Transcriber's note.
Minor punctuation inconsistencies have been silently repaired. Variable spelling has been retained. A list of the [changes] made can be found at the end of the book.
SHAKESPEARE AS A DRAMATIC ARTIST
MOULTON
London
HENRY FROWDE
Oxford University Press Warehouse
Amen Corner, E.C.
SHAKESPEARE
AS
A DRAMATIC ARTIST
A POPULAR ILLUSTRATION OF
THE PRINCIPLES OF SCIENTIFIC CRITICISM
BY
RICHARD G. MOULTON, M.A.
LATE SCHOLAR OF CHRIST'S COLLEGE
CAMBRIDGE UNIVERSITY (EXTENSION) LECTURER IN LITERATURE
Oxford
AT THE CLARENDON PRESS
1885
[All rights reserved]
PREFACE.
I have had three objects before me in writing this book. The first concerns the general reader. 'No one needs assistance in order to perceive Shakespeare's greatness; but an impression is not uncommonly to be found, especially amongst English readers, that Shakespeare's greatness lies mainly in his deep knowledge of human nature, while, as to the technicalities of Dramatic Art, he is at once careless of them and too great to need them. I have endeavoured to combat this impression by a series of Studies of Shakespeare as a Dramatic Artist. They are chiefly occupied with a few master-strokes of art, sufficient to illustrate the revolution Shakespeare created in the Drama of the world—a revolution not at once perceived simply because it had carried the Drama at a bound so far beyond Dramatic Criticism that the appreciation of Shakespeare's plays was left to the uninstructed public, while the trained criticism that ought to have recognised the new departure was engaged in clamouring for other views of dramatic treatment, which it failed to perceive that Shakespeare had rendered obsolete.
While the earlier chapters are taken up with these Studies, the rest of the work is an attempt, in very brief form, to present Dramatic Criticism as a regular Inductive Science. If I speak of this as a new branch of Science I am not ignoring the great works on Shakespeare-Criticism which already exist, the later of which have treated their subject in an inductive spirit. What these still leave wanting is a recognition of method in application to the study of the Drama: my purpose is to claim for Criticism a position amongst the Inductive Sciences, and to sketch in outline a plan for the Dramatic side of such a Critical Science.
A third purpose has been to make the work of use as an educational manual. Shakespeare now enters into every scheme of liberal education; but the annotated editions of his works give the student little assistance except in the explanation of language and allusions; and the idea, I believe, prevails that anything like the discussion of literary characteristics or dramatic effect is out of place in an educational work—is, indeed, too 'indefinite' to be 'examined on.' Ten years' experience in connection with the Cambridge University Extension, during which my work has been to teach literature apart from philology, has confirmed my impression that the subject-matter of literature, its exposition and analysis from the sides of science, history, and art, is as good an educational discipline as it is intrinsically valuable in quickening literary appreciation.
There are two special features of the book to which I may here draw attention. Where practicable, I have appended in the margin references to the passages of Shakespeare on which my discussion is based. (These references are to the Globe Edition.) I have thus hoped to reduce to a minimum the element of personal opinion, and to give to my treatment at least that degree of definiteness which arises when a position stands side by side with the evidence supporting it. I have also endeavoured to meet a practical difficulty in the use of Shakespeare-Criticism as an educational subject. It is usual in educational schemes to name single plays of Shakespeare for study. Experience has convinced me that methodical study of the subject-matter is not possible within the compass of a single play. On the other hand, few persons in the educational stage of life can have the detailed knowledge of Shakespeare's plays as a whole which is required for a full treatment of the subject. The present work is so arranged that it assumes knowledge of only five plays—The Merchant of Venice, Richard III, Macbeth, Julius Cæsar, and King Lear. Not only in the Studies, but also in the final review, the matter introduced is confined to what can be illustrated out of these five plays. These are amongst the most familiar of the Shakespearean Dramas, or they can be easily read before commencing the book; and if the arrangement is a limitation involving a certain amount of repetition, yet I believe the gain will be greater than the loss. For the young student, at all events, it affords an opportunity of getting what will be the best of all introductions to the whole subject—a thorough knowledge of five plays.
In passing the book through the press I have received material assistance from my brother, Dr. Moulton, Master of the Leys School, and from my College friend, Mr. Joseph Jacobs. With the latter, indeed, I have discussed the work in all its stages, and have been under continual obligation to his stores of knowledge and critical grasp in all departments of literary study. I cannot even attempt to name the many friends—chiefly fellow-workers in the University Extension Movement—through whose active interest in my Shakespeare teaching I have been encouraged to seek for it publication.
RICHARD G. MOULTON.
April, 1885.
CONTENTS.
| [INTRODUCTION]. | |
| PLEA FOR AN INDUCTIVE SCIENCE OF LITERARYCRITICISM. | |
| PART FIRST. | |
| SHAKESPEARE CONSIDERED AS A DRAMATIC ARTIST,IN TEN STUDIES. | |
| [I]. | |
| The Two Stories Shakespeare Borrows for His 'Merchant of Venice.' | PAGE |
| A Study in the Raw Material of the Romantic Drama. | 43 |
| [II.] | |
| How Shakespeare Improves the Stories in the Telling. | |
| A Study in Dramatic Workmanship. | 58 |
| [III.] | |
| How Shakespeare Makes His Plot More Complex in Order To Make It More Simple. | |
| A Study in Underplot. | 74 |
| [IV.] | |
| A Picture of Ideal Villany in 'Richard III.' | |
| A Study in Character-Interpretation. | 90 |
| [V.] | |
| 'Richard III': How Shakespeare Weaves Nemesis Into History. | |
| A Study in Plot. | 107 |
| [VI.] | |
| How Nemesis and Destiny are interwoven in 'Macbeth.' | |
| A further Study in Plot. | 125 |
| [VII.] | |
| Macbeth, Lord and Lady. | |
| A Study in Character-Contrast. | 144 |
| [VIII.] | |
| Julius Cæsar beside his Murderers and his Avenger. | |
| A Study in Character-Grouping. | 168 |
| [IX.] | |
| How the Play of 'Julius Cæsar' works up to a Climaxat the centre. | |
| A Study in Passion and Movement. | 185 |
| [X.] | |
| How Climax meets Climax in the centre of 'Lear.' | |
| A Study in more complex Passion and Movement. | 202 |
| PART SECOND. | |
| SURVEY OF DRAMATIC CRITICISM AS AN INDUCTIVESCIENCE. | |
| [XI.] | |
| Topics of Dramatic Criticism. | 227 |
| [XII.] | |
| Interest of Character. | 237 |
| [XIII.] | |
| Interest of Passion. | 246 |
| [XIV.] | |
| Interest of Plot. | 268 |
INTRODUCTION.
PLEA FOR AN INDUCTIVE SCIENCE OF LITERARY CRITICISM.
[INTRODUCTION.]
Proposition.
IN the treatment of literature the proposition which seems to stand most in need of assertion at the present moment is, that there is an inductive science of literary criticism. As botany deals inductively with the phenomena of vegetable life and traces the laws underlying them, as economy reviews and systematises on inductive principles the facts of commerce, so there is a criticism not less inductive in character which has for its subject-matter literature.
Presumption in favour of inductive literary criticism.
The presumption is clearly that literary criticism should follow other branches of thought in becoming inductive. Ultimately, science means no more than organised thought; and amongst the methods of organisation induction is the most practical. To begin with the observation of facts; to advance from this through the arrangement of observed facts; to use à priori ideas, instinctive notions of the fitness of things, insight into far probabilities, only as side-lights for suggesting convenient arrangements, the value of which is tested only by the actual convenience in arranging they afford; to be content with the sure results so obtained as 'theory' in the interval of waiting for still surer results based on a yet wider accumulation of facts: this is a regimen for healthy science so widely established in different tracts of thought as almost to rise to that universal acceptance which we call common sense. Indeed the whole progress of science consists in winning fresh fields of thought to the inductive methods.
Current conceptions of criticism coloured by notions other than inductive.
Yet the great mass of literary criticism at the present moment is of a nature widely removed from induction. The prevailing notions of criticism are dominated by the idea of assaying, as if its function were to test the soundness and estimate the comparative value of literary work. Lord Macaulay, than whom no one has a better right to be heard on this subject, compares his office of reviewer to that of a king-at-arms, versed in the laws of literary precedence, marshalling authors to the exact seats to which they are entitled. And, as a matter of fact, the bulk of literary criticism, whether in popular conversation or in discussions by professed critics, occupies itself with the merits of authors and works; founding its estimates and arguments on canons of taste, which are either assumed as having met with general acceptance, or deduced from speculations as to fundamental conceptions of literary beauty.
Criticism judicial and inductive. The two distinguished.
It becomes necessary then to recognise two different kinds of literary criticism, as distinct as any two things that can be called by the same name. The difference between the two may be summed up as the difference between the work of a judge and of an investigator. The one is the enquiry into what ought to be, the other the enquiry into what is. Judicial criticism compares a new production with those already existing in order to determine whether it is inferior to them or surpasses them; criticism of investigation makes the same comparison for the purpose of identifying the new product with some type in the past, or differentiating it and registering a new type. Judicial criticism has a mission to watch against variations from received canons; criticism of investigation watches for new forms to increase its stock of species. The criticism of taste analyses literary works for grounds of preference or evidence on which to found judgments; inductive criticism analyses them to get a closer acquaintance with their phenomena.
Let the question be of Ben Jonson. Judicial criticism starts by holding Ben Jonson responsible for the decay of the English Drama.
Inductive criticism takes objection to the word 'decay' as suggesting condemnation, but recognises Ben Jonson as the beginner of a new tendency in our dramatic history.
But, judicial criticism insists, the object of the Drama is to pourtray human nature, whereas Ben Jonson has painted not men but caricatures.
Induction sees that this formula cannot be a sufficient definition of the Drama, for the simple reason that it does not take in Ben Jonson; its own mode of putting the matter is that Ben Jonson has founded a school of treatment of which the law is caricature.
But Ben Jonson's caricatures are palpably impossible.
Induction soon satisfies itself that their point lies in their impossibility; they constitute a new mode of pourtraying qualities of character, not by resemblance, but by analysing and intensifying contrasts to make them clearer.
Judicial criticism can see how the poet was led astray; the bent of his disposition induced him to sacrifice dramatic propriety to his satiric purpose.
Induction has another way of putting the matter: that the poet has utilised dramatic form for satiric purpose; thus by the 'cross-fertilisation' of two existing literary species he has added to literature a third including features of both.
At all events, judicial criticism will maintain, it must be admitted that the Shakespearean mode of pourtraying is infinitely the higher: a sign-painter, as Macaulay points out, can imitate a deformity of feature, while it takes a great artist to bring out delicate shades of expression.
Inductive treatment knows nothing about higher or lower, which lie outside the domain of science. Its point is that science is indebted to Ben Jonson for a new species; if the new species be an easier form of art it does not on that account lose its claim to be analysed.
The critic of merit can always fall back upon taste: who would not prefer Shakespeare to Ben Jonson?
But even from this point of view scientific treatment can plead its own advantages. The inductive critic reaps to the full the interest of Ben Jonson, to which the other has been forcibly closing his eyes; while, so far from liking Shakespeare the less, he appreciates all the more keenly Shakespeare's method of treatment from his familiarity with that which is its antithesis.
The two criticisms confused:
It must be conceded at once that both these kinds of criticism have justified their existence. Judicial criticism has long been established as a favourite pursuit of highly cultivated minds; while the criticism of induction can shelter itself under the authority of science in general, seeing that it has for its object to bring the treatment of literature into the circle of the inductive sciences. conception of critical method limited to judicial method.It is unfortunate, however, that the spheres of the two have not been kept distinct. In the actual practice of criticism the judicial method has obtained an illegitimate supremacy which has thrown the other into the shade; it has even invaded the domain of the criticism that claims to be scientific, until the word criticism itself has suffered, and the methodical treatment of literature has by tacit assumption become limited in idea to the judicial method.
Partly a survival of Renaissance influence:
Explanation for this limited conception of criticism is not far to seek. Modern criticism took its rise before the importance of induction was recognised: it lags behind other branches of thought in adapting itself to inductive treatment chiefly through two influences. The first of these is connected with the revival of literature after the darkness of the middle ages. The birth of thought and taste in modern Europe was the Renaissance of classical thought and taste; by Roman and Greek philosophy and poetry the native powers of our ancestors were trained till they became strong enough to originate for themselves. It was natural for their earliest criticism to take the form of applying the classical standards to their own imitations: and its testing by classical models.now we have advanced so far that no one would propose to test exclusively by classical models, but nevertheless the idea of testing still lingers as the root idea in the treatment of literature. Other branches of thought have completely shaken off this attitude of submission to the past: literary criticism differs from the rest only in being later to move. This is powerfully suggested by the fact that so recent a writer as Addison couples science in general with criticism in his estimate of probable progress; laying down the startling proposition that 'it is impossible for us who live in the later ages of the world to make observations in criticism, in morality, or in any art or science, which have not been touched upon by others'!
Partly the methods of journalism have invaded systematic criticism.
And even for this lateness a second influence goes far to account. The grand literary phenomenon of modern times is journalism, the huge apparatus of floating literature of which leading object is to review literature itself. The vast increase of production consequent upon the progress of printing has made production itself a phenomenon worthy of study, and elevated the sifting of production into a prominent literary occupation; by the aid of book-tasters alone can the ordinary reader keep pace with production. It is natural enough that the influence of journalism should pass beyond its natural sphere, and that the review should tend to usurp the position of the literature for which reviewing exists. Now in journalism testing and valuation of literary work have a real and important place. It has thus come about that in the great preponderance of ephemeral over permanent literature the machinery adapted to the former has become applied to the latter: methods proper to journalism have settled the popular conception of systematic treatment; and the bias already given to criticism by the Renaissance has been strengthened to resist the tendency of all kinds of thought towards inductive methods.
The limitation defended: theory of taste as condensed experience.
History will thus account for the way in which the criticism of taste and valuation tends to be identified with criticism in general: but attempts are not wanting to give the identification a scientific basis. Literary appreciation, it is said, is a thing of culture. A critic in the reviewer's sense is one who has the literary faculty both originally acute and developed by practice: he thus arrives quickly and with certainty at results which others would reach laboriously and after temporary misjudgments. Taste, however arbitrary in appearance, is in reality condensed experience; judicial criticism is a wise economy of appreciation, the purpose of which is to anticipate natural selection and universal experience. He is a good critic who, by his keen and practised judgment, can tell you at once the view of authors and works which you would yourself come to hold with sufficient study and experience.
The theory examined. The judicial spirit a limit on appreciation.
Now in the first place there is a flaw in this reasoning: it omits to take into account that the judicial attitude of mind is itself a barrier to appreciation, as being opposed to that delicacy of receptiveness which is a first condition of sensibility to impressions of literature and art. It is a matter of commonest experience that appreciation may be interfered with by prejudice, by a passing unfavourable mood, or even by uncomfortable external surroundings. But it is by no means sufficient that the reader of literature should divest himself of these passive hindrances to appreciation: poets are pioneers in beauty, and considerable activity of effort is required to keep pace with them. Repetition may be necessary to catch effects—passages to be read over and over again, more than one author of the same school to be studied, effect to be compared with kindred effect each helping the other. Or an explanation from one who has already caught the idea may turn the mind into a receptive attitude. Training again is universally recognised as a necessity for appreciation, and to train is to make receptive. On the other hand sympathy the great interpreter.Beyond all these conditions of perception, and including them, is yet another. It is a foundation principle in art-culture, as well as in human intercourse, that sympathy is the grand interpreter: secrets of beauty will unfold themselves to the sunshine of sympathy, while they will wrap themselves all the closer against the tempest of sceptical questionings. Now a judicial attitude of mind is highly unreceptive, for it necessarily implies a restraint of sympathy: every one, remarks Hogarth, is a judge of painting except the connoisseur. The judicial mind has an appearance of receptiveness, because it seeks to shut out prejudice: but what if the idea of judging be itself a prejudice? On this view the very consciousness of fairness, involving as it does limitation of sympathy, will be itself unfair. In practical life, where we have to act, the formation of judgments is a necessity. In art we can escape the obligation, and here the judicial spirit becomes a wanton addition to difficulties of appreciation already sufficiently great; the mere notion of condemning may be enough to check our receptivity to qualities which, as we have seen, it may need our utmost effort to catch. So that the judicial attitude of mind comes to defeat its own purpose, and disturbs unconsciously the impression it seeks to judge; until, as Emerson puts it, 'if you criticise a fine genius the odds are that you are out of your reckoning, and instead of the poet are censuring your caricature of him.'
The theory refuted by experience: the history of criticism a triumph of authors over critics.
But the appeal made is to experience: to experience let it go. It will be found that, speaking broadly, the whole history of criticism has been a triumph of authors over critics: so long as criticism has meant the gauging of literature, so long its progress has consisted in the reversal of critical judgments by further experience. I hesitate to enlarge upon this part of my subject lest I be inflicting upon the reader the tedium of a thrice-told tale. But I believe that the ordinary reader, however familiar with notable blunders of criticism, has little idea of that which is the essence of my argument—the degree of regularity, amounting to absolute law, with which criticism, where it has set itself in opposition to freedom of authorship, has been found in time to have pronounced upon the wrong side, and has, after infinite waste of obstructive energy, been compelled at last to accept innovations it had pronounced impossible under penalty of itself becoming obsolete.
Case of the Shakespearean Drama: retiring waves of critical opposition.
Shakespeare-criticism affords the most striking illustration. Its history is made up of wave after wave of critical opposition, each retiring further before the steady advance of Shakespeare's fame. They may almost be traced in the varying apologetic tones of the successive Variorum editors, until Reed, in the edition of 1803, is content to leave the poet's renown as established on a basis which will 'bid defiance to the caprices of fashion and the canker of time.' I. Unmeasured attack.The first wave was one of unmeasured virulent attack. Rymer, accepted in his own day as the champion of 'regular' criticism, and pronounced by Pope one of the best critics England ever had, says that in Tragedy Shakespeare appears quite out of his element:
His brains are turned; he raves and rambles without any coherence, any spark of reason, or any rule to control him or set bounds to his phrensy.
The shouting and battles of his scenes are necessary to keep the audience awake, 'otherwise no sermon would be so strong an opiate.' Again:
In the neighing of an horse, or in the growling of a mastiff, there is a meaning, there is as lively an expression, and, may I say, more humanity, than many times in the tragical flights of Shakespeare.
The famous Suggestion Scene in Othello has, in Rymer's view, no point but 'the mops, the mows, the grimace, the grins, the gesticulation.' On Desdemona's
O good Iago,
What shall I do to win my lord again?
he remarks that no woman bred out of a pig-stye would talk so meanly. Speaking of Portia he says, 'she is scarce one remove from a natural, she is own cousin-german, of one piece, the very same impertinent flesh and blood with Desdemona.' And Rymer's general verdict of Othello—which he considers the best of Shakespeare's tragedies—is thus summed up:
There is in this play some burlesque, some humour and ramble of comical wit, some show and some mimicry to divert the spectators: but the tragical part is plainly none other than a bloody farce, without salt or savour.
In the eighteenth century Lord Lansdowne, writing on 'Unnatural Flights in Poetry,' could refuse to go into the question of Shakespeare's soliloquies, as being assured that 'not one in all his works could be excused by reason or nature.' The same tone was still later kept up by Voltaire, who calls Shakespeare a writer of monstrous farces called tragedies; says that nature had blended in him all that is most great and elevating with all the basest qualities that belong to barbarousness without genius; and finally proceeds to call his poetry the fruit of the imagination of an intoxicated savage.2. The Shakespearean Drama held inadmissible, yet attractive.—Meanwhile a second wave of opinion had arisen, not conceiving a doubt as to the total inadmissibility of the Shakespearean Drama, yet feeling its attraction. This is perhaps most exactly illustrated in the forgotten critic Edwards, who ruled that 'poor Shakespeare'—the expression his own—must be excluded from the number of good tragedians, yet 'as Homer from the Republic of Plato, with marks of distinction and veneration.' But before this the more celebrated dramatists of the Restoration had shown the double feeling in the way they reconstructed Shakespeare's plays, and turned them into 'correct' dramas. Thus Otway made the mediæval Capulets and Montagus presentable by giving them a classical dress as followers of Marius and Sulla; and even Dryden joined in a polite version of The Tempest, with an original touch for symmetry's sake in the addition to the heroine Miranda, a maid who had never seen a man, of a suitable hero, a man who had never seen a maid.3. The Shakespearean Drama admitted with excuses.—Against loud abuse and patronising reconstruction the silent power of Shakespeare's works made itself more and more felt, and we reach a third stage when the Shakespearean Drama is accepted as it stands, but with excuses. Excuse is made for the poet's age, in which the English nation was supposed to be struggling to emerge from barbarism. Heywood's apology for uniting light and serious matter is allowed, that 'they who write to all must strive to please all.' Pope points out that Shakespeare was dependent for his subsistence on pleasing the taste of tradesmen and mechanics; and that his 'wrong choice of subjects' and 'wrong conduct of incidents,' his 'false thoughts and forced expressions' are the result of his being forced to please the lowest of the people and keep the worst of company. Similarly Theobald considers that he schemed his plots and characters from romances simply for want of classical information.4. The Shakespearean Drama not felt to need defence as a whole, but praised and blamed in its parts.—With the last name we pass to yet another school, with whom Shakespeare's work as a whole is not felt to need defence, and the old spirit survives only in their distribution of praise and blame amongst its different parts. Theobald opens his preface with the comparison of the Shakespearean Drama to a splendid pile of buildings, with 'some parts finished up to hit the taste of a connoisseur, others more negligently put together to strike the fancy of a common beholder.' Pope—who reflects the most various schools of criticism, often on successive pages—illustrates this stage in his remark that Shakespeare has excellences that have elevated him above all others, and almost as many defects; 'as he has certainly written better so he has perhaps written worse than any other.' Dr. Johnson sets out by describing Shakespeare as 'having begun to assume the dignity of an ancient'—the highest commendation in his eyes. But he goes on to point out the inferiority of Shakespeare's Tragedy to his Comedy, the former the outcome of skill rather than instinct, with little felicity and always leaving something wanting; how he seems without moral purpose, letting his precepts and axioms drop casually from him, dismissing his personages without further care, and leaving the examples to operate by chance; how his plots are so loosely formed that they might easily be improved, his set speeches cold and weak, his incidents imperfectly told in many words which might be more plainly described in few. Then in the progress of his commentary, he irritates the reader, as Hallam points out, by the magisterial manner in which he dismisses each play like a schoolboy's exercise. 5. Finally criticism comes round entirely to Shakespeare.—At last comes a revolution in criticism and a new order of things arises: with Lessing to lead the way in Germany and Coleridge in England, a school of critics appear who are in complete harmony with their author, who question him only to learn the secrets of his art. The new spirit has not even yet leavened the whole of the literary world; but such names as Goethe, Tieck, Schlegel, Victor Hugo, Ulrici, Gervinus suggest how many great reputations have been made, and reputations already great have been carried into a new sphere of greatness, by the interpretation and unfolding of Shakespeare's greatness: not one critic has in recent years risen to eminence by attacking Shakespeare.
Other examples.
And the Shakespearean Drama is only the most illustrious example of authors triumphing over the criticism that attempted to judge them. It is difficult for a modern reader to believe that even Rymer could refer to Milton.the Paradise Lost as 'what some are pleased to call a poem'; or that Dr. Johnson could assert of the minor poems of Milton that they exhibit 'peculiarity as distinguished from excellence,' 'if they differ from others they differ for the worse.' He says of Comus that it is 'inelegantly splendid and tediously instructive'; and of Lycidas, that its diction is harsh, its rhymes uncertain, its numbers unpleasing, that 'in this poem there is no nature for there is no truth, there is no art for there is nothing new,' that it is 'easy, vulgar, and therefore disgusting,'—after which he goes through the different parts of the poem to show what Milton should have done in each. Hallam has pointed out how utterly impotent Dr. Johnson has been to fix the public taste in the case of these poems; yet even Hallam could think the verse of the poet who wrote Paradise Lost sufficiently described by the verdict, 'sometimes wanting in grace and almost always in ease.' Shakespeare's Sonnets.In the light of modern taste it is astonishing indeed to find Steevens, with his devotion of a lifetime to Shakespeare, yet omitting the Sonnets from the edition of 1793, 'because the strongest Act of Parliament that could be framed would not compel readers into their service.' Spenser.It is equally astonishing to find Dryden speaking of Spenser's 'ill choice of stanza,' and saying of the Faerie Queene that if completed it might have been more of a piece, but it could not be perfect, because its model was not true: an example followed up in the next century by a 'person of quality,' who translated a book of the Faerie Queene out of its 'obsolete language and manner of verse' into heroic couplets. Gray.I pass over the crowd of illustrations, such as the fate of Gray at the hands of Dr. Johnson, Keats.of Keats at the hands of monthly and quarterly reviewers, Waverley Novels.or of the various Waverley Novels capriciously selected by different critics as examples of literary suicide. But we have not yet had time to forget how Jeffrey—one of the greatest names in criticism—set in motion the whole machinery of reviewing in order to put down Wordsworth. Wordsworth.Wordsworth's most elaborate poem he describes as a 'tissue of moral and devotional ravings,' a 'hubbub of strained raptures and fantastical sublimities': his 'effusions on ... the physiognomy of external nature' he characterises as 'eminently fantastic, obscure, and affected.' Then, to find a climax, he compares different species of Wordsworth's poetry to the various stages of intoxication: his Odes are 'glorious delirium' and 'incoherent rapture,' his Lyrical Ballads a 'vein of pretty deliration,' his White Doe is 'low and maudlin imbecility.' Not a whit the less has the influence of Wordsworth deepened and solidified; and if all are not yet prepared to accept him as the apostle of a new religion, yet he has tacitly secured his place in the inner circle of English poets. In fine, the work of modern criticism is seriously blocked by the perpetual necessity of revising and reversing what this same Jeffrey calls the 'impartial and irreversible sentences' of criticism in the past. And as a set-off in the opposite scale only one considerable achievement is to be noted: Robert Montgomery.that journalism afforded a medium for Macaulay to quench the light of Robert Montgomery, which, on Macaulay's own showing, journalism had puffed into a flame.
Defeat of criticism in the great literary questions.
It is the same with the great literary questions that have from time to time arisen, the pitched battles of criticism: as Goldsmith says, there never has been an unbeaten path trodden by the poet that the critic has not endeavoured to recall him by calling his attempt an innovation. Blank verse.Criticism set its face steadily from the first against blank verse in English poetry. The interlocutors in Dryden's Essay on the Drama agree that it is vain to strive against the stream of the people's inclination, won over as they have been by Shakespeare, Ben Jonson, Beaumont and Fletcher; but, as they go on to discuss the rights of the matter, the most remarkable thing to a modern reader is that the defence of blank verse is made to rest only on the colloquial character of dramatic poetry, and neither party seems to conceive the possibility of non-dramatic poetry other than in rhyme. Before Dryden's Essay on Satire the Paradise Lost had made its appearance; but so impossible an idea is literary novelty to the 'father of English criticism' that Dryden in this Essay refuses to believe Milton's own account of the matter, saying that, whatever reasons Milton may allege for departing from rhyme, 'his own particular reason is plainly this, that rhyme was not his talent, he has neither the ease of doing it nor the graces of it.' To one so steeped in French fashions as Rymer, poetry that lacks rhyme seems to lack everything; many of Shakespeare's scenes might, he says, do better without words at all, or at most the words set off the action like the drone of a bagpipe. Voltaire estimates blank verse at about the same rate, and having to translate some of Shakespeare's for purposes of exact comparison, he remarks that blank verse costs nothing but the trouble of dictating, that it is not more difficult to write than a letter. Dr. Johnson finds a theoretic argument in the unmusical character of English poetry to prove the impossibility of its ever adapting itself to the conditions of blank verse, and is confident enough to prophesy: 'poetry may subsist without rhyme, but English poetry will not often please.' Even Byron is found only one degree more tolerant than Dryden: he has the grace to except Milton from his dictum that no one ever wrote blank verse who could rhyme. Thus critical taste, critical theory, and critical prophecy were unanimous against blank verse as an English measure: for all that it has become the leading medium of English poetry, and a doubter of to-day would be more likely to doubt the permanence of English rhyme than of English blank verse. The 'three unities':As to the famous 'three unities,' not only the principles themselves, but even the refutation of them has now become obsolete. Yet this stickling for the unities has been merely the chief amongst many examples of the proneness the critical mind has exhibited towards limiting literary appreciation and production by single standards of taste. and limitations by still narrower classical standards.The same tone of mind that contended for the classical unities had in an earlier generation contended for the classical languages as the sole vehicle of literary expression, and the modern languages of Europe had to assert their rights by hard fighting. In Latin literature itself a more successful attempt has been made to limit taste by the writers of a single period, the Augustan age, and so construct a list of Latin poets which omits Lucretius. And for a short period of the Renaissance movement the limitation was carried further to a single one of the Augustan writers, and 'Ciceronianism' struggled hard against the freedom of style it chose to nickname 'Apuleianism,' till it fell itself before the laughter of Erasmus. Criticism failing to distinguish the permanent and transitory.It would seem almost to be a radical law of the critical temperament that admiration for the past paralyses faith in the future; while criticism proves totally unable to distinguish between what has been essential in the greatness of its idols and what has been as purely accidental as, to use Scott's illustration, the shape of the drinking-glass is to the flavour of the wine it contains. And if criticism has thus failed in distinguishing what is permanent in past literature, it has proved equally mistaken in what it has assumed to be accidental and transitory. Early commentators on Shakespeare, whatever scruples they may have had upon other points, had no misgivings in condemning the irregularities of his English and correcting his grammar. This was described as obsolete by Dryden half a century after the poet's death; while it is delicious to hear Steevens, in the Advertisement to his edition of 1766, mentioning that 'some have been of opinion that even a particular syntax prevailed in the time of Shakespeare'—a novel suggestion he promptly rejects. If the two could have lived each a century later, Dryden would have found Malone laying down that Shakespeare had been the great purifyer and refiner of our language, and Steevens would have seen Shakespeare's grammar studied with the same minuteness and reduced to the same regular form as the grammar of his commentators and readers; while one of the most distinguished of our modern grammarians, instituting a comparison between Elizabethan and nineteenth century English, fancies the representative of the old-fashioned tongue characterising current speech in the words of Sebastian:
Surely
It is a sleepy language!
Critical works where inductive retain their force, where judicial have become obsolete.
The critics may themselves be called as chief witnesses against themselves. Those parts of their works in which they apply themselves to analysing and interpreting their authors survive in their full force: where they judge, find fault, and attempt to regulate, they inevitably become obsolete. Aristotle, the founder of all criticism, is for the most part inductive in his method, describing poetry as it existed in his day, distinguishing its different classes and elements, and tabulating its usages: accordingly Aristotle's treatise, though more than two thousand years old, remains the text-book of the Greek Drama. In some places, however, he diverges from his main purpose, as in the final chapter, in which he raises the question whether Epic or Tragic is more excellent, or where he promises a special treatise to discuss whether Tragedy is yet perfect: here he has for modern readers only the interest of curiosity. Dr. Johnson's analysis of 'metaphysical poetry,' Addison's development of the leading effects in Paradise Lost, remain as true and forcible to-day as when they were written: Addison constructing an order of merit for English poets with Cowley and Sprat at the head, Dr. Johnson lecturing Shakespeare and Milton as to how they ought to have written—these are to us only odd anachronisms. It is like a contest with atomic force, this attempt at using ideas drawn from the past to mould and limit productive power in the present and future. The critic peers into the dimness of history, and is found to have been blind to what was by his side: Boileau strives to erect a throne of Comedy for Terence, and never suspects that a truer king was at hand in his own personal friend Molière. It is in vain for critics to denounce, their denunciation recoils on themselves: the sentence of Rymer that the soul of modern Drama was a brutish and not a reasonable soul, or of Voltaire, that Shakespeare's Tragedy would not be tolerated by the lowest French mob, can harm none but Rymer and Voltaire. If the critics venture to prophesy, the sequel is the only refutation of them needed; if they give reasons, the reasons survive only to explain how the critics were led astray; if they lay down laws, literary greatness in the next generation is found to vary directly with the boldness with which authors violate the laws. If they assume a judicial attitude, the judgment-seat becomes converted into a pillory for the judge, and a comic side to literary history is furnished by the mockery with which time preserves the proportions of things, as seen by past criticism, to be laid side by side with the true perspective revealed by actual history. In such wise it has preserved to us the list of 'poets laureate' who preceded Southey: Shadwell, Tate, Rowe, Eusden, Cibber, Whitehead, Warton, Pye. It reveals Dryden sighing that Spenser could only have read the rules of Bossu, or smitten with a doubt whether he might not after all excuse Milton's use of blank verse 'by the example of Hannibal Caro'; Rymer preferring Ben Jonson's Catiline to all the tragedies of the Elizabethan age, and declaring Waller's Poem on the Navy Royal beyond all modern poetry in any language; Voltaire wondering that the extravagances of Shakespeare could be tolerated by a nation that had seen Addison's Cato; Pope assigning three-score years and ten as the limit of posthumous life to 'moderns' in poetry, and celebrating the trio who had rescued from the 'uncivilised' Elizabethan poetry the 'fundamental laws of wit.' These three are Buckingham, Roscommon, and Walsh: as to the last of whom if we search amongst contemporary authorities to discover who he was, we at last come upon his works described in the Rambler as 'pages of inanity.'
In actual practice criticism is found to have gradually approached induction.
But in the conflict between judicial criticism and science the most important point is to note how the critics' own ideas of criticism are found to be gradually slipping away from them. Between the Renaissance and the present day criticism, as judged by the methods actually followed by critics, has slowly changed from the form of laying down laws to authors into the form of receiving laws from authors. Five stages. 1. Idea of judging solely by classical standards.The process of change falls into five stages. In its first stage the conception of criticism was bounded by the notion of comparing whatever was produced with the masterpieces and trying it by the ideas of Greek and Roman literature. Boileau objected to Corneille's tragedies, not because they did not excite admiration, but because admiration was not one of the tragical passions as laid down by Aristotle. To Rymer's mind it was clearly a case of classical standards or no standards, and he describes his opponents as 'a kind of stage-quacks and empirics in poetry who have got a receipt to please.' And there is a degree of naïveté in the way in which Bossu betrays his utter unconsciousness of the possibility that there should be more than one kind of excellence, where, in a passage in which he is admitting that the moderns have as much spirit and as lucky fancies as the ancients, he nevertheless calls it 'a piece of injustice to pretend that our new rules destroy the fancies of the old masters, and that they must condemn all their works who could not foresee all our humours.' Criticism in this spirit is notably illustrated by the Corneille incident in the history of the French Academy. The fashionable literary world, led by a Scudéry, solemnly impeach Corneille of originality, and Richelieu insists on the Academy pronouncing judgment; which they at last do, unwillingly enough, since, as Boileau admitted, all France was against them. The only one that in the whole incident retained his sense of humour was the victim himself; who, early in the struggle, being confronted by critics recognising no merit but that of obedience to rules, set himself to write his Clitandre as a play which should obey all the rules of Drama and yet have nothing in it: 'in which,' he said, 'I have absolutely succeeded.'2. Recognition of modern as illegitimate merit.—But this reign of simple faith began to be disturbed by sceptical doubts: it became impossible entirely to ignore merit outside the pale of classical conformity. Thus we get a Dennis unable to conceal his admiration for the daring of Milton, as a man who knew the rules of Aristotle, 'no man better,' and yet violated them. Literature of the modern type gets discussed as it were under protest. Dr. Johnson, when he praises Addison's Cato for adhering to Aristotle's principles 'with a scrupulousness almost unexampled on the English stage,' is reflecting the constant assumption throughout this transitional stage, that departure from classical models is the result of carelessness, and that beauties in such offending writers are lucky hits. The spirit of this period is distinctly brought out by Dr. Johnson where he 'readily allows' that the union in one composition of serious and ludicrous is 'contrary to the rules of criticism,' but, he adds, 'there is always an appeal open from criticism to nature.'3. Modern standards of judging side by side with ancient.—Once admitted to examination the force of modern literature could not fail to assert its equality with the literature of the ancients, and we pass into a third stage of criticism when critics grasp the conception that there may be more than one set of rules by which authors may be judged. The new notion made its appearance early in the country which was the main stronghold of the opposite view. Perrault in 1687 instituted his 'Parallels' between the ancients and the moderns to the advantage of the latter; and the question was put in its naked simplicity by Fontenelle, the 'Nestor of literature,' when he made it depend upon another question, 'whether the trees that used to grow in our woods were larger than those which grow now.' Later, and with less distinctness, English criticism followed the lead. Pope, with his happy indifference to consistency, after illustrating the first stage where he advises to write 'as if the Stagirite o'erlooked each line,' and where he contends that if the classical authors indulge in a licence that licence becomes a law to us, elsewhere lays down that to apply ancient rules in the treatment of modern literature is to try by the laws of one country a man belonging to another. In one notable instance the genius of Dr. Johnson rises superior to the prejudices of his age, and he vindicates in his treatment of Shakespeare the conception of a school of Drama in which the unities of time and place do not apply. But he does it with trembling: 'I am almost frightened at my own temerity; and when I estimate the fame and the strength of those who maintain the contrary opinion, am ready to sink down in reverential silence.'4. Conception of criticism as judging begins to waver:—Criticism had set out with judging by one set of laws, it had come to judge by two: the change began to shake the notion of judging as the function of criticism, and the eyes of critics came to be turned more to the idea of literary beauty itself, as the end for which the laws of literary composition were merely means. Addison is the great name connected with this further transitional stage. We find Addison not only arguing negatively that 'there is sometimes a greater judgment shown in deviating from the rules of art than in adhering to them,' changing to the search for beauties:but even laying down as a positive theory that the true function of a critic is 'to discover the concealed beauties of a writer'; while the practical illustration of his theory which he gave in the case of the Paradise Lost is supposed to have revolutionised the opinion of the fashionable reading-public.5. and finally to investigation of laws in literature as it stands.—Addison was removed by a very little from the final stage of criticism, the conception of which is perhaps most fully brought out by Gervinus, where he declares his purpose of treating Shakespeare as the 'revealing genius' of his department of art and of its laws. Thus slowly and by gradual stages has the conception of criticism been changing in the direction of induction: starting from judgment by the laws of the ancient classics as standards beyond which there is no appeal, passing through the transitional stage of greater and greater toleration for intrinsic worth though of a modern type, to arrive at the recognition of modern standards of judgment side by side with ancient; again passing through a further transitional stage of discrediting judgment altogether as the purpose of criticism in favour of the search for intrinsic worth in literature as it stands, till the final conception is reached of analysing literature as it stands for the purpose of discovering its laws in itself. The later stages do not universally prevail yet. But the earlier stages have at all events become obsolete; and there is no reader who will not acquiesce cheerfully in one of the details Addison gives out for his ideal theatre, by which Rymer's tragedy Edgar was to be cut up into snow to make the Storm Scene in Shakespeare's Lear.
Separateness of the two criticisms.
It may be well to recall the exact purpose to which the present argument is intended to lead. The purpose is not to attack journalism and kindred branches of criticism in the interests of inductive treatment. It would be false to the principles of induction not to recognise that the criticism of taste has long since established its position as a fertile branch of literature. Even in an inductive system journalism would still have place as a medium for fragmentary and tentative treatment. Moreover it may be admitted that induction in its formal completeness of system can never be applied in practical life; and in the intellectual pursuits of real life trained literary taste may be a valuable acquisition. What is here attacked is the mistake which has identified the criticism of taste and valuation with the conception of criticism as a whole; the intrusion of methods belonging to journalism into treatment that claims to be systematic. Criticism of taste belongs to creative literature:So far from being a standard of method in the treatment of literature, criticism of the reviewer's order is outside science altogether. It finds its proper place on the creative side of literature, as a branch in which literature itself has come to be taken as a theme for literary writing; it thus belongs to the literature treated, not to the scientific treatment of it. as the lyrics of prose.Reviews so placed may be regarded almost as the lyrics of prose: like lyric poems they have their completeness in themselves, and their interest lies, not in their being parts of some whole, but in their flashing the subjectivity of a writer on to a variety of isolated topics; they thus have value, not as fragments of literary science, but as fragments of Addison, of Jeffrey, of Macaulay. Nor is the bearing of the present argument that commentators should set themselves to eulogise the authors they treat instead of condemning them (though this would certainly be the safer of two errors). The treatment aimed at is one independent of praise or blame, one that has nothing to do with merit, relative or absolute. The contention is for a branch of criticism separate from the criticism of taste; a branch that, in harmony with the spirit of other modern sciences, reviews the phenomena of literature as they actually stand, enquiring into and endeavouring to systematise the laws and principles by which they are moulded and produce their effects. Scientific criticism and the criticism of taste have distinct spheres: and the whole of literary history shows that the failure to keep the two separate results only in mutual confusion.
Our present purpose is with inductive criticism. What, by the analogy of other sciences, is implied in the inductive treatment of literature?
Application of induction to literary subject-matter.
The inductive sciences occupy themselves directly with facts, that is, with phenomena translated by observation into the form of facts; and soundness of inductive theory is measured by the closeness with which it will bear confronting with the facts. In the case of literature and art the facts are to be looked for in the literary and artistic productions themselves: the dramas, epics, pictures, statues, pillars, capitals, symphonies, operas—the details of these are the phenomena which the critical observer translates into facts. A picture is a title for a bundle of facts: that the painter has united so many figures in such and such groupings, that he has given such and such varieties of colouring, and such and such arrangement of light and shade. Similarly the Iliad is a short name implying a large number of facts characterising the poem: that its principal personages are Agamemnon and Achilles, that these personages are represented as displaying certain qualities, doing certain deeds, and standing in certain relations to one another.
Difficulty: the want of positiveness in literary impressions.
Here, however, arises that which has been perhaps the greatest stumbling-block in the way of securing inductive treatment for literature. Science deals only with ascertained facts: but the details of literature and art are open to the most diverse interpretation. They leave conflicting impressions on different observers, impressions both subjective and variable in themselves, and open to all manner of distracting influences, not excepting that of criticism itself. Where in the treatment of literature is to be found the positiveness of subject-matter which is the first condition of science?
The difficulty not confined to literature.
In the first place it may be pointed out that this want of certainty in literary interpretation is not a difficulty of a kind peculiar to literature. The same object of terror will affect the members of a crowd in a hundred different ways, from presence of mind to hysteria; yet this has not prevented the science of psychology from inductively discussing fear. Logic proposes to scientifically analyse the reasoning processes in the face of the infinite degrees of susceptibility different minds show to proof and persuasion. It has become proverbial that taste in art is incapable of being settled by discussion, yet the art of music has found exact treatment in the science of harmony. In the case of these well-established sciences it has been found possible to separate the variable element from that which is the subject-matter of the science: such a science as psychology really covers two distinct branches of thought, the psychology that discusses formally the elements of the human mind, and another psychology, not yet systematised, that deals with the distribution of these elements amongst different individuals. It need then be no barrier to inductive treatment that in the case of literature and art the will and consciousness act as disturbing forces, refracting what may be called natural effects into innumerable effects on individual students. It only becomes a question of practical procedure, in what way the interfering variability is to be eliminated.
The variable element to be eliminated by reference not to taste;
It is precisely at this point that à priori criticism and induction part company. The à priori critic gets rid of uncertainty in literary interpretation by confining his attention to effects produced upon the best minds: he sets up taste as a standard by which to try impressions of literature which he is willing to consider. The inductive critic cannot have recourse to any such arbitrary means of limiting his materials; for his doubts he knows no court of appeal except the appeal to the literary works themselves. but to the objective details of the literature itself.The astronomer, from the vast distance of the objects he observes, finds the same phenomenon producing different results on different observers, and he has thus regularly to allow for personal errors: but he deals with such discrepancies only by fresh observations on the stars themselves, and it never occurs to him that he can get rid of a variation by abstract argument or deference to a greater observer. In the same way the inductive critic of literature must settle his doubts by referring them to the literary productions themselves; to him the question is not of the nobler view or the view in best taste, but simply what view fits in best with the details as they stand in actual fact. He quite recognises that it is not the objective details but the subjective impressions they produce that make literary effect, but the objective details are the limit on the variability of the subjective impressions. The character of Macbeth impresses two readers differently: how is the difference to be settled? The à priori critic contends that his conception is the loftier; that a hero should be heroic; that moreover the tradition of the stage and the greatest names in the criticism of the past bear him out; or, finally, falls back upon good taste, which closes the discussion. The inductive critic simply puts together all the sayings and doings of Macbeth himself, all that others in the play say and appear to feel about him, and whatever view of the character is consistent with these and similar facts of the play, that view he selects; while to vary from it for any external consideration would seem to him as futile as for an astronomer to make a star rise an hour earlier to tally with the movements of another star.
Foundation axiom of the inductive criticism: Interpretation of the nature of an hypothesis.
We thus arrive at a foundation axiom of inductive literary criticism: Interpretation in literature is of the nature of a scientific hypothesis, the truth of which is tested by the degree of completeness with which it explains the details of the literary work as they actually stand. That will be the true meaning of a passage, not which is the most worthy, but which most nearly explains the words as they are; that will be the true reading of a character which, however involved in expression or tame in effect, accounts for and reconciles all that is represented of the personage. The inductive critic will interpret a complex situation, not by fastening attention on its striking elements and ignoring others as oversights and blemishes, but by putting together with business-like exactitude all that the author has given, weighing, balancing, and standing by the product. He will not consider that he has solved the action of a drama by some leading plot, or some central idea powerfully suggested in different parts, but will investigate patiently until he can find a scheme which will give point to the inferior as well as to the leading scenes, and in connection with which all the details are harmonised in their proper proportions. In this way he will be raising a superstructure of exposition that rests, not on authority however high, but upon a basis of indisputable fact.
Practical objection: Did the authors intend those interpretations?
In actual operation I have often found that such positive analysis raises in the popular mind a very practical objection: that the scientific interpretation seems to discover in literary works much more in the way of purpose and design than the authors themselves can be supposed to have dreamed of. Would not Chaucer and Shakespeare, it is asked, if they could come to life now, be greatly astonished to hear themselves lectured upon? to find critics knowing their purposes better than they had known them themselves, and discovering in their works laws never suspected till after they were dead, and which they themselves perhaps would need some effort to understand? Deep designs are traced in Shakespeare's plots, and elaborate combinations in his characters and passions: is the student asked to believe that Shakespeare really intended these complicated effects?
Answer: changed meaning of 'design' in science.
The difficulty rests largely upon a confusion in words. Such words as 'purpose,' 'intention,' have a different sense when used in ordinary parlance from that which they bear when applied in criticism and science. In ordinary parlance a man's 'purpose' means his conscious purpose, of which he is the best judge; in science the 'purpose' of a thing is the purpose it actually serves, and is discoverable only by analysis. Thus science discovers that the 'purpose' of earthworms is to break up the soil, the 'design' of colouring in flowers is to attract insects, though the flower is not credited with fore-sight nor the worm with disinterestedness. In this usage alone can the words 'purpose,' 'intention,' be properly applied to literature and art: science knows no kind of evidence in the matter of creative purpose so weighty as the thing it has actually produced. This has been well put by Ulrici:
The language of the artist is poetry, music, drawing, colouring: there is no other form in which he can express himself with equal depth and clearness. Who would ask a philosopher to paint his ideas in colours? It would be equally absurd to think that because a poet cannot say with perfect philosophic certainty in the form of reflection and pure thought what it was that he wished and intended to produce, that he never thought at all, but let his imagination improvise at random.
Nothing is more common than for analysis to discover design in what, so far as consciousness is concerned, has been purely instinctive. Thus physiology ascertains that bread contains all the necessary elements of food except one, which omission happens to be supplied by butter: this may be accepted as an explanation of our 'purpose' in eating butter with bread, without the explanation being taken to imply that all who have ever fed on bread and butter have consciously intended to combine the nitrogenous and oleaginous elements of food. It is the natural order of things that the practical must precede the analytic. Bees by instinct construct hexagonal cells, and long afterwards mensuration shows that the hexagon is the most economic shape for such stowage; individual states must rise and fall first before the sciences of history and politics can come to explain the how and why of their mutations. Similarly it is in accordance with the order of things that Shakespeare should produce dramas by the practical processes of art-creation, and that it should be left for others, his critics succeeding him at long intervals, to discover by analysis his 'purposes' and the laws which underlie his effects. The poet, if he could come to life now, would not feel more surprise at this analysis of his 'motives' and unfolding of his unconscious 'design' than he would feel on hearing that the beating of his heart—to him a thing natural enough, and needing no explanation—had been discovered to have a distinct purpose he could never have dreamed of in propelling the circulation of his blood, a thing of which he had never heard.
Three points of contrast between judicial and inductive criticism.
There are three leading ideas in relation to which inductive and judicial criticism are in absolute antagonism: to bring out these contrasts will be the most effective way of describing the inductive treatment.
The first of these ideas is order of merit, together with the kindred notions of partisanship and hostility applied to individual authors and works. 1. Comparisons of merit: these outside science.The minds of ordinary readers are saturated with this class of ideas; they are the weeds of taste, choking the soil, and leaving no room for the purer forms of literary appreciation. Favoured by the fatal blunder of modern education, which considers every other mental power to stand in need of training, but leaves taste and imagination to shift for themselves, literary taste has largely become confused with a spurious form of it: the mere taste for competition, comparison of likes and dislikes, gossip applied to art and called criticism. Of course such likes and dislikes must always exist, and journalism is consecrated to the office of giving them shape and literary expression; though it should be led by experience, if by nothing else, to exercise its functions with a double reserve, recognising that the judicial attitude of mind is a limit on appreciation, and that the process of testing will itself be tried by the test of vitality. But such preferences and comparisons of merit must be kept rigidly outside the sphere of science. Science knows nothing of competitive examination: a geologist is not heard extolling old red sandstone as a model rock-formation, or making sarcastic comments on the glacial epoch. Induction need not disturb the freedom with which we attach ourselves to whatever attracts our individual dispositions: individual partisanship for the wooded snugness of the Rhine or the bold and bracing Alps is unaffected by the adoption of exact methods in physical geography. What is to be avoided is the confusion of two different kinds of interest attaching to the same object. In the study of the stars and the rocks, which can inspire little or no personal interest, it is easy to keep science pure; to keep it to 'dry light,' as Heraclitus calls it, intelligence unclouded by the humours of individual sentiment, as Bacon interprets. But when science comes to be applied to objects which can excite emotion and inspire affection, then confusion arises, and the scientific student of political economy finds his treatment of pauperism disturbed by the philanthropy which belongs to him as a man. Still more in so emotional an atmosphere as the study of beauty, the student must use effort to separate the beauty of an object, which is a thing of art and perfectly analysable, from his personal interest in it, which is as distinctly external to the analysis of beauty as his love for his dog is external to the science of zoology. The possibility of thus separating interest and perception of beauty without diminishing either may be sufficiently seen in the case of music—an art which has been already reduced to scientific form. Music is as much as any art a thing of tastes and preferences; besides partialities for particular masters one student will be peculiarly affected by melody, another is all for dramatic effect, others have a special taste for the fugue or the sonata. No one can object to such preferences, but the science of music knows nothing about them; its exposition deals with modes of treatment or habits of orchestration distinguishing composers, irrespective of the private partialities they excite. Mozart and Wagner are analysed as two items in the sum of facts which make up music; and if a particular expositor shows by a turn in the sentence that he has a leaning to one or the other, the slip may do no harm, but for the moment science has been dropped.
Inductive treatment concerned with differences of kind, not of degree.
There is, however, a sort of difference between authors and works, the constant recognition of which would more than make up to cultured pleasure for discarding comparisons of merit. Inductive treatment is concerned with differences of kind as distinguished from differences of degree. Elementary as this distinction is, the power of firmly grasping it is no slight evidence of a trained mind: the power, that is, of clearly seeing that two things are different, without being at the same time impelled to rank one above the other. The confusion of the two is a constant obstacle in the way of literary appreciation. It has been said, by way of comparison between two great novelists, that George Eliot constructs characters, but Charlotte Brontë creates them. The description (assuming it to be true) ought to shed a flood of interest upon both authoresses; by perpetually throwing on the two modes of treatment the clear light of contrast it ought to intensify our appreciation of both. As a fact, however, the description is usually quoted to suggest a preference for Charlotte Brontë on the supposed ground that creation is 'higher' than construction; and the usual consequences of preferences are threatened—the gradual closing of our susceptibilities to those qualities in the less liked of the two which do not resemble the qualities of the favourite. Yet why should we not be content to accept such a description (if true) as constituting a difference of kind, and proceed to recognise 'construction' and 'creation' as two parallel modes of treatment, totally distinct from one another in the way in which a fern is distinct from a flower, a distinction allowing no room for preferences because there is no common ground on which to compare? This separateness once granted, the mind, instead of having to choose between the two, would have scope for taking in to the full the detailed effects flowing from both modes of treatment, and the area of mental pleasure would be enlarged. The great blunders of criticism in the past, which are now universally admitted, rest on this inability to recognise differences of kind in literature. The Restoration poets had a mission to bring the heroic couplet to perfection: poetry not in their favourite measure they treated, not as different, but as bad, and rewrote or ignored Spenser and Milton. And generations of literary history have been wasted in discussing whether the Greek dramatists or Shakespeare were the higher: now every one recognises that they constitute two schools different in kind that cannot be compared.
Distinctions of kind a primary element in appreciation.
It is hardly going too far to assert that this sensitiveness to differences of kind as distinguished from differences of degree is the first condition of literary appreciation. Nothing can be more essential to art-perception than receptiveness, and receptiveness implies a change in the receptive attitude of mind with each variety of art. To illustrate by an extreme case. Imagine a spectator perfectly familiar with the Drama, but to whom the existence of the Opera was unknown, and suppose him to have wandered into an opera-house, mistaking it for a theatre. At first the mistake under which he was labouring would distort every effect: the elaborate overture would seem to him a great 'waste' of power in what was a mere accessory; the opening recitative would strike him as 'unnaturally' delivered, and he would complain of the orchestral accompaniment as a 'distraction'; while at the first aria he would think the actor gone mad. As, however, arias, terzettos, recitatives succeeded one another, he must at last catch the idea that the music was an essential element in the exhibition, and that he was seeing, not a drama, but a drama translated into a different kind of art. The catching of this idea would at once make all the objectionable elements fall into their proper places. No longer distracted by the thought of the ordinary Drama, his mind would have leisure to catch the special effects of the Opera: he would feel how powerfully a change of passion could move him when magnified with all the range of expression an orchestra affords, and he would acknowledge a dramatic touch as the diabolic spirit of the conspirator found vent in a double D. The illustration is extreme to the extent of absurdity: but it brings out how expectation plays an important part in appreciation, and how the expectation has to be adapted to that on which it is exercised. The receptive attitude is a sort of mental focus which needs adjusting afresh to each variety of art if its effects are to be clearly caught; and to disturb attention when engaged on one species of literature by the thought of another is as unreasonable as to insist on one microscopic object appearing definite when looked at with a focus adjusted to another object. Each author a separate species.This will be acknowledged in reference to the great divisions of art: but does it not apply to the species as well as the genera, indeed to each individual author? Wordsworth has laid down that each fresh poet is to be tried by fresh canons of taste: this is only another way of saying that the differences between poets are differences of kind, that each author is a 'school' by himself, and can be appreciated only by a receptive attitude formed by adjustment to himself alone. In a scientific treatment of literature, at all events, an elementary axiom must be: Second axiom of inductive criticism: its function in distinguishing literary species.That inductive criticism is mainly occupied in distinguishing literary species. And on this view it will clearly appear how such notions as order of merit become disturbing forces in literary appreciation: unconsciously they apply the qualitative standard of the favourite works to works which must necessarily be explained by a different standard. They are defended on the ground of pleasure, but they defeat their own object: no element in pleasure is greater than variety, and comparisons of merit, with every other form of the judicial spirit, are in reality arrangements for appreciating the smallest number of varieties.
II. The 'laws of art': confusion between law external and scientific.
The second is the most important of the three ideas, both for its effect in the past and for the sharpness with which it brings judicial and inductive criticism into contrast. It is the idea that there exist 'laws' of art, in the same sense in which we speak of laws in morality or the laws of some particular state—great principles which have been laid down, and which are binding on the artist as the laws of God or his country are binding on the man; that by these, and by lesser principles deduced from these, the artist's work is to be tried, and praise or blame awarded accordingly. Great part of formal criticism runs on these lines; while, next in importance to comparisons of merit, the popular mind considers literary taste to consist in a keen sensitiveness to the 'faults' and 'flaws' of literary workmanship.
This attitude to art illustrates the enormous misleading power of the metaphors that lie concealed in words. The word 'law,' justly applicable in one of its senses to art, has in practice carried with it the associations of its other sense; and the mistake of metaphor has been sufficient to distort criticism until, as Goldsmith remarks, rules have become the greatest of all the misfortunes which have befallen the commonwealth of letters. Every expositor has had to point out the widespread confusion between the two senses of this term. Laws in the moral and political world are external obligations, restraints of the will; they exist where the will of a ruler or of the community is applied to the individual will. In science, on the other hand, law has to do not with what ought to be, but with what is; scientific laws are facts reduced to formulæ, statements of the habits of things, so to speak. The laws of the stars in the first sense could only mean some creative fiat, such as 'Let there be lights in the firmament of heaven'; in the scientific sense laws of the stars are summaries of their customary movements. In the act of getting drunk I am violating God's moral law, I am obeying his law of alcoholic action. So scientific laws, in the case of art and literature, will mean descriptions of the practice of artists or the characteristics of their works, when these will go into the form of general propositions as distinguished from disconnected details. The key to the distinction is the notion of external authority. There cannot be laws in the moral and political sense without a ruler or legislative authority; in scientific laws the law-giver and the law-obeyer are one and the same, and for the laws of vegetation science looks no further than the facts of the vegetable world. The 'laws of art' are scientific laws.In literature and art the term 'law' applies only in the scientific sense; the laws of the Shakespearean Drama are not laws imposed by some external authority upon Shakespeare, but laws of dramatic practice derived from the analysis of his actual works. Laws of literature, in the sense of external obligations limiting an author, there are none: if he were voluntarily to bind himself by such external laws, he would be so far curtailing art; it is hardly a paradox to say the art is legitimate only when it does not obey laws. The word 'fault' meaningless in inductive criticism.What applies to the term 'law' applies similarly to the term 'fault.' The term is likely always to be used from its extreme convenience in art-training; but it must be understood strictly as a term of education and discipline. In inductive criticism, as in the other inductive sciences, the word 'fault' has no meaning. If an artist acts contrary to the practice of all other artists, the result is either that he produces no art-effect at all, in which case there is nothing for criticism to register and analyse, or else he produces a new effect, and is thus extending, not breaking, the laws of art. The great clash of horns in Beethoven's Heroic Symphony was at first denounced as a gross fault, a violation of the plainest laws of harmony; now, instead of a 'fault,' it is spoken of as a 'unique effect,' and in the difference between the two descriptions lies the whole difference between the conceptions of judicial and inductive criticism. Again and again in the past this notion of faults has led criticism on to wrong tracks, from which it has had to retrace its steps on finding the supposed faults to be in reality new laws. Immense energy was wasted in denouncing Shakespeare's 'fault' of uniting serious with light matter in the same play as a violation of fundamental dramatic laws; experience showed this mixture of passions to be the source of powerful art-effects hitherto shut out of the Drama, and the 'fault' became one of the distinguishing 'laws' in the most famous branch of modern literature. It is necessary then to insist upon the strict scientific sense of the term 'law' as used of literature and art; and the purging of criticism from the confusion attaching to this word is an essential step in its elevation to the inductive standard. It is a step, moreover, in which it has been preceded by other branches of thought. At one time the practice of commerce and the science of economy suffered under the same confusion: the battle of 'free trade' has been fought, the battle of 'free art' is still going on. In time it will be recognised that the practice of artists, like the operations of business, must be left to its natural working, and the attempt to impose external canons of taste on artists will appear as futile as the attempt to effect by legislation the regulation of prices.
Objection as to the moral purpose of literature:
Objections may possibly be taken to this train of argument on very high grounds, as if the protest against the notion of law-obeying in art were a sort of antinomianism. Literature, it may be said, has a moral purpose, to elevate and refine, and no duty can be higher than that of pointing out what in it is elevating and refining, and jealously watching against any lowering of its standard. this outside inductive treatment, though intrinsically more important.Such contention may readily be granted, and yet may amount to no more than this: that there are ways of dealing with literature which are more important than inductive criticism, but which are none the less outside it. Jeremy Collier did infinite service to our Restoration Drama, but his was not the service of a scientific critic. The same things take different ranks as they are tried by the standards of science or morals. An enervating climate may have the effect of enfeebling the moral character, but this does not make the geographer's interest in the tropical zone one whit the less. Economy concerns itself simply with the fact that a certain subsidence of profits in a particular trade will drive away capital to other trades. But the details of human experience that are latent in such a proposition: the chilling effects of unsuccess and the dim colour it gives to the outlook into the universe, the sifting of character and separation between the enterprising and the simple, the hard thoughts as to the mysterious dispensations of human prosperity, the sheer misery of a wage-class looking on plenty and feeling starvation—this human drama of failing profits may be vastly more important than the whole science of economy, but economy none the less entirely and rightly ignores it.
Objection: Art as an arbitrary product not subject to law.
To some, I know, it appears that literature is a sphere in which the strict sense of the word 'law' has no application: that such laws belong to nature, not to art. The essence, it is contended, of the natural sciences is the certainty of the facts with which they deal. Art, on the contrary, is creative; it does not come into the category of objective phenomena at all, but is the product of some artist's will, and therefore purely arbitrary. If in a compilation of observations in natural history for scientific use it became known that the compiler had at times drawn upon his imagination for his details, the whole compilation would become useless; and any scientific theories based upon it would be discredited. But the artist bases his work wholly on imagination, and caprice is a leading art-beauty: how, it is asked, can so arbitrary a subject-matter be reduced to the form of positive laws?
Third axiom of inductive criticism: art a part of nature.
In view of any such objections, it may be well to set up a third axiom of inductive criticism: That art is a part of nature. Nature, it is true, is the vaguest of words: but this is a vagueness common to the objection and the answer. The objection rests really on a false antithesis, of which one term is 'nature,' while it is not clear what is the other term; the axiom set up in answer implies that there is no real distinction between 'nature' and the other phenomena which are the subject of human enquiry. The distinction is supposed to rest upon the degree to which arbitrary elements of the mind, such as imagination, will, caprice, enter into such a thing as art-production. Other arbitrary products subject to inductive treatment.But there are other things in which the human will plays as much part as it does in art, and which have nevertheless proved compatible with inductive treatment. Those who hold that 'thought is free' do not reject psychology as an inductive science; actual politics are made up of struggles of will, exercises of arbitrary power, and the like, and yet there is a political science. If there is an inductive science of politics, men's voluntary actions in the pursuit of public life, and an inductive science of economy, men's voluntary actions in pursuit of wealth, why should there not be an inductive science of art, men's voluntary actions in pursuit of the beautiful? The whole of human action, as well as the whole of external nature, comes within the jurisdiction of science; so far from the productions of the will and imagination being exempted from scientific treatment, will and imagination themselves form chapters in psychology, and caprice has been analysed.
III. Testing by fixed standards inconsistent with inductive treatment.
It remains to notice the third of the three ideas in relation to which the two kinds of criticism are in complete contrast with one another. It is a vague notion, which no objector would formulate, but which as a fact does underlie judicial criticism, and insensibly accompanies its testing and assaying. It is the idea that the foundations of literary form have reached their final settlement, the past being tacitly taken as a standard for the present and future, or the present as a standard for the past. Thus in the treatment of new literature the idea manifests itself in a secret antagonism to variations from received models; at the very least, new forms are called upon to justify themselves, and so the judicial critic brings his least receptive attitude to the new effects which need receptiveness most. In opposition to this tacit assumption, inductive criticism starts with a distinct counter-axiom of the utmost importance: That literature is a thing of development. Fourth axiom of inductive criticism: literature a thing of development.This axiom implies that the critic must come to literature as to that in which he is expecting to find unlimited change and variety; he must keep before him the fact that production must always be far ahead of criticism and analysis, and must have carried its conquering invention into fresh regions before science, like settled government in the wake of the pioneer, follows to explain the new effects by new principles. No doubt in name literary development is recognised in all criticism; yet in its treatment both of old literature and new the à priori criticism is false to development in the scientific sense of the term. Ignoring of development in new literature:Such systems are apt to begin by laying down that 'the object of literature is so and so,' or that 'the purpose of the Drama is to pourtray human nature'; they then proceed to test actual literature and dramas by the degree in which they carry out these fundamental principles. Such procedure is the opposite of the inductive method, and is a practical denial of development in literature. 'purpose' in literature continually modifying.Assuming that the object of existing literature were correctly described, such a formula could not bind the literature of the future. Assuming that there was ever a branch of art which could be reduced to one simple purpose, yet the inherent tendency of the human mind and its productions to develop would bring it about that what were at first means towards this purpose would in time become ends in themselves side by side with the main purpose, giving us in addition to the simple species a modified variety of it; external influences, again, would mingle with the native characteristics of the original species, and produce new species compound in their purposes and effects. The real literature would be ever obeying the first principle of development and changing from simple to complex, while the criticism that tried it by the original standard would be at each step removed one degree further from the only standard by which the literature could be explained. Development in past literature confused with improvement.And if judicial criticism fails in providing for development in the future and present, it is equally unfortunate in giving a false twist to development when looked for in the past. The critic of comparative standards is apt to treat early stages of literature as elementary, tacitly assuming his own age as a standard up to which previous periods have developed. Thus his treatment of the past becomes often an assessment of the degrees in which past periods have approximated to his own, advancing from literary pot-hooks to his own running facility. The clearness of an ancient writer he values at fifty per cent. as compared with modern standards, his concatenation of sentences is put down as only forty-five. But what if a certain degree of mistiness be an essential element in the phase of literary development to which the particular writer belongs, so that in him modern clearness would become, in judicial phrase, a fault? What if Plato's concatenation of sentences would simply spoil the flavour of Herodotus's story-telling, if Jeremy Taylor's prolixity and Milton's bi-lingual prose be simply the fittest of all dresses for the thought of their age and individual genius? In fact, the critic of fixed standards confuses development with improvement: a parallel mistake in natural history would be to understand the statement that man is higher in the scale of development than the butterfly as implying that a butterfly was God's failure in the attempt to make man. The inductive critic will accord to the early forms of his art the same independence he accords to later forms. Development will not mean to him education for a future stage, but the perpetual branching out of literary activity into ever fresh varieties, different in kind from one another, and each to be studied by standards of its own: the 'individuality' of authors is the expression in literary parlance which corresponds to the perpetual 'differentiation' of new species in science. Alike, then, in his attitude to the past and the future, the inductive critic will eschew the temptation to judgment by fixed standards, which in reality means opposing lifeless rules to the ever-living variety of nature. He will leave a dead judicial criticism to bury its dead authors and to pen for them judicious epitaphs, and will himself approach literature filled equally with reverence for the unbroken vitality of its past and faith in its exhaustless future.
Summary.
To gather up our results. Induction, as the most universal of scientific methods, may be presumed to apply wherever there is a subject-matter reducible to the form of fact; such a subject-matter will be found in literature where its effects are interpreted, not arbitrarily, but with strict reference to the details of the literary works as they actually stand. There is thus an inductive literary criticism, akin in spirit and methods to the other inductive sciences, and distinct from other branches of criticism, such as the criticism of taste. This inductive criticism will entirely free itself from the judicial spirit and its comparisons of merit, which is found to have been leading criticism during half its history on to false tracks from which it has taken the other half to retrace its steps. On the contrary, inductive criticism will examine literature in the spirit of pure investigation: looking for the laws of art in the practice of artists, and treating art, like the rest of nature, as a thing of continuous development, which may thus be expected to fall, with each author and school, into varieties distinct in kind from one another, and each of which can be fully grasped only when examined with an attitude of mind adapted to the special variety without interference from without.
To illustrate the criticism thus described in its application to Shakespeare is the purpose of the present work.
The scope of the book is limited to the consideration of Shakespeare in his character as the great master of the Romantic Drama; and its treatment of his dramatic art divides itself into two parts. The first applies the inductive method in a series of Studies devoted to particular plays, and to single important features of dramatic art which these plays illustrate. One of the purposes of this first part is to bring out how the inductive method, besides its scientific interest, has the further recommendation of assisting more than any other treatment to enlarge our appreciation of the author and of his achievements. The second part will use the materials collected in the first part to present, in the form of a brief survey, Dramatic Criticism as an inductive science: enumerating, so far as its materials admit, the leading topics which such a science would treat, and arranging these topics in the logical connection which scientific method requires.
PART FIRST.
SHAKESPEARE
CONSIDERED AS A
DRAMATIC ARTIST
IN TEN STUDIES.
[I.]
The Two Stories Shakespeare borrows for his Merchant of Venice.
A Study in the Raw Material of the Romantic Drama.
Story as the Raw Materials of the Romantic Drama.
THE starting-point in the treatment of any work of literature is its position in literary history: the recognition of this gives the attitude of mind which is most favourable for extracting from the work its full effect. The division of the universal Drama to which Shakespeare belongs is known as the 'Romantic Drama,' one of its chief distinctions being that it uses the stories of Romance, together with histories treated as story-books, as the sources from which the matter of the plays is taken; Romances are the raw material out of which the Shakespearean Drama is manufactured. This very fact serves to illustrate the elevation of the Elizabethan Drama in the scale of literary development: just as the weaver uses as his raw material that which is the finished product of the spinner, so Shakespeare and his contemporaries start in their art of dramatising from Story which is already a form of art. In the exhibition, then, of Shakespeare as an Artist, it is natural to begin with the raw material which he worked up into finished masterpieces. For illustration of this no play could be more suitable than The Merchant of Venice, in which two tales, already familiar in the story form, have been woven together into a single plot: the Story of the Cruel Jew, who entered into a bond with his enemy of which the forfeit was to be a pound of this enemy's own flesh, and the Story of the Heiress and the Caskets. The present study will deal with the stories themselves, considering them as if with the eye of a dramatic artist to catch the points in which they lend themselves to dramatic effect; the next will show how Shakespeare improves the stories in the telling, increasing their dramatic force by the very process of working them up; a third study will point out how, not content with two stories, he has added others in the development of his plot, making it more complex only in reality to make it more simple.
Story of The Jew.
In the Story of the Jew the main point is its special capability for bringing out the idea of Nemesis, one of the simplest and most universal of dramatic motives. Described broadly, Nemesis is retribution as it appears in the world of art. Nemesis as a dramatic idea.In reality the term covers two distinct conceptions: in ancient thought Nemesis was an artistic bond between excess and reaction, in modern thought it is an artistic bond between sin and retribution. The distinction is part of the general difference between Greek and modern views of life. Ancient conception: artistic connection between excess and reaction.The Greeks may be said to be the most artistic nation of mankind, in the sense that art covered so large a proportion of their whole personality: it is not surprising to find that they projected their sense of art into morals. Aristotle was a moral philosopher, but his system of ethics reads as an artistically devised pattern, in which every virtue is removed at equal distances from vices of excess and defect balancing it on opposite sides. The Greek word for law signifies proportion and distribution, nomos; and it is only another form of it that expresses Nemesis as the power punishing violations of proportion in things human. Distinct from Justice, which was occupied with crime, Nemesis was a companion deity to Fortune; and as Fortune went through the world distributing the good things of life heedlessly without regard to merit, so Nemesis followed in her steps, and, equally without regard to merit, delighted in cutting down the prosperity that was high enough to attract her attention. Polycrates is the typical victim of such Nemesis: cast off by his firmest ally for no offence but an unbroken career of good luck, in the reaction from which his ally feared to be involved; essaying as a forlorn hope to propitiate by voluntarily throwing in the sea his richest crown-jewel; recognising when this was restored by fishermen that heaven had refused his sacrifice, and abandoning himself to his fate in despair. But Nemesis, to the moral sense of antiquity, could go even beyond visitation on innocent prosperity, and goodness itself could be carried to a degree that invited divine reaction. Heroes like Lycurgus and Pentheus perished for excess of temperance; and the ancient Drama startles the modern reader with an Hippolytus, whose passionate purity brought down on him a destruction prophesied beforehand by those to whom religious duty suggested moderate indulgence in lust.
Modern conception: artistic connection between sin and retribution.
Such malignant correction of human inequalities is not a function to harmonise with modern conceptions of Deity. Yet the Greek notion of Nemesis has an element of permanency in it, for it represents a principle underlying human life. It suggests a sort of elasticity in human experience, a tendency to rebound from a strain; this is the equilibrium of the moral world, the force which resists departure from the normal, becoming greater in proportion as departure from the normal is wider. Thus in commercial speculation there is a safe medium certain to bring profit in the long run; in social ambition there is a certain rise though slow: if a man hurries to be rich, or seeks to rise in public life by leaps and bounds, the spectator becomes aware of a secret force that has been set in motion, as when the equilibrium of physical bodies has been disturbed, which force threatens to drag the aspirant down to the point from which he started, or to debase him lower in proportion to the height at which he rashly aimed. Such a force is 'risk,' and it may remain risk, but if it be crowned with the expected fall the whole is recognised as 'Nemesis.' This Nemesis is deeply embedded in the popular mind and repeatedly crops up in its proverbial wisdom. Proverbs like 'Grasp all, lose all,' 'When things come to the worst they are sure to mend,' exactly express moral equilibrium, and the 'golden mean' is its proverbial formula. The saying 'too much of a good thing' suggests that the Nemesis on departures from the golden mean applies to good things as well as bad; while the principle is made to apply even to the observation of the golden mean itself in the proverb 'Nothing venture, nothing have.' Nevertheless, this side of the whole notion has in modern usage fallen into the background in comparison with another aspect of Nemesis. The grand distinction of modern thought is the predominance in it of moral ideas: they colour even its imagination; and if the Greeks carried their art-sense into morals, modern instincts have carried morals into art. In particular the speculations raised by Christianity have cast the shadow of Sin over the whole universe. It has been said that the conception of Sin is unknown to the ancients, and that the word has no real equivalent in Latin or Classical Greek. The modern mind is haunted by it. Notions of Sin have invaded art, and Nemesis shows their influence: vague conceptions of some supernatural vindication of artistic proportion in life have now crystallised into the interest of watching morals and art united in their treatment of Sin. The link between Sin and its retribution becomes a form of art-pleasure; and no dramatic effect is more potent in modern Drama than that which emphasises the principle that whatsoever a man soweth that shall he also reap.
Dramatic Nemesis latent in the Story of the Jew.
Now for this dramatic effect of Nemesis it would be difficult to find a story promising more scope than the Story of the Cruel Jew. It will be seen at once to contain a double nemesis, attaching to the Jew himself and to his victim. The two moreover represent the different conceptions of Nemesis in the ancient and modern world; Antonio's excess of moral confidence suffers a nemesis of reaction in his humiliation, and Shylock's sin of judicial murder finds a nemesis of retribution in his ruin by process of law. The nemesis, it will be observed, is not merely two-fold, but double in the way that a double flower is distinct from two flowers: it is a nemesis on a nemesis; the nemesis which visits Antonio's fault is the crime for which Shylock suffers his nemesis. Again, in that which gives artistic character to the reaction and the retribution the two nemeses differ. Let St. Paul put the difference for us: 'Some men's sins are evident, going before unto judgment; and some they follow after.' So in cases like that of Shylock the nemesis is interesting from its very obviousness and the impatience with which we look for it; in the case of Antonio the nemesis is striking for the very opposite reason, that he of all men seemed most secure against it.
Antonio: perfection and self-sufficiency, the Nemesis of Surprise.
Antonio must be understood as a perfect character: for we must read the play in the light of its age, and intolerance was a mediæval virtue. But there is no single good quality that does not carry with it its special temptation, and the sum of them all, or perfection, has its shadow in self-sufficiency. It is so with Antonio. Of all national types of character the Roman is the most self-sufficient, alike incorruptible by temptation and independent of the softer influences of life: iii. ii. 297.we find that 'Roman honour' is the idea which Antonio's friends are accustomed to associate with him. Further the dramatist contrives to exhibit Antonio to us in circumstances calculated to bring out this drawback to his perfection. In the opening scene we see the dignified merchant-prince suffering under the infliction of frivolous visitors, to which his friendship with the young nobleman exposes him: his tone throughout the interview is that of the barest toleration, and suggests that his courtesies are felt rather as what is due to himself than what is due to those on whom they are bestowed. i. i. 60-64.When Salarino makes flattering excuses for taking his leave, Antonio replies, first with conventional compliment,
Your worth is very dear in my regard,
and then with blunt plainness, as if Salarino were not worth the trouble of keeping up polite fiction:
I take it, your own business calls on you
And you embrace the occasion to depart.
i. i. 8.
The visitors, trying to find explanation for Antonio's seriousness, suggest that he is thinking of his vast commercial speculations; Antonio draws himself up:
i. i. 41.
Believe me, no: I thank my fortune for it,
My ventures are not in one bottom trusted,
Nor to one place; nor is my whole estate
Upon the fortune of this present year:
Therefore my merchandise makes me not sad.
Antonio is saying in his prosperity that he shall never be moved. But the great temptation to self-sufficiency lies in his contact, not with social inferiors, but with a moral outcast such as Shylock: confident that the moral gulf between the two can never be bridged over, Antonio has violated dignity as well as mercy in the gross insults he has heaped upon the Jew whenever they have met. i. iii. 99 &c.In the Bond Scene we see him unable to restrain his insults at the very moment in which he is soliciting a favour from his enemy; i. iii. 107-130.the effect reaches a climax as Shylock gathers up the situation in a single speech, reviewing the insults and taunting his oppressor with the solicited obligation:
Well then, it now appears you need my help:
Go to, then; you come to me, and you say,
'Shylock, we would have moneys': you say so;
You, that did void your rheum upon my beard
And foot me as you spurn a stranger cur
Over your threshold: moneys is your suit.
There is such a foundation of justice for these taunts that for a moment our sympathies are transferred to Shylock's side. But Antonio, so far from taking warning, is betrayed beyond all bounds in his defiance; and in the challenge to fate with which he replies we catch the tone of infatuated confidence, the hybris in which Greek superstition saw the signal for the descent of Nemesis.
i. iii. 131.
I am as like to call thee so again,
To spit on thee again, to spurn thee too.
If thou wilt lend this money, lend it not
As to thy friends ...
But lend it rather to thine enemy,
Who, if he break, thou may'st with better face
Exact the penalty.
To this challenge of self-sufficiency the sequel of the story is the answering Nemesis: the merchant becomes a bankrupt, the first citizen of Venice a prisoner at the bar, the morally perfect man holds his life and his all at the mercy of the reprobate he thought he might safely insult.
Shylock: malignant justice, the Nemesis of Measure for Measure.
So Nemesis has surprised Antonio in spite of his perfectness: but the malice of Shylock is such as is perpetually crying for retribution, and the retribution is delayed only that it may descend with accumulated force. In the case of this second nemesis the Story of the Jew exhibits dramatic capability in the opportunity it affords for the sin and the retribution to be included within the same scene. iv. i.Portia's happy thought is a turning-point in the Trial Scene on the two sides of which we have the Jew's triumph and the Jew's retribution; the two sides are bound together by the principle of measure for measure, and for each detail of vindictiveness that is developed in the first half of the scene there is a corresponding item of nemesis in the sequel. Charter v. statute. iv. i. 38; compare 102, 219.To begin with, Shylock appeals to the charter of the city. It is one of the distinctions between written and unwritten law that no flagrant injustice can arise out of the latter. If the analogy of former precedents would seem to threaten such an injustice, it is easy in a new case to meet the special emergency by establishing a new precedent; where, however, the letter of the written law involves a wrong, however great, it must, nevertheless, be exactly enforced. Shylock takes his stand upon written law; compare iii. iii. 26-31.indeed upon the strictest of all kinds of written law, for the charter of the city would seem to be the instrument regulating the relations between citizens and aliens—an absolute necessity for a free port—which could not be superseded without international negotiations. But what is the result? As plaintiff in the cause Shylock would, in the natural course of justice, leave the court, when judgment had been given against him, with no further mortification than the loss of his suit. He is about to do so when he is recalled:
It is enacted in the laws of Venice, &c.
iv. i. 314.
Unwittingly, he has, by the action he has taken, entangled himself with an old statute law, forgotten by all except the learned Bellario, which, going far beyond natural law, made the mere attempt upon a citizen's life by an alien punishable to the same extent as murder. Shylock had chosen the letter of the law, and by the letter of the law he is to suffer. Humour v. quibble.Again, every one must feel that the plea on which Portia upsets the bond is in reality the merest quibble. It is appropriate enough in the mouth of a bright girl playing the lawyer, but no court of justice could seriously entertain it for a moment: by every principle of interpretation a bond that could justify the cutting of human flesh must also justify the shedding of blood, which is necessarily implied in such cutting. But, to balance this, we have Shylock in the earlier part of the scene refusing to listen to arguments of justice, and taking his stand upon his 'humour': iv. i. 40-62.if he has a whim, he pleads, for giving ten thousand ducats to have a rat poisoned, who shall prevent him? The suitor who rests his cause on a whim cannot complain if it is upset by a quibble. Similarly, throughout the scene, every point in Shylock's justice of malice meets its answer in the justice of nemesis. He is offered double the amount of his loan:
Offer of double v. refusal of principal.
If every ducat in six thousand ducats
Were in six parts, and every part a ducat,
he answers, he would not accept them in lieu of his bond. iv. i. 318, 336.The wheel of Nemesis goes round, and Shylock would gladly accept not only this offer but even the bare principal; but he is denied, on the ground that he has refused it in open court. They try to bend him to thoughts of mercy:
Complete security v. total loss.
How shalt thou hope for mercy, rendering none?
He dares to reply:
What judgement shall I dread, doing no wrong?
The wheel of Nemesis goes round, and Shylock's life and all lie at the mercy of the victim to whom he had refused mercy and the judge to whose appeal for mercy he would not listen. Exultation v. irony.In the flow of his success, when every point is being given in his favour, he breaks out into unseemly exultation:
iv. i. 223, 246, 250, 301, 304.
A Daniel come to judgement! yea, a Daniel!
The ebb comes, and his enemies catch up the cry and turn it against him:
iv. i. 313, 317, 323, 333, 340.
A Daniel, still say I, a second Daniel!
I thank thee, Jew, for teaching me that word.
Such then is the Story of the Jew, and so it exhibits nemesis clashing with nemesis, the nemesis of surprise with the nemesis of equality and intense satisfaction.
The Caskets Story.
In the Caskets Story, which Shakespeare has associated with the Story of the Jew, the dramatic capabilities are of a totally different kind. In the artist's armoury one of the most effective weapons is Idealisation: Idealisation:inexplicable touches throwing an attractiveness over the repulsive, uncovering the truth and beauty which lie hidden in the commonplace, and showing how much can be brought out of how little with how little change. the exhibition of a commonplace experience in a glorified form.A story will be excellent material, then, for dramatic handling which contains at once some experience of ordinary life, and also the surroundings which can be made to exhibit this experience in a glorified form: the more commonplace the experience, the greater the triumph of art if it can be idealised. The point of the Caskets Story to the eye of an artist in Drama is the opportunity it affords for such an idealisation of the commonest problem in everyday experience—what may be called the Problem of Judgment by Appearances.
Problem of Judgment by Appearances.
In the choice between alternatives there are three ways in which judgment may be exercised. The first mode, if it can be called judgment at all, is to accept the decision of chance—to cast lots, or merely to drift into a decision. An opposite to this is purely rational choice. But rational choice, if strictly interpreted as a logical process, involves great complications. If a man would choose according to the methods of strict reason, he must, first of all, purge himself of all passion, for passion and reason are antagonistic. Next, he must examine himself as to the possibility of latent prejudice; and as prejudice may be unconsciously inherited, he must include in the sphere of his examination ancestral and national bias. Then, he must accumulate all the evidence that can possibly bear upon the question in hand, and foresee every eventuality that can result from either alternative. When he has all the materials of choice before him, he must proceed to balance them against one another, seeing first that the mental faculties employed in the process have been equally developed by training. All such preliminary conditions having been satisfied, he may venture to enquire on which side the balance dips, maintaining his suspense so long as the dip is undecided. And when a man has done all this he has attained only that degree of approach to strictly rational choice which his imperfect nature admits. Such pure reason has no place in real life: judgment in practical affairs is something between chance and this strict reason; it attempts to use the machinery of rational choice, but only so far as practical considerations proper to the matter in hand allow. This medium choice is what I am here calling Judgment by Appearances, for it is clear that the antithesis between appearance and reality will obtain so long as the materials of choice are scientifically incomplete; the term will apply with more and more appropriateness as the divergence from perfect conditions of choice is greater.
This idealised: a maximum in the issue.
Judgment by Appearances so defined is the only method of judgment proper to practical life, and accordingly an exalted exhibition of it must furnish a keen dramatic interest. How is such a process to be glorified? Clearly Judgment by Appearances will reach the ideal stage when there is the maximum of importance in the issue to be decided and the minimum of evidence by which to decide it. These two conditions are satisfied in the Caskets Story. In questions touching the individual life, that of marriage has this unique importance, that it is bound up with wide consequences which extend beyond the individual himself to his posterity. With the suitors of Portia the question is of marriage with the woman who is presented as supreme of her age in beauty, in wealth and in character; ii. i. 40, &c.moreover, the other alternative is a vow of perpetual celibacy. So the question at issue in the Caskets Story concerns the most important act of life in the most important form in which it can be imagined to present itself. and a minimum in the evidence.When we turn to the evidence on which this question is to be decided we find that of rational evidence there is absolutely none. The choice is to be made between three caskets distinguished by their metals and by the accompanying inscriptions:
ii. vii. 5-9.
Who chooseth me shall gain what many men desire.
Who chooseth me shall get as much as he deserves.
Who chooseth me must give and hazard all he hath.
However individual fancies may incline, it is manifestly impossible to set up any train of reasoning which should discover a ground of preference amongst the three. And it is worth noting, as an example of Shakespeare's nicety in detail, that the successful chooser reads in the scroll which announces his victory,
iii. ii. 132.
You that choose not by the view,
Chance as fair, and choose as true:
Shakespeare does not say 'more fair,' 'more true.' i. ii. 30-36.This equal balancing of the alternatives will appear still clearer when we recollect that it is an intentional puzzle with which we are dealing, and accordingly that even if ingenuity could discover a preponderance of reason in favour of any one of the three, there would be the chance that this preponderance had been anticipated by the father who set the puzzle. The case becomes like that of children bidden to guess in which hand a sweetmeat is concealed. They are inclined to say the right hand, but hesitate whether that answer may not have been foreseen and the sweetmeat put in the left hand; and if on this ground they are tempted to be sharp and guess the left hand, there is the possibility that this sharpness may have been anticipated, and the sweetmeat kept after all in the right hand. If then the Caskets Story places before us three suitors, going through three trains of intricate reasoning for guidance in a matter on which their whole future depends, whereas we, the spectators, can see that from the nature of the case no reasoning can possibly avail them, we have clearly the Problem of Judgment by Appearances drawn out in its ideal form; and our sympathies are attracted by the sight of a process, belonging to our everyday experience, yet developed before us in all the force artistic setting can bestow.
Solution of the problem: the characters of the choosers determine their fates.
But is this all? Does Shakespeare display before us the problem, yet give no help towards its solution? The key to the suitors' fates is not to be found in the trains of reasoning they go through. As if to warn us against looking for it in this direction. Shakespeare contrives that we never hear the reasonings of the successful suitor. By a natural touch Portia, who has chosen Bassanio in her heart, is represented as unable to bear the suspense of hearing him deliberate, and calls for music to drown his meditations; iii. ii, from 43; esp. 61.it is only the conclusion to which he has come that we catch as the music closes. The particular song selected on this occasion points dimly in the direction in which we are to look for the true solution of the problem:
iii. ii. 63.
Tell me where is fancy bred,
Or in the heart or in the head?
'Fancy' in Shakespearean English means 'love'; and the discussion, whether love belongs to the head or the heart, is no inappropriate accompaniment to a reality which consists in this—that the success in love of the suitors, which they are seeking to compass by their reasonings, is in fact being decided by their characters.
To compare the characters of the three suitors, it will be enough to note the different form that pride takes in each. ii. i, vii.The first suitor is a prince of a barbarian race, who has thus never known equals, but has been taught to consider himself half divine; as if made of different clay from the rest of mankind he instinctively shrinks from 'lead.' ii. vii. 20.Yet modesty mingles with his pride, and though he feels truly that, so far ii. vii. 24-30.as the estimation of him by others is concerned, he might rely upon 'desert,' yet he doubts if desert extends as far as Portia. ii. vii, from 36.What seizes his attention is the words, 'what many men desire'; and he rises to a flight of eloquence in picturing wildernesses and deserts become thoroughfares by the multitude of suitors flocking to Belmont. But he is all the while betraying a secret of which he was himself unconscious: he has been led to seek the hand of Portia, not by true love, but by the feeling that what all the world is seeking the Prince of Morocco must not be slow to claim. Very different is the pride of Arragon. ii. ix.He has no regal position, but rather appears to be one who has fallen in social rank: compare ii. ix. 47-9.he makes up for such a fall by intense pride of family, and is one of those who complacently thank heaven that they are not as other men. The 'many men' which had attracted Morocco repels Arragon:
ii. ix. 31.
I will not choose what many men desire,
Because I will not jump with common spirits,
And rank me with the barbarous multitudes.
ii. ix, from 36.
He is caught by the bait of 'desert.' It is true he almost deceives us with the lofty tone in which he reflects how the world would benefit if dignities and offices were in all cases purchased by the merit of the wearer; yet there peeps through his sententiousness his real conception of merit—the sole merit of family descent. His ideal is that the 'true seed of honour' should be 'picked from the chaff and ruin of the times,' and wrest greatness from the 'low peasantry' who had risen to it. He accordingly rests his fate upon desert: and he finds in the casket of his choice a fool's head. iii. ii, from 73.Of Bassanio's soliloquy we hear enough to catch that his pride is the pride of the soldier, who will yield to none the post of danger, compare i. ii. 124.and how he is thus attracted by the 'threatening' of the leaden casket:
thou meagre lead,
Which rather threatenest than dost promise aught,
Thy paleness moves me more than eloquence.
Moreover, he is a lover, and the threatening is a challenge to show what he will risk for love: his true heart finds its natural satisfaction in 'giving and hazarding' his all. This is the pride that is worthy of Portia; and thus the ingenious puzzle of the 'inspired' father has succeeded in piercing through the outer defence of specious reasoning, and carrying its repulsion and attraction to the inmost characters of the suitors.
General principle: character as an element in judgment.
Such, then, is Shakespeare's treatment of the Problem of Judgment by Appearances: while he draws out the problem itself to its fullest extent in displaying the suitors elaborating trains of argument for a momentous decision in which we see that reason can be of no avail, he suggests for the solution that, besides reason, there is in such judgments another element, character, and that in those crises in which reason is most fettered, character is most potent. An important solution this is; for what is character? A man's character is the shadow of his past life; it is the grand resultant of all the forces from within and from without that have been operating upon him since he became a conscious agent. Character is the sandy footprint of the commonplace hardened into the stone of habit; it is the complexity of daily tempers, judgments, restraints, impulses, all focussed into one master-passion acting with the rapidity of an instinct. To lay down then, that where reason fails as an element in judgment, character comes to its aid, is to bind together the exceptional and the ordinary in life. In most of the affairs of life men have scope for the exercise of commonplace qualities, but emergencies do come where this is denied them; in these cases, while they think, like the three suitors, that they are moving voluntarily in the direction in which they are judging fit at the moment, in reality the weight of their past lives is forcing them in the direction in which their judgment has been accustomed to take them. Thus in the moral, as in the physical world, nothing is ever lost: not a ripple on the surface of conduct but goes on widening to the outermost limit of experience. Shakespeare's contribution to the question of practical judgment is that by the long exercise of commonplace qualities we are building up a character which, though unconsciously, is the determining force in the emergencies in which commonplace qualities are impossible.
[II.]
How Shakespeare Improves the stories in the Telling.
A Study in Dramatic Workmanship.
Two points of Dramatic Mechanism.
IN treating the Story as the raw material of the Romantic Drama it has already been shown, in the case of the stories utilised for The Merchant of Venice, what natural capacities these exhibit for dramatic effect. The next step is to show how the artist increases their dramatic force in the process of working them up. Two points will be illustrated in the present study: first, how Shakespeare meets the difficulties of a story and reduces them to a minimum; secondly, how he improves the two tales by weaving them together so that they assist one another's effect.
Reduction of difficulties specially important in Drama.
The avoidance or reduction of difficulties in a story is an obvious element in any kind of artistic handling; it is of special importance in Drama in proportion as we are more sensitive to improbabilities in what is supposed to take place before our eyes than in what we merely hear of by narrative. This branch of art could not be better illustrated than in the Story of the Jew: never perhaps has an artist had to deal with materials so bristling with difficulties of the greatest magnitude, and never, it may be added, have they been met with greater ingenuity. The host of improbabilities gathering about such a detail as the pound of flesh must strike every mind. First difficulty: monstrosity of the Jew's character.There is, however, preliminary to these, another difficulty of more general application: the difficulty of painting a character bad enough to be the hero of the story. It might be thought that to paint excess of badness is comparatively easy, as needing but a coarse brush. On the contrary, there are few severer tests of creative power than the treatment of monstrosity. To be told that there is villainy in the world and tacitly to accept the statement may be easy; it is another thing to be brought into close contact with the villains, to hear them converse, to watch their actions and occasionally to be taken into their confidence. We realise in Drama through our sympathy and our experience: in real life we have not been accustomed to come across monsters and are unfamiliar with their behaviour; in proportion then as the badness of a character is exaggerated it is carried outside the sphere of our experience, the naturalness of the scene is interrupted and its human interest tends to decline. So, in the case of the story under consideration, the dramatist is confronted with this dilemma: he must make the character of Shylock absolutely bad, or the incident of the bond will appear unreal; he must not make the character extraordinarily bad, or there is danger of the whole scene appearing unreal.
Its repulsiveness counteracted by sympathy with his wrongs.
Shakespeare meets a difficulty of this kind by a double treatment. On the one hand, he puts no limits to the blackness of the character itself; on the other hand, he provides against repulsiveness by giving it a special attraction of another kind. In the present case, while painting Shylock as a monster, he secures for him a hold upon our sympathy by representing him as a victim of intolerable ill-treatment and injustice. The effect resembles the popular sympathy with criminals. The men themselves and their crimes are highly repulsive; but if some slight irregularity occurs in the process of bringing them to justice—if a counsel shows himself unduly eager, or a judge appears for a moment one-sided, a host of volunteer advocates espouse their cause. These are actuated no doubt by sensitiveness to purity of justice; but their protests have a ring that closely resembles sympathy with the criminals themselves, whom they not unfrequently end by believing to be innocent and injured. e.g. in iii. i, iii; iv. i; ii. 5.In the same way Shakespeare shows no moderation in the touches of bloodthirstiness, of brutality, of sordid meanness he heaps together in the character of Shylock; but he takes equal pains to rouse our indignation at the treatment he is made to suffer. e.g. iii. i.; iv. i, &c.Personages such as Gratiano, Salanio, Salarino, Tubal, serve to keep before us the mediæval feud between Jew and Gentile, and the persecuting insolence with which the fashionable youth met the money-lenders who ministered to their necessities. i. iii. 107-138.Antonio himself has stepped out of his natural character in the grossness of his insults to his enemy. iii. i. 57, 133; iii. iii. 22; and i. iii. 45.Shylock has been injured in pocket as well as in sentiment, Antonio using his wealth to disturb the money-market and defeat the schemes of the Jew; according to Shylock Antonio has hindered him of half-a-million, and were he out of Venice the usurer could make what merchandise he would. Finally, our sense of deliverance in the Trial Scene cannot hinder a touch of compunction for the crushed plaintiff, as he appeals against the hard justice meted out to him:—the loss of his property, the acceptance of his life as an act of grace, the abandonment of his religion and race, which implies the abandonment of the profession by which he makes his living.
iv. i. 374.
Nay, take my life and all; pardon not that:
You take my house when you do take the prop
That doth sustain my house; you take my life
When you do take the means whereby I live.
By thus making us resent the harsh fate dealt to Shylock the dramatist recovers in our minds the fellow-feeling we have lost in contemplating the Jew himself. Dramatic Hedging.A name for such double treatment might be 'Dramatic Hedging': as the better covers a possible loss by a second bet on the opposite side, so, when the necessities of a story involve the creation of a monster, the dramatic artist 'hedges' against loss of attractiveness by finding for the character human interest in some other direction. So successful has Shakespeare been in the present instance that a respectable minority of readers rise from the play partisans of Shylock.
Difficulties connected with the pound of flesh.
We pass on to the crop of difficulties besetting the pound of flesh as a detail in the bond. That such a bond should be proposed, that when proposed it should be accepted, that it should be seriously entertained by a court of justice, that if entertained at all it should be upset on so frivolous a pretext as the omission of reference to the shedding of blood: these form a series of impossible circumstances that any dramatist might despair of presenting with even an approach to naturalness. Yet if we follow the course of the story as moulded by Shakespeare we shall find all these impossibilities one after another evaded.
Proposal of the bond.
At the end of the first scene Antonio had bidden Bassanio go forth and try what his credit could do in Venice. i. i. 179.Armed with this blank commission Bassanio hurries into the city. As a gay young nobleman he knows nothing of the commercial world except the money-lenders; and now proceeds to the best-known of them, apparently unaware of what any gossip on the Rialto could have told him, the unfortunate relations between this Shylock and his friend Antonio. compare i. iii. 1-40.At the opening of the Bond Scene we find Bassanio and Shylock in conversation, Bassanio impatient and irritated to find that the famous security he has to offer seems to make so little impression on the usurer. i. iii. 41.At this juncture Antonio himself falls[1] in with them, sees at a glance to what his rash friend has committed him, but is too proud to draw back in sight of his enemy. Already a minor difficulty is surmounted, as to how Antonio comes to be in the position of asking an obligation of Shylock. Antonio is as impatient as dignity will permit to bring an awkward business to a conclusion. Shylock, on the contrary, to whom the interview itself is a triumph, in which his persecutor is appearing before him in the position of a client, casts about to prolong the conversation to as great a length as possible. Any topic would serve his purpose; but what topic more natural than the question at the root of the feud between the two, the question of lending money on interest? It is here we reach the very heart of our problem, how the first mention of the pound of flesh is made without a shock of unreality sufficient to ruin the whole scene. Had Shylock asked for a forfeiture of a million per cent., or in any other way thrown into a commercial form his purpose of ruining Antonio, the old feud and the present opportunity would be explanation sufficient: the real difficulty is the total incongruity between such an idea as a pound of human flesh and commercial transactions of any kind. The proposal led up to by the discourse on interest.This difficulty Shakespeare has met by one of his greatest triumphs of mechanical ingenuity: his leading up to the proposal of the bond by the discussion on interest. The effect of this device a modern reader is in danger of losing: i. iii, from 69.we are so familiar with the idea of interest at the present day that we are apt to forget what the difficulty was to the ancient and mediæval mind, which for so many generations kept the practice of taking interest outside the pale of social decency. This prejudice was one of the confusions arising out of the use of a metal currency. The ancient mind could understand how corn put into the ground would by the agency of time alone produce twentyfold, thirtyfold, or a hundredfold; they could understand how cattle left to themselves would without human assistance increase from a small to a large flock: but how could metal grow? how could lifeless gold and silver increase and multiply like animals and human beings? The Greek word for interest, tokos, is the exact equivalent of the English word breed, and the idea underlying the two was regularly connected with that of interest in ancient discussions. The same idea is present throughout the dispute between Antonio and Shylock. Antonio indignantly asks:
i. iii. 134.
when did friendship take
A breed for barren metal of his friend?
i. iii. 72.
Shylock illustrates usury by citing the patriarch Jacob and his clever trick in cattle-breeding; showing how, at a time when cattle were the currency, the natural rate of increase might be diverted to private advantage. Antonio interrupts him:
i. iii. 96.
Is your gold and silver ewes and rams?
Shylock answers:
I cannot tell; I make it breed as fast;
both parties thus showing that they considered the distinction between the using of flesh and metal for the medium of wealth to be the essential point in their dispute. With this notion then of flesh versus money floating in the air between them the interview goes on to the outbursts of mutual hatred which reach a climax in Antonio's challenge to Shylock to do his worst; i. iii, from 138.this challenge suddenly combines with the root idea of the conversation to flash into Shylock's mind the suggestion of the bond. In an instant he smoothes his face and proposes friendship. He will lend the money without interest, in pure kindness, nay more, he will go to that extent of good understanding implied in joking, and will have a merry bond; while as to the particular joke (he says in effect), since you Christians cannot understand interest in the case of money while you acknowledge it in the case of flesh and blood, suppose I take as my interest in this bond a pound of your own flesh. In such a context the monstrous proposal sounds almost natural. It has further been ushered in a manner which makes it almost impossible to decline it. When one who is manifestly an injured man is the first to make advances, a generous adversary finds it almost impossible to hold back. A sensitive man, again, will shrink from nothing more than from the ridicule attaching to those who take serious precautions against a jest. And the more incongruous Shylock's proposal is with commercial negotiations the better evidence it is of his non-commercial intentions. In a word, the essence of the difficulty was the incongruity between human flesh and money transactions: it has been surmounted by a discussion, flowing naturally from the position of the two parties, of which the point is the relative position of flesh and money as the medium of wealth in the past.
Difficulty of legally recognising the bond evaded:
The bond thus proposed and accepted, there follows the difficulty of representing it as entertained by a court of justice. With reference to Shakespeare's handling of this point it may be noted, first, that he leaves us in doubt whether the court would have entertained it: iv. i. 104.the Duke is intimating an intention of adjourning at the moment when the entrance of Portia gives a new turn to the proceedings. iv. i. 17.Again, at the opening of the trial, the Duke gives expression to the universal opinion that Shylock's conduct was intelligible only on the supposition that he was keeping up to the last moment the appearance of insisting on his strange terms, in order that before the eyes of the whole city he might exhibit his enemy at his mercy, and then add to his ignominy by publicly pardoning him: a fate which, it must be admitted, was no more than Antonio justly deserved. This will explain how Shylock comes to have a hearing at all: when once he is admitted to speak it is exceedingly difficult to resist the pleas Shakespeare puts into his mouth. iv. i. 38.He takes his stand on the city's charter and the letter of the law, and declines to be drawn into any discussion of natural justice; iv. i. 90.yet even as a question of natural justice what answer can be found when he casually points to the institution of slavery, which we must suppose to have existed in Venice at the period? Shylock's only offence is his seeking to make Antonio's life a matter of barter: what else is the accepted institution of slavery but the establishment of power over human flesh and blood and life, simply because these have been bought with money, precisely as Shylock has given good ducats for his rights over the flesh of Antonio? No wonder the perplexed Duke is for adjourning.
Difficulty as to the traditional mode of upsetting the bond met.
There remains one more difficulty, the mode in which, according to the traditional story, the bond is upset. It is manifest that the agreement as to the pound of flesh, if it is to be recognised by a court of justice at all, cannot without the grossest perversion of justice be cancelled on the ground of its omitting to mention blood. Legal evasion can go to great lengths. It is well known that an Act requiring cabs to carry lamps at night has been evaded through the omission of a direction that the lamps were to be lighted; and that importers have escaped a duty on foreign gloves at so much the pair by bringing the right-hand and left-hand gloves over in different ships. But it is perfectly possible to carry lamps without lighting them, while it is a clear impossibility to cut human flesh without shedding blood. Nothing of course would be easier than to upset the bond on rational grounds—indeed the difficulty is rather to imagine it receiving rational consideration at all; but on the other hand no solution of the perplexity could be half so dramatic as the one tradition has preserved. The dramatist has to choose between a course of procedure which shall be highly dramatic but leave a sense of injustice, and one that shall be sound and legal but comparatively tame. Shakespeare contrives to secure both alternatives. He retains the traditional plea as to the blood, but puts it into the mouth of one known to his audience to be a woman playing the lawyer for the nonce; iv. i. 314, 347.and again, before we have time to recover from our surprise and feel the injustice of the proceeding, he follows up the brilliant evasion by a sound legal plea, the suggestion of a real lawyer. Portia has come to the court from a conference with her cousin Bellario, the most learned jurist of Venice. iii. iv. 47; iv. i. 143.Certainly it was not this doctor who hit upon the idea of the blood being omitted. His contribution to the interesting consultation was clearly the old statute of Venice, which every one else seems to have forgotten, which made the mere attempt on the life of a citizen by an alien punishable with death and loss of property: according to this piece of statute law not only would Shylock's bond be illegal, but the demand of such security constituted a capital offence. Thus Shakespeare surmounts the final difficulty in the story of the Jew in a mode which retains dramatic force to the full, yet does this without any violation of legal fairness.
The interweaving of the two stories.
The second purpose of the present study is to show how Shakespeare has improved his two stories by so weaving them together that they assist one another's effect.
First, it is easy to see how the whole movement of the play rises naturally out of the union of the two stories. One of the main distinctions between the progress of events in real life or history and in Drama is that the movement of a drama falls into the form technically known as Complication and Resolution. Complication and Resolution.A dramatist fastens our attention upon some train of events: then he sets himself to divert this train of events from its natural course by some interruption; this interruption is either removed, and the train of events returns to its natural course, or the interruption is carried on to some tragic culmination. In The Merchant of Venice our interest is at the beginning fixed on Antonio as rich, high-placed, the protector and benefactor of his friends. By the events following upon the incident of the bond we see what would seem the natural life of Antonio diverted into a totally different channel; in the end the old course is restored, and Antonio becomes prosperous as before. Such interruption of a train of incidents is its Complication, and the term Complication suggests a happy Resolution to follow. Complication and Resolution are essential to dramatic movement, as discords and their 'resolution' into concords constitute the essence of music. The one story complicated and resolved by the other.The Complication and Resolution in the story of the Jew serve for the Complication and Resolution of the drama as a whole; and my immediate point is that these elements of movement in the one story spring directly out of its connection with the other. i. i, from 122; i. iii.But for Bassanio's need of money and his blunder in applying to Shylock the bond would never have been entered into, and the change in Antonio's fortunes would never have come about: thus the cause for all the Complication of the play (technically, the Complicating Force) is the happy lover of the Caskets Story. Similarly Portia is the means by which Antonio's fortunes are restored to their natural flow: in other words, the source of the Resolution (or Resolving Force) is the maiden of the Caskets Story. The two leading personages of the one tale are the sources respectively of the Complication and Resolution in the other tale, which carry the Complication and Resolution of the drama as a whole. Thus simply does the movement of the whole play flow from the union of the two stories.
The whole play symmetrical about its central scene.
One consequence flowing from this is worth noting; that the scene in which Bassanio makes his successful choice of the casket is the Dramatic Centre of the whole play, as being the point in which the Complicating and Resolving Forces meet. This Dramatic Centre is, according to Shakespeare's favourite custom, placed in the exact mechanical centre of the drama, covering the middle of the middle Act. There is again an amount of poetic splendour lavished upon this scene which throws it up as a poetic centre to the whole. More than this, it is the real crisis of the play. Looking philosophically upon the whole drama as a piece of history, we must admit that the true turning-point is the success of Bassanio; the apparent crisis is the Trial Scene, but this is in reality governed by the scene of the successful choice, and if Portia and Bassanio had not been united in the earlier scene no lawyer would have interposed to turn the current of events in the trial. There is yet another sense in which the same scene may be called central. Hitherto I have dealt with only two tales; the full plot however of The Merchant of Venice involves two more, the Story of Jessica and the Episode of the Rings: it is to be observed that all four stories meet in the scene of the successful choice. This scene is the climax of the Caskets Story. iii. ii, from 221.It is connected with the catastrophe in the Story of the Jew: Bassanio, at the moment of his happiness, learns that the friend through whom he has been able to contend for the prize has forfeited his life to his foe as the price of his liberality. The scene is connected with the Jessica Story: for Jessica and her husband are the messengers who bring the sad tidings, and thus link together the bright and gloomy elements of the play. iii. ii. 173-187.Finally, the Episode of the Rings, which is to occupy the end of the drama, has its foundation in this scene, in the exchange of the rings which are destined to be the source of such ironical perplexity. Such is the symmetry with which the plot of The Merchant of Venice has been constructed: the incident which is technically its Dramatic Centre is at once its mechanical centre, its poetic centre, and, philosophically considered, its true turning-point; while, considering the play as a Romantic drama with its union of stories, we find in the same central incident all the four stories dovetailed together.
Shakespeare as a master of Plot.
These points may appear small and merely technical. But is a constant purpose with me in the present exposition of Shakespeare as a Dramatic Artist to combat the notion, so widely prevalent amongst ordinary readers, that Shakespeare, though endowed with the profoundest grasp of human nature, is yet careless in the construction of his plots: a notion in itself as improbable as it would be that a sculptor could be found to produce individual figures exquisitely moulded and chiselled, yet awkwardly and clumsily grouped. It is the minuter points that show the finish of an artist; and such symmetry of construction as appears in The Merchant of Venice is not likely to characterise a dramatist who sacrifices plot to character-painting.
The union of a light with a serious story.
There remains another point, which no one will consider small or technical, connected with the union of the two stories: the fact that Shakespeare has thus united a light and a serious story, that he has woven together gloom and brightness. This carries us to one of the great battlefields of dramatic history; no feature is more characteristic of the Romantic Drama than this mingling of light and serious in the same play, and at no point has it been more stoutly assailed by critics trained in an opposite school. I say nothing of the wider scope this practice gives to the dramatist, nor the way in which it brings the world of art nearer to the world of reality; my present purpose is to review the dramatic effects which flow from the mingling of the two elements in the present play.
Dramatic effects arising out of this union.
In general human interest the stories are a counterpoise to one another, so different in kind, so equal in the degree of interest their progress continues to call forth. The incidents of the two tales gather around Antonio and Portia respectively; Effects of Human Interest.each of these is a full and rounded character, and they are both centres of their respective worlds. i. i. 1.The stories seem to start from a common point. The keynote to the story of the Jew is the strange 'sadness'—the word implies no more than seriousness—which overpowers Antonio, and which seems to be the shadow of his coming trouble. Compare with this the first words we hear of Portia:
i. ii. 1.
By my troth, Nerissa, my little body is aweary of this great world.
Such a humorous languor is a fitting precursor to the excitement and energy of the scenes which follow. But from this common starting-point the stories move in opposite directions; the spectator's sympathies are demanded alternately for two independent chains of circumstances, for the fortunes of Antonio sinking lower and lower, and the fortunes of Portia rising higher and higher. He sees the merchant and citizen become a bankrupt prisoner, the lordly benefactor of his friends a wretch at the mercy of his foe. He sees Portia, already endowed with beauty, wealth, and character, attain what to her heart is yet higher, the power to lay all she has at the feet of the man she loves. Then, when they are at the climax of their happiness and misery, when Portia has received all that this world can bestow, and Antonio has lost all that this world can take away, for the first time these two central personages meet face to face in the Trial Scene. Effects of Plot.And if from general human interest we pass on to the machinery of plot, we find this also governed by the same combination: a half-serious frolic is the medium in which a tragic crisis finds its solution.
Emotional effects: increase of tragic passion;
But it is of course passion and emotional interest which are mainly affected by the union of light and serious: these we shall appreciate chiefly in connection with the Trial Scene, where the emotional threads of the play are gathered into a knot, and the two personages who are the embodiments of the light and serious elements face one another as judge and prisoner. iv. i, from 225.In this scene it is remarkable how Portia takes pains to prolong to the utmost extent the crisis she has come to solve; she holds in her fingers the threads of the tangled situation, and she is strong enough to play with it before she will consent to bring it to an end. 178.She has intimated her opinion that the letter of the bond must be maintained, 184-207.she has made her appeal to Shylock for mercy and been refused, she has heard Bassanio's appeal to wrest the law for once to 214-222.her authority and has rejected it; there remains nothing but to pronounce the decree. 225.But at the last moment she asks to see the bond, and every spectator in court holds his breath and hears his heart beat as he follows the lawyer's eye down line after line. 227-230.It is of no avail; at the end she can only repeat the useless offer of thrice the loan, with the effect of drawing from Shylock an oath that he will not give way. 230-244.Then Portia admits that the bond is forfeit, with a needless reiteration of its horrible details; yet, as if it were some evenly balanced question, in which after-thoughts were important, she once more appeals to Shylock to be merciful and bid her tear the bond, and evokes a still stronger asseveration from the malignant victor, until even Antonio's stoicism begins to give way, and he begs for a speedy judgment. 243.Portia then commences to pass her judgment in language of legal prolixity, which sounds like a recollection of her hour with Bellario:—
For the intent and purpose of the law
Hath full relation to the penalty,
Which here appeareth due upon the bond, &c.
255-261.
Next she fads about the details of the judicial barbarity, the balance to weigh the flesh, a surgeon as a forlorn hope; and when Shylock demurs to the last, stops to argue that he might do this for charity. At last surely the intolerable suspense will come to a termination. 263.But our lawyer of half-an-hour's standing suddenly remembers she has forgotten to call on the defendant in the suit, and the pathos is intensified by the dying speech of Antonio, calmly welcoming death for himself, anxious only to soften Bassanio's remorse, his last human passion a rivalry with Portia for the love of his friend.
iv. i. 276.
Bid her be judge
Whether Bassanio had not once a love.