes the existence of the perfect and rigorous ones: it would be impossible to conceive the house, the rose, the triangle, before conceiving quantity, quality, existence, and other pure concepts. It is true that in the actual development of thought, conceptual fictions have again and again given birth to true concepts; but in that case they have lost their intrinsic nature, and have assumed the characters of the genuine logical activity. In order to understand the proper function or nature of the conceptual fictions, it is necessary to fix our attention on the moment of their formation, which is practical and not logical. Their justification lies in their practical end and in their usefulness: they are instruments by the help of which we can recall with a single word vast groups of representations, or which indicate in a single word what kind of operation is required in order to find certain representations. The act of forming intellectual fictions is neither an act of knowledge nor of not-knowledge; logically, it is neither rational nor irrational (true or untrue); its rationality is of another order, practical and not logical. The activity which produces pure concepts, and that which produces empirical or abstract concepts, have been called respectively Reason and Abstract Intellect, or Intuition and Intellect; to which terminology Croce objects that the word intellect is certainly inappropriate to a non-theoretical activity. Croce himself is in no need of a new name for it, since he considers it one with the general practical activity, will or action.
The definition that we have given of the pure concept seems to clash against an insuperable difficulty arising from the multiplicity of concepts. If the concept is an elaboration of reality as a universal, how can we admit the existence of more than one concept? Beauty and truth are both concrete universals, and yet they are not the same universal: they have the same logical form, but they denote different aspects of reality. If this variety of the concepts, that is, of the aspects of reality, were insuperable, we should fall from the irreducible multiplicity of representations into a not less irreductible multiplicity of concepts, which would in the end justify a new logical scepticism and take us back to a mystical solution of the problem of the unity of reality. The passage from the multiple universals to the true universal would be logically impossible, and to be performed only by the help of some sort of mystical intuition.
The solution of this difficulty has already been hinted at in the discussion of the relations between intuition and concept, and between knowledge and will. The theory of the successive grades of reality, in their progressive implication, is the true form of the concept. Croce affirms the unity of reality, as a consequence of the unity of the concept, of the form through which only reality is known. But if we suppress the distinction, the unity that we reach is an empty and ineffable one: a whole is a whole only inasmuch as it has parts, as it is parts; a unity can be thought only through its distinctions. Therefore the unity and the distinctions are both necessary to the concept: the distinctions are not something outside the concept, but the concept itself, which is a unity of distinctions. The mind or spirit is one, but it is impossible to think of it as a pure and simple unity, outside of the forms in which it realizes itself, and of these forms in their necessary relations. Which is but a more comprehensive way of saying what we have already said speaking of one of those forms in particular, the æsthetic one, that it is impossible to conceive any of them except by determining its relations with the others.
It is necessary, however, not to convert these distinctions of the concept into abstractions: by approximation, and for a practical purpose, we can speak of a given action as a theoretical or practical one, an economic or moral one. In fact, in every fragment of reality we find the universal, and therefore all the forms of the universal. But on the other hand it is impossible to think any concrete datum, and to recognize it as an affirmation of the spirit as a whole, unless we distinguish each of its aspects in the most rigorous fashion. We shall then have a criticism of art and poetry, from the æsthetic point of view; or of philosophy, from the logical one; and a moral judgment which takes into account only the individual moral initiative. The distinctions of the concept are then used as directing principles of thought, but not, in the way empirical concepts are used, as criteria for a classification of objects; nor, again, as characteristics of epochs of actual historical development, which in the end reduce themselves to types of material classification.
Croce's theory of the unity and distinctions of the concept coincides with the old division of concepts into universal, particular, and singular ones. The true logical definition is reached only by determining the singularity of a distinction in relation with the other distinctions (particularity), and with the whole (universality). For instance, the concept of beauty is intuition (singularity), knowledge (particularity), and finally spirit or mind (universality). The symbol corresponding to this peculiar relation is not that of a fine or succession, but of a circle: there is not a first and a last term of the series, a beginning and an end, but a perpetual revolution, in which every distinction in turn may appear as the beginning and the end of the series. Art or philosophy, knowledge or action, may be postulated with equal reason as the end of the spirit: the true end, however, is not any of the particular forms, but only the spirit or mind or reality as a whole.
Readers who are familiar with Hegelian logic will at once perceive the difference between Croce's and Hegel's treatment of logical distinctions. There is no attempt on the part of Croce to apply to them the dialectic process, which pervades the whole of Hegel's philosophy, and which is retained by Croce only in its legitimate sphere which is not that of distinctions but of oppositions. The dialectic process, of which the remote ancestor is Plato, and the more immediate forbears those Renaissance philosophers, Cusanus and Bruno, who more or less obscurely affirmed the principium coincidentiæ oppositorum, only with Hegel reaches its rigorous logical expression. The most famous instance of its application is to be found in Hegel's formula of the opposition of being and non-being, and of their unity in the becoming: the pure being is identical with the pure non-being, or, to say the same thing in different words, we cannot think the one without the other, and we do actually think the one and the other when we think the actual reality, which is neither being nor non-being, but becoming. Being and non-being are a true couple of opposites, as ideal and real, positive and negative, value and non-value, activity and passivity, and so on. By the application of the dialectic process, all these couples are shown to be not couples of concepts, but single concepts, each couple containing the affirmation and the negation of a single concept. Croce's criticism of Hegel is founded on an interpretation of the dialectic process as logically valid for such couples only, and inapplicable to the distinctions of the concept, or to empirical and abstract concepts; and this criticism, while emphasizing the importance of Hegel's main contribution to philosophical thought, sweeps away at one stroke all that in his philosophy has generally been considered as most distinctly Hegelian both by his followers and by his adversaries.
Croce's interest in such couples of opposites as those that we have mentioned is very far from being as keen as Hegel's. Their dialectic solution into single concepts is implicit in every phase of Croce's philosophy. This can best be seen in the constant interchange of such words as spirit and reality; each of them, when taken by itself, a pure, formal spirit, and a pure, material reality, are meaningless, while, once they have been correlated, both indicate the same concept, the spirit perpetually realizing itself in the concreteness of life: a formula which contains the whole of Croce's immanentism. But within the distinctions of the concept, the dialectic process is constantly applied by Croce to such oppositions as those of good and evil, true and false, beautiful and ugly, which are nothing but the double aspect, affirmative and negative, respectively, of the concepts of goodness, and truth, and beauty. We need only recall what we have said of Croce's conception of æsthetic value, and of value in general. The dialectic process is the logical structure of Croce's concept of value. The positive element of each concept is the only real one, and a negative judgment of value is not a purely logical judgment, but a statement to which is added the expression of a desire or of an exigency. If we say: A is immoral, we mean: A follows his own immediate pleasure (a logical statement), and also: A ought to follow a higher end (the expression of a desire). A positive judgment of value, on the other hand, coincides entirely with a logical judgment, or a statement of fact. The opposition of value to fact is of the same kind as that of spirit to reality; verbal and apparent and not logical and real. The underlying reality of the opposition can be grasped only through the distinction; what in the opposition is a negative and therefore a mere abstraction can never be anything but a positive value of another order, a distinct form of activity. The action that we have judged as morally evil, if it is an action at all, belongs to the economic order, is economically rational, directed towards a particular end which confers on it its particular value; and the same applies to all the other categories of reality, in which error and evil cannot be introduced except by the substitution of one form for the other. It is impossible to distinguish a concept from its opposite as two concepts; but when a distinction is introduced, the opposition loses its negative character, and identifies itself with a distinct but positive value. Error and evil as such are never present except in the act that transcends them, in the conscience that, realizing itself in a higher sphere, turns against them and condemns them. It is superfluous to point to the importance that this process lends to the distinctions themselves, which are now seen at last not as mere logical instruments, but as the actual differentiations of reality, the necessary conditions of all life and progress.