Transcriber’s Note
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CIVILIZATION IN THE
UNITED STATES
AN INQUIRY BY THIRTY AMERICANS
EDITED BY HAROLD E. STEARNS
NEW YORK
HARCOURT, BRACE AND COMPANY
COPYRIGHT, 1922, BY
HARCOURT, BRACE AND COMPANY, INC
PRINTED IN THE U. S. A. BY
THE QUINN & BODEN COMPANY
RAHWAY, N. J.
PREFACE
This book has been an adventure in intellectual co-operation. If it were a mere collection of haphazard essays, gathered together to make the conventional symposium, it would have only slight significance. But it has been the deliberate and organized outgrowth of the common efforts of like-minded men and women to see the problem of modern American civilization as a whole, and to illuminate by careful criticism the special aspect of that civilization with which the individual is most familiar. Personal contact has served to correct overemphasis, and slow and careful selection of the members of a group which has now grown to some thirty-odd has given to this work a unity of approach and attack which it otherwise could not possibly have had.
The nucleus of this group was brought together by common work, common interests, and more or less common assumptions. As long ago as the autumn of last year Mr. Van Wyck Brooks and I discussed the possibility of several of us, who were engaged in much the same kind of critical examination of our civilization, coming together to exchange ideas, to clarify our individual fields, and to discover wherein they coincided, overlapped, or diverged. The original desire was the modest one of making it possible for us to avoid working at cross-purposes. I suggested that we meet at my home, which a few of us did, and since that time until the delivery of this volume to the publishers we have met every fortnight. Even at our first meeting we discovered our points of view to have so much in common that our desire for informal and pleasant discussions became the more serious wish to contribute a definite and tangible piece of work towards the advance of intellectual life in America. We wished to speak the truth about American civilization as we saw it, in order to do our share in making a real civilization possible—for I think with all of us there was a common assumption that a field cannot be ploughed until it has first been cleared of rocks, and that constructive criticism can hardly exist until there is something on which to construct.
Naturally the first problem to arise was the one of ways and means. If the spirit and temper of the French encyclopædists of the 18th century appealed strongly to us, certainly their method for the advancement of knowledge was inapplicable in our own century. The cultural phenomena we proposed to survey were too complicated and extensive; besides, we wished to make a definite contribution of some kind or another while, so to speak, there was yet time. For the cohesiveness of the group, the good-humoured tolerance and cheerful sacrifice of time, were to some extent the consequence of the intellectual collapse that came with the hysterical post-armistice days, when it was easier than in normal times to get together intelligent and civilized men and women in common defence against the common enemy of reaction. We wished to take advantage of this strategic situation for the furtherance of our co-operative enterprise, and decided, finally, that the simplest plan would be the best. Each of us was to write a single short essay on the special topic we knew most thoroughly; we were to continue our meetings in order to keep informed of the progress of our work and to see that there was no duplication; we were to extend the list of subjects to whatever legitimately bore upon our cultural life and to select the authors by common agreement; we were to keep in touch with each other so that the volume might have that inner consistency which could come only from direct acquaintance with what each of us was planning.
There were a few other simple rules which we laid down in the beginning. Desirous of avoiding merely irrelevant criticism and of keeping attention upon our actual treatment of our subjects rather than upon our personalities, we provided that all contributors to the volume must be American citizens. For the same reason, we likewise provided that in the list there should be no professional propagandists—except as one is a propagandist for one’s own ideas—no martyrs, and no one who was merely disgruntled. Since our object was to give an uncompromising, and consequently at some points necessarily harsh, analysis, we desired the tone to be good-natured and the temper urbane. At first, these larger points of policy were decided by common agreement or, on occasion, by majority vote, and to the end I settled no important question without consultation with as many members of the group as I could approach within the limited time we had agreed to have this volume in the hands of the publisher. But with the extension of the scope of the book, the negotiations with the publisher, and the mass of complexities and details that are inevitable in so difficult an enterprise, the authority to decide specific questions and the usual editorial powers were delegated as a matter of convenience to me, aided by a committee of three. Hence I was in a position constantly to see the book as a whole, and to make suggestions for differentiation, where repetition appeared to impend, or for unity, where the divergence was sharp enough to be construed by some as contradictory. In view both of the fact that every contributor has full liberty of opinion and that the personalities and points of view finding expression in the essays are all highly individualistic, the underlying unity which binds the volume together is really surprising.
It may seem strange that a volume on civilization in the United States does not include a specific article on religion, and the omission is worth a paragraph of explanation. Outside the bigger cities, certainly no one can understand the social structure of contemporary American life without careful study of the organization and power of the church. Speaking generally, we are a church-going people, and at least on the surface the multiplicity of sects and creeds, the sheer immensity of the physical apparatus by which the religious impulse is articulated, would seem to prove that our interest in and emotional craving for religious experience are enormous. But the omission has not been due to any superciliousness on our part towards the subject itself; on the contrary, I suppose I have put more thought and energy into this essay, which has not been written, than into any other problem connected with the book. The bald truth is, it has been next to impossible to get any one to write on the subject; most of the people I approached shied off—it was really difficult to get them to talk about it at all. Almost unanimously, when I did manage to procure an opinion from them, they said that real religious feeling in America had disappeared, that the church had become a purely social and political institution, that the country is in the grip of what Anatole France has aptly called Protestant clericalism, and that, finally, they weren’t interested in the topic. The accuracy of these observations (except the last) I cannot, of course, vouch for, but it is rather striking that they were identical. In any event, the topic as a topic has had to be omitted; but it is not neglected, for in several essays directly—in particular, “Philosophy” and “Nerves”—and in many by implication the subject is discussed. At one time Mr. James Harvey Robinson consented to write the article—and it would have been an illuminating piece of work—but unfortunately ill health and the pressure of official duties made the task impossible for him within the most generous time limit that might be arranged.
I have spoken already of the unity which underlies the volume. When I remember all these essays, and try to summon together the chief themes that run through them, either by explicit statement or as a kind of underlying rhythm to all, in order to justify the strong impression of unity, I find three major contentions that may be said to be basic—contentions all the more significant inasmuch as they were unpremeditated and were arrived at, as it were, by accident rather than design. They are:
First, That in almost every branch of American life there is a sharp dichotomy between preaching and practice; we let not our right hand know what our left hand doeth. Curiously enough, no one regards this, and in fact no one consciously feels this as hypocrisy—there are certain abstractions and dogmas which are sacred to us, and if we fall short of these external standards in our private life, that is no reason for submitting them to a fresh examination; rather are we to worship them the more vociferously to show our sense of sin. Regardless, then, of the theoretical excellence or stupidity of these standards, in actual practice the moral code resolves itself into the one cardinal heresy of being found out, with the chief sanction enforcing it, the fear of what people will say.
Second, That whatever else American civilization is, it is not Anglo-Saxon, and that we shall never achieve any genuine nationalistic self-consciousness as long as we allow certain financial and social minorities to persuade us that we are still an English Colony. Until we begin seriously to appraise and warmly to cherish the heterogeneous elements which make up our life, and to see the common element running through all of them, we shall make not even a step towards true unity; we shall remain, in Roosevelt’s class-conscious and bitter but illuminating phrase, a polyglot boarding-house. It is curious how a book on American civilization actually leads one back to the conviction that we are, after all, Americans.
Third, That the most moving and pathetic fact in the social life of America to-day is emotional and æsthetic starvation, of which the mania for petty regulation, the driving, regimentating, and drilling, the secret society and its grotesque regalia, the firm grasp on the unessentials of material organization of our pleasures and gaieties are all eloquent stigmata. We have no heritages or traditions to which to cling except those that have already withered in our hands and turned to dust. One can feel the whole industrial and economic situation as so maladjusted to the primary and simple needs of men and women that the futility of a rationalistic attack on these infantilisms of compensation becomes obvious. There must be an entirely new deal of the cards in one sense; we must change our hearts. For only so, unless through the humbling of calamity or scourge, can true art and true religion and true personality, with their native warmth and caprice and gaiety, grow up in America to exorcise these painted devils we have created to frighten us away from the acknowledgment of our spiritual poverty.
If these main contentions seem severe or pessimistic, the answer must be: we do not write to please; we strive only to understand and to state as clearly as we can. For American civilization is still in the embryonic stage, with rich and with disastrous possibilities of growth. But the first step in growing up is self-conscious and deliberately critical examination of ourselves, without sentimentality and without fear. We cannot even devise, much less control, the principles which are to guide our future development until that preliminary understanding has come home with telling force to the consciousness of the ordinary man. To this self-understanding, this book is, in our belief, a genuine and valuable contribution. We may not always have been wise; we have tried always to be honest. And if our attempt will help to embolden others to an equally frank expression of their beliefs, perhaps in time wisdom will come.
I am glad that, however serious, we are never solemn in these essays. Often, in fact, we are quite gay, and it would be a humourless person indeed who could not read many of them, even when the thrusts are at himself, with that laughter which Rabelais tells us is proper to the man. For whatever our defects, we Americans, we have one virtue and perhaps a saving virtue—we still know how to laugh at ourselves.
H. E. S.
New York City, July Fourth, 1921.
CONTENTS
| PAGE | ||
| Preface | The Editor | [iii] |
| The City | Lewis Mumford | [3] |
| Politics | H. L. Mencken | [21] |
| Journalism | John Macy | [35] |
| The Law | Zechariah Chafee, Jr. | [53] |
| Education | Robert Morss Lovett | [77] |
| Scholarship and Criticism | J. E. Spingarn | [93] |
| School and College Life | Clarence Britten | [109] |
| The Intellectual Life | Harold E. Stearns | [135] |
| Science | Robert H. Lowie | [151] |
| Philosophy | Harold Chapman Brown | [163] |
| The Literary Life | Van Wyck Brooks | [179] |
| Music | Deems Taylor | [199] |
| Poetry | Conrad Aiken | [215] |
| Art | Walter Pach | [227] |
| The Theatre | George Jean Nathan | [243] |
| Economic Opinion | Walter H. Hamilton | [255] |
| Radicalism | George Soule | [271] |
| The Small Town | Louis Raymond Reid | [285] |
| History | H. W. Van Loon | [297] |
| Sex | Elsie Clews Parsons | [309] |
| The Family | Katharine Anthony | [319] |
| The Alien | Frederic C. Howe | [337] |
| Racial Minorities | Geroid Tanquary Robinson | [351] |
| Advertising | J. Thorne Smith | [381] |
| Business | Garet Garrett | [397] |
| Engineering | O. S. Beyer, Jr. | [417] |
| Nerves | Alfred B. Kuttner | [427] |
| Medicine | Anonymous | [443] |
| Sport and Play | Ring W. Lardner | [457] |
| Humour | Frank M. Colby | [463] |
| American Civilization from the Foreign Point of View | ||
| I As an Englishman Sees It | Henry L. Stuart | [469] |
| II As an Irishman Sees It | Ernest Boyd | [489] |
| III As an Italian Sees It | Raffaello Piccoli | [508] |
| Bibliographical Notes | [527] | |
| Who’s Who of the Contributors | [557] | |
| Index | [565] | |
CIVILIZATION IN THE UNITED STATES
THE CITY
Around us, in the city, each epoch in America has been concentrated and crystallized. In building our cities we deflowered a wilderness. To-day more than one-half the population of the United States lives in an environment which the jerry-builder, the real estate speculator, the paving contractor, and the industrialist have largely created. Have we begotten a civilization? That is a question which a survey of the American city will help us to answer.
If American history is viewed from the standpoint of the student of cities, it divides itself roughly into three parts. The first was a provincial period, which lasted from the foundation of Manhattan down to the opening up of ocean commerce after the War of 1812. This was followed by a commercial period, which began with the cutting of canals and ended with the extension of the railroad system across the continent, and an industrial period, that gathered force on the Atlantic seaboard in the ’thirties and is still the dominant economic phase of our civilization. These periods must not be looked upon as strictly successive or exclusive: the names merely express in a crude way the main aspect of each era. It is possible to telescope the story of America’s colonial expansion and industrial exploitation by following the material growth and the cultural impoverishment of the American city during its transformations.
The momentum of the provincial city lasted well on to the Civil War. The economic basis of this period was agriculture and petty trade: its civic expression was, typically, the small New England town, with a central common around which were grouped a church—appropriately called a meeting-house—a school, and perhaps a town hall. Its main street would be lined with tall suave elms and bordered by reticent white houses of much the same design as those that dotted the countryside. In the growing towns of the seaboard this culture was overthrown, before it had a chance to express itself adequately in either institutions or men, and it bloomed rather tardily, therefore, in the little towns of Concord and Cambridge, between 1820 and the Civil War. We know it to-day through a largely anonymous architecture, and through a literature created by the school of writers that bears the name of the chief city. Unfortunately for the further development of what we might call the Concord culture, the agricultural basis of this civilization shifted to the wheat-growing West; and therewith channels of trade were diverted from Boston to ports that tapped a richer, more imperial hinterland. What remained of the provincial town in New England was a mummy-case.
The civilization of the New England town spent itself in the settlement of the Ohio Valley and the great tracts beyond. None of the new centres had, qua provincial towns, any fresh contribution to make. It had taken the culture of New England more than three centuries before it had borne its Concord fruit, and the story of the Western movement is somehow summed up in the legend of Johnny Appleseed, who planted dry apple seeds, instead of slips from the living tree, and hedged the roads he travelled with wild apples, harsh and puny and inedible. Cincinnati and Pittsburgh jumped from a frustrate provincialism into the midst of the machine era; and so for a long time they remained destitute of the institutions that are necessary to carry on the processes of civilization.
West of the Alleghanies, the common, with its church and school, was not destined to dominate the urban landscape: the railroad station and the commercial hotel had come to take their place. This was indeed the universal mark of the new industrialism, as obvious in 19th-century Oxford as in Hoboken. The pioneer American city, however, had none of the cultural institutions that had been accumulated in Europe during the great outbursts of the Middle Age and the Renaissance, and as a result its destitution was naked and apparent. It is true that every town which was developed mainly during the 19th century—Manchester as well as Milwaukee—suffered from the absence of civic institutes. The peculiarity of the New World was that the facilities for borrowing from the older centres were considerably more limited. London could export Madox Brown to Manchester to do the murals in the Town Hall: New York had still to create its schools of art before it had any Madox Browns that could be exported.
With the beginning of the 19th century, market centres which had at first tapped only their immediate region began to reach further back into the hinterland, and to stretch outward, not merely for freight but for immigrants, across the ocean. The silly game of counting heads became the fashion, and in the literature of the ’thirties one discovers that every commercial city had its statistical lawyer who was bold enough to predict its leadership in “population and wealth” before the century was out. The chief boast of the American city was its prospective size.
Now the New England town was a genuine community. In so far as the New England community had a common social and political and religious life, the town expressed it. The city which was representative of the second period, on the other hand, was in origin a trading fort, and the supreme occupation of its founders was with the goods life rather than the good life. New York, Pittsburgh, Chicago, and St. Louis have this common basis. They were not composed of corporate organizations on the march, as it were, towards a New Jerusalem: they were simply a rabble of individuals “on the make.” With such a tradition to give it momentum it is small wonder that the adventurousness of the commercial period was exhausted on the fortuities and temptations of trade. A state of intellectual anæsthesia prevailed. One has only to compare Cist’s Cincinnati Miscellany with Emerson’s Dial to see at what a low level the towns of the Middle West were carrying on.
Since there was neither fellowship nor social stability nor security in the scramble of the inchoate commercial city, it remained for a particular institution to devote itself to the gospel of the “glad hand.” Thus an historian of Pittsburgh records the foundation of a Masonic lodge as early as 1785, shortly after the building of the church, and in every American city, small or big, Odd Fellows, Mystic Shriners, Woodmen, Elks, Knights of Columbus, and other orders without number in the course of time found for themselves a prominent place. (Their feminine counterparts were the D.A.R. and the W.C.T.U., their juniors, the college Greek letter fraternities.) Whereas one will search American cities in vain for the labour temples one discovers to-day in Europe from Belgium to Italy, one finds that the fraternal lodge generally occupies a site of dignity and importance. There were doubtless many excellent reasons for the strange proliferation of professional fraternity in the American city, but perhaps the strongest reason was the absence of any other kind of fraternity. The social centre and the community centre, which in a singularly hard and consciously beatific way have sought to organize fellowship and mutual aid on different terms, are products of the last decade.
Perhaps the only other civic institution of importance that the commercial towns fostered was the lyceum: forerunner of the elephantine Chautauqua. The lyceum lecture, however, was taken as a soporific rather than a stimulant, and if it aroused any appetite for art, philosophy, or science there was nothing in the environment of the commercial city that could satisfy it. Just as church-going became a substitute for religion, so automatic lyceum attendance became a substitute for thought. These were the prayer wheels of a preoccupied commercialism.
The contrast between the provincial and the commercial city in America was well summed up in their plans. Consider the differences between Cambridge and New York. Up to the beginning of the 19th century New York, at the tip of Manhattan Island, had the same diffident, rambling town plan that characterizes Cambridge. In this old type of city layout the streets lead nowhere, except to the buildings that give onto them: outside the main roads the provisions for traffic are so inadequate as to seem almost a provision against traffic. Quiet streets, a pleasant aspect, ample domestic facilities were the desiderata of the provincial town; traffic, realty speculation, and expansion were those of the newer era. This became evident as soon as the Empire City started to realize its “manifest destiny” by laying down, in 1808, a plan for its future development.
New York’s city plan commissioners went about their work with a scarcely concealed purpose to increase traffic and raise realty values. The amenities of city life counted for little in their scheme of things: debating “whether they should confine themselves to rectilinear and rectangular streets, or whether they should adopt some of those supposed improvements, by circles, ovals, and stars,” they decided, on grounds of economy, against any departure from the gridiron design. It was under the same stimulus that these admirable philistines had the complacency to plan the city’s development up to 155th Street. Here we are concerned, however, with the results of the rectangular plan rather than with the motives that lay behind its adoption throughout the country.
The principal effect of the gridiron plan is that every street becomes a thoroughfare, and that every thoroughfare is potentially a commercial street. The tendency towards movement in such a city vastly outweighs the tendency towards settlement. As a result of progressive shifts in population, due to the changes to which commercial competition subjects the use of land, the main institutions of the city, instead of cohering naturally—as the museums, galleries, theatres, clubs, and public offices group themselves in the heart of Westminster—are dispersed in every direction. Neither Columbia University, New York University, the Astor Library, nor the National Academy of Design—to seize but a few examples—is on its original site. Yet had Columbia remained at Fiftieth Street it might have had some effective working relation with the great storehouse of books that now occupies part of Bryant Park at Forty-second Street; or, alternatively, had the Astor Library remained on its old site it might have had some connection with New York University—had that institution not in turn moved!
What was called the growth of the commercial city was really a manifestation of the absence of design in the gridiron plan. The rectangular parcelling of ground promoted speculation in land-units and the ready interchange of real property: it had no relation whatever to the essential purposes for which a city exists. It is not a little significant that Chicago, Cincinnati, and St. Louis, each of which had space set aside for public purposes in their original plans, had given up these civic holdings to the realty gambler before half of the 19th century was over. The common was not the centre of a well-rounded community life, as in New England, but the centre of land-speculation—which was at once the business, the recreation, and the religion of the commercial city. Under the influence of New York the Scadders whom Martin Chuzzlewit encountered were laying down their New Edens throughout the country.
* * * * *
It was during the commercial period that the evolution of the Promenade, such as existed in New York at Battery Park, took place. The new promenade was no longer a park but a shop-lined thoroughfare, Broadway. Shopping became for the more domesticated half of the community an exciting, bewildering amusement; and out of a combination of Yankee “notions,” Barnum-like advertisement, and magisterial organization arose that omnium gatherum of commerce, the department store. It is scarcely possible to exaggerate the part that Broadway—I use the term generically—has played in the American town. It is not merely the Agora but the Acropolis. When the factory whistle closes the week, and the factory hands of Camden, or Pittsburgh, or Bridgeport pour out of the buildings and stockades in which they spend the more exhausting half of their lives, it is through Broadway that the greater part of their repressions seek an outlet. Both the name and the institution extend across the continent from New York to Los Angeles. Up and down these second-hand Broadways, from one in the afternoon until past ten at night, drifts a more or less aimless mass of human beings, bent upon extracting such joy as is possible from the sights in the windows, the contacts with other human beings, the occasional or systematic flirtations, and the risks and adventures of purchase.
In the early development of Broadway the amusements were adventitious. Even at present, in spite of the ubiquitous movie, the crowded street itself, at least in the smaller communities, is the main source of entertainment. Now, under normal conditions, for a great part of the population in a factory town one of the chief instincts to be repressed is that of acquisition (collection). It is not merely that the average factory worker cannot afford the luxuries of life: the worst is that he must think twice before purchasing the necessities. Out of this situation one of Broadway’s happiest achievements has arisen: the five and ten cent store. In the five and ten cent store it is possible for the circumscribed factory operative to obtain the illusion of unmoderated expenditure—and even extravagance—without actually inflicting any irreparable rent in his purse. Broadway is thus, in more than one sense, the great compensatory device of the American city. The dazzle of white lights, the colour of electric signs, the alabaster architecture of the moving-picture palaces, the æsthetic appeals of the shop windows—these stand for elements that are left out of the drab perspectives of the industrial city. People who do not know how to spend their time must take what satisfaction they can in spending their money. That is why, although the five and ten cent store itself is perhaps mainly an institution for the proletariat, the habits and dispositions it encourages are universal. The chief amusement of Atlantic City, that opulent hostelry-annex of New York and Philadelphia, lies not in the beach and the ocean but in the shops which line the interminable Broadway known as the Boardwalk.
Broadway, in sum, is the façade of the American city: a false front. The highest achievements of our material civilization—and at their best our hotels, our department stores, and our Woolworth towers are achievements—count as so many symptoms of its spiritual failure. In order to cover up the vacancy of getting and spending in our cities, we have invented a thousand fresh devices for getting and spending. As a consequence our life is externalized. The principal institutions of the American city are merely distractions that take our eyes off the environment, instead of instruments which would help us to mould it creatively a little nearer to humane hopes and desires.
The birth of industrialism in America is announced in the opening of the Crystal Palace in Bryant Park, Manhattan, in 1853. Between the Crystal Palace Exhibition and the Chicago World’s Fair in 1893 lies a period whose defects were partly accentuated by the exhaustion that followed the Civil War. The debasement of the American city during this period can be read in almost every building that was erected. The influence of colonial architecture had waned to extinction during the first half of the century. There followed a period of eclectic experiment, in which all sorts of Egyptian, Byzantine, Gothic, and Arabesque ineptitudes were committed—a period whose absurdities we have only in recent years begun to escape. The domestic style, as the century progressed, became more limited. Little touches about the doors, mouldings, fanlights, and balustrades disappeared, and finally craftsmanship went out of style altogether and a pretentious architectural puffery took its place. The “era of good feeling” was an era of bad taste.
Pittsburgh, St. Louis, and Chicago give perhaps the most naked revelation of the industrial city’s characteristics. There were two institutions that set their mark upon the early part of this period. One of them was the Mechanics’ Hall. This was usually a building of red brick, structural iron, and glass, whose unique hideousness marks it as a typical product of the age of coal-industrialism, to be put alongside the “smoke-halls” of the railroad termini. The other institution was the German beer-garden—the one bright spot on the edge of an urban landscape that was steadily becoming more dingy, more dull, and more depressing. The cities that came to life in this period had scarcely any other civic apparatus to boast of. Conceive of Pittsburgh without Schenley Park, without the Carnegie Institute, without the Library or the Museum or the Concert Hall, and without the institutions that have grown up during the last generation around its sub-Acropolis—and one has a picture of Progress and Poverty that Henry George might have drawn on for illustration. The industrial city did not represent the creative values in civilization: it stood for a new form of human barbarism. In the coal towns of Pennsylvania, the steel towns of the Ohio and its tributaries, and the factory towns of Long Island Sound and Narragansett Bay was an environment much more harsh, antagonistic, and brutal than anything the pioneers had encountered. Even the fake exhilaration of the commercial city was lacking.
The reaction against the industrial city was expressed in various ways. The defect of these reactions was that they were formulated in terms of an escape from the environment rather than in a reconstruction of it. Symptomatic of this escape, along one particular alley, was the architecture of Richardson, and of his apprentices, McKim and White. No one who has an eye for the fine incidence of beautiful architecture can avoid a shock at discovering a monumental Romanesque building at the foot of Pittsburgh’s dingy “Hump,” or the hardly less monstrous beauty of Trinity Church, Boston, as one approaches it from a waste of railroad yards that lie on one side of it. It was no accident, one is inclined to believe, that Richardson should have returned to the Romanesque only a little time before Henry Adams was exploring Mont St. Michel and Chartres. Both men were searching for a specific against the fever of industrialism, and architects like Richardson were taking to archaic beauty as a man who was vaguely ill might have recourse to quinine, in the hope that his disease had sufficient similarity to malaria to be cured by it.
The truth is that the doses of exotic architecture which Richardson and his school sought to inject into the American city were anodynes rather than specifics. The Latin Renaissance models of McKim and White—the Boston Public Library and Madison Square Garden, for example—were perhaps a little better suited to the concrete demands of the new age; but they were still a long way from that perfect congruence with contemporary habits and modes of thought which was recorded in buildings like Independence Hall. Almost down to the last decade the best buildings of the industrial period have been anonymous, and scarcely ever recognized for their beauty. A grain elevator here, a warehouse there, an office building, a garage—there has been the promise of a stripped, athletic, classical style of architecture in these buildings which shall embody all that is good in the Machine Age: its precision, its cleanliness, its hard illuminations, its unflinching logic. Dickens once poked fun at the architecture of Coketown because its infirmary looked like its jail and its jail like its town hall. But the joke had a sting to it only because these buildings were all plaintively destitute of æsthetic inspiration. In a place and an age that had achieved a well-rounded and balanced culture, we should expect to find the same spirit expressed in the simplest cottage and the grandest public building. So we find it, for instance, in the humble market towns of the Middle Age: there is not one type of architecture for 15th-century Shaftesbury and another for London; neither is there one style for public London and quite another for domestic London. Our architects in America have only just begun to cease regarding the Gothic style as especially fit for churches and schools, whilst they favour the Roman mode for courts, and the Byzantine, perhaps, for offices. Even the unique beauty of the Bush Terminal Tower is compromised by an antiquely “stylized” interior.
With the beginning of the second decade of this century there is some evidence of an attempt to make a genuine culture out of industrialism—instead of attempting to escape from industrialism into a culture which, though doubtless genuine enough, has the misfortune to be dead. The schoolhouses in Gary, Indiana, have some of the better qualities of a Gary steel plant. That symptom is all to the good. It points perhaps to a time when the Gary steel plant may have some of the educational virtues of a Gary school. One of the things that has made the industrial age a horror in America is the notion that there is something shameful in its manifestations. The idea that nobody would ever go near an industrial plant except under stress of starvation is in part responsible for the heaps of rubbish and rusty metal, for the general disorder and vileness, that still characterize broad acres of our factory districts. There is nothing short of the Alkali Desert that compares with the desolateness of the common American industrial town. These qualities are indicative of the fact that we have centred attention not upon the process but upon the return; not upon the task but the emoluments: not upon what we can get out of our work but upon what we can achieve when we get away from our work. Our industrialism has been in the grip of business, and our industrial cities, and their institutions, have exhibited a major preoccupation with business. The coercive repression of an impersonal, mechanical technique was compensated by the pervasive will-to-power—or at least will-to-comfort—of commercialism.
We have shirked the problem of trying to live well in a régime that is devoted to the production of T-beams and toothbrushes and TNT. As a result, we have failed to react creatively upon the environment with anything like the inspiration that one might have found in a group of mediæval peasants building a cathedral. The urban worker escapes the mechanical routine of his daily job only to find an equally mechanical substitute for life and growth and experience in his amusements. The Gay White Way with its stupendous blaze of lights, and Coney Island, with its fear-stimulating roller coasters and chute-the-chutes, are characteristic by-products of an age that has renounced the task of actively humanizing the machine, and of creating an environment in which all the fruitful impulses of the community may be expressed. The movies, the White Ways, and the Coney Islands, which almost every American city boasts in some form or other, are means of giving jaded and throttled people the sensations of living without the direct experience of life—a sort of spiritual masturbation. In short, we have had the alternative of humanizing the industrial city or de-humanizing the population. So far we have de-humanized the population.
* * * * *
The external reactions against the industrial city came to a head in the World’s Fair at Chicago. In that strange and giddy mixture of Parnassus and Coney Island was born a new conception of the city—a White City, spaciously designed, lighted by electricity, replete with monuments, crowned with public buildings, and dignified by a radiant architecture. The men who planned the exposition knew something about the better side of the spacious perspectives that Haussmann had designed for Napoleon III. Without taking into account the fundamental conditions of industrialism, or the salient facts of economics, they initiated what shortly came to be known as the City Beautiful movement. For a couple of decades Municipal Art societies were rampant. Their programme had the defects of the régime it attempted to combat. Its capital effort was to put on a front—to embellish Main Street and make it a more attractive thoroughfare. Here in æsthetics, as elsewhere in education, persisted the brahminical view of culture: the idea that beauty was something that could be acquired by any one who was willing to put up the cash; that it did not arise naturally out of the good life but was something which could be plastered on impoverished life; in short, that it was a cosmetic.
Until the Pittsburgh Survey of 1908 pricked a pin through superficial attempts at municipal improvement, those who sought to remake the American city overlooked the necessity for rectifying its economic basis. The meanness, the spotty development, and the congestion of the American city was at least in some degree an index of that deep disease of realty speculation which had, as already noted, caused cities like Chicago to forfeit land originally laid aside for public uses. Because facts like these were ignored for the sake of some small, immediate result, the developments that the early reformers were bold enough to outline still lie in the realms of hopeless fantasy—a fine play of the imagination, like Scadder’s prospectus of Eden. Here as elsewhere there have been numerous signs of promise during the last decade; but it is doubtful whether they are yet numerous enough or profound enough to alter the general picture.
At best, the improvements that have been effected in the American city have not been central but subsidiary. They have been improvements, as Aristotle would have said, in the material bases of the good life: they have not been improvements in the art of living. The growth of the American city during the past century has meant the extension of paved streets and sewers and gas mains, and progressive heightening of office buildings and tenements. The outlay on pavements, sewers, electric lighting systems, and plumbing has been stupendous; but no matter what the Rotary Clubs and Chambers of Commerce may think of them, these mechanical ingenuities are not the indices of a civilization. There is a curious confusion in America between growth and improvement. We use the phrase “bigger and better” as if the conjunction were inevitable. As a matter of fact, there is little evidence to show that the vast increase of population in every urban area has been accompanied by anything like the necessary increase of schools, universities, theatres, meeting places, parks, and so forth. The fact that in 1920 we had sixty-four cities with more than 100,000 population, thirty-three with more than 200,000, and twelve with more than 500,000 does not mean that the resources of polity, culture, and art have been correspondingly on the increase. The growth of the American city has resulted less in the establishment of civilized standards of life than in the extension of Suburbia.
“Suburbia” is used here in both the accepted and in a more literal sense. On one hand I refer to the fact that the growth of the metropolis throws vast numbers of people into distant dormitories where, by and large, life is carried on without the discipline of rural occupations and without the cultural resources that the Central District of the city still retains in its art exhibitions, theatres, concerts, and the like. But our metropolises produce Suburbia not merely by reason of the fact that the people who work in the offices, bureaus, and factories live as citizens in a distant territory, perhaps in another state: they likewise foster Suburbia in another sense. I mean that the quality of life for the great mass of people who live within the political boundaries of the metropolis itself is inferior to that which a city with an adequate equipment and a thorough realization of the creative needs of the community is capable of producing. In this sense, the “suburb” called Brookline is a genuine city; while the greater part of the “city of Boston” is a suburb. We have scarcely begun to make an adequate distribution of libraries, meeting places, parks, gymnasia, and similar equipment, without which life in the city tends to be carried on at a low level of routine—physically as well as mentally. (The blatantly confidential advertisements of constipation remedies on all the hoardings tell a significant story.) At any reasonable allotment of park space, the Committee on Congestion in New York pointed out in 1911, a greater number of acres was needed for parks on the lower East Side than was occupied by the entire population. This case is extreme but representative.
It is the peculiarity of our metropolitan civilization, then, that in spite of vast resources drawn from the ends of the earth, it has an insufficient civic equipment, and what it does possess it uses only transiently. Those cities that have the beginnings of an adequate equipment, like New York—to choose no more invidious example—offer them chiefly to those engaged in travelling. As a traveller’s city New York is near perfection. An association of cigar salesmen or an international congress of social scientists, meeting in one of the auditoriums of a big hotel, dining together, mixing in the lounge, and finding recreation in the theatres hard by, discovers an environment that is ordered, within its limits, to a nicety. It is this hotel and theatre district that we must charitably think of when we are tempted to speak about the triumphs of the American city. Despite manifold defects that arise from want of planning, this is the real civic centre of America’s Metropolis. What we must overlook in this characterization are the long miles of slum that stretch in front and behind and on each side of this district—neighbourhoods where, in spite of the redoubtable efforts of settlement workers, block organizers, and neighbourhood associations, there is no permanent institution, other than the public school or the sectarian church, to remind the inhabitants that they have a common life and a common destiny.
Civic life, in fine, the life of intelligent association and common action, a life whose faded pattern still lingers in the old New England town, is not something that we daily enjoy, as we work in an office or a factory. It is rather a temporary state that we occasionally achieve with a great deal of time, bother, and expense. The city is not around us, in our little town, suburb, or neighbourhood: it lies beyond us, at the end of a subway ride or a railway journey. We are citizens occasionally: we are suburbanites (denizens, idiots) by regular routine. Small wonder that bathtubs and heating systems and similar apparatus play such a large part in our conception of the good life.
Metropolitanism in America represents, from the cultural angle, a reaction against the uncouth and barren countryside that was skinned, rather than cultivated, by the restless, individualistic, self-assertive American pioneer. The perpetual drag to New York, and the endeavour of less favourably situated cities to imitate the virtues and defects of New York, is explicable as nothing other than the desire to participate in some measure in the benefits of city life. Since we have failed up to the present to develop genuine regional cultures, those who do not wish to remain barbarians must become metropolitans. That means they must come to New York, or ape the ways that are fashionable in New York. Here opens the breach that has begun to widen between the metropolis and the countryside in America. The countryman, who cannot enjoy the advantages of the metropolis, who has no centre of his own to which he can point with pride, resents the privileges that the metropolitan enjoys. Hence the periodical crusades of our State Legislatures, largely packed with rural representatives, against the vices, corruptions, and follies which the countryman enviously looks upon as the peculiar property of the big city. Perhaps the envy and resentment of the farming population is due to a genuine economic grievance against the big cities—especially against their banks, insurance companies, and speculative middlemen. Should the concentration of power, glory, and privilege in the metropolis continue, it is possible that the city will find itself subject to an economic siege. If our cities cannot justify their existence by their creative achievements, by their demonstration of the efficacy and grace of corporate life, it is doubtful whether they will be able to persuade the country to support them, once the purely conventional arrangements by means of which the city browbeats the countryside are upset. This, however, brings us to the realm of social speculation; and he who would enter it must abandon everything but hope.
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Metropolitanism is of two orders. At its partial best it is exhibited in New York, the literal mother city of America. In its worst aspect it shows itself in the sub-metropolises which have been spawning so prolifically since the ’eighties. If we are to understand the capacities and limitations of the other great cities in America, we must first weigh the significance of New York.
The forces that have made New York dominant are inherent in our financial and industrial system; elsewhere those same forces, working in slightly different ways, created London, Rome, Paris, Berlin, Vienna, Petrograd, and Moscow. What happened in the industrial towns of America was that the increments derived from land, capital, and association went, not to the enrichment of the local community, but to those who had a legal title to the land and the productive machinery. In other words, the gains that were made in Pittsburgh, Springfield, Dayton, and a score of other towns that became important in the industrial era were realized largely in New York, whose position had been established, before the turn of the century, as the locus of trade and finance. (New York passed the 500,000 mark in the 1850 census.) This is why, perhaps, during the ’seventies and ’eighties, decades of miserable depression throughout the industrial centres, there were signs of hope and promise in New York: the Museums of Art and Natural History were built: Life and Puck and a batch of newspapers were founded: the Metropolitan Opera House and Carnegie Hall were established: and a dozen other evidences of a vigorous civic life appeared. In a short time New York became the glass of fashion and the mould of form, and through the standardization, specialization, and centralization which accompany the machine process the Metropolis became at length the centre of advertising, the lender of farm mortgages, the distributor of boiler-plate news, the headquarters of the popular magazine, the publishing centre, and finally the chief disseminator of plays and motion pictures in America. The educational foundations which the exploiter of the Kodak has established at Rochester were not characteristic of the early part of the industrial period—otherwise New York’s eminence might have been briskly challenged before it had become, after its fashion, unchallengeable. The increment from Mr. Carnegie’s steel works built a hall of music for New York long before it created the Carnegie Institute in Pittsburgh. In other words, the widespread effort of the American provincial to leave his industrial city for New York comes to something like an attempt to get back from New York what had been previously filched from the industrial city.
The future of our cities depends upon how permanent are the forces which drain money, energy, and brains from the various regions in America into the twelve great cities that now dominate the countryside, and in turn drain the best that is in these sub-metropolises to New York. To-day our cities are at a crossing of the ways. Since the 1910 census a new tendency has begun to manifest itself, and the cities that have grown the fastest are those of a population from 25,000 to 100,000. Quantitatively, that is perhaps a good sign. It may indicate the drift to Suburbia is on the wane. One finds it much harder, however, to gauge the qualitative capacities of the new régime; much more difficult to estimate the likelihood of building up, within the next generation or two, genuine regional cultures to take the place of pseudo-national culture which now mechanically emanates from New York. So far our provincial culture has been inbred and sterile: our provincial cities have substituted boosting for achievement, fanciful speculation for intelligent planning, and a zaniacal optimism for constructive thought. These habits have made them an easy prey to the metropolis, for at its lowest ebb there has always been a certain amount of organized intelligence and cultivated imagination in New York—if only because it is the chief point of contact between Europe and America. Gopher Prairie has yet to take to heart the fable about the frog that tried to inflate himself to the size of a bull. When Gopher Prairie learns its lessons from Bergen and Augsburg and Montpellier and Grenoble, the question of “metropolitanism versus regionalism” may become as active in America as it is now in Europe.
Those of us who are metropolitans may be tempted to think that the hope for civilization in America is bound up with the continuance of metropolitanism. That is essentially a cockney view of culture and society, however, and our survey of the development of the city in America should have done something to weaken its self-confident complacence. Our metropolitan civilization is not a success. It is a different kind of wilderness from that which we have deflowered—but the feral rather than the humane quality is dominant: it is still a wilderness. The cities of America must learn to remould our mechanical and financial régime, for if metropolitanism continues they are probably destined to fall by its weight.
Lewis Mumford
POLITICS
No person shall be a Representative who ... shall not, when elected, be an inhabitant of that State in which he shall be chosen.... No person shall be a Senator who ... shall not, when elected, be an inhabitant of that State for which he shall be chosen.
Specialists in political archæology will recognize these sentences: they are from Article I, Sections 2 and 3, of the constitution of the United States. I have heard and forgotten how they got there; no doubt the cause lay in the fierce jealousy of the States. But whatever the fact, I have a notion that there are few provisions of the constitution that have had a more profound effect upon the character of practical politics in the Republic, or, indirectly, upon the general colour of American thinking in the political department. They have made steadily for parochialism in legislation, for the security and prosperity of petty local bosses and machines, for the multiplication of pocket and rotten boroughs of the worst sort, and, above all, for the progressive degeneration of the honesty and honour of representatives. They have greased the ways for the trashy and ignoble fellow who aspires to get into Congress, and they have blocked them for the man of sense, dignity, and self-respect. More, perhaps, than any other single influence they have been responsible for the present debauched and degraded condition of the two houses, and particularly of the lower one. Find me the worst ass in Congress, and I’ll show you a man they have helped to get there and to stay there. Find me the most shameless scoundrel, and I’ll show you another.
No such centripedal mandate, as far as I have been able to discover, is in the fundamental law of any other country practising the representative system. An Englishman, if ambition heads him toward St. Stephen’s, may go hunting for a willing constituency wherever the hunting looks best, and if he fails in the Midlands he may try again in the South, or in the North, or in Scotland or Wales. A Frenchman of like dreams has the same privilege; the only condition, added after nineteen years of the Third Republic, is that he may not be a candidate in two or more arrondissements at once. And so with a German, an Italian, or a Spaniard. But not so with an American. He must be an actual inhabitant of the State he aspires to represent at Washington. More, he must be, in all save extraordinary cases, an actual inhabitant of the congressional district—for here, by a characteristic American process, the fundamental law is sharpened by custom. True enough, this last requirement is not laid down by the constitution. It would be perfectly legal for the thirty-fifth New York district, centring at Syracuse, to seek its congressman in Manhattan, or even at Sing Sing. In various iconoclastic States, in fact, the thing has been occasionally done. But not often; not often enough to produce any appreciable effect. The typical congressman remains a purely local magnifico, the gaudy cock of some small and usually far from appetizing barnyard. His rank and dignity as a man are measured by provincial standards of the most puerile sort, and his capacity to discharge the various and onerous duties of his office is reckoned almost exclusively in terms of his ability to hold his grip upon the local party machine.
If he has genuine ability, it is a sort of accident. If he is thoroughly honest, it is next door to a miracle. Of the 430-odd representatives who carry on so diligently and obscenely at Washington, making laws and determining policies for the largest free nation ever seen in the world, there are not two dozen whose views upon any subject under the sun carry any weight whatsoever outside their own bailiwicks, and there are not a dozen who rise to anything approaching unmistakable force and originality. They are, in the overwhelming main, shallow fellows, ignorant of the grave matters they deal with and too stupid to learn. If, as is often proposed, the United States should adopt the plan of parliamentary responsibility and the ministry should be recruited from the lower house, then it would be difficult, without a radical change in election methods, to fetch up even such pale talents and modest decencies as were assembled for their cabinets by Messrs. Wilson and Harding. The better sort of congressmen, to be sure, acquire after long service a good deal of technical proficiency. They know the traditions and precedents of the two houses; they can find their way in and out of every rathole in the Capitol; they may be trusted to carry on the legislative routine in a more or less shipshape manner. Of such sort are the specialists paraded in the newspapers—on the tariff, on military affairs, on foreign relations, and so on. They come to know, in time, almost as much as a Washington correspondent, or one of their own committee clerks. But the average congressman lifts himself to no such heights of sagacity. He is content to be led by the fugelmen and bellwethers. Examine him at leisure, and you will find that he is incompetent and imbecile, and not only incompetent and imbecile, but also incurably dishonest. The first principles of civilized law-making are quite beyond him; he ends, as he began, a local politician, interested only in jobs. His knowledge is that of a third-rate country lawyer—which he often is in fact. His intelligence is that of a country newspaper editor, or evangelical divine. His standards of honour are those of a country banker—which he also often is. To demand sense of such a man, or wide and accurate information, or a delicate feeling for the public and private proprieties, is to strain his parts beyond endurance.
The constitution, of course, stops with Congress, but its influence is naturally powerful within the States, and one finds proofs of the fact on all sides. It is taking an herculean effort everywhere to break down even the worst effects of this influence; the prevailing tendency is still to discover a mysterious virtue in the office-holder who was born and raised in the State, or county, or city, or ward. The judge must come from the bar of the court he is to adorn; the mayor must be part and parcel of the local machine; even technical officers, such as engineers and health commissioners, lie under the constitutional blight. The thing began as a belief in local self-government, the oldest of all the sure cures for despotism. But it has gradually taken on the character of government by local politicians, which is to say, by persons quite unable to comprehend the most elemental problems of State and nation, and unfitted by nature to deal with them honestly and patriotically, even if they could comprehend them. Just as prohibition was forced upon the civilized minorities collected in the great cities against their most vigorous and persistent opposition, so the same minorities, when it comes to intra-state affairs, are constantly at the mercy of predatory bands of rural politicians. If there is any large American city whose peculiar problems are dealt with competently and justly by its State legislature, then I must confess that twenty years in journalism have left me ignorant of it. An unending struggle for fairer dealing goes on in every State that has large cities, and every concession to their welfare is won only at the cost of gigantic effort. The State legislature is never intelligent; it represents only the average mind of the county bosses, whose sole concern is with jobs. The machines that they represent are wholly political, but they have no political principles in any rational sense. Their one purpose and function is to maintain their adherents in the public offices, or to obtain for them in some other way a share of the State funds. They are quite willing to embrace any new doctrine, however fantastic, or to abandon any old one, however long supported, if only the business will promote their trade and so secure their power.
This concentration of the ultimate governmental authority in the hands of small groups of narrow, ignorant, and unconscionable manipulators tends inevitably to degrade the actual office-holder, or, what is the same thing, to make office-holding prohibitive to all men not already degraded. It is almost impossible to imagine a man of genuine self-respect and dignity offering himself as a candidate for the lower house—or, since the direct primary and direct elections brought it down to the common level, for the upper house—in the average American constituency. His necessary dealings with the electors themselves, and with the idiots who try more or less honestly to lead them, would be revolting enough, but even worse would be his need of making terms with the professional politicians of his party—the bosses of the local machine. These bosses naturally make the most of the constitutional limitation; it works powerfully in their favour. A local notable, in open revolt against them, may occasionally beat them by appealing directly to the voters, but nine times out of ten, when there is any sign of such a catastrophe, they are prompt to perfume the ticket by bringing forth another local notable who is safe and sane, which is to say, subservient and reliable. The thing is done constantly; it is a matter of routine; it accounts for most of the country bankers, newspaper owners, railroad lawyers, proprietors of cement works, and other such village bigwigs in the lower house. Here everything runs to the advantage of the bosses. It is not often that the notable in rebellion is gaudy enough to blind the plain people to the high merits of his more docile opponent. They see him too closely and know him too well. He shows none of that exotic charm which accounts, on a different plane, for exogamy. There is no strangeness, no mysteriousness, above all, no novelty about him.
It is my contention that this strangle-hold of the local machines would be vastly less firm if it could be challenged, not only by rebels within the constituency, but also by salient men from outside. The presidential campaigns, indeed, offer plenty of direct proof of it. In these campaigns it is a commonplace for strange doctrines and strange men to force themselves upon the practical politicians in whole sections of the country, despite their constant effort to keep their followers faithful to the known. All changes, of whatever sort, whether in leaders or in ideas, are opposed by such politicians at the start, but time after time they are compelled to acquiesce and to hurrah. Bryan, as every one knows, forced himself upon the Democratic party by appealing directly to the people; the politicians, in the main, were bitterly against him until further resistance was seen to be useless, and they attacked him again the moment he began to weaken, and finally disposed of him. So with Wilson. It would be absurd to say that the politicians of his party—and especially the bosses of the old machines in the congressional districts—were in favour of him in 1912. They were actually against him almost unanimously. He got past their guard and broke down their resolution to nominate some more trustworthy candidate by operating directly upon the emotions of the voters. For some reason never sufficiently explained he became the heir of the spirit of rebellion raised by Bryan sixteen years before, and was given direct and very effective aid by Bryan himself. Roosevelt saddled himself upon the Republican party in exactly the same way. The bosses made heroic efforts to sidetrack him, to shelve him, to get rid of him by any means short of homicide, but his bold enterprises and picturesque personality enchanted the people, and if it had not been for the extravagant liberties that he took with his popularity in later years he might have retained it until his death.
The same possibility of unhorsing the machine politicians, I believe, exists in even the smallest electoral unit. All that is needed is the chance to bring in the man. Podunk cannot produce him herself, save by a sort of miracle. If she has actually hatched him, he is far away by the time he has come to his full stature and glitter—in the nearest big city, in Chicago or New York. Podunk is proud of him, and many other Podunks, perhaps, are stirred by his ideas, his attitudes, his fine phrases—but he lives, say, in some Manhattan congressional district which has the Hon. Patrick Googan as its representative by divine right, and so there is no way to get him into the halls of Congress. In his place goes the Hon. John P. Balderdash, State’s attorney for five years, State senator for two terms, and county judge for a brief space—and always a snide and petty fellow, always on the best of terms with the local bosses, always eager for a job on any terms they lay down. The yokels vote for the Hon. Mr. Balderdash, not because they admire him, but because their only choice is between him and the Hon. James Bosh. If anything even remotely resembling a first-rate man could come into the contest, if it were lawful for them to rid themselves of their recurrent dilemma by soliciting the interest of such a man, then they would often enough rise in their might and compel their parish overlords, as the English put it, to adopt him. But the constitution protects these overlords in their business, and in the long run the voters resign all thought of deliverance. Thus the combat remains one between small men, and interest in it dies out. Most of the men who go to the lower house are third-raters, even in their own narrow bailiwicks. In my own congressional district, part of a large city, there has never been a candidate of any party, during the twenty years that I have voted, who was above the intellectual level of a corner grocer. No successful candidate of that district has ever made a speech in Congress (or out of it) worth hearing, or contributed a single sound idea otherwise to the solution of any public problem. One and all, they have confined themselves exclusively to the trade in jobs. One and all, they have been ciphers in the house and before the country.
Well, perhaps I labour my point too much. It is, after all, not important. The main thing is the simple fact that the average representative from my district is typical of Congress—that, if anything, he is superior to the normal congressman of these, our days. That normal congressman, as year chases year, tends to descend to such depths of puerility, to such abysses of petty shysterism, that he becomes offensive alike to the intelligence and to the nose. His outlook, when it is honest, is commonly childish—and it is very seldom honest. The product of a political system which puts all stress upon the rewards of public office, he is willing to make any sacrifice, of dignity, of principle, of honour, to hold and have those rewards. He has no courage, no intellectual amour propre, no ardent belief in anything save his job, and the jobs of his friends. It was easy for Wilson to beat him into line on the war issue; it was easy for the prohibitionists to intimidate and stampede him; it is easy for any resolute man or group of men to do likewise. I read the Congressional Record faithfully, and have done so for years. In the Senate debates, amid oceans of tosh, I occasionally encounter a flash of wit or a gleam of sense; direct elections have not yet done their work. But in the lower house there is seldom anything save a garrulous and intolerable imbecility. The discussion of measures of the utmost importance—bills upon which the security and prosperity of the whole nation depend—is carried on in the manner of the Chautauqua and the rural stump. Entire days go by without a single congressman saying anything as intelligent, say, as the gleams that one sometimes finds in the New York Herald, or even in the New York Times. The newspapers, unfortunately, give no adequate picture of the business. No American journal reports the daily debates comprehensively, as the debates in the House of Commons are reported by the London Times, Daily Telegraph, and Morning Post. All one hears of, as a rule, is the action taken, and only too often the action taken, even when it is reported fairly, is unintelligible without the antecedent discussion. If any one who reads this wants to know what such a discussion is like, then I counsel him to go to the nearest public library, ask for the Record for 1918, and read the debate in the lower house on the Volstead Act. It was, I believe, an average debate, and on a subject of capital importance. It was, from first to last, almost fabulous in its evasion of the plain issue, its incredible timorousness and stupidity, its gross mountebankery and dishonesty. Not twenty men spoke in it as men of honour and self-respect. Not ten brought any idea into it that was not a silly idea and a stale one.
That debate deserves a great deal more study than it will ever get from the historians of American politics, nearly all of whom, whether they lean to the right or to the left, are bedazzled by the economic interpretation of history, and so seek to account for all political phenomena in terms of crop movements, wage scales, and panics in Wall Street. It seems to me that that obsession blinds them to a fact of the first importance, to wit, the fact that political ideas, under a democracy as under a monarchy, originate above quite as often as they originate below, and that their popularity depends quite as much upon the special class interests of professional politicians as it depends upon the underlying economic interests of the actual voters. It is, of course, true, as I have argued, that the people can force ideas upon the politicians, given powerful leaders of a non-political (or, at all events, non-machine) sort, but it is equally true that there are serious impediments to the process, and that it is not successful very often. As a matter of everyday practice the rise and fall of political notions is determined by the self-interest of the practical politicians of the country, and though they naturally try to bring the business into harmony with any great popular movements that may be in progress spontaneously, they by no means wait and beg for mandates when none are vociferously forthcoming, but go ahead bravely on their own account, hoping to drag public opinion with them and so safeguard their jobs. Such is the origin of many affecting issues, later held dear by millions of the plain people. Such was the process whereby prohibition was foisted upon the nation by constitutional amendment, to the dismay of the solid majority opposed to it and to the surprise of the minority in favour of it.
What lay under the sudden and melodramatic success of the prohibitionist agitators was simply their discovery of the incurable cowardice and venality of the normal American politician—their shrewd abandonment of logical and evidential propaganda for direct political action. For years their cause had languished. Now and then a State or part of a State went dry, but often it went wet again a few years later. Those were the placid days of white-ribbon rallies, of wholesale pledge-signings, of lectures by converted drunkards, of orgiastic meetings in remote Baptist and Methodist churches, of a childish reliance upon arguments that fetched only drunken men and their wives, and so grew progressively feebler as the country became more sober. The thing was scarcely even a nuisance; it tended steadily to descend to the level of a joke. The prohibitionist vote for President hung around a quarter of a million; it seemed impossible to pull it up to a formidable figure, despite the stupendous labours of thousands of eloquent dervishes, lay and clerical, male and female. But then, out of nowhere, came the Anti-Saloon League, and—sis! boom! ah! Then came the sudden shift of the fire from the people to the politicians—and at once there was rapid progress. The people could only be wooed and bamboozled, but the politicians could be threatened; their hold upon their jobs could be shaken; they could be converted at wholesale and by force majeure. The old prohibition weepers and gurglers were quite incapable of this enterprise, but the new janissaries of the Anti-Saloon League—sharp lawyers, ecclesiastics too ambitious to pound mere pulpits, outlaw politicians seeking a way back to the trough—were experts at every trick and dodge it demanded. They understood the soul of the American politician. To him they applied the economic interpretation of history, resolutely and with a great deal of genial humour. They knew that his whole politics, his whole philosophy, his whole concept of honesty and honour, was embraced in his single and insatiable yearning for a job, and they showed him how, by playing with them, he could get it and keep it, and how, by standing against them, he could lose it. Prohibition was rammed into the constitution by conquering the politicians; the people in general were amazed when the thing was accomplished; it may take years to reconcile them to it.
It was the party system that gave the Anti-Saloon League manipulators their chance, and they took advantage of it with great boldness and cleverness. The two great parties divide the country almost equally; it is difficult to predict, in a given year, whether the one or the other musters the most votes. This division goes down into the lowest electoral units; even in those backward areas where one party has divine grace and the other is of the devil there are factional differences that amount to the same thing. In other words, the average American politician is never quite sure of his job. An election (and, if not an election, then a primary) always exposes him to a definite hazard, and he is eager to diminish it by getting help from outside his own following, at whatever cost to the principles he commonly professes. Here lies the opportunity for minorities willing to trade on a realistic political basis. In the old days the prohibitionists refused to trade, and in consequence they were disregarded, for their fidelity to their own grotesque candidates protected the candidates of both the regular parties. But with the coming of the Anti-Saloon League they abandoned this fidelity and began to dicker in a forthright and unashamed manner, quickly comprehensible to all professional politicians. That is, they asked for a pledge on one specific issue, and were willing to swallow any commitment on other issues. If Beelzebub, running on one ticket, agreed to support prohibition, and the Archangel Gabriel, running on another, found himself entertaining conscientious doubts, they were instantly and solidly for Beelzebub, and they not only gave him the votes that they directly controlled, but they also gave him the benefit of a campaign support that was ruthless, pertinacious, extraordinarily ingenious, and overwhelmingly effective. Beelzebub, whatever his swinishness otherwise, was bathed in holy oils; Gabriel’s name became a thing to scare children.
Obviously, the support thus offered was particularly tempting to a politician who found himself facing public suspicion for his general political practices—in brief, to the worst type of machine professional. Such a politician is always acutely aware that it is not positive merit that commonly gets a man into public office in the United States, but simply disvulnerability. Even when they come to nominate a President, the qualities the two great parties seek are chiefly the negative ones; they want, not a candidate of forceful and immovable ideas, but one whose ideas are vague and not too tenaciously held, and in whose personality there is nothing to alarm or affront the populace. Of two candidates, that one usually wins who least arouses the distrusts and suspicions of the great masses of undifferentiated men. This advantage of the safe and sane, the colourless and unprovocative, the apparently stodgy and commonplace man extends to the most trivial contests, and politicians are keen to make use of it. Thus the job-seeker with an aura of past political misdemeanour about him was eager to get the Christian immunity bath that the prohibitionists offered him so generously, and in the first years of their fight they dealt almost exclusively with such fellows. He, on his side, promised simply to vote for prohibition—not even, in most cases, to pretend to any personal belief in it. The prohibitionists, on their side, promised to deliver the votes of their followers to him on election day, to cry him up as one saved by a shining light, and, most important of all, to denounce his opponent as an agent of hell. He was free, by this agreement, to carry on his regular political business as usual. The prohibitionists asked no patronage of him. They didn’t afflict him with projects for other reforms. All they demanded was that he cast his vote as agreed upon when the signal was given to him.
At the start, of course, such scoundrels frequently violated their agreements. In the South, in particular, dry legislature after dry legislature sold out to the liquor lobby, which, in those days, still had plenty of money. An assemblyman would be elected with the aid of the prohibitionists, make a few maudlin speeches against the curse of drink, and then, at the last minute, vote wet for some thin and specious reason, or for no avowed reason at all. But the prohibition manipulators, as I have said, were excellent politicians, and so they knew how to put down that sort of treason. At the next election they transferred their favour to the opposition candidate, and inasmuch as he had seen the traitor elected at the last election he was commonly very eager to do business. The punishment for the treason was condign and merciless. The dry rabble-rousers, lay and clerical, trumpeted news of it from end to end of the constituency. What was a new and gratifying disvulnerability was transformed into a vulnerability of the worst sort; the recreant one became the county Harry Thaw, Oscar Wilde, Captain Boy-Ed, and Debs. A few such salutary examples, and treason became rare. The prohibitionists, indeed, came to prefer dealing with such victims of their reprisals. They could trust them perfectly, once the lesson had been learned; they were actually more trustworthy than honest believers, for the latter usually had ideas of their own and interfered with the official plans of campaign. Thus, in the end, the professional politicians of both parties came under the yoke. The final battle in Congress transcended all party lines; democrats and republicans fought alike for places on the band-wagon. The spectacle offered a searching and not unhumorous commentary on the party system, and on the honour of American politicians no less. Two-thirds, at least, of the votes for the amendment were cast by men who did not believe in it, and who cherished a hearty hope, to the last moment, that some act of God would bring about its defeat.
Such holocausts of frankness and decency are certainly not rare in American politics; on the contrary, they glow with normalcy. The typical legislative situation among us—and the typical administrative situation as well—is one in which men wholly devoid of inner integrity, facing a minority that is resolutely determined to get its will, yield up their ideas, their freedom, and their honour in order to save their jobs. I say administrative situation as well; what I mean is that in these later days the pusillanimity of the actual law-maker is fully matched by the pusillanimity of the enforcing officer, whether humble assistant district attorney or powerful judge. The war, with its obliteration of customary pretences and loosening of fundamental forces, threw up the whole process into high relief. For nearly two long years there was a complete abandonment of sense and self-respect. Rowelled and intimidated by minorities that finally coalesced into a frantic majority, legislators allowed themselves to be forced into imbecility after imbecility, and administrative officers, including some of the highest judges in the land, followed them helter-skelter. In the lower house of Congress there was one man—already forgotten—who showed the stature of a man. He resigned his seat and went home to his self-respect. The rest had no self-respect to go home to. Eager beyond all to hold their places, at whatever cost to principle, and uneasily conscious of their vulnerability to attack, however frenzied and unjust, they surrendered abjectly and repeatedly—to the White House, to the newspapers, to any group enterprising enough to issue orders to them and resolute enough to flourish weapons before them. It was a spectacle full of indecency—there are even congressmen who blush when they think of it to-day—but it was nevertheless a spectacle that was typical. The fortunes of politics, as they now run, make it overwhelmingly probable that every new recruit to public office will be just such a poltroon. The odds are enormously in favour of him, and enormously against the man of honour. Such a man of honour may occasionally drift in, taken almost unawares by some political accident, but it is the pushing, bumptious, unconscionable bounder who is constantly fighting to get in, and only too often he succeeds. The rules of the game are made to fit his taste and his talents. He can survive as a hog can survive in the swill-yard.
Go to the Congressional Directory and investigate the origins and past performances of the present members of the lower house—our typical assemblage of typical politicians, the cornerstone of our whole representative system, the symbol of our democracy. You will find that well over half of them are obscure lawyers, school-teachers, and mortgage-sharks out of almost anonymous towns—men of common traditions, sordid aspirations, and no attainments at all. One and all, the members of this majority—and it is constant, no matter what party is in power—are plastered with the brass ornaments of the more brummagem fraternal orders. One and all, they are devoid of any contact with what passes for culture, even in their remote bailiwicks. One and all their careers are bare of civilizing influences.... Such is the American Witenagemot in this 146th year of the Republic. Such are the men who make the laws that all of us must obey, and who carry on our dealings with the world. Go to their debates, and you will discover what equipment they bring to their high business. What they know of sound literature is what one may get out of McGuffey’s Fifth Reader. What they know of political science is the nonsense preached in the chautauquas and on the stump. What they know of history is the childish stuff taught in grammar-schools. What they know of the arts and sciences—of all the great body of knowledge that is the chief intellectual baggage of modern man—is absolutely nothing.
H. L. Mencken
JOURNALISM
According to the World Almanac for 1921 the daily circulation of newspapers in the big cities of the United States in 1914 (evidently the most recent year for which the figures have been compiled) was more than forty million. For the six months ending April 1, 1920, the average daily circulation of five morning newspapers and eleven evening newspapers in Greater New York City was, as shown by sworn statements, more than three and a third million. These statistics cover only daily newspapers, not weekly or monthly journals; and the figures for New York do not include papers in languages other than English. The American certainly buys newspapers. To what extent he reads them it is impossible to determine. But we may fairly assume that the great majority of literate inhabitants of the United States of all ages are every day subjected in some measure to the influence of the newspaper. No other institution approaches the newspaper in universality, persistence, continuity of influence. Not the public school, with all other schools added to it, has such power over the national mind; for in the lives of most people formal schooling is of relatively short duration, ceasing with adolescence or earlier. The church? Millions of people never go to church, and the day when the clergy dominated human thought is gone for ever. If we add to the daily press the weekly and monthly periodicals, with a total circulation per issue of two hundred million (for the year 1914), we shall not be far wrong in saying that the journalist, with the powers behind him, has more to do, for good or for evil, than the member of any other profession, in creating and shaping the thoughts of the multitude. Compared with him the teacher, the preacher, the artist, the politician, the man of science, are restricted, interrupted, indirect in reaching the minds of their fellow-men.
So that in estimating the capacities and contents of the American mind, which we have no means of lining up in its hundred million individual manifestations and examining directly, an analysis of the American newspaper is a fair rough-and-ready method. What everybody reads does not tell the whole story of what everybody is, but it tells a good deal. Moreover, it is not necessary to analyze any one newspaper or to separate its clientèle from that of any other newspaper. For though everybody knows that the New York Tribune and the New York World have distinct qualities which differentiate them from each other, that some papers are better and some are worse, yet on the whole the American newspaper is amazingly uniform from Portland, Maine, to Portland, Oregon. It is, indeed, a more or less unified institution fed by the same news services and dominated by kindred financial interests. If you travel much, as actors do, without interest in local affairs, when you go to the hotel news-stand in the morning, you cannot tell from the general aspect of the newspaper you pick up what city you are in; and in a small city it is likely to be a metropolitan paper that has come a hundred miles or more during the night. Indeed, this is the first thing to be learned about the American from a study of his newspapers, that he lacks individuality, is tediously uniform, and cut according to one intellectual pattern. He may have his “favourite” newspaper, and with no sense that his confession of habitude is shameful he may write the editor that he has read it constantly for forty years. But if it goes out of existence, like his favourite brand of chewing-gum or cigarettes, there is no aching void which cannot be comfortably filled by a surviving competitor. Editors, except those in charge of local news, move with perfect ease from one city to another; it is the same old job at a different desk.
The standardization of the newspaper reader and the standardization of the journalist are two aspects of the same thing. As a citizen, a workman, a human being, the journalist is simply one of us, a victim of the conformity which has overwhelmed the American. When we speak of the influence of the journalist, we are not speaking of an individual, but of “the powers behind him,” of which he is nothing but the wage-earning servant, as impotent and unimportant, considered as an individual, as a mill-hand. Journalism in America is no longer a profession, through which a man can win to a place of real dignity among his neighbours. If we had a Horace Greeley to-day, he would not be editor of a newspaper. He would not wish to be, and he would not be allowed to be. Certainly his vigorous integrity would not be tolerated in the modern unworthy successor of the newspaper which he founded. The editor of a newspaper is no doubt often a man of intelligence and experience and he may be well paid, like the manager of a department store; but he is usually submerged in anonymity except that from time to time the law requires the newspaper to publish his name. His subordinates, assistant editors, newswriters, reporters, and the rest, are as nameless as floor-walkers, shipping clerks, salesladies, and ladies engaged in more ancient forms of commerce.
It is true that during the last generation there has been a tendency in the newspaper to “feature” individuals, such as cartoonists, conductors of columns, writers on sport, dramatic critics, and so on. But these men are artists, some of them very clever, who have nothing to do with the news but contribute to the paper its vaudeville entertainment. During the war there was a great increase in the amount of signed cable matter and correspondence. This was due to the necessity of the prosperous newspaper to show its enterprise and to cajole its readers into believing that it had men of special ability in close touch with diplomats and major-generals collecting and cabling at great expense intimate information and expert opinion. The circumstances were so difficult that the wisest and most honest man could not do much, except lose his position, and nobody will blame the correspondents. But it is significant that not a single American correspondent emerged from the conflict who is memorable, from the point of view of a more or less careful reader, as having been different from the rest. If from a miscellaneous collection of clippings we should cut off the dates, the alleged place of origin and the names of the correspondents, nobody but an editor with a long and detailed memory could tell t’other from which, or be sure whether the despatch was from Mr. Jones, the special correspondent of the Christian Science Monitor (copyright by the Chicago News) or an anonymous cable from the London office of the Associated Press. And even the editor, who may be assumed to know the names of hundreds of his colleagues and competitors, would begin his attempt at identification by examining the style of type to see if it looked like a column from the Sun or from the World. Almost all the war news was a hopeless confusion of impressions, of reports of what somebody said somebody else, “of unquestionable authority,” had heard from reliable sources, and of sheer mendacity adapted to the momentary prejudices of the individual managing editor, the American press as a whole, and the American people. And this is a rough recipe for all the news even in times of peace, for the war merely aggravated the prevalent diseases of the newspapers.
Since the purpose of this book is to discuss peculiarly American characteristics, it should be said at once that the tendency of the newspaper to obliterate the journalist as a person immediately responsible to the public is not confined to America. Economic conditions in Europe and America are fundamentally alike, and the modern newspaper in every country must be a business institution, heavily capitalized, and conducted for profit. In England the decline of journalism as a profession and the rise of the “stunt” press has been noted and deplored by Englishmen. Years ago it meant something to be editor of the London Times, and the appointment of a new man to the position was an event not less important than a change in the cabinet. Who is editor of the Times now is a matter of no consequence except to the man who receives the salary check. English journalism is in almost as bad a case as American. In England, however, there is at least one exception which has no counterpart in America, the Manchester Guardian; this admirable newspaper has the good fortune to be owned by people who are so rich that they are not obliged, and so honest that they are not willing, to sell out. It is this fact which has afforded Mr. Scott, the editor-in-chief for nearly half a century, an opportunity adequate to his courage and ability. There are few such opportunities in England, and none in America. Even the Springfield Republican has largely lost its old character.
As for the continental papers, one who does not read any of them regularly is in no position to judge. In 1900 William James, a shrewd observer, wrote in a letter: “The Continental papers of course are ‘nowhere.’ As for our yellow papers—every country has its criminal classes, and with us and in France, they have simply got into journalism as part of their professional evolution, and they must be got out. Mr. Bosanquet somewhere says that so far from the ‘dark ages’ being over, we are just at the beginning of a new dark-age period. He means that ignorance and unculture, which then were merely brutal, are now articulate and possessed of a literary voice, and the fight is transferred from fields and castles and town walls to ‘organs of publicity.’” This is only a passing remark in an informal letter. But it is a partial explanation of American yellow journalism which in twenty years has swamped the whole press, including papers that pretend to be respectable, and it suggests what the state of things was, and is, in France.
It should be noted, however, that personal journalism has not entirely disappeared in France, that the editor can still be brought to account, sometimes at the point of a pistol, for lies and slander, and that a young French littérateur, before he has won his spurs in poetry, drama, or fiction, can regard journalism as an honourable occupation in which it is worth while to make a name.
With the decadence in all countries, certainly in America, of the journalist as a professional man in an honourable craft, there might conceivably have been a gain in objectivity, in the right sort of impersonality. Anonymity might have ensured a dispassionate fidelity to facts. But there has been no such gain. Responsibility has been transferred from the journalist to his employers, and he is on his mettle to please his employers, to cultivate whatever virtues are possible to journalism, accuracy, clearness of expression, zeal in searching out and interpreting facts, only in so far forth as his employers demand them, only as his livelihood and chances of promotion depend on them. The ordinary journalist, being an ordinary human being, must prefer to do honest work; for there is no pleasure in lying, though there is a temptation to fill space with unfounded or unverified statements. And if his manager orders him to find a story where there is no story, or to find a story of a certain kind where the facts lead to a story of another kind, he will not come back empty-handed lest he go away empty-handed on pay-day. Any one who has worked in a newspaper office knows that the older men are likely to be weary and cynical and that the younger men fall into two classes, those who are too stupid to be discontented with any aspect of their position except the size of their salaries, and those who hope either to rise to the better paid positions, or to “graduate,” as they put it, from daily journalism to other kinds of literary work.
The journalist, then, should be acquitted of most of the faults of journalism. Mr. Walter Lippmann says in his sane little book, “Liberty and the News”: “Resistance to the inertias of the profession, heresy to the institution, and willingness to be fired rather than write what you do not believe, these wait on nothing but personal courage.” That is a little like saying that the harlot can stop harlotry by refusing to ply her trade—which is indeed the attitude of some people in comfortable circumstances. I doubt if Mr. Lippmann would have written just as he did if he had ever had to depend for his dinner on pleasing a managing editor, if he had not been from very early in his brilliant career editor of a liberal endowed journal in which he is free to express his beliefs. Most newspaper men are poor and not brilliant. The correspondents whom Mr. Lippmann mentions as “eminences on a rather flat plateau” are nearly all men who have succeeded in other work than newspaper correspondence, and if not a newspaper in the world would hire them, most of them could afford to thumb their noses at the Ochses, Reids, and Harmsworths. Personal courage is surely a personal matter, and it can seldom be effective in correcting the abuses of an institution, especially when the institution can hire plenty of men of adequate if not equal ability to take the place of the man of stubborn integrity. I know one journalist who lost his position as managing editor of two wealthy newspapers, one in Boston, the other in New York, in the first instance because he refused to print a false and cowardly retraction dictated by a stockholder whom the editor-in-chief desired to serve, in the second instance because he refused to distort war news. But what good did his single-handed rebellion do, except to make a few friends proud of him? Did either newspaper lose even one mournful subscriber? Did the advertising department suffer? Far from it. Another man took his place, a man not necessarily less honest, but of more conformable temperament. The muddy waters of journalism did not show a ripple. Paradoxically, the journalist is the one man who can do little or nothing to improve journalism. Mr. Lippmann’s suggestion that our salvation lies “ultimately in the infusion of the news-structure by men with a new training and outlook,” is, as he knows, the expression of a vague hope, too remotely ultimate to have practical bearing on the actual situation. The man of training and outlook, especially of outlook, is the unhappiest man in the employ of a newspaper. His salvation, if not ours, lies in getting out of newspaper work and applying his ability and vision in some occupation which does not discourage precisely the merits which an honest institution should foster. This is not merely the opinion of a critical layman but represents accurately if not literally the advice given to me by a successful editor and writer of special articles. “In this game,” he said, “you lose your soul.”
The stories of individuals who have tried to be decent in newspaper work and have been fired might be valuable if they were collated and if the better journalists would unite to lay the foundation in fact of more such stories. But a profession, a trade, which has so little sense of its own interest that it does not even make an effective union (to be sure, the organization of newspaper writers met with some success, especially in Boston, but to-day the organization has practically disappeared) to keep its wages up can never be expected to unite in the impersonal interests of truth and intellectual dignity. The individual who charges against an enormous unshakable institution with the weapons of his personal experience is too easily disposed of as a sore-head and is likely to be laughed at even by his fellow-journalists who know that in the main he is right.
This has happened to Mr. Upton Sinclair. I have studied “The Brass Check” carefully for the selfish purpose of getting enough material so that the writing of this chapter should be nothing but a lazy man’s task of transcription, not to speak of the noble ethical purpose of reforming the newspaper by exposing its iniquities. I confess I am disappointed. “The Brass Check” is a mixture of autobiography, valuable in its way to those who admire Mr. Sinclair, as I do most sincerely, and of evidence which, though properly personal, ought to be handled in an objective manner. I am puzzled that a man of “training and outlook,” who has shown in at least one of his novels an excellent sense of construction, could throw together such a hodge-podge of valid testimony, utterly damning to his opponents, and naïve trivialities, assertions insecurely founded and not important if they were well founded. I am so sure that Mr. Sinclair is on the whole right that I am reluctant to criticize him adversely, to lend a shadow of encouragement to the real adversary, who is unscrupulous and securely entrenched. But as a journalist of “training and outlook” I lament that another journalist of vastly more ability, experience, and information should not have done better work in selecting and constructing his material. As a lawyer said to his client, “You are a saint and you are right, but a court-room is no place for a saint and you are a damn bad witness.” Mr. Sinclair’s evidence, however, is all there to be dug out by whoever has the will and the patience. If one-tenth of it is valid and nine-tenths of doubtful value, the one-tenth is sufficient to show the sinister forces behind the newspapers and to explain some of the reasons why the newspapers are untrustworthy, cowardly, and dishonest.
Though Mr. Sinclair tells some damaging stories about the sins of anonymous reporters and of the prostitution of writers like the late Elbert Hubbard, who had no excuse for being anything but honest and independent, yet Mr. Sinclair on the whole would agree with me that the chief responsibility for the evils of journalism does not rest upon the journalist. He tries to place it squarely where it belongs on the owners of the press and the owners of the owners. But it is difficult to determine how the weight of guilt is distributed, for the press is a monster with more than two legs.
Part of the responsibility rests upon the reader, if indeed the reader is to blame for being a gullible fool and for buying shoddy goods. Mr. Lippmann says: “There is everywhere an increasingly angry disillusionment about the press, a growing sense of being baffled and misled.” And Mr. Sinclair says: “The people want the news; the people clamour for the news.” Both these statements may be true. But where do the learned doctors find the symptoms? A few of us who have some special interest in the press, in publicity, in political problems, are disillusioned and resentful. Probably everybody has said or heard somebody else say: “That’s only a newspaper story,” or “You cannot believe everything you read.” But such mild scepticism shows no promise of swelling to an angry demand on the part of that vague aggregate, the People, for better, more honest newspapers, to such an angry demand as you can actually hear in any house you enter for cheaper clothes and lower taxes.
If we make a rough calculation of the number of papers sold and of the number of people in the main economic classes, it is evident that papers of large circulation must go by the million to the working-people. Well, is there any sign of growing wrath in the breasts of the honest toilers against the newspapers, against Mr. Hearst’s papers, which throw them sops of hypocritical sympathy, not to speak of papers which are openly unfair in handling labour news? Or consider the more prosperous classes. In the smoking-car of any suburban train bound for New York some morning after eight o’clock, look at the men about you, business men, the kind that work, or do something, in offices. They are reading the Times and the Tribune. There may be some growls about something in the day’s news, something that has happened on the stock-market, or a stupid throw to third base in yesterday’s game. But is there any murmur of discontent with the newspaper itself? I fail to find any evidence of widespread disgust with the newspaper as it is and a concomitant hunger for something better. The Reader, the Public is mute, if not inglorious, and accepts uncritically what the daily press provides. The reader has not much opportunity to choose the better from the worse. If he gives up one paper he must take another that is just as bad. He is between the devil and the deep sea, as when he casts his ballot for Democrat or Republican. And if he votes Socialist he gets the admirable New York Call, which is less a newspaper than a vehicle of propaganda. When one paper is slightly more honest and intelligent than its rivals, the difference is so slight that only those especially interested in the problems of the press are aware of it. For example, in discussing these problems with newspaper men, with critical readers of the press, persons for any reason intelligently interested in the problems, I have never found one who did not have a good word to say for the New York Globe. It is so appreciably more decent than the other New York papers that I can almost forgive it for thrusting Dr. Frank Crane under my nose when I am looking at the amusing pictures of Mr. Fontaine Fox—the newspaper vaudeville has to supply stunts for all juvenile tastes. Yet the Globe does not find a clamorous multitude willing to reward it for its superiority to its neighbours, which I grant is too slight for duffers to discern. The American reader of newspapers, that is, almost everybody, is a duffer, so far as the newspaper is concerned, uncritical, docile, only meekly incredulous. It may be that “the people” get as good newspapers as they wish and deserve, just as they are said to get as good government as they wish and deserve. Certainly if the readers of newspapers seem to demand nothing better, the manufacturers of newspapers have no inducement to give them anything better. But this does not get us any nearer a solution of the problem or do more than indicate that some vaguely indeterminate part of the responsibility for the evils of the newspapers must rest on the people who buy them.
From the buyer to the seller is the shortest step. The newspaper is a manufacturing concern producing goods to sell at a profit; it is also a department store, and it has some characteristics that suggest the variety show and the brothel. But the newspaper differs from all other commodities in that it does not live by what it receives from the consumer who buys it. Three cents multiplied a million times does not support a newspaper. The valuable part of a newspaper from the manufacturer’s point of view, and also to a great extent from the reader’s point of view, is the advertisements. The columns of “reading matter,” so called, are little more than bait to attract enough readers to make the paper worth while as a vehicle for advertisements. It is of no importance to the management whether a given column contain news from Washington or Moscow, true or false, or a scandal or a funny story, as long as it leads some thousands of human eyes to look at it and so to look at adjacent columns in which are set forth the merits of a safety razor or an automobile tire or a fifty-dollar suit of clothes at thirty-nine dollars and a half. There has to be a good variety and a certain balance of interest in the columns of reading matter to secure the attention of all kinds of people. This accounts for two things, the great development in the newspaper of pure, or impure, entertainment, of more or less clever features, at the expense of space that might be devoted to news, and also the tendency to accentuate narrative interest above all other kinds of interest. A reporter is never sent out by his chief to get information, but always, in the lingo of the office, to get a “story.” This is sound psychology. Everybody likes a story, and there are only a few souls in the world who yearn at breakfast for information. To attack the newspaper for being sensational is to forget that all the great stories of the world, from the amatory exploits of Helen of Troy and Cleopatra to the scandalous adventures of Mrs. Black, the banker’s wife, are sensational and should be so treated. The newspaper manager is indifferent to every quality in his news columns except their power to attract the reader and so secure circulation and so please the advertiser. And the advertiser has as his primary interest only that of bringing to the attention of a certain number of people the virtues of his suspenders, shoes, and soothing syrup.
But the advertiser has a secondary interest. The newspaper willy-nilly deals with ideas, such as they are. No idea inimical to the advertiser’s business or in general to the business system of which he is a dependent part must be allowed in the paper. Therefore all newspapers are controlled by the advertising department, that is, the counting-room. They are controlled negatively and positively. We are discussing general characteristics and have not space for detailed evidence. But one or two cases will suffice.
An example of the coercion of the newspaper by the advertiser was recently afforded by the Philadelphia press. The Gimbel Brothers, owners of a department store, were charged by United States Government officials with profiteering. The only Philadelphia paper that made anything of the story was the Press, which was owned by Mr. Wanamaker of the rival department store. The other papers ignored the story or put it in one edition and then withdrew it. If there is an elevator accident in a general office building, it is reported. If there is a similar accident in a department store, it is usually not reported. When the New York Times (April 25, 1921) prints a short account of the experience of four Wellesley college students who disguised their intellectual superiority and got jobs in department stores, the head-line tells us that they “Find They Can Live on Earnings,” though the matter under the head-line does not bear this out. Perhaps it does no harm to suppress, or fail to publish, news of accidents and to make out a good case for the living and working conditions of shop-girls. These are minor matters in the news of the world and their importance would appear only if they were accumulated in their tediously voluminous mass.
The positive corruption of the newspaper by the advertiser goes deeper and proceeds from larger economic powers than individual merchants. There is all over the world a terrific economic contest between the employing classes and the wage-earning classes. The dramatic manifestation of this contest is the strike. Almost invariably the news of a strike is, if not falsified, so shaped as to be unfavourable to the workers. In the New York Nation of January 5, 1921, Mr. Charles G. Miller, formerly editor of the Cleveland Plain Dealer, exposes the lies of the Pittsburgh papers during the steel strike. In two weeks the Pittsburgh papers published more than thirty pages of paid advertisements denouncing the leadership of the strike and invoking “Americanism” against radicalism and syndicalism. The news and editorial attitude of the papers coincided with the advertisements and gave the impression that the strikers were disloyal, un-American, bolshevik. They were silent on the real questions at issue, hours, pay, working conditions. And not only the Pittsburgh press but the press of the entire country was poisoned. For the Associated Press and other news services are not independent organizations feeding news to their clients but simply interrelated newspapers swapping each other’s lies. The Denver newspapers control all the news that is read in Boston about the Colorado coal mines. The Boston newspapers control all the news that is read in San Francisco about the New England textile mills. The head of a local bureau of the Associated Press is not a reporter; he is merely a more or less skilful compiler and extracter who sends to the nation, to the whole world, matter which is furnished him by the papers of his district. So that he can usually hold up his hand and swear to the honesty of his service; he is like an express agent who ships a case of what he thinks is canned corn, and it is not his fault if there is opium concealed in the case.
The power of the advertiser to make the newspaper servile and right in its opinions is not confined to the local department store or the special industry operating through a district press. Nor is it confined to the negative punishment of withdrawing advertising of commodities like hosiery, chewing gum, and banking service from papers that offend their masters. There is another method of exerting this power, and that is to buy advertising space in which to set forth ideas calculated to influence public opinion. Here is a full page from a New York paper containing a cartoon and text, the main idea of which is that Labour and Capital should pull together. It is signed by “‘America First’ Publicity Association” and is Bulletin No. 115 in a series—“be sure to read them all.” This full-page bulletin, of which there have already been more than a hundred, appeared in many newspapers—I do not know how many; and a full page costs a good deal of money. What is the object of this patriotic association? The prevailing theme of the bulletins which I have seen is “Labour be good! Fight Bolshevism! Beware the Agitator!” Who is going to be influenced by these bulletins? Not the workingman. He knows what he wants, and if he is the dupe of agitators and false theories, these sermons can never rescue him. Not the capitalist. He knows what he wants, and gets it. Perhaps the little middle-class fellow may swallow such buncombe on his daily journey between his office and his home in the suburbs. But he is already an intellectually depraved servant of the employing classes, and it is not worth hundreds of thousands of dollars to complete and confirm his corruption. The primary object of the advertisement is to keep the newspaper “good,” to encourage its editorial departments, through the advertising department, not to fall below 99 and 44/100% pure Americanism or admit ideas inimical to the general interests of chambers of commerce, manufacturers’ associations, and other custodians of the commonweal. I suspect that some clever advertising man has stung the gentlemen who supply the money for this campaign of education, but what is a few million to them? The man who can best afford to laugh is the business manager of the newspaper when he looks at the check and meditates on the easy money of some of his advertising clients and the easy credulity of some of his reading clients.
It may be argued that the newspaper, which is a business, ought to be controlled, directly and indirectly, by business interests; and certainly if we allow the commercial powers to manage our food supply, transportation, and housing, it is a relatively minor matter if the same powers dominate our press. In like manner if we tolerate dishonest governments, we are only dealing with an epiphenomenon when we consider the dishonest and inefficient treatment by the press of public affairs, national and international. All the news of politics, diplomacy, war, world-trade emanates from government officials or from those who are interested in turning to their own advantage the actions of officials. Business is behind government, and government is behind business; which comes first is unimportant like the problem of the chicken and the egg. It is a partnership of swindle, and though the details of the relation are infinitely complicated, the relation in itself is easy to understand and accounts quite simply for the fact that world news is the most viciously polluted of all the many kinds of news. The efforts of a merchant to keep up the good name of his department store, or of a group of manufacturers to break a strike are feeble and even reasonable, so far as they use the newspapers, compared to the audacious perversion of truth by the combination of arch criminals, government and international business.
The star example in modern times is the current newspaper history of Russia. The New York Nation of March 6, 1920, published an article showing that in the columns of the New York Times Lenin had died once, been almost killed three times, and had fallen and fled innumerable times. The New Republic published August 4, 1920, a supplement by Lippmann and Merz summarizing the news which the Times printed about Russia during the three years preceding March 1920. The analysis shows an almost unbroken daily misrepresentation of the programme, purposes and strength of the Russian government and continuous false “optimism,” as the writers gently call it, about the military exploits of Russia’s enemies, the “white hopes,” Kolchak and Denekin. The writers expressly state that they did not select the Times because it is worse than other papers but, on the contrary, because it “is one of the really great newspapers of the world.” “Rich” or “powerful” would have been a better word than “great.” The sources of error in the Times were the Associated Press, the special correspondents of the Times, government officials and political factions hostile to the present Russian régime. Among the offenders was the United States Government or the journalistic fake-factory in or adjacent to the Department of State. At this writing the article in the New Republic has been out nearly a year, that in the Nation more than a year. It is fair to assume that they have been seen by the managers of the Times and other powerful journalists, that if there was any misstatement the weekly journals would have been forced to recant, which they have not done, and that if the Ochses of the newspaper world had any conscience they would have been at least more careful after such devastating exposures. But the game of “Lying about Lenin” goes merrily on.
The American government and the American press have not been more mendacious in their treatment of Russia than the governments and the press of other nations, but they have been more persistently stupid and unteachable in the face of facts. The British government has been engaged in an agile zigzag retreat from its first position of no intercourse with Russia, and when the London Labour Herald exposed the trick of Lloyd George which consisted of printing and sending out from Russia propaganda against the Soviet government, the prince of political liars was obliged to stop that fraud. On the other hand one of the first acts of our new administration was Mr. Hughes’s idiotic confirmation of the attitude held by the old administration, and he furnished the newspapers real news, since the Secretary’s opinions, however stupid, are real news, to add to their previous accumulation of ignorance and lies, and thereby encouraged them in their evil ways. If a government is composed of noodles and rogues, the press which reports the activities of the government and the opinions of its officials is only secondarily responsible for deceiving the public. The editors might be more critical in sifting the true from the false. But the newspaper has no motive for trying to correct the inherent vices of business and government; it does not originate those vices but merely concurs in them and reflects them. The newspaper is primarily responsible only for the stupidity and mendacity of its correspondents and editors. It is not an independent institution with its own ethic, with either will or full opportunity to serve the truth, but is only the symptom and expression of the vast corruption that lies behind it and of the dense popular ignorance that stands gaping before it.
The Dunciad of the Press does not end in quite universal darkness. There is a little light over the horizon. A new organization called The Federated Press, which endeavours to “get the news in spite of the newspapers and the great news agencies,” announces that already two hundred editors all over the world are using its service. It is too soon to tell how successful this enterprise will be, but it is a ray of promise, because it is an association of working journalists and not a vague aspiration of reformers and uplifters. Until some such organization does become powerful and by practical labour make an impression on the daily paper, we shall have to depend for enlightenment on a few weekly and monthly periodicals of relatively small circulation. Most of the popular weeklies and monthlies are as bad in their way as the newspapers, but they aim chiefly at entertainment; their treatment of the news in special articles and editorials is a subordinate matter, and their chief sin is not dishonesty but banality. The periodicals which do handle the news, always honestly, usually with intelligence, the Nation, the New Republic, the Freeman and one or two others, must have an influence greater than can be measured by their circulation; for though the giant press laughs at the cranky little Davids with their vicious radical ideas, and though it is too strong to be slain or even severely wounded, yet it cannot be quite insensible to the stones that fly from those valorous slings. It is, however, an indication of the low mental level of America that the combined circulation of these journals, which are, moreover, largely subscribed for by the same readers, is less than that of a newspaper in a second-rate city. Two of them are endowed or subsidized by liberal men of means and none of them is shiningly prosperous. An intelligent populace would buy them by the million. So we leave the responsibility where, after all, it belongs. The American press is an accurate gauge of the American mind.
John Macy
THE LAW
“The first thing we do, let’s kill all the lawyers.” This outcry of Jack Cade’s followers that the disappearance of the whole profession was the initial step in man’s progress toward a better world would be echoed in the United States by the revolutionists of to-day, and also by not a few solid business men who have nothing else in common with the mediæval agitator except perhaps the desire to see the fountains run wine and make it a felony to drink near-beer. Indeed almost every one takes his fling at the law. Doctors and ministers can be avoided if we dislike them, but the judge has a sure grip upon us all. He drags us before him against our will; no power in the land can overturn his decision, but defeated litigants, disappointed sociologists, and unsuccessful primary candidates all join in a prolonged yell, “Kill the umpire.”
Where there is smoke, there is fire. Underneath all this agitation is a deep-seated suspicion and dissatisfaction aroused by the legal profession and the whole machinery of justice. It exists despite the fact observed by Bryce, that our system of written constitutions has created a strongly marked legal spirit in the people and accustomed them to look at all questions in a legal way—a characteristic exemplified when other peoples judged the Covenant of the League of Nations as an expression of broad policies and the aspirations of a hundred years, while we went at it word by word with a dissecting knife and a microscope as if it had been a millionaire’s will or an Income Tax Act. Moreover, although lawyers as a class are unpopular, they are elected to half the seats in the legislatures and in Congress. The profession which cannot boast a single English Prime Minister in the century between Perceval and Asquith, has trained every President who was not a general, except Harding. Perhaps this very fact that lawyers receive public positions out of all proportion to their numbers partially accounts for the prejudice felt against them by men in other professions and occupations.
Hostility to lawyers and case-law is no new phenomenon in this country. Puritans and Quakers arrived with unpleasant memories of the English bench and bar, who had harried them out of their homes. To them, law meant heresy trials, and the impression that these left on the minds of their victims has been set down forever by Bunyan in the prosecution of Faithful at Vanity Fair. The Colonists were no more anxious to transplant some Lord Hate-good, his counsellors, and his law books to our shores, than Eugene V. Debs would strive to set up injunctions and sedition statutes if he were founding a socialistic commonwealth in the South Seas. The popular attitude toward lawyers was re-inforced by the clergy who were naturally reluctant to have their great moral and intellectual influence disputed by men who would hire themselves out to argue either side of any question. The ministers who ruled Massachusetts and Connecticut by the Law of Moses, wanted no rivals to challenge their decisions upon the authority of Bracton and Coke. And everywhere, except perhaps on the Southern plantations, the complicated structure of feudal doctrines, which constituted such a large part of English law well into the 18th century, was as unsuited to Colonial ways and needs as a Gothic cathedral in the wilderness. Life was so pressing, time was so short, labour so scarce, that the only law which could receive acceptance must be so simple that the settlers could apply it themselves. Although Justice Story has spread wide the belief that our ancestors brought the Common Law to New England on the Mayflower, the truth is that only a few fragments got across. These were rapidly supplemented by rules based on pioneer conditions. Much the same phenomenon occurred as in the California of 1849, where the miners ignored the water-law of the Atlantic seaboard which gave each person bordering on a stream some share of the water, and adopted instead the custom better suited to a new country of first come, first served. Almost the earliest task of the founders of a Colony was the regulation of the disputes which arise in a primitive civilization by a brief legislative code concerning crimes, torts, and the simplest contracts, in many ways like the dooms of the Anglo-Saxon kings. Gaps in these codes were not filled from the Common Law, as would be the case to-day, but by the discretion of the magistrate, or in some Colonies, in the early days, from the Bible. Land laws and conveyances were simple,—the underlying English principle of primogeniture was abolished outright by several Colonial charters, and disputes of title were lessened by the admirable system of registering deeds. Such law did not require lawyers, and it is not surprising that even the magistrates were usually laymen. The chief justice of Rhode Island as late as 1818 was a blacksmith. Oftentimes a controversy was taken away from the court by the legislature and settled by a special statute. Thus, instead of the English and modern American judge-made law, the Colonists received for the most part executive and legislative justice, and lived under a protoplasmic popular law, with the Common Law only one of its many ingredients.
The training of the few Colonists who did become lawyers may be judged from that of an early attorney general of Rhode Island:
“When he made up his mind to study law, he went into the garden to exercise his talents in addressing the court and jury. He then selected five cabbages in one row for judges, and twelve in another row for jurors. After trying his hand there a while, he went boldly into court and took upon himself the duties of an advocate, and a little observation and experience there convinced him that the same cabbages were in the court house which he thought he had left in the garden,—five in one row and twelve in another.”
The natural alienation of such attorneys from the intricacies of English law was increased by occasional conflicts between that system and Colonial statutes or conceptions of justice. An excellent Connecticut act for the disposal of a decedent’s land was declared void by the Privy Council in London as contrary to the laws of England, and the attempt of the New York governor and judges to enforce the obnoxious English law of libel in the prosecution of Peter Zenger in order to throttle the criticism of public officials by the press, would have succeeded if the jury had not deliberately rejected the legal definitions given by the court.
The Common Law became somewhat more popular when the principles of individual rights which had blocked Stuart oppression were used against George III. After the Revolution, however, it suffered with all things English. Many lawyers had been Loyalists. The commercial depression turned the bar into debt collectors. The great decisions of Lord Mansfield which laid the foundations of modern business law were rejected by Jefferson and many other Americans because of that judge’s reactionary policy towards the Colonies. Many States actually passed legislation forbidding the use of English cases as authorities in our courts. The enforcement of the Common Law of sedition and criminal libel by judges, many of whom had been educated in England, identified the Common Law with the suppression of freedom of speech. Nevertheless, the old simple Colonial rules were insufficient to decide the complex commercial questions which were constantly arising, especially in maritime transactions. Aid had to be obtained from some mature system of law.
At this moment a rival to the Common Law presented itself in the Napoleonic code of 1804, attractive to the populace just because it was French, and to many of the bar because of its logical arrangement and because unlike English lawyers they were widely read in Roman and modern Continental law. For a time it was actually doubtful whether the legal assistance which American judges needed would be drawn from England or France. French writers were cited in the courts and Livingston drafted a code on the Napoleonic model for Louisiana. The English law had, however, one great advantage. It was written in our own language. Furthermore, a group of exceptionally able judges such as Joseph Story and James Kent, by their decisions and writings, virtually imported the great bulk of the Common Law into this country and reworked it to meet American conditions. Nevertheless, this law was something that came from outside and had not grown up altogether from the lives and thoughts of our own people, so that it has never meant to Americans what English law means to Englishmen, for whom it is as much a product of their own land as parliamentary government or the plays of Shakespeare.
Another reason for American hostility to law was found at the frontier. The pioneer, imbued with the conviction that he was entitled to the land which he had cleared, ploughed and sown, often thrown by crop failures into debt to the tradesmen in the town, resented law as something which was forced upon him by people who led easy lives, who took his land away for some technical defect of title, foreclosed mortgages, compelled him to pay for goods of high prices and low quality, suppressed hereditary feuds, and substituted a mass of book learning which he was too ignorant or too busy to read, for the simple principles of fair play which seemed sufficient to him. Habitual obedience to law was a spirit which could not develop in men who were largely squatters, and who, from the outset of our national history, disregarded the Congressional statutes which required that public lands must be surveyed before they were settled. Sometimes, as in this instance, the settler’s resistance to law was successful. More often they were overpowered by the strength of civilization and submitted to the law sullen and unconvinced.
The old frontier is gone, a new frontier has arisen. The meeting place of unfriendly races has moved Eastward from the Missouri to the Merrimac. The pioneers of to-day came often from autocratic lands where law was something imposed on them from above, and they were slow to regard our law as different in kind. It was not a part of themselves. Moreover, they did not find in America the energetic police organization which had compelled their obedience in Europe. The men who framed our system of laws were taught by Puritanism that duties declared by those lawfully in authority should be voluntarily performed. A statute once on the books got much vitality from this spirit and from the social pressure of the homogeneous settled communities, whatever the difficulties of enforcement at the frontier. These forces behind law became weaker when the population was split into numerous and diverse races by the great tide of immigration. Obedience to law, never automatic among us, now became liable to cease altogether whenever a person thought the law unreasonable or felt fairly certain that he would not be found out.
This belief that a law ceases to have obligation when it becomes inexpedient to obey it, extends far beyond the recently arrived elements in our population. For instance, a wealthy man with several American generations behind him, who was serving on the jury in an accident case, stood up on a chair as soon as the jury got into the consultation-room and urged them to disregard everything which the judge had instructed them about the inability of the plaintiff to recover if he, as well as the defendant, was negligent. “This doctrine of contributory negligence,” said this educated juryman, “is not the law of France or Germany or any country on the Continent of Europe. A number of eminent writers agree that it is a thoroughly bad law. Let’s have nothing to do with it.” Needless to say, the plaintiff recovered. This conception of a higher law than that on the books may owe something to the Abolitionists’ belief that they were not bound by the laws protecting the inhuman institution of slavery. Many conscientious persons still hold that a man ought not to be punished for disobeying a law which he believes to be morally wrong. Fortunately, a corrective to this dangerous doctrine of the inner legal light is found in the words of a leading Abolitionist, Judge Ebenezer Rockwood Hoar, in charging the Grand Jury on riotous resistance to the fugitive slave law, although he himself regarded it as vicious legislation:
“A man whose private conscience leads him to disobey a law recognized by the community must take the consequences of that disobedience. It is a matter solely between him and his Maker. He should take good care that he is not mistaken, that his private opinion does not result from passion or prejudice, but, if he believes it to be his duty to disobey, he must be prepared to abide by the result; and the laws as they are enacted and settled by the constituted authorities to be constitutional and valid, must be enforced, although it may be to his grievous harm. It will not do for the public authorities to recognize his private opinion as a justification of his acts.”
Disrespect for law has been aggravated by the changing function of the lawyer since the Civil War. In the forties and fifties, he stood out as a leader in his community, lifted by education above the mass of citizens, often before the public gaze in the court-room and chosen because of his forensic eloquence to deliver many of those set orations which Americans constantly demand, brought forward by the litigation of those days as the avenger of crime, the defender of those unjustly imprisoned, the liberator of the escaping slave, or upholding some great public right on behalf of his city or State—the construction of a toll-free bridge across the Charles, the maintenance of the charter of Dartmouth College. After 1870, this pre-eminence was challenged by the new captains of industry, and their appearance was accompanied by an alteration in the work of many an able lawyer, which soon obscured him to the popular imagination. The formation of large businesses required more and more the skill which he possessed. Rewards for drafting and consultation became greater than for litigation, which was growing tedious and costly, so that his clients avoided it whenever possible. Consequently, he changed from an advocate into a “client care-taker,” seldom visible to the people and often associated in their minds with the powerful and detested corporations which he represented. Much of the prejudice against “corporation lawyers” was unjust, and the business development of to-day would have been impossible without the skill in organization and reorganization of great enterprises which they displayed during the last half century. However, popular opinion of a class is inevitably based, not on all its members, but on a conspicuous few, and the kind of legal career described in Winston Churchill’s “Far Country” was common enough to furnish data for damaging generalizations. In any case, the decline in the public influence of the bar was inevitable, especially as certain businesses retained the exclusive legal services of a staff of men, so that it could be said: “Lawyers used to have clients; now, clients have lawyers.”
Of course, during this period there were many lawyers who made a notable success by conducting cases against corporations. These accident lawyers were, however, no more popular than their opponents, even with the workingmen whom they represented. The small means of their clients made any remuneration from them improbable unless damages were recovered. Consequently, the lawyer agreed to take nothing if defeated, but to even matters up insisted on a large fraction of the amount awarded, usually one-third or even more, if he won. Therefore, he fought not merely for justice and his client, but for his own fee, and the temptation to win by every possible means was great. Business men were quick to label him unscrupulous, while workingmen resented it when a large slice of the money which the jury gave to them as a just measure for suffering a lifelong disability vanished into some lawyer’s pockets.
No satisfactory substitute for the contingent fee was suggested, but the prejudice created by the system and by the dislike of corporation lawyers was too great to be dispelled by the many members of the bar whose practice lay in neither of these two fields. And indeed, the profession as a whole cannot free itself from blame for some very definite evils, soon to be discussed. Unfortunately, the long-standing antagonism between lawyers and laymen has distracted the thoughts of both sides from wrongs which ought to be and can be cured, and turned them to never-ending disputes on problems of relatively small importance. For instance, almost any layman will open a discussion of the function of the lawyer by condemning the profession because it defends criminals who are known to be guilty. The solution of this problem is not easy, but it is not worth a hundredth of the attention it receives, for it hardly ever arises. The criminal law is a small part of the whole law, and lawyers who have spent their whole lives in that field have declared that they were not certain of the guilt of a single client. A far more important problem is whether a lawyer should advocate the passage of legislation which he personally considers vicious. Indeed, the underlying question, to which lawyers and laymen ought to be devoting themselves, is this. How far can the State ascertain the proper course of action by limiting itself to hearing paid representatives of the persons directly interested, financially or otherwise; or should the State also call in and pay trained men to investigate the question independently? The solution of this question will affect not only lawyers, but other professions as well. Medical experts, for instance, might cease to be hired by millionaires to prove them insane, or by the prosecuting attorney with the opposite purpose, but might be employed by the court to make an impartial inquiry into the mental condition of a prisoner. In short, it may be that we have carried the notion of litigation as a contest of wits between two sides so far that the interests of society have not been adequately safeguarded.
If laymen have erred in concentrating on minor points, lawyers have been far too ready to deny laymen any right to discuss law at all. It is just as if school-teachers should maintain that parents and citizens in general have no concern in the problems of education. The time has come to close the gulf in American life between the legal profession and the people who are ruled by laws. Law is the surface of contact where the pressure of society bears upon the individual. Doubtless, he attributes to the law many of the features in this pressure to which he objects, whereas they actually result from the social structure itself. The man who feels wronged by a prosecution for bigamy, or for stealing bread when he is starving for lack of employment, cannot expect to change the law without also changing the views of the community on monogamous marriage and the organization of industry. These institutions of society show themselves in the law just as the veins in a block of marble show themselves at the surface, but it is as futile for him to blame the law for “capitalism,” private property, or our present semi-permanent marriages as to try to get rid of the veins by scraping the surface of the marble. On the other hand, there are aspects of law which do not correspond to any existing social requirements or demands, and the layman has good cause to offer his opinion. And it may be worth listening to. The onlooker often sees most of the game. Although the layman may lack technical knowledge, he can appreciate the relation of law to his own department of human activity—business, social service, health—in ways that are difficult for the lawyer who is absorbed in the pressing tasks of each day. Moreover, the lawyer’s habitual and necessary obligation to conform to existing laws naturally inclines him to overlook their defects, which are obvious to those who can spend in detached criticism the same time which he requires for practical application. Modern medicine was created by Pasteur, who was not a doctor; modern English law by Bentham, who was a lawyer to the extent of arguing one case and who was edited by Mill, a philosopher and economist.
Knowledge is no longer a matter of water-tight compartments. “All good work is one,” says Wells in “Joan and Peter.” Law touches psychology in its treatment of the defective and insane, medicine and surgery in industrial accidents and disease, political science in municipal corporations, economics in taxation, philosophy in its selection of the purposes it should strive to accomplish. And this is a meagre list. The greatest need of American law is the establishment of means for intelligent mutual understanding and effective co-operation, not merely between lawyers and experts in such other fields as those mentioned, but between lawyers and the mass of our population, who fill the jails, pay the taxes, drink city water, get hurt in factories, buy, sell, invest, build homes, and leave it all to their children when they die.
For these men and women have a right to complain of our law. Its evils are not those commonly decried, lawyers to defend the guilty, reliance on precedents instead of common sense, bribed judges. The real defect is failure to keep up to date. Many existing legal rules have the same fault as New York surface-cars before the subway or Hoboken Ferries before the tubes. They were good in their day, but it has gone by and they cannot handle the traffic. The system formulated by Story and Kent worked well for the farms, small factories, and small banks of their time, but the great development of national resources and crowded cities presented new situations unsuited to the old legal rules, and kept men too busy for the constructive leisure necessary for thinking out a new system. The law became a hand-to-mouth affair, deciding each isolated problem as it arose, and often deciding it wrong. Yet lawyers were satisfied with law, just as business men with business. Then came the agitation of the last fifteen years, which has at least made us discontented about many things. The next task is to stop calling each other names, sit down together, think matters through to a finish, and work together to complete the process which is farther along than we realize, of making over the common law system of an agricultural population a century ago to meet the needs of the city-dwelling America of to-day.
A first step toward co-operation would be more discussion of law in the press. Several years ago Charles E. Hughes in a public address said that one reason why courts and lawyers were so unpopular in this country was the unfamiliarity of the people with what they were doing. Outside of criminal prosecutions, divorces, and large constitutional cases, newspapers give very little attention to legal questions, and even these cases are presented fragmentarily with almost no attempt to present their historical background and the general principles at issue. There is nothing to compare with the resumé of trials and decisions which appears from day to day in the London Times, no popular exposition of legal problems such as Woods Hutchinson has done for medicine or numerous writers for the achievements of Einstein. Surely law can be made as intelligible and interesting to the ordinary educated reader as relativity. It enters so intimately into human relationships that some knowledge of it is very important, not as a guide in specific transactions as to which a lawyer ought to be consulted, but as part of the mental stock-in-trade of the well-informed citizen. Wider realization of the difficulties of the work of judges and lawyers would bring about a friendlier and more helpful popular attitude.
The public might understand, for example, why law does not progress so conspicuously and rapidly as medicine or engineering. Part of the blame rests, no doubt, upon lawyers, who have been less active than other professions in discussing and applying new ideas, but the very nature of the subject is an obstacle to quick change. In law, progress requires group action; the individual can accomplish little. The physician who discovers a new antitoxin, the surgeon who invents a new method of operating for gastric ulcer, can always, if his reputation be established, find some patient upon whom to test his conception. Its excellence or its faults can be rapidly proved to his own mind and that of any skilled onlooker. And new ideas, if sound, mean a larger practice and money in his pocket. The lawyer gets no such rewards for improving the law, and has no such opportunities for experiment. If he is convinced by observation, wide reading, and long thinking, that arrest for debt should be abolished, or the property of a spendthrift protected by law from his creditors, or trial by jury abandoned except in criminal trials, he cannot try out these theories upon some client. He must sacrifice days from his regular work to persuade a whole legislature to test his idea upon thousands of citizens, and if the idea is a bad one, the experiment will be a widespread disaster. Consequently law reform always faces an instinctive and discouraging legislative opposition. Even after every State except two had adopted the Uniform Negotiable Instruments Law, the Georgia legislature refused to do so because the Act abolished days of grace, the old custom allowing a debtor three days beyond the time of payment named in his note. They said that when a man had promised to pay a debt on May 1, it was un-American not to let him wait till May 4. Again, a committee of very able New York lawyers recently drew a short Practice Act setting forth the main requirements for the conduct of a law-suit, and leaving the details to the judges, who may be supposed to know more about their own work than the legislature. Similar laws have long been in successful operation in England, Massachusetts, and Connecticut, whereas the existing New York Code of Civil Procedure with its thousands of sections has been a vexatious source of delay and disputes in the press of urban litigation. The new measure was an admirable and thorough piece of work, endorsed by the Bar Associations of New York City and the State. Yet it was killed by the age-long opposition of the country to the town. Upstate lawyers, less harassed by the old Code because of uncrowded rural dockets, objected to throwing over their knowledge of the existing system and spending time to learn a new and better one. The legislature hated to give more power to the courts. As a result, the new bill was scrapped, and nothing has been done after years of agitation except to renumber the sections of the old Code with a few improvements.
Another factor in law reform is the existence of fifty legal systems in one nation. Even if the law is modernized in one State, the objectionable old rule will remain in the other forty-seven until their legislatures are persuaded by the same tedious process. On the other hand, this diversity has its merits. Some of the progressive Western States serve as experiment stations for testing new legal and governmental schemes. Still more important, the limitations on legal experimentation are somewhat offset by the opportunities for observation of the workings of different legal rules in neighbouring States. The possibilities of this comparative method for judging the best solution of a legal problem have not yet been fully utilized. For example, a dispute has long raged whether it is desirable to compel a doctor to disclose professional secrets on the witness-stand without the patient’s consent. About half the States require him to keep silent. The reasons given are, that patients will seek medical aid less freely if their confidences may be disclosed; doctors would lie to shield their patients; some doctors are hired by employers to treat workmen injured in accidents and will try to get evidence on behalf of the employers if they are allowed to testify. So far, the discussion has turned on the probability or improbability that these arguments represent the facts, and neither side has collected the facts. The discussion could be brought down to earth by an investigation in New York which has the privilege, and Massachusetts, where secrecy is not maintained. Are doctors less consulted in Massachusetts, do they perjure themselves, do they ingratiate themselves with workmen to defeat subsequent accident suits? Statistics, personal interviews with judges and physicians, and examination of the stenographic records of trials ought to give valuable assistance in determining which half of the States has the better rule.
Since law reform requires highly organized group action, some individual should be charged with the responsibility of organization. At present, it is everybody’s business. Judges are hearing cases all day and writing opinions at night, and they have no legislative position as in England, where they can draft bills and present them in the House of Lords. Individual lawyers carry little weight. The Bar Associations have accomplished much, but the work of their members is done without pay in the intervals of practice, and they have no official standing. The Attorney General is necessarily a partisan, representing the State’s side in litigation, with neither the time nor the duty to improve the law in general. The United States and the larger States badly need a Minister of Justice. All complaints of legal inefficiency would come to him, and he would be constantly collecting statistics of the cases in the courts and their social consequences, observing procedure personally, or through a corps of expert assistants, conferring with the judges and the Bar Associations, drafting or examining measures affecting the administration of justice and giving his opinion about them to the legislature, and charged with the general duty of ascertaining whether every person can find a certain remedy from the laws for all injuries or wrongs, obtaining right and justice freely and without purchase, completely and without denial, promptly and without delay.
Until we establish such an official, we can rely on three instruments of legal advance, each of which may be a point of co-operation between lawyers and laymen. Of the first, the Bar Associations, something has already been said. The second is the judiciary. Unfortunately, the tendency of the American antagonism to law to concentrate on personal topics has warped the prolonged discussion of this branch of our government during the last ten years, and, indeed, since 1789. Charges of corruption and incompetency against individual judges, and methods of getting a bad judge off the bench, have entirely obscured the problem of getting good judges on the bench. The power of judges to declare statutes unconstitutional and void makes them the controlling factor in our government, yet there is no country where less attention is paid to their selection and training. It is of no use to recall a poor judge by popular vote if the people are eager to put one of the same type in his place. Nothing need be added to the estimate in Bryce’s “Modern Democracies” of the unevenness of judicial personnel. The most obvious need, if the inferior judges are to be brought up to the level of the best men, is for higher salaries. But that alone is not enough to induce leaders of the bar to become judges. No salary could be so high as the income of successful metropolitan lawyers. The time has come for greater willingness on their part to retire from a large practice in middle life and devote their talents to judicial work. And even this will be useless, unless selection is based on merit. Our system of an elective judiciary is probably too deeply rooted to be entirely abandoned, though it is clear that legal talent is not a quality, like executive ability, readily capable of being appraised by the electorate. On the other hand, it is not altogether certain that State governors would appoint judges without regard to partisan considerations. An interesting compromise plan has been suggested, that there should be a Chief Justice, elected by the people, who should be in effect the Minister of Justice already described. All the other judges would be appointed by him, for life or for long terms, while his responsibility for wise selections would be secured by a short term or even by the recall. A governor does so many tasks that his judicial appointments do not play a large part in the popular judgment of his record, but the Chief Justice would stand or fall on the merits of the administration of law under his management.
Moreover, we do not deal fairly by the judges chosen under existing systems. After they have been selected, they should have more opportunity to study the special duties of their position before beginning work, and more leisure amid trials and opinions for general legal reading and for observation of the complexities of modern life which are inevitably involved in their decisions, especially on constitutional questions. Most litigation grows out of urban and industrial conditions, with which State supreme court judges may easily get out of touch, if they remain continuously in the State House in a small upstate city like Springfield, Albany, or Sacramento, with little opportunity to visit the factories and tenements of Chicago, New York, and San Francisco. It may also be doubted whether our usual system which restricts some judges to trials and others to appellate work is wise; an occasional change from one to the other is both refreshing and instructive. Judges frequently complain of the monotony of their work, cooped up with a few associates of similar mental interests, so that the atmosphere may acquire the irritability of a boarding-house. It is not generally understood how much judges are cut off from other men. Close intimacy with their former friends at the bar or with wealthy business men who may have cases before them, is sure to cause talk. Graham Wallas’s suggestion of an occasional transfer to active work of a semi-judicial character, like Judge Sankey’s chairmanship of the English Coal Commission, seems valuable. Our Interstate Commerce Commission would provide such an opportunity. Finally, the existing gulf between courts and law schools might be narrowed by summer conferences on growing-points in the law, where each side could give much out of its experience to the other.
The remaining instrument of progress is the law schools. “Legal education,” says Bryce, “is probably nowhere so thorough as in the United States.” The chief reasons for this success are two, the professional law teacher, who has replaced the retired judge and the practising lawyer who lectured in his spare hours; and the case-system of instruction. This method is not, as is popularly believed, the memorization by the students of the facts of innumerable cases. It imparts legal principles, not on the say-so of a text-book or a professor, but by study and discussion of the actual sources of those principles, the decisions of the courts. The same method in the Continental Law would result in a class-room discussion of codes and commentators, which are there the sources. One of the most interesting signs of its success is its spread from law into other sciences such as medicine. Books based on the study of concrete situations are used in public schools for the study of geography and hygiene, and charitable societies work out the general needs of the community from the problems of individual families. This system has superseded in all the leading law schools the old methods of lecturing and reading treatises. Its most conspicuous service is, of course, vocational, the training of men whose advice a client can safely accept. Already some States have required a law-school degree as a condition of admission to the bar, and the old haphazard law-office apprenticeship will eventually disappear, although the question of how far a man who is earning his living should be allowed to study law in his spare hours at a night law school whose standards must usually be lower than a full-time school remains as a difficult problem in a democratic country. Efficiency of training conflicts with equality of opportunity. A second service of the leading law schools is the modernization of the law through the production of books. A great example of this is the “Treatise on Evidence,” by John H. Wigmore, dean of Northwestern Law School, which is every day influencing courts and renovating the most antiquated portion of the common law.
Of late years, the need for fresh changes in method has become plain. Christopher Columbus Langdell, the inventor of the case-system, laid down two fundamental propositions: “First, that law is a science; second, that all the available materials of that science are contained in printed books.” Experience has proved that he was right in believing that attendance in a lawyer’s office or at the proceedings of courts was not essential to a legal education. But the scope of legal study must now extend beyond printed books, certainly beyond law books. Since law is not an isolated department of knowledge, but a system of rules for the regulation of human life, the truth of those rules must be tested by many facts outside the past proceedings of courts and legislatures. Not only law in books but law in action has to be considered, and after learning the principles evolved by a process of inclusion and exclusion in the decisions or by intermittent legislative action, the scholar must find how those principles actually work in the bank, the factory, the street, and the jail. The problem is still debated, whether this can better be done in the pre-legal college course or by the use of non-legal experts in the law schools, or whether the necessary material should be assimilated and presented by the law teachers themselves. Yet this widening of the content of legal study does not in the least impair the validity of Langdell’s method, the systematic investigation of the sources of law at first hand, whether those sources be found in the reports and statutes which he had in mind, or in the economic, social, and psychological facts which have demanded attention in recent years.
Something must be said in closing of those portions of the law where change has been most necessary. Of these our criminal law is easily the most disgraceful. Its complete inability to perform its task has been exhaustively demonstrated by the opening chapter of Raymond Fosdick’s “American Police Systems.” The lawyers and judges are only partly to blame, for their work forms only the middle of three stages in the suppression of crime. The initial stage of arrest and the final stage of punishment are in the hands of administrative officials, beyond the control of the bench and bar. Many criminals are never caught, and the loss of public confidence in the justice or effectiveness of prisons makes juries reluctant to convict. Yet the legal profession is sorely at fault for what takes place while the prisoner is in the dock. The whole problem calls for that co-operation between lawyers, other experts, and laymen, of which I have already spoken. Unless something is soon done, we may find crime ceasing to be a legal matter at all. Even now, many large department stores have so little belief in the criminal courts and prisons that they are trying embezzlers and shoplifters in tribunals of their own, and administering a private system of probation and restitution. The initial step is a reformulation of the purpose of punishment. Twenty-five years ago, Justice Holmes asked, “What have we better than a blind guess to show that the criminal law in its present form does more good than harm?”
One serious reason for its breakdown has been the creation of innumerable minor offences, which are repeatedly committed and almost impossible to suppress. The police are diverted from murders and burglaries to gambling and sexual delinquencies, while the frequent winking at such breaches of law destroys the essential popular conviction that a law ought to be obeyed just because it is law. The Chief of Police of New Orleans told Raymond Fosdick, “If I should enforce the law against selling tobacco on Sunday, I would be run out of office in twenty-four hours. But I am in constant danger of being run out of office because I don’t enforce it.” So they were hanging green curtains, which served the double purpose of advertising the location of the stands and of protecting the virtue of the citizens from visions of evil.
At the present time we have thrown a new strain on the criminal law by the enactment of nation-wide prohibition. The future will show whether the main effect of this measure will be an increase in disrespect and antagonism for law, or the ultimate removal of one of the chief causes of lawlessness and waste. Unfortunately, the perpetual discussion of home-brew receipts and hidden sources of supply has prevented a general realization that we are witnessing one of the most far-reaching legislative experiments of all time. What we ought to be talking about is the consequences of prohibition to health, poverty, crime, earning-power, and general happiness. It is possible, for instance, that total abstinence for the working classes coupled with apparently unlimited supplies of liquor for their employers may have the double consequence of increasing the resentful desire of the former to wrest the control of wealth from those who are monopolizing a time-honoured source of pleasure, and of weakening the ability of the heavy-drinking sons of our captains of industry to stand up in the struggle against the sober brains of the labour leaders of the future. Prohibition may thus bring about a striking shift of economic power.
The delays, expense, and intricacies of legal procedure demand reform. The possession of a legal right is worthless to a poor man if he cannot afford to enforce it through the courts. The means of removing such obstacles have been set forth by Reginald H. Smith in “Justice and the Poor.” For instance, much has already been accomplished by Small Claims Courts, where relief is given without lawyers in a very simple manner. When a Cleveland landlady was sued by a boarder because she had detained his trunk, she told the judge that he had set fire to his mattress while smoking in bed and refused to pay her twenty-five dollars for the damage. The judge, instead of calling expert witnesses to prove the value of the mattress, telephoned the nearest department store, found he could buy another for eight dollars, and the parties agreed to settle on that basis. Again, family troubles are now scattered through numerous courts. A father deserts, and the mother goes to work. The neglected children get into the Juvenile Court. She asks for a separation in the Probate Court. A grocer sues her husband for food she has bought, before a jury. She prosecutes him before a criminal court for non-support, and finally secures a divorce in equity. One Court of Domestic Relations should handle all the difficulties of the family, which ought to be considered together. Much of the injustice to the poor has been lessened by legal aid societies, which have not only conducted litigation for individuals but have also fought test-cases up to the highest courts, and drafted statutes in order to protect large groups of victims of injustice. The injury done to the poor by antiquated legal machinery is receiving wide attention, but it is also a tax on large business transactions which is ultimately paid by the consumer. Reform is needed to secure justice to the rich.
The substantive law which determines the scope of rights and duties has been more completely overhauled, and many great improvements have been accomplished. Relations between the public and the great corporations which furnish transportation and other essential services are no longer left to the arbitrary decisions of corporate officers or the slow process of isolated litigation. Public service commissions do not yet operate perfectly, but any one who doubts their desirability should read a contemporary Commission Report and then turn to the history of the Erie Railroad under Jim Fiske and Jay Gould as related in “The Book of Daniel Drew.” The old fellow-servant rule which threw the burden of an industrial accident upon the victim has been changed by workmen’s compensation acts which place the risk upon the employer. He pays for the injured workman as for a broken machine and shifts the expense to his customers as part of the costs of the business. The burden is distributed through society and litigation is rapid and inexpensive. Unfortunately, no such satisfactory solution has been reached in the law of labour organizations, but its chaotic condition only corresponds to the general American uncertainty on the proper treatment of such organizations. It is possible that just as the King, in the Middle Ages, insisted on dragging the Barons into his courts to fight out their boundary disputes there, instead of with swords and battleaxes on the highway, so society which is the victim of every great industrial dispute will force employers and workmen alike to settle their differences before a tribunal while production goes on. The Australian Courts of Conciliation have lately been imitated in Kansas, an experiment which will be watched with close interest.
Less importance must be attached, however, to the development of particular branches of the law than to the change in legal attitude. The difference between the old and the new is exemplified by two extracts from judicial decisions which were almost contemporaneous. Judge Werner, in holding the first New York Workmen’s Compensation Act unconstitutional, limited the scope of law as follows:
“This quoted summary of the report of the commission to the legislature, which clearly and fairly epitomizes what is more fully set forth in the body of the report, is based upon a most voluminous array of statistical tables, extracts from the works of philosophical writers and the industrial laws of many countries, all of which are designed to show that our own system of dealing with industrial accidents is economically, morally, and legally unsound. Under our form of government, however, courts must regard all economical, philosophical and moral theories, attractive and desirable though they may be, as subordinate to the primary question whether they can be moulded into statutes without infringing upon the letter or spirit of our written constitutions.... With these considerations in mind we turn to the purely legal phases of the controversy.” (Ives v. South Buffalo Ry. Co., 201 N. Y. 271, 287, 1911.)
A different attitude was shown by the Supreme Court of the United States in its reception of the brief filed by Mr. Louis D. Brandeis on behalf of the constitutionality of an Oregon statute limiting woman’s work to ten hours a day. Besides decisions, he included the legislation of many States and of European countries. Then follow extracts from over ninety reports of committees, bureaus of statistics, commissioners of hygiene, inspectors of factories, both in this country and in Europe, to the effect that long hours of labour are dangerous for women, primarily because of their special physical organization. Following them are extracts from similar reports discussing the general benefits of shorter hours from the economic aspect of the question. Justice Brewer said:
“The legislation and opinions referred to in the margin may not be, technically speaking, authorities, and in them is little or no discussion of the constitutional question presented to us for determination, yet they are significant of a widespread belief that woman’s physical structure, and the functions she performs in consequence thereof, justify special legislation restricting or qualifying the conditions under which she should be permitted to toil. Constitutional questions, it is true, are not settled by even a consensus of present public opinion, for it is a peculiar value of a written constitution that it places in unchanging form limitations upon legislative action, and thus gives a permanence and stability to popular government which otherwise would be lacking. At the same time, when a question of fact is debated and debatable, and the extent to which a special constitutional limitation goes is affected by the truth in respect to that fact, a widespread and long continued belief concerning it is worthy of consideration. We take judicial cognizance of all matters of general knowledge.” (Muller v. Oregon, 208 U. S. 412, 420, 1907.)
The decision displays two qualities which are characteristic of the winning counsel since his elevation to the bench; it keeps its eye on the object instead of devoting itself to abstract conceptions, and it emphasizes the interest of society in new forms of protection against poverty, disease, and other evils. To these social interests, the property of the individual must often be partly sacrificed and in recent years we have seen the courts upholding the guarantee of bank deposits, State regulation of insurance rates, and suspension of the right of landlords to recover unreasonable rents or dispossess their tenants. All this would have been regarded as impossible fifty years ago.
These extensions of governmental power over property have been accompanied by legislation severely restricting freedom of discussion of still more radical types of State control. It is argued that the right of free speech must face limitation like the right of the landlord. The true policy is exactly the opposite. Not only is it unjust for the State to carry out one form of confiscation while severely punishing the discussion of another form, but in an age of new social devices the widest liberty for the expression of opinion is essential, so that the merits and demerits of any proposed plan may be thoroughly known and comparisons made between it and alternative schemes, no matter how radical these alternatives may be. A body of law that was determined to stand still might discourage thought with no serious damage; but law which is determined to move needs the utmost possible light so that it may be sure of moving forward.
No one has expressed so well the new importance of social interests, and the value of freedom of speech; no one, indeed, has expressed so nobly the task and hopes of American Law, as the man of whom it is said that among the long list of American judges, he seems “the only one who has framed for himself a system of legal ideas and general truths of life, and composed his opinions in harmony with the system already framed.” (John H. Wigmore, “Justice Holmes and the Law of Torts,” 29 Harv. L. Rev. 601.) Yet no one has been more cautious than Justice Holmes in warning us not to expect too much from law.
“The law, so far as it depends on learning, is indeed, as it has been called, the government of the living by the dead. It cannot be helped, it is as it should be, that the law is behind the times. As law embodies beliefs that have triumphed in the battle of ideas and then have translated themselves into action, while there is still doubt, while opposite convictions still keep a battle front against each other, the time for law has not come; the notion destined to prevail is not yet entitled to the field.” (“Collected Legal Papers,” 138, 294.)
It is the work of the present generation of American lawyers to be sure that the right side wins in the many conflicts now waging. We cannot be certain that the law will make itself rational, while we remain as inactive as in the past, absorbed in our own routine, and occasionally pausing to say, “All’s right with the world”; for, to quote Holmes once more, “The mode in which the inevitable comes to pass is through effort.”
Zechariah Chafee, Jr.
EDUCATION
If Henry Adams had lived in the 13th century he would have found the centre of a world of unity in the most powerful doctrine of the church, the cult of the Virgin Mary. Living in the 19th century he sums up his experience in a world of multiplicity as the attempt to realize for himself the saving faith of that world in what is called education. Adams was not the first to be struck with the similarity of the faiths of the mediæval and the modern world. This comparison is the subject of an article by Professor Barrett Wendell published in the North American Review for 1904 and entitled “The Great American Superstition”:
“Undefined and indefinite as it is, the word education is just now a magic one; from the Atlantic to the Pacific, it is the most potent with which you can conjure money out of public chests or private pockets. Let social troubles declare themselves anywhere, lynchings, strikes, trusts, immigration, racial controversies, whatever you chance to hold most threatening, and we are gravely assured on every side that education is the only thing which can preserve our coming generations from destruction. What is more, as a people we listen credulously to these assurances. We are told, and we believe and evince magnificent faith in our belief, that our national salvation must depend on education.”
Professor Wendell goes on trenchantly to compare this reigning modern faith with that in the mediæval church. He calls attention to the fact that whereas the dominant architectural monuments of the Old World are great cathedrals and religious houses, implying the faith that salvation could be assured by unstinted gifts to the church, in our modern times the most stately and impressive structures are our schools, colleges, and public libraries, many of them, like the cathedrals, erected by sinners of wealth in the pursuit of individual atonement and social salvation. “Ask any American what we shall do to be saved, and if he speak his mind he will probably bid us educate our fellow-men.” He might have extended his comparison to the personal hierarchy of the two institutions, for at the time of his article the President of Harvard spoke to the people of the United States with the voice of Innocent III, surrounded by his advisers among university presidents and superintendents gathered like Cardinal Archbishops, in the conclave of the National Education Association, of which the Committee of Ten was a sort of papal curia. Although the educational papacy has fallen into schism, the cities are still ruled by superintendents like bishops, the colleges by president and deans, like abbots and priors, and the whole structure rests on a vast population of teachers holding their precarious livings like the parish priests at the will of their superiors, tempered by public opinion. Indeed, Professor Wendell is struck by the probability that as European society was encumbered by the itinerant friars, so America will have “its mendicant orders of scholars—the male and female doctors of philosophy.” But it is his main theme which concerns us here, that “the present mood of our country concerning education is neither more nor less than a mood of blind, mediæval superstition.”
The difference between faith as religion and as superstition may be hard to define, the terms having become somewhat interchangeable through controversy, but in general we should doubtless use the pragmatic test. A vital and saving faith which actually justifies itself by results is religion; a faith which is without constructive effect on character and society, and is merely fanciful, fantastic, or degrading we call superstition. The old education which America brought from England and inherited from the Renaissance was a reasonable faith. It consisted of mathematics, classics, and theology, and while it produced, except in rare instances, no mathematicians, classical scholars, or theologians, it trained minds for the learned professions of those days and it gave the possessors of it intellectual distinction, and admitted them to the society of cultivated men everywhere. Its authority was largely traditional, but it worked in the world of that day much as the thirty-three Masonic degrees do in the world of Masonry. It may properly be called a religion, and in its rigid, prescribed, dogmatic creed it may be compared to the mediæval theology. At any rate, it suffered the same fate and from the same cause. Its system was too narrow for the expanding knowledge and the multiplying phenomena of the advancing hour. It failed to take account of too many things. The authority of tradition, by which it maintained its position, was challenged and overthrown, and private judgment was set in its place.
Private judgment in education is represented by the elective system; President Eliot was the Luther of this movement and Harvard College his Wittenberg. Exactly as after the Reformation, however, the attitudes of assertion and subservience in spiritual matters continued to manifest themselves where the pope had been deposed, in Geneva and Dort and Westminster, so in spite of the anarchy of the elective system the educational function continues to impose itself in its traditional robes of authority, and to be received with the reverence due to long custom. And in this way education in America from being a saving faith has become an illusion. The old education, its authority challenged, its sway limited, and nobody caring whether its followers can quote Latin or not, is in the position of the Church of Rome; the so-called new education, uncertain in regard to material and method, direction and destination, is like the anarchic Protestant sects. Neither possesses authority; the old system has lost it, and the new ones have never had it. They are alike in depending upon the blindness of the masses which is superstition.
Although the generalization remains true that the mood of America toward education is a mood of superstition, there are certain forms of education operative in America to-day which approve themselves by performance and justify the reasonable faith in which they are held. The argument in favour of the elective system, by force of which it displaced the prescribed classical course, was that it was necessary to give opportunity for specialization. This opportunity it has given, and in certain directions the results produced by American institutions are of high value. Our scientific education is the most advanced, and in the professions which depend upon it, engineering and medicine, our product doubtless “compares favourably” with that of Europe. These facts cannot be cited, however, as a valid reason for the American faith in education as a whole. It is recognized to-day that progress in natural science has far outrun that in politics, social life, culture—therein lies the tragedy of the world. A few men of science have a knowledge of the means by which the human race can be destroyed in a brief space—and no statesmen, philosophers, or apostles of culture have the power to persuade the human race not to permit it to be done.
In another direction a great increase of specialization has taken place—in the preparation for business. Our colleges of business administration rival our scientific schools in the exactness of their aim, and the precision of their effort. Here again, however, it may be questioned whether their success is one to justify belief in the educational process as a whole. The result of such specialization upon the business organization of society can hardly be to arouse a critical, and hence truly constructive, attitude in regard to the whole economic problem; it is nearly certain to promote a disposition to take advantage of the manifest shortcomings of that organization for individual successful achievement. Whether society as a whole will profit by the efforts of such experts as our business colleges are turning out remains to be seen. Whether we are wise in strengthening the predatory elements which put a strain on the social organization, at a time when the whole structure is trembling, is open to question. Here again the faith of America in education as social salvation is not justified by individual results, however brilliant and fortunate.
The value of the specialist to society is unquestionable, but he alone will not save it. Such salvation must come from the diffusion and validity of the educational process as a whole, from the men and women of active intelligence, broad view, wide sympathy, and resolute character who are fitted as a result of it to see life steadily and see it whole, reason soundly to firm conclusions in regard to it, and hold those decisions in the face of death. The specialist indeed may be considered a necessary subtraction from the general social army, a person set apart for special duty, whose energies are concentrated and loyalties narrowed. We expect him to die, if need be, in maintaining that the world moves, but not for freedom of thought in the abstract. It is by the generally trained, all-round product of our education that the system must be judged. And what do we find?
The general student, it appears, tends to be the product of as narrow a process as the specialist, but not as deep. As the demands of specialization become more exacting, its requirements reach farther and farther back into the field of general education, and more and more of the area is restricted to its uses. The general student in consequence becomes a specialist in what is left over. Moreover, he exercises his right of private judgment and free election along the path of least resistance. Laboratory science he abhors as belonging to a course of specialization which he has renounced. The classics and mathematics, to which a good share of our educational machinery is still by hereditary right devoted, he scorns as having no raison d’être except an outworn tradition. With the decline of the classics has gone the preliminary training for modern languages, which the general student usually finds too exacting and burdensome, and from the obligation of which colleges and secondary institutions also are now rapidly relieving him. We boasted in the late war that we had no quarrel with the German language, and yet by our behaviour we recognized that one of the fruits of victory was the annihilation of at least one foreign speech within our borders. The general student is thus confined, by right of private judgment of course, to his own language and literature, and such superficial studies in history and social science as he can accomplish with that instrument alone. His view is therefore narrow and insular. His penetration is slight. He is, in short, a specialist in the obvious.
Not only does the general student tend to be as restricted in subject-matter as the specialist, but he lacks the training in investigation, reasoning, and concentration which the latter’s responsibility for independent research imposes. The definition of the aim of general education on which Professor Wendell rested his case for the old curriculum in the article quoted above, is “such training as shall enable a man to devote his faculties intently to matters which of themselves do not interest him.” Now clearly if the student persistently chooses only the subjects which interest him, and follows them only as far as his interest extends, he escapes all training in voluntary attention and concentration. In his natural disposition to avoid mental work he finds ready accomplices in his instructors and text-book writers. They realize that they are on trial, and that interest alone is the basis of the verdict. Accordingly they cheerfully assume the burden of preliminary digestion of material, leaving to the student the assimilation of so much as his queasy stomach can bear. One way in which the study of English literature or history can be made a matter of training in criticism and reasoning is to send the student to the sources, the original material, and hold him responsible for his conclusions. He may gain a wrong or inadequate view, but at any rate it is his own, and it affords him a solid basis for enlargement or correction. Instead of this the student is invited to a set of criticisms and summaries already made, and is usually discouraged if by chance he attempts a verification on his own account. The actual reading of Shakespeare, Bacon, Milton, Swift, Burke will give the student at least a certain training in concentration; but this is hard, slow, and dry work. It is much easier and more comprehensive, instead of reading one play of Shakespeare, to read about all the plays, including the life of the author, his dramatic art, and some speculations in regard to the Elizabethan stage. It was William James who pointed out the difference between knowledge about and acquaintance with an author. The extent to which we have substituted for the direct vision, with its stimulating appeal to individual reaction, the conventional summary and accepted criticism, the official formula and the stereotyped view, is the chief reason for the ready-made uniformity of our educated product.
The pioneer democracy of America itself is responsible for a method of instruction typically American. The superstitious faith in education was the basis of a system whereby many busy, middle-aged persons whose early advantages had been limited, by means of attractive summaries, outlines, and handbooks, could acquaint themselves with the names of men, books, and events which form the Binet-Simon test of culture, and enable the initiate to hold up his head in circles where the best that has been thought or said in the world is habitually referred to. This method is carried out in hundreds of cultural camp-meetings every summer, by thousands of popular lectures, in countless programmes of study for women’s clubs. Unfortunately it is coming to be not only the typical but the only method of general education in America. Chautauqua has penetrated the college and the university. Better that our fathers had died, their intellectual thirst unsatisfied, than that they had left this legacy of mental soft drinks for their children.
Thus far I have had the college chiefly in mind, but the same observations apply equally to the secondary school. The elective system has made its way thither, and indeed one of the chief difficulties of organizing a college curriculum for the general student which shall represent something in the way of finding things out, of reasoning from facts to conclusions, and of training in voluntary attention, is that of determining any common ground on the basis of previous attainment. Not only the elective system but the Chautauqua method has largely permeated our high schools. The teachers, often on annual appointment, more than the college instructors, with comparative security of tenure, are dependent on the favour of pupils, a favour to be maintained in competition with dances, movies, and The Saturday Evening Post, by interesting them. It is therefore a common thing for teachers to repeat in diluted form the courses which they took in college—and which in the original were at best no saturate solutions of the subject. The other day, on visiting a class in Shakespeare at a Y.M.C.A. school, I ventured to suggest to the teacher that the method used was rather advanced. “Ah, but my daughter at high school,” he said, “is having Professor Blank’s course in the mediæval drama.” Now such a course intended for graduate students investigating sources, influences, and variations among saints’ plays and mystery plays, could have no educational value in material or method for a high-school pupil, but it was, no doubt, as interesting as a Persian tale.
Inasmuch as the colleges and the secondary schools are both uncertain as regards the meaning and aim of general education, it is not surprising to find the grade schools also at sea, their pupils the victims both of meaningless tradition and reckless experiment. The tradition of our grade schools, educational experts tell us, was brought by Horace Mann from Prussia. There the Volkschule was designed for the children of the people, who should be trained with a view to remaining in the station in which they had been born. At least, it may be conceded, the German designers of the system had a purpose in mind, and knew the means to attain it; but both purpose and means are strangely at variance with American conditions and ideals. Other experts have pointed out the extraordinary retarding of the educational process after the first years, when the child learns by a natural objective method some of the most difficult processes of physical life, accomplishing extraordinary feats of understanding and control; and some of the most hopeful experiments in primary education look toward continuing this natural method for a longer time. At present the principle of regimentation seems to be the most important one in the grade school, and as the pace is necessarily that of the slowest, the pupils in general have a large amount of slack rope which it is the problem of principals and teachers to draw in and coil up. Altogether the grade school represents a degree of waste and misdirection which would in itself account for the tendencies toward mental caprice or stagnation which are evident in the pupils who proceed from it.
Thus the parallel which Professor Wendell established between our educational system and the mediæval church would seem to have a certain foundation. In the colleges, as in the monasteries, we have a group of ascetic specialists, sustained in their labours by an apocalyptic vision of a world which they can set on fire, and in which no flesh can live; and a mass of idle, pleasure-loving youth of both sexes, except where some Abbot Samson arises, with strong-arm methods momentarily to reduce them to order and industry. In the high schools, as in the cathedrals, we have great congregations inspired by the music, the lights, the incense, assisting at a ceremony of which the meaning is as little understood as the miracle of the mass. In the grade schools, as in the parish churches, we have the humble workers, like Chaucer’s poor parson of the town, trying with pathetic endeavour to meet the needs and satisfy the desires of their flocks, under conditions of an educational and political tyranny no less galling than was the ecclesiastical.
But, we may well enquire, whence does this system draw its power to impose itself upon the masses?—for even superstition must have a sign which the blind can read, and a source of appeal to human nature. The answer bears out still further Professor Wendell’s parallel. The mediæval church drew its authority from God, and to impose that authority upon the masses it invented the method of propaganda. It claimed to be able to release men from the burden which oppressed them most heavily, their sins, and in conjunction with the secular power it enforced its claims against all gainsayers, treating the obstinate among them with a series of penalties, penance, excommunication, the stake. Education finds its authority in the human reason, and likewise imposes that authority by propaganda. It too claims the power of salvation from the evils which oppress men most sorely to-day—the social maladjustments, “lynchings, strikes, trusts, immigration, racial controversies”—and it is in alliance with the secular power to preserve its monopoly of social remedies from the competition of anything like direct action. Now it is clear that in the religion of Christ in its pure form the church had a basis for its claims to possess a power against sin, and a means of salvation. Similarly it may be maintained that human reason, allowed to act freely and disinterestedly, would be sufficient to cope with the evils of our time and bring about a social salvation. Indeed, it is curious to remark how nearly the intellectual conclusions of reason have come to coincide with the intuitive wisdom of Jesus. The church was faithless to its mission by alliance with temporal power, by substituting its own advancement for the will of God, by becoming an end in itself. Education likewise is by way of being faithless to itself, by alliance with secular power, political and financial, by the substitution of its own institutional advancement for disinterested service of truth, by becoming likewise an end in itself.
In one of the most remarkable pronouncements of the present commencement season, President Hopkins of Dartmouth College summarized the influences which make against what he calls Verihood. They are first, Insufficiency of mentality, or over-professionalization of point of view; second, Inertia of mentality or closed mindedness; and third, False emphasis of mentality or propaganda. The late war and its evil aftermath have put in high relief the extent of this third influence. President Hopkins speaks as one of the Cardinal Archbishops of Education, and I quote his words with the authority which his personality and position give them:
“Now that the war is passed, the spirit of propaganda still remains in the reluctance with which is returned to an impatient people the ancient right of access to knowledge of the truth, the right of free assembly, and the right of freedom of speech. Meanwhile the hesitancy with which these are returned breeds in large groups vague suspicion and acrimonious distrust of that which is published as truth, and which actually is true, so that on all sides we hear the query whether we are being indulged with what is considered good for us, or with that which constitutes the facts. Thus we impair the validity of truth and open the door and give opportunity for authority which is not justly theirs to be ascribed to falsehood and deceit.”
The war was a test which showed how feeble was the hold of American education upon the principle which alone can give it validity. Nowhere was the suppression of freedom of mind, of truth, so energetic, so vindictive as in the schools. Instances crowd upon the mind. I remember attending the trial of a teacher before a committee of the New York School Board, the point being whether his reasons for not entering with his class upon a discussion of the Soviet government concealed a latent sympathy with that form of social organization. The pupils were ranged in two groups, Jews and Gentiles, and were summoned in turn to give their testimony—they had previously been educated in the important functions of modern American society, espionage, and mass action. Another occasion is commemorated by the New York Evening Post, the teacher being on trial for disloyalty and the chief count in his indictment that he desired an early peace; and his accuser, one Dr. John Tildsley, an Archdeacon or superintendent of the diocese of New York under Bishop Ettinger:
“Are you interested in having this man discharged?”
“I am,” said Dr. Tildsley.
“Do you know of any act that would condemn him as a teacher?”
“Yes,” said Dr. Tildsley, “he favoured an early peace.”
“Don’t you want an early, victorious peace?”
“Why ask me a question like that?”
“Because I want to show you how unfair you have been to this teacher.”
“But Mr. Mufson wanted an early peace without victory,” said Dr. Tildsley.
“He didn’t say that, did he? He did not say an early peace without victory?”
“No.”
“Then you don’t want an early peace, do you?”
“No.”
“You want a prolongation of all this world misery?”
“To a certain extent, yes,” said Dr. Tildsley.
Nor did the sabotage of truth stop with school boards and superintendents. A colleague of mine writing a chapter of a text-book in modern history made the statement that the British government entered the war because of an understanding with France, the invasion of Belgium being the pretext which appealed to popular enthusiasm—to which a great publishing house responded that this statement would arouse much indignation among the American people, and must therefore be suppressed.
We need not be surprised that since the war education has not shown a disinterested and impartial attitude toward the phenomena of human affairs, a reliance on the method of trial and error, of experiment and testimony, which it has evolved. Teachers who are openly, or even latently, in sympathy with a form of social organization other than the régime of private control of capital are banned from schools and colleges with candle, with book, and with bell. Text-books which do not agree with the convenient view of international relations are barred. Superintendents like Ettinger and Tildsley in New York are the devoted apologists for the system to which they owe their greatness. To its position among the vested interests of the world, to the prosperity of its higher clergy, education has sacrificed its loyalty to that which alone can give it authority.
The prevention of freedom of thought and enquiry is of course necessary so long as the purpose of education is to produce belief rather than to stimulate thought. The belief which it is the function of education to propagate is that in the existing order. Hence we find the vast effort known as “Americanization,” which is for the most part a perfect example of American education at the present day. The spirit of “Americanization” is to consider the individual not with reference to his inward growth of mind and spirit, but solely with a view to his worldly success, and his relation to the existing order of society, to which it is considered that the individual will find his highest happiness and usefulness in contributing. This programme naturally enough finds a sponsor in the American Legion, but it is truly disconcerting to find the National Education Association entering into alliance with this super-legal body, appointing a standing committee to act in co-operation with the Legion throughout the year, accepting the offer of the Legion to give lectures in the schools, and endorsing the principle of the Lusk Law in New York, which imposes the test of an oath of allegiance to the Government as a requirement for a teacher’s certificate.
We have now the chief reason why education remains the dominant superstition of our time; but one may still wonder how an institution which is apparently so uncertain of its purpose and methods can continue to exercise such influence on the minds and hearts of men. The answer is, of course, that education is not in the least doubtful of its purpose and methods. Though the humble and obscure teacher, like the Lollard parson, may puzzle his brains about the why and how and purpose of his being here, his superiors, the bishops, the papal curia, know the reason. Education is the propaganda department of the State, and the existing social system. Its resolute insistence upon the essential rightness of things as they are, coupled with its modest promise to reform them if necessary, is the basis of the touching confidence with which it is received. It further imposes itself upon the credulity of the people by the magnificence of its establishment. The academic splendour of the commencement season when the hierarchs bestow their favours, and honour each other and their patrons by higher degrees, is of enormous value in impressing the public. Especially to the uneducated does this majesty appeal. That an institution which holds so fair an outlook on society, which is on such easy and sympathetic terms with all that is important in the nation, which commands the avenues by which men go forward in the world, should be able to guarantee success in life to its worshippers is nothing at which to be surprised. Hence we find the poor of different grades making every sacrifice to send sons and daughters through high school, through college, in the same pathetic faith with which they once burned candles to win respite for the souls of their dead.
There are reasons, however, for thinking that the superstition is passing. In the first place, nowhere do we find more scepticism in regard to the pretensions of education than among those who have been educated, and this number is rapidly increasing. In the second place, the alliance between education and a social system depending on private capital is too obvious, and the abrogation of the true functions of the former is too complete. The so-called Americanization campaign is so crude an attempt to put something over that even the unsophisticated foreigner whom it is intended to impress watches the pictures or reads the pamphlets which set forth the happy estate of the American workman, with his tongue in his cheek. The social groups which feel aggrieved under the present order are marking their defection by seceding from the educational system and setting up labour universities of their own. So serious is this secession that New York has passed the Lusk Law, designed to bring the independent movement under State control. In the third place, the claim of education to be an open sesame to success in life is contradicted by the position of its most constant votaries, the teachers. The prestige which used to attach to the priests of learning and which placed them above the lure of riches has vanished; their economic station has declined until even college professors have fallen into the servantless class, which means the proletariat. Truly for such as they to declare that education means success in life is a dismal paradox.
Another sign of approaching reformation in the educational system is to be found in the frankly corrupt practices which infest it. Here the parallel to the mediæval church is not exact, for in the latter it was the monasteries and religious houses that were the chief sources of offence, while the colleges and private institutions of higher learning which correspond to them are singularly free from anything worse than wasteful internal politics. It is the public educational system which by reason of its contact with political government partakes most palpably of the corruption that attends the democratic State. It is unnecessary to mention the forms which this corruption takes where a school board of trustees by political appointment is given the exploitation of the schools—the favouritism in appointments and promotions, the graft in text-books and equipment, the speculation in real estate and building contracts, the alienation of school property. There is scarcely a large city in the country in which pupils and teachers alike are not shamefully and scandalously defrauded by action of school trustees which can be characterized in the mildest terms as wilful mismanagement conducing to private profit.
There are two things necessary to the reform of education. One is democratic control, that is, management of institutions of teaching by the teachers. It is to be noted that this is the demand everywhere of labour which respects itself—control of the means of production and responsibility for the result. Surely the teachers should be one of the first groups of toilers to be so trusted. Under democratic control the spoliation of the schools by politicians, the sacrifice of education to propaganda, the tyranny of the hierarchy can be successfully resisted. Once the teachers are released from servile bondage to the public through the political masters who control appointments and promotions, they will deal with their problems with more authority, and be independent of the suffrage of the pupils. Through joint responsibility of the workers for the product they will arrive at that esprit de corps which consists in thinking in terms of the enterprise rather than of the job, and from which we may expect a true method of education. Already the movement toward democratic control of teaching is taking form in school systems and colleges. There are a hundred and fifty unions of teachers affiliated with the American Federation of Labour. But the true analogy is not between teachers and labour, but between education and other professions. To quote Dr. H. M. Kallen:
“To the discoverers and creators of Knowledge, and to its transmitters and distributors, to these and to no one else beside belongs the control of education. It is as absurd that any but teachers and investigators should govern the art of education as that any but medical practitioners and investigators should govern the art of medicine.”
The other thing needful to restore education to health and usefulness is that it should surrender its hold upon the superstitious adoration of the public, by giving up its pretensions to individual or social salvation, by ceasing its flattery of nationalistic and capitalistic ambitions, and by laying aside its pomps and ceremonies which conduce mainly to sycophancy and cant. Education has shown in special lines that it can be thoroughly scientific, disinterested, devoted. It is its task to translate these virtues of the specialist into the general field. It is not the business of education to humbug the people in the interest of what any person may think to be for their or for his advantage. It is its business to deal frankly and honestly with them, accepting in the most literal sense the responsibility and the promise contained in the text: “Ye shall know the truth, and the truth shall make you free.”
Robert Morss Lovett
SCHOLARSHIP AND CRITICISM
It is natural for the musician to think any land barbarous if it has produced no great composers, the painter if it has produced no great painters, the critic or the scholar if it has produced no great scholars and critics, and so on for all the other arts and sciences. But it is idle to insist that every race should express itself in the same way, or to assume that the genius of a nation can be tested by its deficiencies in any single field of the higher life. Great critics are rare in every age and country; and even if they were not, what consolation is there for the clash and diversity of races and nations except the special and diverse gifts which each may furnish to the spiritual whole? England has achieved greatness without great music, Germany without great sculpture, ancient Rome without great science or philosophy, Judæa with little but poetry and religion; and it is not necessary to lay too much stress on our own lack of great scholars and great critics—yes, even on our lack of great poets and great painters. They may come to-day or to-morrow, or we may be destined never to have them. The idea that great national energy must inevitably flower in a great literature, and that our wide-flung power must certainly find expression in an immortal poem or in the “great American novel,” is merely another example of our mechanical optimism. The vision of great empires that have been both strong and silent, Assyria, Babylonia, Egypt, haunts all history; Virgil or Camoens only fitfully expresses the power that is summed up in Cæsar or Magellan.
But without insisting on impossible aims or illusory standards of greatness, it is fair to ask some flow of spiritual activity, some general spirit of diffused culture,—in a word, the presence of a soul. For though we must eat (and common sense will cook better dinners than philosophy), though we must work (and the captain of industry can organize trade better than the poet), though we must play (and the athlete can win more games than the scholar), the civilization that has no higher outlets for its intellect and imagination will show at least some marks of spiritual starvation. You may see the signs of its restless gnawing on the face of almost any American woman beyond the first flush of youth; you may see some shadow of its hopeless craving on the face of almost any mature American man.
The same signs are to be seen in American scholarship and American criticism. If scholarship were what most people think it, the dull learning of pedants, and criticism merely the carping and bickering of fault-finders, the fact would hardly be worth recording. But since they are instruments which the mind of man uses for some of its keenest questionings, their absence or their weakness must indicate something at least in the national life and character which it is not unimportant to understand.
I
The tradition of scholarship, like so many other things, comes to us from what used to be called the Renaissance, the period (it may not be ironical to be reminded) in which the Americas were discovered and explored; and whatever savour of distinction inheres in the idea of “the gentleman and the scholar” was created then. Scholarship at first meant merely a knowledge of the classics, and though it has since widened its scope, even then the diversity of its problems was apparent, for the classical writers had tilled many fields of human knowledge, and the student of Homer and Virgil was really faced with a different problem from the student of Plato or Thucydides. Scholarship has never been a reality, a field that could be bounded and defined in the sense in which poetry, philosophy, and history can be. It is a point of view, an attitude, a method of approach, and, so far as its meaning and purpose can be captured, it may be said to be the discipline and illumination that come from the intellectual mastery of a definite problem involved in the growth of the human spirit.
Scholarship, conceived in this sense, has no history (though dull and learned hodge-podges have served as such), for it is a spirit diffused over various fields of study; and in America this spirit has scarcely even come into existence. American Universities seem to have been created for the special purpose of ignoring or destroying it. The chief monuments of American scholarship have seldom if ever come from men who have been willing to live their whole lives in an academic atmosphere. The men whom we think of as our foremost literary scholars, Gildersleeve, Norton, and the rest, acquired their fame rather through their personalities than their scholarly achievements. The historians, Motley, Prescott, Bancroft, Parkman, Rhodes, Lea, Fiske, Mahan, were not professors; books like Taylor’s “Mediæval Mind,” Henry Adams’s “Mont Saint Michel and Chartres,” Thayer’s “Cavour,” Villard’s “John Brown,” and Beveridge’s “John Marshall,” even Ticknor’s “History of Spanish Literature,” were not written within University walls, though Ticknor’s sixteen years of teaching tamed the work of a brilliant man of the world until there is little left save the characteristic juiceless virtue of an intelligent ordering of laborious research. It would seem as if in the atmosphere of our Universities personality could not find fruitage in scholarly achievement worthy of it, and learning can only thrive when it gives no hostages to the enemy, personality.
Of the typical products of this academic system, the lowest is perhaps the literary dissertation and the highest the historical manual or text-book. It may be because history is not my own special field of study that I seem to find its practitioners more vigorous intellectually than the literary scholars. Certainly our historians seem to have a special aptitude for compiling careful summaries of historical periods, and some of these have an ordered reasonableness and impersonal efficiency not unlike that of the financial accounting system of our large trusts or the budgets of our large universities. To me most of them seem feats of historical engineering rather than of historical scholarship; and if they represent a scholarly “advance” on older and less accurate work, written before Clio became a peon of the professors, it can only be said that history has not yet recovered from the advance. Nor am I as much impressed as the historians themselves by the more recent clash between the “old” school and the “new,” for both seem to me equally lacking in a truly philosophic conception of the meaning of history. Yet there is among the younger breed a certain freshness of mind and an openness to new ideas, though less to the problems of human personality or to the emotional and spiritual values of man’s life. This deficiency is especially irritating in the field of biography. Not even an American opera (corruptio optimi) is as wooden as the biographies of our statesmen and national heroes; and if American lives written by Englishmen have been received with enthusiasm, it was less because of any inherent excellence than because they at least conceived of Hamilton or Lincoln as a man and not as an historical document or a political platitude.
But literary scholarship is in far worse plight in our Universities. No great work of classical learning has ever been achieved by an American scholar. It may be unfair to suggest comparison with men like Gilbert Murray, Croiset, or Wilamowitz; but how can we be persuaded by the professors or even by a dean that all culture will die if we forget Greek and Latin, until they satisfy us by their own work that they themselves are alive? Asia beckons to us with the hand of Fate, but Oriental scholarship is a desert through which a few nomadic professors wander aimlessly. As to the literatures in the modern European tongues, Dante scholarship has perhaps the oldest and most respectable tradition, but on examination dwindles into its proper proportions: an essay by Lowell and translations by Longfellow and Norton pointed the way; a Dante Society has nursed it; and its modern fruits, with one or two honourable exceptions, are a few unilluminating articles and text-books. Ticknor’s pioneer work in the Spanish field has had no successors, though Spanish America is at our doors; the generous subsidies of rich men have resulted as usual in buildings but not in scholarship. Of the general level of our French and German studies I prefer to say nothing; and silence is also wisest in the case of English. This field fairly teems with professors; Harvard has twice as many as Oxford and Cambridge combined, and the University of Chicago almost as many as the whole of England. Whether this plethora of professors has justified itself, either by distinguished works of scholarship or by helping young America to love literature and to write good English, I shall not decide, but leave entirely to their own conscience. This at least may be said, that the mole is not allowed to burrow in his hole without disturbance; for in this atmosphere, as a protest and counterfoil, or as a token of submission to the idols of the market-place, there has arisen a very characteristic academic product,—the professor who writes popular articles, sometimes clever, sometimes precious, sometimes genteel and refined, sometimes merely commonplace, but almost always devoid of real knowledge or stimulating thought. Even the sober pedant is a more humane creature than the professorial smart-Aleck.
Whence arises this inhibition of mediocrity, this fear of personality and intellect, this deep antinomy of pedant and dilettante? The “fear-of-giving-themselves-away disease” which affected the professors of the Colleges of Unreason in “Erewhon” is mildly endemic in every University in the world, and to a certain degree in every profession; but nowhere else does it give the tone to the intellectual life of a whole people. If I were a sociologist, confident that the proper search would unearth an external cause for every spiritual defect, I might point to any one of a dozen or more damning facts as the origin and source of all our trouble,—to the materialism of a national life directed solely toward practical ends, to the levelling and standardizing influences of democracy, to Anglo-Saxon “Colonialism,” to the influence of German erudition, or to the inadequate economic rewards of the academic life. I should probably make much of that favourite theme of critical fantasy, the habits derived from the “age of the pioneers,” a period in which life, with its mere physical discomforts and its mere demands on physical energy and endurance, was really so easy and simple that Americans attempt to reproduce it on all their holidays.
But in so far as they have any reality, all these are merely symptoms of the same disease of the soul. The modern sanatorium may be likened to the mediæval monastery without its spiritual faith; the American University to a University without its inner illumination. It is an intellectual refuge without the integration of a central soul,—crassly material because it has no inner standards to redeem it from the idols of the market-place, or timid and anæmic because it lacks that quixotic fire which inheres in every act of faith. It is at one and the same time our greatest practical achievement and our greatest spiritual failure. To call it a compound of sanatorium and machine-shop may seem grossly unfair to an institution which has more than its share of earnest and high-minded men; but though the phrase may not describe the reality, it does indicate the danger. When we find that in such a place education does not educate, we cry for help to the only gods we know, the restless gods of Administration and Organization; but scholarship cannot be organized or administered into existence, even by Americans.
What can we say (though it seem to evade the question) save that America has no scholarship because as yet it has a body but no soul? The scholar goes through all the proper motions,—collects facts, organizes research, delivers lectures, writes articles and sometimes books,—but under this outer seeming there is no inner reality. Under all the great works of culture there broods the quivering soul of tradition, a burden sometimes disturbing and heavy to bear, but more often helping the soul to soar on wings not of its own making. We think hungrily that the freshness of outlook of a young people should be more than compensation; but the freshness is not there. Bad habits long persisted in, or new vices painfully acquired, may pass for traditions among some spokesmen of “Americanism,” but will not breathe the breath of life into a national culture. All is shell, mask, and a deep inner emptiness. We have scholars without scholarship, as there are churches without religion.
Until there comes a change of heart or a new faith or a deep inner searching, scholarship must continue to live this thwarted and frustrated life. Only a profound realization of its high purpose and special function, and the pride that comes from this realization, can give the scholar his true place in an American world. For this special function is none other than to act as the devoted servant of thought and imagination and to champion their claims as the twin pillars that support all the spiritual activities of human life,—art, philosophy, religion, science; and these it must champion against all the materialists under whatever name they disguise their purpose. What matter whether they be scientists who decry “dialectics,” or sociologists who sneer at “mere belles-lettres,” or practical men who have no use for the “higher life”? Whether they be called bourgeois or radical, conservative or intellectual,—all who would reduce life to a problem of practical activity and physical satisfaction, all who would reduce intellect and imagination to mere instruments of practical usefulness, all who worship dead idols instead of living gods, all who grasp at every flitting will-o’-the-wisp of theory or sensation,—all these alike scholarship must forever recognize as its enemies, and its chief tempters.
II
Scholarship, so conceived, is the basis of criticism. When a few years ago I published a volume which bore the subtitle of “Essays on the Unity of Genius and Taste,” the pedants and the professors were in the ascendant, and it seemed necessary to emphasize the side of criticism which was then in danger, the side that is closest to the art of the creator. But the professors have been temporarily routed by the dilettanti, the amateurs, and the journalists, who treat a work of the imagination as if they were describing fireworks or a bull-fight (to use a phrase of Zola’s about Gautier); and so it is necessary now to insist on the discipline and illumination of scholarship,—in other Words, to write an “Essay on the Divergence of Criticism and Creation.”
American criticism, like that of England, but to an even greater extent, suffers from a want of philosophic insight and precision. It has neither inherited nor created a tradition of æsthetic thought. For it every critical problem is a separate problem, a problem in a philosophic vacuum, and so open for discussion to any astute mind with a taste for letters. Realism, classicism, romanticism, imagism, impressionism, expressionism, and other terms or movements as they spring up, seem ultimate realities instead of matters of very subordinate concern to any philosophy of art,—mere practical programmes which bear somewhat the same relation to æsthetic truth that the platform of the Republican Party bears to Aristotle’s “Politics” or Marx’s “Capital.” As a result, critics are constantly carrying on a guerilla warfare of their own in favour of some vague literary shibboleth or sociological abstraction, and discovering anew the virtues or vices of individuality, modernity, Puritanism, the romantic spirit or the spirit of the Middle West, the traditions of the pioneer, and so on ad infinitum. This holds true of every school of American criticism, “conservative” or “radical”; for all of them a disconnected body of literary theories takes the place of a real philosophy of art. “Find an idea and then write about it” sums up the American conception of criticism. Now, while the critic must approach a work of literature without preconceived notion of what that individual work should attempt, he cannot criticize it without some understanding of what all literature attempts. The critic without an æsthetic is a mariner without chart, compass, or knowledge of navigation; for the question is not where the ship should go or what cargo it should carry, but whether it is going to arrive at any port at all without sinking.
Criticism is essentially an expression of taste, or that faculty of imaginative sympathy by which the reader or spectator is able to re-live the vision created by the artist. This is the soil without which it cannot flourish; but it attains its end and becomes criticism in the highest sense only when taste is guided by knowledge and thought. Of these three elements, implicit in all real criticism, the professors have made light of taste, and have made thought itself subservient to knowledge, while the dilettanti have considered it possible to dispense with both knowledge and thought. But even dilettante criticism is preferable to the dogmatic and intellectualist criticism of the professors, on the same grounds that Sainte-Beuve is superior to Brunetière, or Hazlitt to Francis Jeffrey; for the dilettante at least meets the mind of the artist on the plane of imagination and taste, while the intellectualist or moralist is precluded by his temperament and his theories from ever understanding the primal thrill and purpose of the creative act.
Back of any philosophy of art there must be a philosophy of life, and all æsthetic formulæ seem empty unless there is richness of content behind them. The critic, like the poet or the philosopher, has the whole world to range in, and the farther he ranges in it, the better his work will be. Yet this does not mean that criticism should focus its attention on morals, history, life, instead of on the forms into which the artist transforms them. Art has something else to give us; and to seek morals, or economic theories, or the national spirit in it is to seek morals, economic theories, the national spirit, but not art. Indeed, the United States is the only civilized country where morals are still in controversy so far as creative literature is concerned; France, Germany, and Italy liberated themselves from this faded obsession long ago; even in England critics of authority hesitate to judge a work of art by moral standards. Yet this is precisely what divides the two chief schools of American criticism, the moralists and the anti-moralists, though even among the latter masquerade some whose only quarrel with the moralists is the nature of the moral standards employed.
Disregarding the Coleridgean tradition, which seems to have come to an end with Mr. Woodberry, and the influence of the “new psychology,” which has not yet taken a definite form, the main forces that have influenced the present clashes in the American attitude toward literature seem to be three. There is first of all the conception of literature as a moral influence, a conception which goes back to the Græco-Roman rhetoricians and moralists, and after pervading English thought from Sidney to Matthew Arnold, finds its last stronghold to-day among the American descendants of the Puritans. There is, secondly, the Shavian conception of literature as the most effective vehicle for a new Weltanschauung, to be judged by the novelty and freshness of its ideas, a conception particularly attractive to the school of young reformers, radicals, and intellectuals whose interest in the creative imagination is secondary, and whose training in æsthetic thought has been negligible; this is merely an obverse of the Puritan moralism, and is tainted by the same fundamental misconception of the meaning of the creative imagination. And there is finally the conception of literature as an external thing, a complex of rhythms, charm, beauty without inner content, or mere theatrical effectiveness, which goes back through the English ’nineties to the French ’seventies, when the idea of the independence of art from moral and intellectual standards was distorted into the merely mechanical theory of “art for art’s sake”; the French have a special talent for narrowing æsthetic truths into hard-and-fast formulæ, devoid of their original nucleus of philosophic reality, but all the more effective on this account for universal conquest as practical programmes.
The apparent paradox which none of these critics face is that the Weltanschauung of the creative artist, his moral convictions, his views on intellectual, economic, and other subjects, furnish the content of his work and are at the same time the chief obstacles to his artistic achievement. Out of morals or philosophy he has to make, not morals or philosophy, but poetry; for morals and philosophy are only a part, and a small part, of the whole reality which his imagination has to encompass. The man who is overwhelmed with moral theories and convictions would naturally find it easiest to become a moralist, and moralists are prosaic, not poetic. A man who has strong economic convictions would find it easiest to become an economist or economic reformer, and economics too is the prose of life, not the poetry. A man with a strong philosophic bias would find it easiest to become a pure thinker, and the poet’s visionary world topples when laid open to the cold scrutiny of logic. A poet is a human being, and therefore likely to have convictions, prejudices, preconceptions, like other men; but the deeper his interest in them is, the easier it is for him to become a moralist, economist, philosopher, or what not, and the harder for him to transcend them and to become a poet. But if the genius of the poet (and by poet I mean any writer of imaginative literature) is strong enough, it will transcend them, pass over them by the power of the imagination, which leaves them behind without knowing it. It has been well said that morals are one reality, a poem is another reality, and the illusion consists in thinking them one and the same. The poet’s conscience as a man may be satisfied by the illusion, but woe to him if it is not an illusion, for that is what we tell him when we say, “He is a moralist, not a poet.” Such a man has really expressed his moral convictions, instead of leaping over and beyond them into that world of the imagination where moral ideas must be interpreted from the standpoint of poetry, or the artistic needs of the characters portrayed, and not by the logical or reality value of morals.
This “leaping over” is the test of all art; it is inherent in the very nature of the creative imagination. It explains, for example, how Milton the moralist started out to make Satan a demon and how Milton the poet ended by making him a hero. It explains the blindness of the American critic who recently objected to the “loose thinking” of a poem of Carl Sandburg in which steel is conceived of as made of smoke and blood, and who propounded this question to the Walrus and the Carpenter: “How can smoke, the lighter refuse of steel, be one of its constituents, and how can the smoke which drifts away from the chimney and the blood which flows in the steelmaker’s veins be correlates in their relation to steel?” Where shall we match this precious gem? Over two centuries ago, Othello’s cry after the death of Desdemona,
“O heavy hour,
Methinks it should now be a huge eclipse
Of sun and moon!”
provoked another intellectualist critic to enquire whether “the sun and moon can both together be so hugely eclipsed in any one heavy hour whatsoever;” but Rymer has been called “the worst critic that ever lived” for applying tests like these to the poetry of Shakespeare. Over a century ago a certain Abbé Morellet, unmoved by the music of Chateaubriand’s description of the moon,—
“She pours forth in the woods this great secret of melancholy which she loves to recount to the old oaks and the ancient shores of the sea,”—
asked his readers: “How can the melancholy of night be called a secret; and if the moon recounts it, how is it still a secret; and how does she manage to recount it to the old oaks and the ancient shores of the sea rather than to the deep valleys, the mountains, and the rivers?”
These are simply exaggerations of the inevitable consequence of carrying over the mood of actual life into the world of the imagination. “Sense, sense, nothing but sense!” cried a great Austrian poet, “as if poetry in contrast with prose were not always a kind of divine nonsense. Every poetic image bears within itself its own certain demonstration that logic is not the arbitress of art.” And Alfieri spoke for every poet in the world when he said of himself, “Reasoning and judging are for me only pure and generous forms of feeling.” The trained economist, philosopher, or moralist, examining the ideas of a poet, is always likely to say: “These are not clearly thought out or logical ideas; they are just a poet’s fancy or inspiration;” and that is the final praise of the poet. If the expert finds a closely reasoned treatise we may be sure that we shall find no poetry. It is a vision of reality, and not reality, imagination and not thought or morals, that the artist gives us; and his spiritual world, with all that it means for the soaring life of man, fades and disappears when we bring to it no other test than the test of reality.
These are some of the elementary reasons why those who demand of the poet a definite code of morals or manners—“American ideals,” or “Puritanism,” or on the other side, “radical ideas”—seem to me to show their incompetence as critics. How can we expect illumination from those who share the “typical American business man’s” inherent inability to live in the world of fantasy which the poets have created, without the business man’s ability to face the external facts of life and mould them to his will? These men are schoolmasters, pedants, moralists, policemen, but neither critics nor true lovers of the spiritual food that art provides. To the creative writers of America I should give a wholly different message from theirs. I should say to them: “Express what is in you, all that serene or turbulent vision of multitudinous life which is yours by right of imagination, trusting in your own power to achieve discipline and mastery, and leave the discussion of ‘American ideals’ to statesmen, historians, and philosophers, with the certainty that if you truly express the vision that is in you, the statesmen, historians, and philosophers of the future will point to your work as a fine expression of the ‘American ideals’ you have helped to create.”
But it is no part of the critic’s duty to lay down laws for the guidance of the creator, though he may have insight enough to foresee some of the directions which literature is likely to take. He may even point out new material for the imagination of poets to feed on,—the beautiful folklore of our native Indians, the unplumbed depths of the Negro’s soul, the poetry and wisdom of Asia (which it may be our chief destiny to interpret for the nations of Europe), the myth and story of the hundred races that are to make up the new America, and all the undiscovered coigns and crannies of our national life. I shall not say that these services are extraneous and unimportant, like furnishing the fountain-pen with which a great poem is written; but incursions into the geography of the imagination are incidental to the critic’s main duty of interpreting literature and making its meaning and purpose clear to all who wish to love and understand it.
The first need of American criticism to-day is education in æsthetic thinking. It needs above all the cleansing and stimulating power of an intellectual bath. Only the drenching discipline that comes from intellectual mastery of the problems of æsthetic thought can train us for the duty of interpreting the American literature of the future. The anarchy of impressionism is a natural reaction against the mechanical theories and jejune text-books of the professors, but it is a temporary haven and not a home. The haphazard empiricism of English criticism and the faded moralism of our own will serve us no more. We must desert these muddy waters, and seek purer and deeper streams. In a country where philosophers urge men to cease thinking, it may be the task of the critic to revivify and reorganize thought. Only in this way can we gain what America lacks, the brain-illumined soul.
The second need of American criticism can be summed up in the word scholarship—that discipline of knowledge which will give us at one and the same time a wider international outlook and a deeper national insight. One will spring from the other, for the timid Colonial spirit finds no place in the heart of the citizen of the world; and respect for native talent, born of a surer knowledge, will prevent us alike from overrating its merits and from holding it too cheap. Half-knowledge is either too timid or too cocksure; and only out of this spiritual discipline can come a true independence of judgment and taste.
For taste is after all both the point of departure and the goal; and the third and greatest need of American criticism is a deeper sensibility, a more complete submission to the imaginative will of the artist, before attempting to rise above it into the realm of judgment. If there is anything that American life can be said to give least of all, it is training in taste. There is a deadness of artistic feeling, which is sometimes replaced or disguised by a fervour of sociological obsession, but this is no substitute for the faculty of imaginative sympathy which is at the heart of all criticism. When the social historian is born, the critic dies; for taste, or æsthetic enjoyment, is the only gateway to the critic’s judgment, and over it is a flaming signpost, “Critic, abandon all hope when this gate is shut.”
“To ravish Beauty with dividing powers
Is to let exquisite essences escape.”
Only out of the fusion of these three elements of taste, intellect, and knowledge can American criticism gain what in one of its manifestations is called “personality” and in another “style.” Only in this way can it win in the battle against the benumbing chaos and the benumbing monotony of American art and life.
We are all cocksure but bewildered children in a world we cannot understand. We are all parvenus—parvenus on a new continent, on the fringes of which some have lived a little longer than others, but the whole of which has been encompassed by none of us for more than two or three generations; parvenus in a new world of steam and electricity, wireless and aeroplane, machinery and industry, which none of us has yet been able to subdue to a mould that satisfies our deepest cravings; parvenus in our culture, which still seems like a borrowed garment instead of flesh of our flesh and bone of our bone. What is the good of all the instruments that our hands have moulded if we have neither the will nor the imagination to wield them for the uses of the soul? Not in this fashion shall we justify our old dream of an America that is the hope of the world. Here are hundreds of colleges and universities; why not fill these empty barracks with scholars and thinkers? Here are a hundred races; why not say to them: “America can give you generous opportunity and the most superb instruments that the undisciplined energy of practical life has ever created, but in the spiritual fields of art, poetry, religion, culture, it has little or nothing to give you; let us all work together, learning and creating these high things side by side”? Here are more hearts empty and unfulfilled and more restless minds than the world has ever before gathered together; why not lead them out of their corrals, and find a fitting pasture for their brains and souls?
J. E. Spingarn
GLOSSARY
The English language, extraordinarily rich and expressive in everything that concerns the practical or the imaginative life, suffers from the poverty and lack of precision of English æsthetic thought. It may therefore be useful to indicate briefly the special sense in which certain terms are used in this essay.
“Spectator: I should say that you have advanced a subtlety that is little more than a play on words.
“Friend: And I maintain that when we are speaking of the operations of the soul, no words can be delicate and subtle enough.”—Goethe.
Art—Any creation of the imagination, whether in the form of imaginative literature or of painting, sculpture, music, etc.
Artist—The creator of a work of art in any of its forms; not used in this essay in the narrower sense of painter or sculptor.
Taste—The faculty of imaginative sympathy by which the reader or spectator is able to re-live the vision of the artist, and therefore the essential pre-requisite to all criticism.
Criticism—Any expression of taste guided by knowledge and thought. (The critic’s training in knowledge is scholarship, and his special field of thought æsthetics.)
Æsthetics—An ordered and reasoned conception of the meaning and purpose of art, intended for the guidance of the critic and not of the artist.
A Literary Theory—An isolated “idea” or theory in regard to imaginative literature, without reference to any ordered and reasoned conception of its meaning and purpose.
Impressionist Criticism—Any expression of taste without adequate guidance of knowledge or thought.
Intellectualist (or dogmatic) criticism—Criticism based on the conception that art is a product of thought rather than of imagination, and that the creative fantasy of the artist can be limited and judged by the critic’s pre-conceived theories; or in the more ornate words of Francis Thompson, criticism that is “for ever shearing the wild tresses of poetry between rusty rules.”
The Intellectuals—All who lay undue stress on the place of intellect in life, and assume that the turbulent flux of reality can be tied up in neat parcels of intellectual formulæ.
Poetry—All literature in which reality has been transfigured by the imagination, including poetry in its narrower sense, the novel, the drama, etc.; used instead of “imaginative literature,” not merely for the sake of brevity, but as implying a special emphasis on creative power.
Poet—A writer of imaginative literature in any of its forms; not used in this essay in the narrower sense of a writer of verse.
Learning—The accumulation of certain forms of knowledge as a basis for scholarship, but no more the main purpose of scholarship than his preparatory training is the sole object of the athlete or soldier.
Scholarship—The discipline and illumination that come from the intellectual mastery of a definite problem in the spiritual (as opposed to the practical) life of man.
Pedant—Any one who thinks that learning is the whole of scholarship.
J. E. S.
SCHOOL AND COLLEGE LIFE
Should we ever entertain an intelligent explorer from Mars, we should of course importune him, in season and out, for his impressions of America. And if he were candid as well as intelligent, he might ultimately be interviewed somewhat as follows:
“At first I thought the most striking fact about you was your passion for education. While I have been enjoying your so thorough hospitality I have met a minority of Americans who express themselves less complacently than the rest about your material blessings; I have talked with a few dissidents from your political theory; and I have even heard complaints that it is possible to carry moral enthusiasm too far. But I have yet to meet that American who is sceptical about education as such, though on the other hand I have found few of your citizens quite content with the working of every part of your educational establishment. And this very discontent was what clinched my first impression that schooling is the most vital of your passionate interests.
“Yet as I have travelled from one to another of your cities, a second fact about you has struck me so forcibly as to contest the supremacy of the first. You Americans more and more seem to me to be essentially alike. Your cities are only less identical than the trains that ply between them. Nearly any congregation could worship just as comfortably in nearly any other church. The casts of almost any two plays, the staffs of almost any two newspapers, even the faculties of almost any two colleges could exchange ‘vehicles’ with about the same results that would attend their exchanging clothes.
“And in nothing are you so alike as in your universal desire to be alike—to be inconspicuous, to put on straw hats on the same day, to change your clothes in Texas in accordance with the seasons in New York, to read the books everybody else is reading, to adopt the opinions a weekly digests for you from the almost uniform opinions of the whole of the daily press, in war and peace to be incontestably and entirely American.
“Now, I should scarcely make bold to be so frank about these observations if some of my new friends had not reassured me with the information that they are not novel, that a distinguished Englishman has put them into what you have considered the most representative and have made the most popular book about your commonwealth, that in fact you rather enjoy having outsiders recognize the success of your efforts in uniformity. There is, of course, no reason why you should not be as similar to each other as you choose, and you must not interpret my surprise to mean that I am shocked by anything except the contradiction I find between this essential similarity and what I have called your passion for education.
“On Mars it has for a long time been our idea that the function of the school is to put our youth in touch with what all sorts of Martians have thought and are thinking, have felt and are feeling. I say ‘put in touch’ rather than ‘teach,’ because it is not so much our notion to pack their minds and hearts as to proffer samples of our various cultures and supply keys to the storehouses—not unlike your libraries, museums, and laboratories—that contain our records. We prefer to think of schooling as a kind of thoroughfare between our past and our present, an avenue to the recovery and appreciation of as many as possible of those innumerable differences between Martian and Martian, those conflicting speculations and cogitations, myths and hypotheses regarding our planet and ourselves that have gone into the warp and woof of our mental history. Thus we have hoped not only to preserve and add to the body of Martian knowledge, but also to understand better and utilize more variously our present minds. So it seems to us perfectly natural, and has rather pleased than distressed us, that our students should emerge from their studies with a multitude of differing sympathies, beliefs, tastes, and ambitions. We have thought that such an education enriched the lives of all of us, lives that ignorance could not fail to constrict and subject to hum-drum monotony.
“So when I return to Mars and report that I found Earth’s most favourable continent inhabited by its most literate great people, a people that has carried the use of print and other means of communication to a point we Martians have never dared dream about; that this people has at once the most widely diffused enthusiasm for education and the most comprehensive school equipment on Earth; and finally that this people is at the same time the most uniform in its life—well, I fear I shall not be believed.”
On subsequent visits the Martian might, as a wise man does who is confronted by a logical impasse, re-examine the terms of his paradox.
As regards our uniformity, fresh evidence could only endorse his first impressions. The vestigial remnants of what regional cultures we have had are rapidly being effaced by our unthinking standardization in every department of life. The railroad, the telephone and telegraph, the newspaper, the Ford, the movies, advertising—all have scarcely standardized themselves before they have set about standardizing everything within their reach. Not even our provinces of the picturesque are immune, the places and things we like to think of as “different” (word that betrays our standard sameness!) and glamorous of our romantic golden age. In the Old South, Birmingham loves to call herself the Pittsburgh of the South; our railroads have all but hounded the packets from the Mississippi; it is notorious that our apostles to the Indians, whether political, religious, or pedagogic, wage relentless war on the very customs and traditions we cherish in legend; the beautiful Missions that a kindlier evangelism bequeathed to them are repeated and cheapened in every suburb and village of the land, under every harsher sky; those once spontaneous fêtes of the plains, the “Stampede” and the “Round-Up,” have been made so spurious that the natives abandon them for a moth-eaten Wild West Show made in the East; and in only a year or two even New Orleans’ Mardi Gras will be indistinguishable from its counterfeits in St. Louis and elsewhere.
As with these adventitious and perhaps not very important regional differentiations, so with the one fundamental demarcation our people have all along recognized as conditioning the give-and-take of American life. The line between the East and the West, advancing from the Alleghanies to the Rockies and then part of the way back, has never stayed long enough in one zone to be precisely drawn, but it has always been sharply felt. Since Colonial times the East has meant many things—wealth, stability, contacts with Europe, refinement, industry, centralized finance—and the West has meant many things—hardship and adventure, El Dorado, outlawry, self-reliance, agriculture, vast enterprise; but they have never been so close to meaning the same things as to-day. To-morrow they will merge. Even now the geographical line between them may be drawn anywhere in a belt two thousand miles wide, in which it will be fixed according to the nativity of the critic rather than by any pronounced social stigmata. East or West, there is a greater gulf between the intelligent and the unintelligent of the same parish than divides the intelligent of different parishes. East or West, Americans think pretty much the same thoughts, feel about the same emotions, and express themselves in the American tongue—that is, in slang. If the slang, the accent, the manner differ noticeably, as they still do, there are not wanting signs that another generation will obliterate these differences too. Publishing, to be sure, tends to concentrate in the East, though without impoverishing the West, since all notable circulations have to be national to survive. The very fact that the country’s publishing can be done from New York, Philadelphia, and Boston demonstrates our national unanimity of opinion and expression.
Before it overleapt the geographical walls, this national unanimity had wiped out every class distinction but one, which it has steadily tended to entrench—the money line. Families may continue to hold their place only on the condition that they keep their money or get more; and a moderate fortune, no matter how quickly come by, has only to make a few correct strokes, avoid a few obvious bunkers, and it will found a family by inadvertence. The process is so simple that clerks practise it during their vacations at the shore.
Besides money, there is one other qualification—personal charm. Its chief function, perhaps, is to disguise the essentially monetary character of American social life. At any rate, Americans are almost as uniformly charming as they are uniformly acquisitive. For the most part it is a negative charm, a careful skirting of certain national taboos: it eschews frank egoism, unfavourable criticism, intellectual subtlety, unique expressions of temperament, humour that is no respecter of persons, anything that might disturb the status quo of reciprocal kindliness and complacent optimism. The unpopular American is unpopular not because he is a duffer or a bore, but because he is “conceited,” a “knocker,” a “highbrow,” a “nut,” a “grouch,” or something of that ilk. We do not choose, as the Martian suggested, to be as similar as possible; we choose not to be dissimilar. If our convictions about America and what is American sprang from real knowledge of ourselves and of our capacities, we should relish egoists, disinterested critics, intellectuals, artists, and irreverent humourists, instead of suppressing them when we cannot mould them. That we do not relish them, that we protect ourselves from them, is evidence that we fear them. What reason should we have to fear them save a secret distrust of our asseverated convictions? Our unanimity, then, would seem to the Martian to be an artificial substitute for some natural background we lack but should like to have; and a most dangerous wish-fulfilment it is, for it masks our ignorance of what we are and what we may reasonably become. Far from being self-knowledge, Americanism would seem to him to be a hallucination, an article of faith supported only by our determination to believe it, and to coerce others into believing it. The secret of our uniformity would be a stubborn ignorance.
At which point our critic would have to re-examine his earlier impressions about our “passion for education,” and strive to understand the uses to which we actually put our educational establishment, to appraise its function in our life.
Beginning with the kindergarten, it provides us a few hours’ relief from our responsibility toward our youngsters. Curiously, the Americans most given to this evasion are the Americans most inveterately sentimental about the “kiddies” and most loath to employ the nursery system, holding it somehow an undemocratic invasion of the child’s rights. Then somewhere in the primary grades we begin to feel that we are purchasing relief from the burden of fundamental instruction. Ourselves mentally lazy, abstracted, and genuinely bewildered by the flow of questions from only one mouth, we blithely refer that awakening curiosity to a harassed young woman, probably less well informed than we are, who has to answer, or silence, the questions of from a score to three score mouths. So begins that long throttling of curiosity which later on will baffle the college instructor, who will sometimes write a clever magazine essay about the complacent ignorance of his pupils.
A few years, and our expectation has shifted to the main chance. We begin worrying over grade reports and knotting our brows over problems in arithmetic by way of assisting our offspring to the practical advantages of education. For the child, we now demand of his teachers solid and lasting preparation in the things whose monetary value our office or domestic payroll keeps sharply before us—figures, penmanship, spelling, home economics. For us, the vicarious glory of his “brightness.” But we want this brightness to count, to be in the direct avenue to his career; so we reinforce the environment that gently discourages him from the primrose paths of knowledge. Nothing “practical” is too good for the boy at this moment—tool chests, bicycles, wireless, what not. Thank God, we can give him a better start than we had. As for arts and letters, well, we guess what was good enough for his dad is good enough for him. Meanwhile we are rather pleased than not at the athletics and the other activities in which the grammar school apes the high school that apes the college.
The long spiral of repetitive schooling in study and sport has now commenced its climb: year by year reviews and adds its fresh increment to last year’s subject-matter in the classroom and on the field. Is it so strange that when the boy meets his college professors he is cock-sure of knowing to a hair the limits of what is normal and important in life, beyond which lie the abnormal interests of the grinds? That mediocre C is a gentleman’s mark? Not his to question the system that, in season and out, has borne down on passing instead of on training, and that ends somewhere, soon or late, with a diploma and, amid family plaudits, graduation from family control.
The high schools are expected to fit ninety-five per cent. of their charges for life and five per cent. for college. If our boy and girl are of the ninety and five, we demand very early specialization toward their precious careers, wax enthusiastic over the school’s model mercantile and banking establishment, expand to know our children are being dosed with a course in “Civics,” generously admire the history note-books in which they have spread much tinted ink over a little stereotyped information, and in what we fool ourselves into believing are the margins to all these matters proudly watch them capture a class numeral or a school letter, grumblingly pay for real estate signs that have gone up in flame to celebrate some epochal victory, and bear with their antics during hazings and initiations. It’s a democratic country, and if the poor man’s son cannot go to college, why the college must come to him. Nor are we without a certain undemocratic satisfaction in the thought that he has stolen a four years’ march into business over the rich man’s son, who spends his college hours, we assure ourselves, acquiring habits that will leave him weak in the hour of competition.
Meanwhile the straddling masters are cramming the other five with all the dates and rules and verbs and prose passages which long and bitter experience has demonstrated to be likeliest on entrance examinations. From the classrooms, as term follows term with its endless iteration of short advances and long reviews, there rises the bruit of rivalry: masters decorously put forward the claims of their own colleges; pupils rejoice when their future alma mater notches another athletic victory to the well-remembered tally; the weak of heart are urging upon their bewildered parents the superior merits of the “back-door” route to some exacting university—by certificate to a small college and transfer at the end of the first year.
There are high schools in whose cases all this is understatement; and of course there are innumerable others, especially in these days when the most rigorous colleges have lost a little of their faith in entrance examinations, where it is absurd overstatement. Nevertheless your son, if he goes to a representative Eastern college from a representative high school, goes as a man steals second in the seventh. And his subsequent instructors marvel at the airy nonchalance with which he ignores “the finer things of life”!
The private secondary schools, save those that are frankly designed to relieve parents of recalcitrant boys when the public schools will have no more of them, are pretty much without the ninety-five per cent. of non-college men. Frequently they have their charges for longer periods. So they are free to specialize in cramming with more singleness of mind and at the same time to soften the process as their endowments and atmospheres permit. But at bottom the demand you make of the “prep school” is the same demand your bookkeeper puts on his son’s high school: you want your boy launched into college with the minimum of trouble for yourself and the maximum of practical advantage for him; your bookkeeper wants his boy launched into business with a minimum of frippery and a maximum of marketable skill. One boy is experted into college, the other is experted into business. You are both among those passionate believers in education who impressed the Martian on his first visit.
Some educator has announced that the college course should not only provide preparation for life but should itself be a satisfactory portion of life. What college student so dull as not to know that? For the most part, he trusts the faculty to provide the preparation—sometimes it would seem that he dares it to—but he takes jolly good care that the four years shall give him life more abundantly. He has looked forward to them with an impatience not even the indignity of entrance examinations could balk; he will live them to the top of his bent; and he will look back on them tenderly, even sentimentally, as the purplest patch of his days. So the American undergraduate is representative of the American temper at its best. He is the flower of our youth at its moment of perfect bloom, its ideals not yet corrupted, its aspirations unwithered. As he thinks and feels, all America would think and feel if it dared and could.
At this point, therefore, the Martian’s inquiry into what we expect from our educational establishment would have to shift its point of view from the older to the younger generation. The Martian would be much in demand at our colleges, both as a sure-fire lecturer and as a shining target for degrees certain to attract wide publicity to the donors. Let us imagine him setting aside a page in his notebook for a scheme of undergraduate emphases, grouped and amended as his triumphant progress permitted him to check up on his observations.
Athletics would of course head the list. Regarded as play—that is, as they affect the spectator—college sports proffer a series of thrilling Roman holidays extending from the first week or so of term-time to the final base-ball game and crew race of Commencement week the next June, and for some colleges there may be transatlantic sequels in midsummer or later. It is by no means all play for the spectator, whose loyalty to his institution makes it his duty to watch the teams practise, follow the histories of the gladiators who are at once his representatives and his entertainers, and drill himself in songs and yells at noisy mass meetings; to bet on his college according to his purse and without any niggardly regard for his sober judgment as to the event; then to deck himself in the colours, march to the field, and watch the fray from the cheering section, where his attention will be perpetually interrupted by the orders and the abuse of a file of insatiable marionettes who are there to dictate when he may and when he may not give throat to his enthusiasm; and finally, if Providence please, to be one of the snake-dancing celebrants of victory. If he have the right physique or talent for one of the sports, he will find himself conscripted by public opinion to enter upon the long and arduous regimen that turns out the annual handful of athletic heroes—to slave on freshman squads, class teams, scrub and third and second teams, and finally perhaps, if he has been faithful, to play a dull minute or two of a big game that is already decided and so receive his coveted letter and side-line privilege as a charity. Or at the dizziest pinnacle of success, a “star,” to endure the unremitting discipline of summer practice, incessant training, eating with his fellow-stars at the training table, in season and out to be the butt of instruction and exhortation from all the experts of the entourage. As they affect the participant, then, college sports are to be regarded as work that differs from the work of professional sportsmen chiefly by being unremunerated.
The student’s next most vivid concern is the organization of the social life in the academic commonwealth of which he is a citizen. Every American college has, or fancies it has, its own tone, its ideal type of man; and good citizenship prescribes conformity to the spirit of the place and observance of the letter of its unwritten code. For the type is defined by a body of obligations and taboos transmitted from generation to generation, sometimes through the mouthpiece of the faculty, sometimes by way of the college “Bible” (to use the slang name for those handy manuals of what to do and what to avoid which the college Y.M.C.A. issues for the guidance of newcomers), but most often by a rough process of trial and error which very speedily convinces the freshman that the Fence is for seniors only, or that it is impracticable to smoke his pipe in the Yard, or that it is much healthier to take the air in a class cap than bareheaded. The cherished “traditions” of a college are for the most part a composite of just such privileges and prohibitions as these, clustering round the notion of the type and symbolizing it; and, curiously, the younger the institution, the more insistent it is likely to be about the sanctity of its traditions—a college feels the need of a type in much the same degree that a factory needs a trademark.
Conformity thus becomes an article in loyalty. Sometimes the mere conformity is the desiderate virtue, as used (at least) to be the case in Yale. Sometimes the type will go in for individualism, as at Harvard a decade ago, where the thing to conform to was non-conformity. One tradition is probably universal: is there anywhere in America a college which does not boast that it is more “democratic” than others? Democracy undergoes some engaging redefinition in support of these conflicting claims, but at bottom it refers to an absence of snobs, arrogant critics, incomprehensible intellectuals, bouncing wits, uncomfortable pessimists—in short, the discouragement of just such individual tastes and energies as the Martian found discouraged in our social life at large. The money line remains. Theoretically, the poor may compete in athletics and in other student enterprises and reap the same social rewards as the rich: practically, they may compete and go socially unrewarded, precisely as in the outside world. It is natural and seemly that this should be the case, for the poor cannot afford the avenues of association which are the breath of society to the rich. There have been football heroes whom the well-to-do have put in the way of acquiring wealth after they left college, but this is patronage, not democracy. There are also colleges proud to be known as poor men’s colleges, and for that very reason devoid of the democracy they boast. Not long ago the president of Valparaiso had to resign, and it developed that among the counts against him were the deadly facts that he had attended the annual alumni dinner in dress clothes and had countenanced “dances, athletics, fraternities, and such.” No, all that we really mean by democracy in college is the equal opportunity to invest one’s inoffensive charm and perfectly good money in a transient society, to be neighbourly across geographical and family lines, to cultivate the local twist of the universal ideal—to be a “regular fellow.” Which is very much what we mean by democracy outside. Whatever the precise type of man a college exalts, its characteristic virtues are those that reflect a uniform people—hearty acceptance of unexamined ideals, loyal conformity to traditional standards and taboos, unassuming modesty in “playing the game,” and a wholesome optimism withal.
But as for genuine democracy, the unrestricted interplay of free spirits against a common background, what college can boast that its social organization approaches even the measure of equality enjoyed by its disinterested scholars? There was a modicum of it in the free elective system that obtained in Dr. Eliot’s Harvard. There was an indifference to seniority that sorely puzzled the graduates of other colleges. Alas, freshman dormitories descended upon it, treacherously carrying the banners of “democracy”; and a “group system” of courses began to externalize intellectual interests to which the elective system, abused as it was, had offered every opportunity for spontaneity. It may be that the Amherst of Dr. Meiklejohn’s experiments, or the Smith that President Neilson envisages, will recapture opportunities now fled from Cambridge. These cases, after all, are exceptional. For the typical American college, private or public, marshals its students in two caste systems so universal and so familiar that it never occurs to us to scrutinize the one and we are liable to criticize the other only when its excesses betray its decadence.
The former, the divisioning and tagging of every recruit with the year of his graduation, looks to be an innocent convenience until you have surveyed its regimental effect. Freshmen are green; so we clap ridiculous caps on them, dub them “Frosh” or “Fish,” haze them, confine them to a York Street of their kind or impound them in freshman dormitories, where we bid them save themselves, the which they do in their sophomore year at the expense of the next crop of recruits. It is not so much the occasional brutality of hazing parties and “rushes” that should arrest us here, nor yet such infrequent accidents as the probably insane despair of that Harvard freshman whose phobia for eggs drove him to suicide to escape the inflexible diet of his class commons, as it is the remorseless mob invasion of personality and privacy which either leaves the impressionable boy a victim of his ingrowing sensibility or else converts him into a martinet who in his turn will cripple others. In the case of the Cornell freshman who was ducked for stubbornly refusing to wear the class cap and was saved from more duckings by an acting president who advised him—“in all friendliness,” said the newspapers!—to submit or to withdraw from college for a year, it is not necessary to applaud what may have been pig-headedness in the victim, or to flay what may have been wisdom in the executive, in order to admire the single professor who stood ready to resign in order to rebuke his college for her bigotry. What was really significant here, however, and what is everywhere characteristic of this sort of benevolent assimilation, was the tone of the university daily’s editorial apologia:
“Complete liberty of action has never been recognized by any but avowed anarchists; granted the validity of the law, there can be no charge of intolerance in the enforcement of it.”
The legal “validity” of an arbitrary tradition! No “intolerance” in its enforcement by Judge Lynch! The editor of the Cornell Sun went on to say that the existence of the “law” in question is “no secret from the prospective Cornellian,” implying, no doubt, that to offer oneself for matriculation at Cornell is ipso facto to accept the whole body of Ithacan tradition and taboos, along with their interpretation and enforcement according to the momentary caprice of the majority, as a contrat social. Small wonder he called the refractory freshman a “red.” The young editor’s reasoning should recommend his early appointment to a place in the greater Sun.
The caste system of academic seniority, like all caste systems, is worst at its base. Such customs as the sequestering of the upper classes in their private quads or ovals, the jealous protection of senior privileges, and the calendrical elaboration of the alumni programme serve to import a picturesque if rather forced variety into our drab monotony. That men should choose to organize themselves to protect some more or less irrelevant distinction is of no special importance to outsiders so long as they do not use their organization to dragoon minorities or to bully individuals. Yet, speak out against the exploitation, and you will be accused of attacking the fellowship. Criticize the shackling of freshmen, and there will not be wanting college editors to call you a fanatic who cannot bear the jolly sight of cap and gown.
The other system of caste, to which we give sharp attention when it goes badly wrong, is of course the club hierarchy. Wherever there are clubs their social capital will necessarily fluctuate with the quality of the members they take in. The reformers who deplore the institution of “rushing” have of course exaggerated its evils, but the evils are there. In young colleges, and wherever clubs are insecure, the candidates are liable to be spoiled for any club purposes before their destination is settled; wherever the candidates must do the courting, either brazenly or subtly, they tend to debauch the club. The dilemma holds, in one form or another, all the way from the opposed “literary” societies of the back-woods college to the most powerful chapters of the national fraternities; and it is particularly acute where the clubhouse is also the student’s residence. Any remedy thus far advanced by the reformers is worse than the disease.
In many of the older colleges the equilibrium has been stabilized by a device similar to the gentlemen’s agreement in industry. The important clubs have gradually adjusted themselves into a series through which the clubman passes, or into which he penetrates as far as his personality and money will carry him. So the initial competition for untried material is done away with or greatly simplified; one or two large freshman or sophomore clubs take in all the likely candidates; the junior clubs do most of their choosing from among this number; and the senior clubs in turn draw on the junior. Meanwhile the member turnover is perhaps trebled, and initiations and other gay functions multiply.
It is to be remembered, however, that not all the brethren shift onward and upward year by year. Many have to content themselves with clubs already won, and those who pass on are a narrowing band, whose depleted ranks are by no means restored in the eleventh hour recruiting of “elections at large,” deathbed gestures of democracy after a career of ballotting to exclude candidates who had not taken all the earlier degrees. Thus increasing distinction is purchased through the tried and true method of decreasing numbers. To be sure, the same end could be served if all would remain in one club and periodically drop groups of the least likely members. Initiations might be reversed, and punches be given to celebrate the lightening of the ship: it would be no more fantastic than a good part of the existing ceremonial. But—it would be undemocratic! And, too, the celebrations might be fatally hilarious. The present pre-initiation discipline is one that tests for regularity and bestows the accolade on the inconspicuous, so that the initiates turn out pretty much of a piece and the entertainment they provide is safely conventional. But reverse the process, assemble in one squad all the hands suspected of being exceptional—all the queer fish and odd sticks—and there’s no predicting what capers they might cut as they walked the plank.
The real evil of the club caste is its taste for predictability, its standardization of contacts, its faintly cynical sophistication where life might be a riot of adventures and experiments and self-discoveries—in one word, its respectability. Not that it does not provide much good fellowship and a great deal of fun (including the varieties that have distressed its moral critics). But that everything it provides is so definitely provided for, so institutionalized, and so protected from the enrichment different types and conditions of men could bring to it that it is exclusive in a more sinister sense than the one intended by the critics of its alleged snobbery.
Normally the club system is by no means so snobbish as it is thought to be; it dislikes, and is apt to punish with the black ball, the currying of social favour and the parade of special privilege. For youth is youth, and in the last analysis the enemy of caste. It is the glory of college life that the most unexpected friendships will overleap the fences run by class and club regimentation. It is its pity that the fences, which yield so easily to irregular friendships once they have discovered themselves, should nevertheless be stout enough to herd their victims past so many unrecognized opportunities for spontaneous association. The graduate who looks back fondly on his halcyon days is very likely passing over the Senior Picnic and his row of shingles to recall haze-hung October afternoons of tobacco and lazy reminiscence on the window-seat of somebody who got nowhere in class or club, or is wistful for the midnight arguments he had with that grind who lived in his entry freshman year—nights alive with darting speculation and warm with generous combat. Of these clandestine sweets he will say nothing; he is a regular fellow; but he affords one of the proofs that the well-worn social channels are not deep enough to carry off all the wine of free fellowship. And that even the moderate caste of college, securely established as it seems, must defend itself from youth (even from its own youth!) is demonstrated by two phenomena not to be explained satisfactorily on any other hypothesis. What is all the solemn mummery, the preposterous ritual, the pompous processions to and from temples of nightmare architecture, the whole sacrosanct edifice of the secret fraternities, if it be not an embroidery wherewith to disguise from present and future devotees the naked matter-of-factness of the cult? And, on the other hand, what are the too early maturity, the atmosphere of politely blasé languor, the ubiquitous paraphernalia for comfort and casual hospitality that characterize the non-secret and citified clubs of the “indifferent” college but so many disarming confessions of the predictability of everything—the predictability, and the necessity for quiet acceptance? Under all the encouraging variations and exceptions runs the regimental command of our unanimity: if you are to belong, you must conform; you must accept the limits of the conventional world for the bounds of your reality; and then, according to the caprice of your genius loci, you will play the game as if everything, even the minutiæ of the ritual your club has inherited from freer spirits, were of tremendous moment, or you will play it no less thoroughly but with the air of one who knows that nothing is of any moment at all. The clubs, that have so often been criticized for their un-American treason to democracy, are only too loyally American.
The third emphasis would be corollary to these two—the political management of athletic and class and club affairs. The politics are those of personal popularity, the management is that of administration rather than legislation, the spirit is the American flair for petty regulation. Where issues are in question the tone is almost certain to be propagandist, conservatives and radicals dividing a field littered with hard names. College life has accumulated an abundance of machinery for the expression of the managing instinct, and most of it works. Nowadays the lines of representation finally knot in a Student Council, which is at once the Cabinet, the Senate, and the Supreme Court of the undergraduate commonwealth. The routine of its work is heavily sumptuary, and such matters as the sizes and colours and seasons for hatband insignia, the length of time students may take off to attend a distant game, the marshalling of parades, are decided with taste and tact. Then, abruptly, it is a tribunal for major cases, just if severe: a class at Yale fails to observe the honour rule, and upon the Council’s recommendation twenty-one students are expelled or suspended; it was the Student Council at Valparaiso that secured the president’s withdrawal; and at Cornell it was the Student Council that came to the rescue of tradition when a freshman refused to wear the freshman cap. Invariably, one concludes, its edicts and verdicts will support righteousness, as its constituents understand righteousness.
The constituents themselves are ordinarily on the side of light, as they see the light. Not so long ago the faculty of a small New England college decided to dispense with compulsory chapel: the students voted it back. Moral crusades spring up like mushrooms and command the allegiance of all but the recalcitrant “rough-necks,” whom student opinion is sometimes tempted to feel are beating their way through an education for which they make no equivalent return in public spirit. A typical campaign of the sort was recently put in motion by the student daily at Brown: the editors discovered that “the modern age of girls and young men is intensely immoral”; they penned sensational editorials that evoked column-long echoes in the metropolitan press; they raised a crusade against such abominations as petting parties, the toddle (“Rome,” they wrote, “toddled before it fell”), and “parties continued until after breakfast time”; almost immediately they won a victory—the Mothers’ Club of Providence resolved that dances for children must end by eleven o’clock....
And now the undergraduate will emphasize study. But a sharp line must be drawn between study that looks forward merely to the A.B. degree as the end of schooling and the beginning of business, and study that is a part of professional training, that looks forward to some professional degree at Commencement or to matriculation in a graduate school. Both come under the head of preparation for life; but in the former case the degree itself is the preparation, whereas in the latter case it is recognized that one must master and retain at least a working modicum of the subject-matter of the professional courses and of the liberal courses preliminary to them.
The arts man, then, recognizes only the same necessity he has faced all the way up the school ladder—to pass. If he have entrance conditions, they are mortgages that must be paid off, perhaps in the Summer School; he must keep off probation to protect his athletic or political or other activity status; beyond this, he must garner enough courses and half-courses, semester hours or points, to purchase the indispensable sheepskin. Further effort is supererogatory so far as concerns study per se: prizes and distinctions fall in the category of “student activities,” hobbies, and belong of right to the “sharks”; scholarships, which in America are for the poor only, have to do with still another matter—earning one’s way through—and are mostly reserved for the “paid marks men,” professional studiers, grinds.
Upon his programme of courses the student will often expend as much mental energy as would carry him through an ordinary examination: he will pore over the catalogue, be zealous to avoid nine o’clocks and afternoon hours liable to conflict with games, make an elaborate survey of the comparative competence of instructors, both as graders and as entertainers and even (quaintly enough) as experts in their fields, and enquire diligently after snap courses. Enrolled in a course, he will speedily estimate the minimum effort that will produce a safe pass, unless the subject happens to be one that commends itself to his interest independently of academic necessity. In that case he will exceed not only the moderate stint calculated to earn a C, but sometimes even the instructor’s extravagant requirements. There is, in fact, scarcely a student but has at least one pet course in which he will “eat up” all the required reading and more, take gratuitous notes, ask endless questions, and perhaps make private sallies into research. The fact that he holds most of this labour to be self-indulgence will not temper his indignation if he fails to “pull” an A or B, though it is a question whether, when the grade has sealed the course, he will be much the wiser for it than for the others.
On the evils of the course system there is probably no new thing to be said. Such devices as the “group system” at Harvard interfere with liberty of election without appreciably correcting the graduate’s ignorance of the courses he has passed and cashed in for his degree. Recognizing this fact, certain faculties have latterly inaugurated general examinations in the whole subject-matter studied under one department, as notably in History, Government, and Economics; but thus far the general examination affects professional preparation, as notably for the Law School, much more than it affects the straight arts career, where it provides just one more obstacle to “pass.”
This business of passing is a seasonal nuisance. The early weeks of term-time are an Arcady of fetching lectures, more or less interesting assigned reading, and abundant “cuts.” Across the smiling sky float minatory wisps of cloud—exercises, quizzes, tests. Then up from the horizon blow the “hour exams,” first breath of the academic weather that later on will rock the earth with “mid-years” and “finals.” But to be forewarned is, for the prudent student, to get armed, and Heaven knows he is amply warned by instructor, registrar, and dean. So he hies himself to the armourer, the tutor, one of the brotherhood of experts who saw him through the entrance examinations; he provides himself with bought or leased notebooks and summaries; he crams through a few febrile nights of cloistral deprivations and flagellations; and the sun shines again on his harvest of gentlemen’s C’s, the proud though superfluous A or B, and maybe a D that bespeaks better armour against the next onset. Or, of course, he may have slipped into “probation,” limbo that outrageously handicaps his athletic or political ambitions. Only if he have been a hapless probationer before the examinations is there any real risk of his having to join the exceedingly small company of living sacrifices whom a suddenly austere college now “rusticates.” (For in America suspensions and expulsions are the penalties rather of irregular conduct than of mental incompetence or sloth.) In four years, after he has weathered a score of these storms and concocted a few theses, the president hands him a diploma to frame, he sells his other furniture, puts mothballs in his cap and gown, and plunges into business to overtake his non-college competitors.
Student opinion recognizes that the man enrolled in professional courses or headed for a graduate school faces more stringent necessities. He may devote himself to his more specific training without the imputation of being a “grind,” and if he pursues honours it will be in the line of business rather than of indoor sport. He will be charier of cuts, more painstaking as regards his notes and reading, and the professional manner will settle on him early. In every college commons you can find a table where the talk is largely shop—hypothetical cases, laboratory experiments, new inventions, devices for circumventing the income tax. All this, however, is really a quantitative difference, not a qualitative. Of disinterested intellectual activity he is if anything more innocent than his fellow in the arts school.
So much for the four great necessities of average student life—in order of acknowledged importance: athletics, social life, politics, study. Deans and other official but theoretical folk will tell our Martian that the business of college is study and that all the undergraduate’s other functions are marginal matters; but their own conduct will already have betrayed them to him, for he will not have missed the fact that most of their labour is devoted to making study as dignified and popular as the students have made sports and clubs and elections. These four majors hold their places at the head of the list of student emphases because no representative undergraduate quite escapes any of them; the next ones may be stressed more variously, according rather to the student’s capricious private inclinations than to his simpler group reactions.
Now, for instance, he is free to “go in for” some of the innumerable “student activities,” avocations as opposed to the preceding vocations. There are the minor sports which are not so established in popularity that they may conscript players—lacrosse, association football, trap shooting, swimming, and so on. There are the other intercollegiate competitions—chess and debating and what not. The musical clubs, the dramatic clubs, the magazines, and many semi-professional and semi-social organizations offer in their degree more or less opportunity to visit rival institutions. Then, too, there is in the larger colleges a club for almost every religious cult, from Catholic to Theosophist, whose devotees may crave a closer warmth of communion than they realize in the chapel, which is ordinarily non-sectarian; a club apiece for some of the great fraternal orders; a similar club for each of the political parties, to say nothing of a branch of the Intercollegiate Socialist Society, with another organization forming to supply the colleges with associated Liberal Clubs. Moreover, all the important preparatory schools, private and public, are certain to be represented by clubs of their alumni, some of which maintain scholarships but all of which do yeoman service scouting for athletes. Frequently there is a Cosmopolitan Club for foreign students and travelled Americans. And, finally, there are clubs to represent the various provinces of knowledge—the classics, philosophy, mathematics, the various sciences, and so on indefinitely. Then, in colleges in or near cities, there are well-organized opportunities for students who care to make a hobby of the Uplift and go in for social service. While, for amateur and professional sharks and grinds, there is the honour roll of prizes, scholarships, fellowships, distinctions, and other academic honours. Verily a paradise for the joiner. Day by day, the calendar of meetings and events printed in the university paper resembles nothing so much as the bulletin board of a metropolitan hotel which caters to conventions.
If at first glance all this welter of endeavour looks to be anything but evidence of uniformity, at second will appear its significant principle. Every part of it is cemented together by a universal institutionalizing of impulses and values. There is scarcely a college activity which can serve for a hobby but has its shingle and ribbon and certificated niche in the undergraduate régime.
Even the undergraduate’s extra-collegiate social life, which would probably stand next on the Martian’s list, is thoroughly regimented. Speaking broadly, it is incorrect to call on girls at the nearest girls’ college; and, speaking still more broadly, there is usually one correct college whereat it is socially incumbent to pay devoirs. In coeducational institutions the sex line is an exacting but astonishingly innocent consumer of time and energy, of which the greater part is invested in the sheer maintenance of convention. Along both these social avenues the student practises a mimicry of what seems to him to be the forms regnant in secular society and, intent on the forms, tends to miss by a little what neighbourly ease really exists there, so that he out-conventionalizes the conventional world. The non-college American youth, of both sexes, would scarcely tolerate the amount of formalism, chaperonage, and constraint that our college youth voluntarily assumes.
The word “fussing” is the perfect tag for the visiting, the taking to games and dances, the cherishing at house-parties, and the incessant letter-writing that are the approved communications across the sex line. You make a fuss over a girl, and there it ends; or you make a fuss over a girl and get engaged, and there it ends; or—and this is frequent only in the large Western universities where well-nigh all the personable youths of the State’s society are in college together—you make a fuss over a girl, you get engaged, and in due time you get married. So far as fussing is concerned, sex is far more decorous among collegians than among their non-collegiate fellows of the same ages and social levels. There is a place, of course, where it is indecorous enough; but that place is next on the Martian’s list.
Which now shifts its weakening emphasis to recreation. You will have thought that most of the foregoing attached to recreation and that all play and no work is the undergraduate rule. You will have erred. Above this point almost everything on the list is recognized by the student to be in some sort an obligation, a serious concern, a plough on which he finds his hand gently laid by custom but which he cannot decently relinquish till he has gained the end of the furrow.
“Nobody could be busier than the normal undergraduate. His team, his paper, his club, show, or other activity, sometimes several at once, occupy every spare moment which he can persuade the office to let him take from the more formal part of college instruction.”